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Nasdaq · USD

MSAI

MultiSensor AI Holdings, Inc.

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Tapewire entity
7943
SEC CIK
0001863990
Parsed reports
107

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2025 Filed Jun 24, 2025 21:55 UTC SaleCommon Stock 21,470 $0.66 $14,232.46
Disclosure

SEC source: 0002004751-25-000006 · primary_doc.xml · nonDerivative · entry 1

Strahan Gary Eugene · CIK 0002004751 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,952,618

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6500 to $0.6950. The reporting person undertakes to provide to MultiSensor AI Holdings, Inc., any security holder of MultiSensor AI Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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June 12, 2025 Filed Jun 16, 2025 22:49 UTC SaleCommon Stock 8,350 $0.74 $6,194.03
Disclosure

SEC source: 0002004751-25-000005 · primary_doc.xml · nonDerivative · entry 1

Strahan Gary Eugene · CIK 0002004751 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,974,088

Read SEC document
June 10, 2025 Filed Jun 11, 2025 19:04 UTC SaleCommon Stock 7,000 $0.72 $5,042.10
Disclosure

SEC source: 0002004751-25-000003 · primary_doc.xml · nonDerivative · entry 2

Strahan Gary Eugene · CIK 0002004751 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,982,438

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7189 to $0.7209. The reporting person undertakes to provide to MultiSensor AI Holdings, Inc., any security holder of MultiSensor AI Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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June 09, 2025 Filed Jun 11, 2025 19:04 UTC SaleCommon Stock 20,000 $0.72 $14,356.00
Disclosure

SEC source: 0002004751-25-000003 · primary_doc.xml · nonDerivative · entry 1

Strahan Gary Eugene · CIK 0002004751 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,989,438

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7051 to $0.7353. The reporting person undertakes to provide to MultiSensor AI Holdings, Inc., any security holder of MultiSensor AI Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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June 04, 2025 Filed Jun 5, 2025 17:45 UTC SaleCommon Stock 3,500 $0.80 $2,800.00
Disclosure

SEC source: 0002004751-25-000002 · primary_doc.xml · nonDerivative · entry 3

Strahan Gary Eugene · CIK 0002004751 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,009,438

Read SEC document
June 03, 2025 Filed Jun 5, 2025 17:45 UTC SaleCommon Stock 1,132 $0.80 $905.60
Disclosure

SEC source: 0002004751-25-000002 · primary_doc.xml · nonDerivative · entry 2

Strahan Gary Eugene · CIK 0002004751 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,012,938

Read SEC document
June 03, 2025 Filed Jun 5, 2025 17:45 UTC SaleCommon Stock 1,868 $0.82 $1,531.76
Disclosure

SEC source: 0002004751-25-000002 · primary_doc.xml · nonDerivative · entry 1

Strahan Gary Eugene · CIK 0002004751 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,014,070

Read SEC document
May 28, 2025 Filed May 29, 2025 18:23 UTC
Winch StevenDirector
Tax withholdingCommon Stock 48,010 $0.83 $39,848.30
Disclosure

SEC source: 0001104659-25-054362 · tm2516521-2_4seq1.xml · nonDerivative · entry 2

Winch Steven · CIK 0002003540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 869,795

F2 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of restricted stock units ("RSUs") that vested on January 1, 2024.

Read SEC document
May 28, 2025 Filed May 29, 2025 18:23 UTC
Winch StevenDirector
Tax withholdingCommon Stock 50,588 $0.83 $41,988.04
Disclosure

SEC source: 0001104659-25-054362 · tm2516521-2_4seq1.xml · nonDerivative · entry 1

Winch Steven · CIK 0002003540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 917,805

F1 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of an award of fully vested RSUs granted on April 1, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock and does not expire. The RSUs will be settled in shares of common stock in 12 equal monthly installments beginning on December 22, 2024.

Read SEC document
May 28, 2025 Filed May 29, 2025 18:21 UTC
Baird Peter WChief Commercial Officer
Tax withholdingCommon Stock 22,900 $0.83 $19,007.00
Disclosure

SEC source: 0001104659-25-054361 · tm2516521-1_4seq1.xml · nonDerivative · entry 2

Baird Peter W · CIK 0002003544 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 843,888

F2 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of restricted stock units ("RSUs") that vested on January 1, 2024.

