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MICROSOFT CORP

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1016
SEC CIK
0000789019
Parsed reports
3,224

Last 12 months

Inside the activity.

1 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202610
Mar 202601
Apr 202600
May 202601
Jun 202603
Jul 202600
Aug 202602
Sep 2026014
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2017 Filed Feb 1, 2017 23:10 UTC GrantRestricted Stock Units · Derivative 1,256 $0.00 $0.00
Disclosure

SEC source: 0001626431-17-000008 · edgar.xml · derivative · entry 2

PETERSON SANDRA E · CIK 0001192752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,115

Underlying: Common Stock · 1,256 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F3 · balance_after: Includes 1 share as a result of accumulated fractional shares.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:12 UTC GrantRestricted Stock Units · Derivative 2,126 $0.00 $0.00
Disclosure

SEC source: 0001626431-17-000009 · edgar.xml · derivative · entry 3

THOMPSON JOHN WENDELL · CIK 0001207433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,386

Underlying: Common Stock · 2,126 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested.

F2 · derivative.expiration_date: The restricted stock units are fully vested.

F3 · balance_after: Delivery of the shares to the reporting person will be made in five equal annual installments beginning 30 days after the reporting person's separation from service on the Board of Director.

F4 · balance_after: Includes 1 share as a result of accumulated fractional shares.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:13 UTC GrantRestricted Stock Units · Derivative 241 $0.00 $0.00
Disclosure

SEC source: 0001626431-17-000010 · edgar.xml · derivative · entry 2

WARRIOR PADMASREE · CIK 0001186249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368

Underlying: Common Stock · 241 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F4 · balance_after: Includes 1 share as a result of accumulated fractional shares.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:13 UTC GrantCommon Stock 773 $0.00 $0.00
Disclosure

SEC source: 0001626431-17-000010 · edgar.xml · nonDerivative · entry 1

WARRIOR PADMASREE · CIK 0001186249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,931

F1 · shares: Represents stock award which is fully vested on the date of grant.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:37 UTC SaleCommon Stock 2,000,000 $64.55 $129,103,400.00
Disclosure

SEC source: 0001225208-17-002266 · doc4.xml · nonDerivative · entry 1

GATES WILLIAM H III · CIK 0000902012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,992,934

F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.2650 to $65.1400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 23:05 UTC
BROD FRANK HChief Accounting Officer
SaleCommon Stock 7,500 $65.35 $490,125.00
Disclosure

SEC source: 0001626431-17-000002 · edgar.xml · nonDerivative · entry 1

BROD FRANK H · CIK 0001183681 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,008

Read SEC document
January 30, 2017 Filed Feb 1, 2017 22:17 UTC SaleCommon Stock 2,000,000 $65.11 $130,224,800.00
Disclosure

SEC source: 0001225208-17-002185 · doc4.xml · nonDerivative · entry 1

GATES WILLIAM H III · CIK 0000902012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,992,934

F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.8000 to $65.7900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 23:01 UTC
COURTOIS JEAN PHILIPPEExecutive Vice President
Tax withholdingCommon Stock 4,493 $63.68 $286,114.24
Disclosure

SEC source: 0001626431-17-000001 · edgar.xml · nonDerivative · entry 1

COURTOIS JEAN PHILIPPE · CIK 0001193102 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,092

Read SEC document
December 21, 2016 Filed Dec 21, 2016 23:04 UTC
COURTOIS JEAN PHILIPPEExecutive Vice President
GrantCommon Stock 65,263 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000203 · edgar.xml · nonDerivative · entry 1

COURTOIS JEAN PHILIPPE · CIK 0001193102 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,585

F1 · shares: Represents Stock Award that will vest over 4 years at the rate of 25% on December 21, 2017, 12.5% on February 28, 2018, and then at the rate of 12.5% each six months thereafter, subject to continued employment.

Read SEC document
December 15, 2016 Filed Dec 20, 2016 23:14 UTC GiftCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000202 · edgar.xml · nonDerivative · entry 1

SMITH BRADFORD L · CIK 0001193119 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,233

F1 · balance_after: Includes 85 shares acquired on September 30, 2016, under the Microsoft employee stock purchase plan.

