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Nasdaq · USD

MRTN

MARTEN TRANSPORT LTD

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4880
SEC CIK
0000799167
Parsed reports
329

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2020 Filed Apr 30, 2020 21:26 UTC
MARTEN RANDOLPH LDirector · Chairman of the Board and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 23,600 $0.00 Strike: $13.51 $0.00
Disclosure

SEC source: 0001235802-20-000030 · primary_doc.xml · derivative · entry 7

MARTEN RANDOLPH L · CIK 0001253979 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,067

Underlying: Common Stock · 23,600 shares

Expires 2022-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All shares are vested except for 13,534 shares that will vest on May 12, 2020.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 21:26 UTC
MARTEN RANDOLPH LDirector · Chairman of the Board and CEO · 10% owner
SaleCommon Stock 17,703 $23.24 $411,488.53
Disclosure

SEC source: 0001235802-20-000030 · primary_doc.xml · nonDerivative · entry 2

MARTEN RANDOLPH L · CIK 0001253979 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,807,496.74

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.93, inclusive. The reporting person undertakes to provide to Marten Transport, Ltd., any security holder of Marten Transport, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F1 · balance_after: Includes: (i) 6,080 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2023; (ii) 4,350 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2022; (iii) 6,932 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2021; (iv) 933 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020; and (v) 91,779.74 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

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April 28, 2020 Filed Apr 30, 2020 21:26 UTC
MARTEN RANDOLPH LDirector · Chairman of the Board and CEO · 10% owner
Exercise / conversionCommon Stock 23,600 $13.51 $318,883.20
Disclosure

SEC source: 0001235802-20-000030 · primary_doc.xml · nonDerivative · entry 1

MARTEN RANDOLPH L · CIK 0001253979 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,825,199.74

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes: (i) 6,080 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2023; (ii) 4,350 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2022; (iii) 6,932 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2021; (iv) 933 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020; and (v) 91,779.74 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 20:27 UTC
Hinnendael James JExecutive Vice President & CFO
Exercise / conversionStock Option (right to buy) · Derivative 22,533 $0.00 Strike: $13.51 $0.00
Disclosure

SEC source: 0001235802-20-000029 · primary_doc.xml · derivative · entry 3

Hinnendael James J · CIK 0001348356 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,634

Underlying: Common Stock · 22,533 shares

Expires 2022-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All shares are vested except for 5,634 shares that will vest on May 12, 2020.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 20:27 UTC
Hinnendael James JExecutive Vice President & CFO
SaleCommon Stock 17,600 $23.20 $408,320.00
Disclosure

SEC source: 0001235802-20-000029 · primary_doc.xml · nonDerivative · entry 2

Hinnendael James J · CIK 0001348356 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,817.2

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.90 to $23.92, inclusive. The reporting person undertakes to provide to Marten Transport, Ltd., any security holder of Marten Transport, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F1 · balance_after: Includes: (i) 2,720 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2023; (ii) 2,130 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2022; (iii) 3,166 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2021; (iv) 392 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020; and (v) 38,497.20 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 20:27 UTC
Hinnendael James JExecutive Vice President & CFO
Exercise / conversionCommon Stock 22,533 $13.51 $304,465.90
Disclosure

SEC source: 0001235802-20-000029 · primary_doc.xml · nonDerivative · entry 1

Hinnendael James J · CIK 0001348356 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,417.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes: (i) 2,720 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2023; (ii) 2,130 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2022; (iii) 3,166 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2021; (iv) 392 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020; and (v) 38,497.20 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 21:21 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,250 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001235802-20-000028 · primary_doc.xml · derivative · entry 2

DEMOREST ROBERT L · CIK 0001239192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option has fully vested.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 21:21 UTC Exercise / conversionCommon Stock 6,250 $8.82 $55,125.00
Disclosure

SEC source: 0001235802-20-000028 · primary_doc.xml · nonDerivative · entry 1

DEMOREST ROBERT L · CIK 0001239192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:03 UTC GrantCommon Stock 130.18 $0.00 $0.00
Disclosure

SEC source: 0001235802-20-000024 · primary_doc.xml · nonDerivative · entry 1

KOHL TIMOTHY M · CIK 0001187222 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,260.31

F1 · shares: Represents dividend equivalent rights that accrued on March 31, 2020.