Read SEC document
May 28, 2025 Filed May 29, 2025 18:21 UTC
Baird Peter WChief Commercial Officer
Tax withholdingCommon Stock 13,700 $0.83 $11,371.00
Disclosure

SEC source: 0001104659-25-054361 · tm2516521-1_4seq1.xml · nonDerivative · entry 1

Baird Peter W · CIK 0002003544 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 866,788

F1 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of an award of fully vested RSUs granted on April 1, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock and does not expire. The RSUs will be settled in shares of common stock in 12 equal monthly installments beginning on December 22, 2024.

Read SEC document
April 28, 2025 Filed Apr 30, 2025 00:42 UTC GrantCommon Stock 12,334 $0.81 $9,990.54
Disclosure

SEC source: 0001104659-25-041578 · tm2513566-1_4seq1.xml · nonDerivative · entry 1

Chu Margaret M · CIK 0002003549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,852

F2 · price: Price per share calculated using the closing price per share on April 25, 2025.

F1 · acquired: On April 28, 2025, the reporting person was granted 12,334 shares of fully vested restricted stock units, each representing the right to receive one share of the Issuer's common stock pursuant to the Issuer's 2023 Incentive Award Plan.

Read SEC document
April 28, 2025 Filed Apr 29, 2025 20:46 UTC
Ryan ReidDirector
GrantCommon Stock 24,667 $0.81 $19,980.27
Disclosure

SEC source: 0001104659-25-041584 · tm2513566-5_4seq1.xml · nonDerivative · entry 1

Ryan Reid · CIK 0001886852 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,367

F2 · price: Price per share calculated using the closing price per share on April 25, 2025.

F1 · acquired: On April 28, 2025, the reporting person was granted 24,667 shares of fully vested restricted stock units, each representing the right to receive one share of the Issuer's common stock pursuant to the Issuer's 2023 Incentive Award Plan.

Read SEC document
April 28, 2025 Filed Apr 30, 2025 00:45 UTC GrantCommon Stock 12,334 $0.81 $9,990.54
Disclosure

SEC source: 0001104659-25-041581 · tm2513566-4_4seq1.xml · nonDerivative · entry 1

KITSOS PETROS · CIK 0001410288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,852

F2 · price: Price per share calculated using the closing price per share on April 25, 2025.

F1 · acquired: On April 28, 2025, the reporting person was granted 12,334 shares of fully vested restricted stock units, each representing the right to receive one share of the Issuer's common stock pursuant to the Issuer's 2023 Incentive Award Plan.

Read SEC document
April 28, 2025 Filed Apr 30, 2025 00:44 UTC
Gow DavidDirector
GrantCommon Stock 24,667 $0.81 $19,980.27
Disclosure

SEC source: 0001104659-25-041579 · tm2513566-3_4seq1.xml · nonDerivative · entry 1

Gow David · CIK 0001880850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680,073

F2 · price: Price per share calculated using the closing price per share on April 25, 2025.

F1 · acquired: On April 28, 2025, the reporting person was granted 24,667 shares of fully vested restricted stock units, each representing the right to receive one share of the Issuer's common stock pursuant to the Issuer's 2023 Incentive Award Plan.

Read SEC document
April 28, 2025 Filed Apr 30, 2025 23:21 UTC
FRIEDBERG DANIEL M.Director · 10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
325 CAPITAL LLC10% owner · See Footnotes
Braner Michael David10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
GrantCommon stock, $0.0001 par value per share 24,667 $0.81 $19,980.27
Disclosure

SEC source: 0000921895-25-001221 · form413281004_04302025.xml · nonDerivative · entry 1

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

Braner Michael David · CIK 0001908015 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,636

F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · shares: On April 28, 2025, Mr. Friedberg was granted 24,667 shares of fully vested restricted stock units in his capacity as a director of the Issuer, each representing the right to receive one share of the Issuer's common stock pursuant to the Issuer's 2023 Incentive Award Plan.

F3 · price: Price per share calculated using the closing price per share on April 25, 2025.