Read SEC document
December 14, 2016 Filed Dec 20, 2016 23:13 UTC
Capossela Christopher CEVP, Chief Marketing Officer
GiftCommon Stock 9,482 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000201 · edgar.xml · nonDerivative · entry 1

Capossela Christopher C · CIK 0001601944 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,241

Read SEC document
December 08, 2016 Filed Dec 9, 2016 23:00 UTC
List TeriDirector
GrantRestricted Stock Units · Derivative 45 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000196 · edgar.xml · derivative · entry 2

List Teri L. · CIK 0001529370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,147

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 23:01 UTC GrantRestricted Stock Units · Derivative 555 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000197 · edgar.xml · derivative · entry 2

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,429

Underlying: Common Stock · 555 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F4 · balance_after: Includes 1 share as a result of accumulated fractional shares.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 23:02 UTC GrantRestricted Stock Units · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000198 · edgar.xml · derivative · entry 2

PETERSON SANDRA E · CIK 0001192752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,858

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 23:04 UTC GrantRestricted Stock Units · Derivative 122 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000199 · edgar.xml · derivative · entry 4

THOMPSON JOHN WENDELL · CIK 0001207433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,259

Underlying: Common Stock · 122 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F4 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made in five equal installments commencing 30 days after the reporting person's separation from service on the Board of Directors and then upon each anniversary of the reporting person's separation from service on the Board of Directors thereafter.

F4 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made in five equal installments commencing 30 days after the reporting person's separation from service on the Board of Directors and then upon each anniversary of the reporting person's separation from service on the Board of Directors thereafter.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 23:04 UTC GrantRestricted Stock Units · Derivative 155 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000199 · edgar.xml · derivative · entry 3

THOMPSON JOHN WENDELL · CIK 0001207433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,415

Underlying: Common Stock · 155 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary of the reporting person's separation from service on the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary of the reporting person's separation from service on the Board of Directors.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 23:05 UTC GrantRestricted Stock Units · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000200 · edgar.xml · derivative · entry 2

WARRIOR PADMASREE · CIK 0001186249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:45 UTC
Morfit G MasonDirector · See Remarks
ValueAct Holdings, L.P.Director · See Remarks
ValueAct Capital Master Fund, L.P.Director · See Remarks
VA Partners I, LLCDirector · See Remarks
ValueAct Capital Management, L.P.Director · See Remarks
ValueAct Capital Management, LLCDirector · See Remarks
ValueAct Holdings GP, LLCDirector · See Remarks
GrantCommon Stock 819 $0.00 $0.00
Disclosure

SEC source: 0001418812-16-000216 · primary_doc.xml · nonDerivative · entry 1

Morfit G Mason · CIK 0001325920 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · See Remarks

ValueAct Co-Invest Master Fund, L.P. · CIK 0001579734 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819

F1 · shares: Represents stock award which is fully vested on the date of grant.

F2 · ownership.direct: The ValueAct entities referred to in this footnote 2 are collectively referred to herein as "ValueAct Capital." Under an agreement with ValueAct Capital, G. Mason Morfit is deemed to hold the shares for the benefit of the limited partners of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

F3 · ownership.direct: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:09 UTC
List TeriDirector
GrantRestricted Stock Units · Derivative 1,391 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000188 · edgar.xml · derivative · entry 2

List Teri L. · CIK 0001529370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,102

Underlying: Common Stock · 1,391 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F3 · balance_after: Includes 1 share as a result of accumulated fractional shares.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:10 UTC GrantRestricted Stock Units · Derivative 818 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000189 · edgar.xml · derivative · entry 2

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,873

Underlying: Common Stock · 818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:12 UTC GrantRestricted Stock Units · Derivative 1,330 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000191 · edgar.xml · derivative · entry 2

PETERSON SANDRA E · CIK 0001192752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,821

Underlying: Common Stock · 1,330 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:11 UTC
PANKE HELMUTDirector
Tax withholdingCommon Stock 246 $61.09 $15,028.14
Disclosure

SEC source: 0001626431-16-000190 · edgar.xml · nonDerivative · entry 2

PANKE HELMUT · CIK 0001268397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,784

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:11 UTC
PANKE HELMUTDirector
GrantCommon Stock 819 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000190 · edgar.xml · nonDerivative · entry 1

PANKE HELMUT · CIK 0001268397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,030

F1 · shares: Represents stock award which is fully vested on the date of grant.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:12 UTC GrantCommon Stock 819 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000192 · edgar.xml · nonDerivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,003

F1 · shares: Represents stock award which is fully vested on the date of grant.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:13 UTC GrantCommon Stock 819 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000193 · edgar.xml · nonDerivative · entry 1

STANTON JOHN W · CIK 0000904858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,016

F1 · shares: Represents stock award which is fully vested on the date of grant.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:14 UTC GrantRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000194 · edgar.xml · derivative · entry 3

THOMPSON JOHN WENDELL · CIK 0001207433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,137

Underlying: Common Stock · 2,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested.

F2 · derivative.expiration_date: The restricted stock units are fully vested.

F3 · balance_after: Delivery of the shares to the reporting person will be made in five equal annual installments beginning 30 days after the reporting person's separation from service on the Board of Director.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:14 UTC GrantRestricted Stock Units · Derivative 255 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000195 · edgar.xml · derivative · entry 2

WARRIOR PADMASREE · CIK 0001186249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,119

Underlying: Common Stock · 255 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F4 · balance_after: Includes 1 share as a result of accumulated fractional shares.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:14 UTC GrantCommon Stock 819 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000195 · edgar.xml · nonDerivative · entry 1

WARRIOR PADMASREE · CIK 0001186249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,158

F1 · shares: Represents stock award which is fully vested on the date of grant.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 23:06 UTC
Capossela Christopher CEVP, Chief Marketing Officer
SaleCommon Stock 8,583 $58.32 $500,574.29
Disclosure

SEC source: 0001626431-16-000187 · edgar.xml · nonDerivative · entry 2

Capossela Christopher C · CIK 0001601944 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,723

F2 · price: This transaction was executed in multiple trades at prices ranging from $58.32 to $58.325. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full infomration regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 23:06 UTC
Capossela Christopher CEVP, Chief Marketing Officer
SaleCommon Stock 10,000 $58.80 $587,954.00
Disclosure

SEC source: 0001626431-16-000187 · edgar.xml · nonDerivative · entry 1

Capossela Christopher C · CIK 0001601944 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,306

F1 · price: This transaction was executed in multiple trades at prices ranging from $58.79 to $58.805. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full infomration regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 23:02 UTC
Capossela Christopher CEVP, Chief Marketing Officer
SaleCommon Stock 12,000 $60.51 $726,120.00
Disclosure

SEC source: 0001626431-16-000186 · edgar.xml · nonDerivative · entry 1

Capossela Christopher C · CIK 0001601944 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,306

Read SEC document
November 02, 2016 Filed Nov 3, 2016 22:00 UTC
Capossela Christopher CEVP, Chief Marketing Officer
SaleCommon Stock 12,000 $59.57 $714,841.20
Disclosure

SEC source: 0001626431-16-000185 · edgar.xml · nonDerivative · entry 1

Capossela Christopher C · CIK 0001601944 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,306

Read SEC document
October 28, 2016 Filed Oct 31, 2016 20:40 UTC SaleCommon Stock 1,600,000 $60.10 $96,166,080.00
Disclosure

SEC source: 0001225208-16-040865 · doc4.xml · nonDerivative · entry 2

GATES WILLIAM H III · CIK 0000902012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,992,934

F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $59.5800 to $60.5150. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 22:07 UTC
BROD FRANK HChief Accounting Officer
SaleCommon Stock 5,000 $60.53 $302,625.00
Disclosure

SEC source: 0001626431-16-000183 · edgar.xml · nonDerivative · entry 1

BROD FRANK H · CIK 0001183681 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,508

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October 27, 2016 Filed Oct 31, 2016 20:40 UTC SaleCommon Stock 1,700,000 $60.49 $102,828,920.00
Disclosure

SEC source: 0001225208-16-040865 · doc4.xml · nonDerivative · entry 1

GATES WILLIAM H III · CIK 0000902012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,592,934

F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $60.0950 to $60.8300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

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October 26, 2016 Filed Oct 28, 2016 20:23 UTC SaleCommon Stock 2,000,000 $60.78 $121,555,800.00
Disclosure

SEC source: 0001225208-16-040807 · doc4.xml · nonDerivative · entry 1

GATES WILLIAM H III · CIK 0000902012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,292,934

F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $60.4700 to $61.1900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

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October 25, 2016 Filed Oct 27, 2016 20:41 UTC SaleCommon Stock 2,700,000 $60.99 $164,678,940.00
Disclosure

SEC source: 0001225208-16-040792 · doc4.xml · nonDerivative · entry 1

GATES WILLIAM H III · CIK 0000902012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,292,934

F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $60.8350 to $61.2750. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

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September 28, 2016 Filed Sep 29, 2016 22:10 UTC
Hood AmyChief Financial Officer
Tax withholdingCommon Stock 1,562 $57.95 $90,517.90
Disclosure

SEC source: 0001626431-16-000182 · edgar.xml · nonDerivative · entry 1

Hood Amy · CIK 0001576843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,321

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September 20, 2016 Filed Sep 21, 2016 22:17 UTC
Nadella SatyaDirector · Chief Executive Officer
GrantCommon Stock 130,526 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000181 · edgar.xml · nonDerivative · entry 1

Nadella Satya · CIK 0001513142 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,172,016

F1 · shares: Represents Stock Award under the Executive Officer Incentive Plan that will vest over 4 years at the rate of 25% starting on August 31, 2017, and then at the rate of 12.5% each six months thereafter, subject to continued employment.