F4 · balance_after: Mr. Friedberg serves as a director designee of 325 on the Board of Directors of the Issuer. In connection with this arrangement, any equity-based securities awarded to Mr. Friedberg in his capacity as a director of the Issuer will be held by Mr. Friedberg on behalf of 325 or its affiliates, transferred by Mr. Friedberg to 325 or its affiliates, and/or sold by Mr. Friedberg, with the proceeds of such sale to be remitted to 325 or its affiliates, in each case as directed by 325. Accordingly, Mr. Friedberg does not have a direct pecuniary interest in these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), however, 325 and Messrs. Braner, Friedberg and Shrivastava may be deemed to have a pecuninary interest in these securities for purposes of Section 16 of the Exchange Act pursuant to the foregoing sentence.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 20:16 UTC
Winch StevenDirector
Tax withholdingCommon Stock 48,011 $0.98 $47,050.78
Disclosure

SEC source: 0001104659-25-032316 · tm2511627-2_4seq1.xml · nonDerivative · entry 2

Winch Steven · CIK 0002003540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 968,393

F2 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of restricted stock units ("RSUs") that vested on January 1, 2024.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 20:16 UTC
Winch StevenDirector
Tax withholdingCommon Stock 50,588 $0.98 $49,576.24
Disclosure

SEC source: 0001104659-25-032316 · tm2511627-2_4seq1.xml · nonDerivative · entry 1

Winch Steven · CIK 0002003540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,016,404

F1 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of an award of fully vested RSUs granted on April 1, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock and does not expire. The RSUs will be settled in shares of common stock in 12 equal monthly installments beginning on December 22, 2024.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 20:14 UTC
Baird Peter WChief Commercial Officer
Tax withholdingCommon Stock 22,900 $0.98 $22,442.00
Disclosure

SEC source: 0001104659-25-032315 · tm2511627-1_4seq1.xml · nonDerivative · entry 2

Baird Peter W · CIK 0002003544 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 880,488

F2 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of restricted stock units ("RSUs") that vested on January 1, 2024.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 20:14 UTC
Baird Peter WChief Commercial Officer
Tax withholdingCommon Stock 13,700 $0.98 $13,426.00
Disclosure

SEC source: 0001104659-25-032315 · tm2511627-1_4seq1.xml · nonDerivative · entry 1

Baird Peter W · CIK 0002003544 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 903,388

F1 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of an award of fully vested RSUs granted on April 1, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock and does not expire. The RSUs will be settled in shares of common stock in 12 equal monthly installments beginning on December 22, 2024.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 12:05 UTC
Nadolny RobertChief Financial Officer
Tax withholdingCommon Stock 4,941 $1.46 $7,213.86
Disclosure

SEC source: 0001104659-25-016358 · tm257334-1_4seq1.xml · nonDerivative · entry 1

Nadolny Robert · CIK 0002051182 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,959

F1 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of restricted stock units.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 01:16 UTC
Nadolny RobertChief Financial Officer
GrantCommon Stock 48,076 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-010660 · tm255957-2_4seq1.xml · nonDerivative · entry 1

Nadolny Robert · CIK 0002051182 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,900

F1 · acquired: On February 5, 2025, the reporting person was granted 48,076 restricted stock units ("RSUs"), each representing the right to receive one share of the Issuer's common stock. The RSUs vest in four equal installments on January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029, subject to the reporting person remaining in the continuous employment of the Issuer through such applicable date. The RSUs will be settled in shares of common stock.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 01:15 UTC
Flavin Stuart VDirector · Interim CEO and President
GrantCommon Stock 67,300 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-010659 · tm255957-1_4seq1.xml · nonDerivative · entry 1

Flavin Stuart V · CIK 0002003532 · Director · Interim CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,818

F1 · acquired: On February 5, 2025, the reporting person was granted 67,300 restricted stock units ("RSUs"), each representing the right to receive one share of the Issuer's common stock. The RSUs vest in full on June 30, 2025 and will be settled in shares of common stock.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 21:56 UTC
Winch StevenDirector
Tax withholdingCommon Stock 24,005 $1.31 $31,446.55
Disclosure

SEC source: 0001104659-25-010232 · tm255855-2_4seq1.xml · nonDerivative · entry 2

Winch Steven · CIK 0002003540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,066,992