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September 19, 2016 Filed Sep 21, 2016 22:03 UTC
BROD FRANK HChief Accounting Officer
GrantCommon Stock 23,495 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000174 · edgar.xml · nonDerivative · entry 2

BROD FRANK H · CIK 0001183681 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,508

F2 · shares: Represents Stock Award under the Executive Officer Incentive Plan that will vest over 4 years at the rate of 25% starting on August 31, 2017, and then at the rate of 12.5% each six months thereafter, subject to continued employment.

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September 19, 2016 Filed Sep 21, 2016 22:03 UTC
BROD FRANK HChief Accounting Officer
GrantCommon Stock 12,661 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000174 · edgar.xml · nonDerivative · entry 1

BROD FRANK H · CIK 0001183681 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,013

F1 · shares: Represents Stock Award under the Executive Officer Incentive Plan that will vest over 5 years at the rate of 10% starting on February 28, 2017, and then at the rate of 10% each six months thereafter, subject to continued employment.

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September 19, 2016 Filed Sep 21, 2016 22:06 UTC
Capossela Christopher CEVP, Chief Marketing Officer
GrantCommon Stock 37,418 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000175 · edgar.xml · nonDerivative · entry 1

Capossela Christopher C · CIK 0001601944 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,306

F1 · shares: Represents Stock Award under the Executive Officer Incentive Plan that will vest over 4 years at the rate of 25% starting on August 31, 2017, and then at the rate of 12.5% each six months thereafter, subject to continued employment.

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September 19, 2016 Filed Sep 21, 2016 22:08 UTC
COURTOIS JEAN PHILIPPEExecutive Vice President
GrantCommon Stock 10,443 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000176 · edgar.xml · nonDerivative · entry 1

COURTOIS JEAN PHILIPPE · CIK 0001193102 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,322

F1 · shares: Represents Stock Award under the Executive Officer Incentive Plan that will vest over 5 years at the rate of 10% starting on February 28, 2017, and then at the rate of 10% each six months thereafter, subject to continued employment.

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September 19, 2016 Filed Sep 21, 2016 22:10 UTC
Hogan Kathleen TEVP, Human Resources
GrantCommon Stock 17,404 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000177 · edgar.xml · nonDerivative · entry 2

Hogan Kathleen T · CIK 0001626431 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,407

F2 · shares: Represents Stock Award under the Executive Officer Incentive Plan that will vest over 3 years at the rate of 16.666% starting on March 19, 2017, and then at the rate of 16.666% each six months thereafter, subject to continued employment.

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September 19, 2016 Filed Sep 21, 2016 22:10 UTC
Hogan Kathleen TEVP, Human Resources
GrantCommon Stock 36,548 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000177 · edgar.xml · nonDerivative · entry 1

Hogan Kathleen T · CIK 0001626431 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,003

F1 · shares: Represents Stock Award under the Executive Officer Incentive Plan that will vest over 4 years at the rate of 25% starting on August 31, 2017, and then at the rate of 12.5% each six months thereafter, subject to continued employment.

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September 19, 2016 Filed Sep 21, 2016 22:12 UTC
Hood AmyEVP & Chief Financial Officer
GrantCommon Stock 80,926 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000178 · edgar.xml · nonDerivative · entry 1

Hood Amy · CIK 0001576843 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,883

F1 · shares: Represents stock award under the Executive Officer Incentive Plan that will vest over 4 years at the rate of 25% starting on August 31, 2017, and then at the rate of 12.5% each six months thereafter, subject to continued employment.

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September 19, 2016 Filed Sep 21, 2016 22:13 UTC
Johnson Margaret LEVP, Bus Dev
GrantCommon Stock 43,509 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000179 · edgar.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · EVP, Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,970

F1 · shares: Represents Stock Award under the Executive Officer Incentive Plan that will vest over 4 years at the rate of 25% starting on August 31, 2017, and then at the rate of 12.5% each six months thereafter, subject to continued employment.

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September 19, 2016 Filed Sep 21, 2016 22:15 UTC
SMITH BRADFORD LPresident/Chief Legal Officer
GrantCommon Stock 71,354 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000180 · edgar.xml · nonDerivative · entry 1

SMITH BRADFORD L · CIK 0001193119 · President/Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926,148

F1 · shares: Represents stock award under the Executive Officer Incentive Plan that will vest over 4 years at the rate of 25% starting on August 31, 2017, and then at the rate of 12.5% each 6 months thereafter, subject to continued employment.

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September 08, 2016 Filed Sep 9, 2016 22:05 UTC
List TeriDirector
GrantRestricted Stock Units · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000169 · edgar.xml · derivative · entry 2

List Teri L. · CIK 0001529370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,710

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

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September 08, 2016 Filed Sep 9, 2016 22:06 UTC GrantRestricted Stock Units · Derivative 536 $0.00 $0.00
Disclosure

SEC source: 0001626431-16-000170 · edgar.xml · derivative · entry 2

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,055

Underlying: Common Stock · 536 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.