F2 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of restricted stock units ("RSUs") that vested on January 1, 2024.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 21:56 UTC
Winch StevenDirector
Tax withholdingCommon Stock 37,941 $1.31 $49,702.71
Disclosure

SEC source: 0001104659-25-010232 · tm255855-2_4seq1.xml · nonDerivative · entry 1

Winch Steven · CIK 0002003540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,090,997

F1 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of an award of fully vested RSUs granted on April 1, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock and does not expire. The RSUs will be settled in shares of common stock in 12 equal monthly installments beginning on December 22, 2024.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:06 UTC
Winch StevenDirector
Tax withholdingCommon Stock 24,005 $1.31 $31,446.55
Disclosure

SEC source: 0001104659-25-010156 · tm255740-2_4seq1.xml · nonDerivative · entry 2

Winch Steven · CIK 0002003540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,128,938

F2 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of restricted stock units ("RSUs") that vested on January 1, 2024.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:06 UTC
Winch StevenDirector
Tax withholdingCommon Stock 12,647 $1.31 $16,567.57
Disclosure

SEC source: 0001104659-25-010156 · tm255740-2_4seq1.xml · nonDerivative · entry 1

Winch Steven · CIK 0002003540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,152,943

F1 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of an award of fully vested RSUs granted on April 1, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock and does not expire. The RSUs will be settled in shares of common stock in 12 equal monthly installments beginning on December 22, 2024.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 21:55 UTC
Baird Peter WChief Commercial Officer
Tax withholdingCommon Stock 11,450 $1.31 $14,999.50
Disclosure

SEC source: 0001104659-25-010231 · tm255855-1_4seq1.xml · nonDerivative · entry 2

Baird Peter W · CIK 0002003544 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 917,088

F2 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of restricted stock units ("RSUs") that vested on January 1, 2024.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 21:55 UTC
Baird Peter WChief Commercial Officer
Tax withholdingCommon Stock 6,850 $1.31 $8,973.50
Disclosure

SEC source: 0001104659-25-010231 · tm255855-1_4seq1.xml · nonDerivative · entry 1

Baird Peter W · CIK 0002003544 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 928,538

F1 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of an award of fully vested RSUs granted on April 1, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock and does not expire. The RSUs will be settled in shares of common stock in 12 equal monthly installments beginning on December 22, 2024.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:05 UTC
Baird Peter WChief Commercial Officer
Tax withholdingCommon Stock 11,450 $1.31 $14,999.50
Disclosure

SEC source: 0001104659-25-010155 · tm255740-1_4seq1.xml · nonDerivative · entry 2

Baird Peter W · CIK 0002003544 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 935,388

F2 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of restricted stock units ("RSUs") that vested on January 1, 2024.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:05 UTC
Baird Peter WChief Commercial Officer
Tax withholdingCommon Stock 6,850 $1.31 $8,973.50
Disclosure

SEC source: 0001104659-25-010155 · tm255740-1_4seq1.xml · nonDerivative · entry 1

Baird Peter W · CIK 0002003544 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 946,838

F1 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of an award of fully vested RSUs granted on April 1, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock and does not expire. The RSUs will be settled in shares of common stock in 12 equal monthly installments beginning on December 22, 2024.

Read SEC document
January 31, 2025 Filed Feb 6, 2025 01:11 UTC
Nadolny RobertChief Financial Officer
Tax withholdingCommon Stock 1,235 $1.28 $1,580.80
Disclosure

SEC source: 0001104659-25-009795 · tm255657-1_4seq1.xml · nonDerivative · entry 1

Nadolny Robert · CIK 0002051182 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,824

F1 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of restricted stock units.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 21:00 UTC
Nadolny RobertChief Financial Officer
Tax withholdingCommon Stock 4,941 $1.62 $8,004.42
Disclosure

SEC source: 0001104659-25-005971 · tm254281-1_4seq1.xml · nonDerivative · entry 1

Nadolny Robert · CIK 0002051182 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,059

F1 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of restricted stock units.

Read SEC document
December 26, 2024 Filed Dec 30, 2024 16:20 UTC
Winch StevenDirector · President
Tax withholdingCommon Stock 38,434 $1.93 $74,177.62
Disclosure

SEC source: 0001104659-24-132515 · tm2432189-2_4seq1.xml · nonDerivative · entry 2

Winch Steven · CIK 0002003540 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,165,590

F2 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of restricted stock units ("RSUs") that vested on January 1, 2024.

Read SEC document
December 26, 2024 Filed Dec 30, 2024 16:20 UTC
Winch StevenDirector · President
Tax withholdingCommon Stock 40,496 $1.93 $78,157.28
Disclosure

SEC source: 0001104659-24-132515 · tm2432189-2_4seq1.xml · nonDerivative · entry 1

Winch Steven · CIK 0002003540 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,204,024

F1 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of an award of fully vested RSUs granted on April 1, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock and does not expire. The RSUs will be settled in shares of common stock in 12 equal monthly installments beginning on December 22, 2024.

Read SEC document
December 26, 2024 Filed Dec 30, 2024 16:19 UTC
Baird Peter WChief Financial Officer
Tax withholdingCommon Stock 31,330 $1.93 $60,466.90
Disclosure

SEC source: 0001104659-24-132513 · tm2432189-1_4seq1.xml · nonDerivative · entry 2

Baird Peter W · CIK 0002003544 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 953,688

F2 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of restricted stock units ("RSUs") that vested on January 1, 2024.

Read SEC document
December 26, 2024 Filed Dec 30, 2024 16:19 UTC
Baird Peter WChief Financial Officer
Tax withholdingCommon Stock 18,744 $1.93 $36,175.92
Disclosure

SEC source: 0001104659-24-132513 · tm2432189-1_4seq1.xml · nonDerivative · entry 1

Baird Peter W · CIK 0002003544 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 985,018

F1 · acquired: Represents shares withheld to satisfy tax withholding obligations upon the settlement of an award of fully vested RSUs granted on April 1, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock and does not expire. The RSUs will be settled in shares of common stock in 12 equal monthly installments beginning on December 22, 2024.

Read SEC document
September 25, 2024 Filed Sep 25, 2024 20:03 UTC
FRIEDBERG DANIEL M.Director · 10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
325 CAPITAL LLC10% owner · See Footnotes
Braner Michael David10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
OtherPre-Funded Warrants to Purchase Common Stock · Derivative 5,558,818 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000921895-24-002170 · form413281004_09252024.xml · derivative · entry 5

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

Braner Michael David · CIK 0001908015 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital LLC

Disclosed balance after: 0

Underlying: Common stock, $0.0001 par value per share · 5,558,818 shares

Expires not disclosed

F4 · derivative.expiration_date: The Pre-Funded Warrants do not expire.

F1 · ownership.nature: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325.

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September 25, 2024 Filed Sep 25, 2024 20:03 UTC
FRIEDBERG DANIEL M.Director · 10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
325 CAPITAL LLC10% owner · See Footnotes
Braner Michael David10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
OtherPre-Funded Warrants to Purchase Common Stock · Derivative 1,043,621 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000921895-24-002170 · form413281004_09252024.xml · derivative · entry 4

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

Braner Michael David · CIK 0001908015 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital Master Fund LP

Disclosed balance after: 0

Underlying: Common stock, $0.0001 par value per share · 1,043,621 shares

Expires not disclosed

F4 · derivative.expiration_date: The Pre-Funded Warrants do not expire.

F1 · ownership.nature: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund.

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September 25, 2024 Filed Sep 25, 2024 20:03 UTC
FRIEDBERG DANIEL M.Director · 10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
325 CAPITAL LLC10% owner · See Footnotes
Braner Michael David10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
OtherCommon stock, $0.0001 par value per share 5,558,818 $0.00 $555.88
Disclosure

SEC source: 0000921895-24-002170 · form413281004_09252024.xml · nonDerivative · entry 2

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

Braner Michael David · CIK 0001908015 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital LLC

Disclosed balance after: 7,893,132

F1 · ownership.nature: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325.

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September 25, 2024 Filed Sep 25, 2024 20:03 UTC
FRIEDBERG DANIEL M.Director · 10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
325 CAPITAL LLC10% owner · See Footnotes
Braner Michael David10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
OtherCommon stock, $0.0001 par value per share 1,043,621 $0.00 $104.36
Disclosure

SEC source: 0000921895-24-002170 · form413281004_09252024.xml · nonDerivative · entry 1

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

Braner Michael David · CIK 0001908015 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital Master Fund LP

Disclosed balance after: 1,481,868

F1 · ownership.nature: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund.

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August 30, 2024 Filed Sep 19, 2024 22:41 UTC
FRIEDBERG DANIEL M.Director · 10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
325 CAPITAL LLC10% owner · See Footnotes
Braner Michael David10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
GrantCommon stock, $0.0001 par value per share 8,969 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-002145 · form413281004_09172024.xml · nonDerivative · entry 1

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

Braner Michael David · CIK 0001908015 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,969

Read SEC document
May 31, 2024 Filed Jun 4, 2024 21:20 UTC GrantCommon Stock 18,518 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-068328 · tm2416417-5_4seq1.xml · nonDerivative · entry 1

Flavin Stuart V · CIK 0002003532 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,518

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May 31, 2024 Filed Jun 4, 2024 21:10 UTC GrantCommon Stock 18,518 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-068312 · tm2416417-1_4seq1.xml · nonDerivative · entry 1

Chu Margaret M · CIK 0002003549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,518

Read SEC document
May 31, 2024 Filed Jun 4, 2024 17:13 UTC
Ryan ReidDirector
GrantCommon Stock 18,518 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-068320 · tm2416417-2_4seq1.xml · nonDerivative · entry 1

Ryan Reid · CIK 0001886852 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,314

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May 31, 2024 Filed Jun 4, 2024 21:18 UTC GrantCommon Stock 18,518 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-068324 · tm2416417-4_4seq1.xml · nonDerivative · entry 1

KITSOS PETROS · CIK 0001410288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,518

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May 31, 2024 Filed Jun 4, 2024 21:15 UTC
Gow DavidDirector
GrantCommon Stock 18,518 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-068322 · tm2416417-3_4seq1.xml · nonDerivative · entry 1

Gow David · CIK 0001880850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 655,406

Read SEC document
April 01, 2024 Filed Apr 2, 2024 16:54 UTC
Winch StevenDirector · President
GrantCommon Stock 635,649 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-042577 · tm2410381-2_4seq1.xml · nonDerivative · entry 1

Winch Steven · CIK 0002003540 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,244,520

F1 · kind: Represents an award of fully vested restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock and does not expire. The RSUs will be settled in shares of common stock in 12 equal monthly installments beginning on December 22, 2024.

F1 · price: Represents an award of fully vested restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock and does not expire. The RSUs will be settled in shares of common stock in 12 equal monthly installments beginning on December 22, 2024.

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April 01, 2024 Filed Apr 2, 2024 16:53 UTC
Baird Peter WChief Financial Officer
GrantCommon Stock 373,630 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-042576 · tm2410381-1_4seq1.xml · nonDerivative · entry 1

Baird Peter W · CIK 0002003544 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,003,762

F1 · kind: Represents an award of fully vested restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock and does not expire. The RSUs will be settled in shares of common stock in 12 equal monthly installments beginning on December 22, 2024.

F1 · price: Represents an award of fully vested restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock and does not expire. The RSUs will be settled in shares of common stock in 12 equal monthly installments beginning on December 22, 2024.

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March 31, 2024 Filed Apr 3, 2024 01:49 UTC
Gow DavidDirector
ConversionConvertible Promissory Note · Derivative Not disclosed $0.00 Strike: $5.00 $200,000.00
Disclosure

SEC source: 0001104659-24-042781 · tm2410628-3_4seq1.xml · derivative · entry 5

Gow David · CIK 0001880850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 41,016 shares

Expires 2026-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 31, 2024, the Reporting Person acquired 101,076 shares of Common Stock from the Issuer pursuant to the conversion of two promissory notes with an aggregate principal balance of $400,000. The conversion was structured to comply with the provisions of Rule 16b-3(d) promulgated under the Securities Exchange Act of 1934, as amended. A promissory note with a principal amount of $200,000 converted into shares of common stock at a price of $5.00 per share for the outstanding principal amount, and $10.00 per share for the accrued but unpaid interest. The remaining promissory note with a principal amount of $200,000 converted at a price of $3.33 per share, and such note was non-interest bearing.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.