F2 · balance_after: Includes: (i) 4,520 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2023; (ii) 3,210 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2022; (iii) 5,200 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2021; (iv) 692 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020; and (v) 66,910.31 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:28 UTC
TURNER JOHN HExec. VP of Sales & Marketing
GrantCommon Stock 72.88 $0.00 $0.00
Disclosure

SEC source: 0001235802-20-000027 · primary_doc.xml · nonDerivative · entry 1

TURNER JOHN H · CIK 0001253983 · Exec. VP of Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,967.12

F1 · shares: Represents dividend equivalent rights that accrued on March 31, 2020.

F2 · balance_after: Includes: (i) 2,680 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2023; (ii) 1,770 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2022; (iii) 2,966 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2021; (iv) 383 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020; and (v) 37,462.12 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:21 UTC
Hinnendael James JExec. Vice President and CFO
GrantCommon Stock 74.9 $0.00 $0.00
Disclosure

SEC source: 0001235802-20-000026 · primary_doc.xml · nonDerivative · entry 1

Hinnendael James J · CIK 0001348356 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,884.2

F1 · shares: Represents dividend equivalent rights that accrued on March 31, 2020.

F2 · balance_after: Includes: (i) 2,720 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2023; (ii) 2,130 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2022; (iii) 3,166 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2021; (iv) 392 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020; and (v) 38,497.20 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:11 UTC
MARTEN RANDOLPH LDirector · Chairman of the Board & CEO · 10% owner
GrantCommon Stock 178.56 $0.00 $0.00
Disclosure

SEC source: 0001235802-20-000025 · primary_doc.xml · nonDerivative · entry 1

MARTEN RANDOLPH L · CIK 0001253979 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,801,599.74

F1 · shares: Represents dividend equivalent rights that accrued on March 31, 2020.

F2 · balance_after: Includes: (i) 6,080 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2023; (ii) 4,350 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2022; (iii) 6,932 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2021; (iv) 933 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020; and (v) 91,779.74 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 20:16 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,250 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001235802-20-000023 · primary_doc.xml · derivative · entry 3

WINKEL THOMAS J · CIK 0001204974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option has fully vested.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 20:16 UTC SaleCommon Stock 6,250 $17.80 $111,218.75
Disclosure

SEC source: 0001235802-20-000023 · primary_doc.xml · nonDerivative · entry 2

WINKEL THOMAS J · CIK 0001204974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,491

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.75 to $18.03, inclusive. The reporting person undertakes to provide to Marten Transport, Ltd., any security holder of Marten Transport, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 20:16 UTC Exercise / conversionCommon Stock 6,250 $8.82 $55,125.00
Disclosure

SEC source: 0001235802-20-000023 · primary_doc.xml · nonDerivative · entry 1

WINKEL THOMAS J · CIK 0001204974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:14 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,875 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001235802-20-000022 · primary_doc.xml · derivative · entry 8

BAUER JERRY M · CIK 0001253975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,875 shares

Expires 2023-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option has fully vested.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:14 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,875 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0001235802-20-000022 · primary_doc.xml · derivative · entry 7

BAUER JERRY M · CIK 0001253975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,875 shares

Expires 2022-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option has fully vested.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:14 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,250 $0.00 Strike: $8.60 $0.00
Disclosure

SEC source: 0001235802-20-000022 · primary_doc.xml · derivative · entry 6

BAUER JERRY M · CIK 0001253975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2021-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option has fully vested.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:14 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,250 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001235802-20-000022 · primary_doc.xml · derivative · entry 5

BAUER JERRY M · CIK 0001253975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option has fully vested.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:14 UTC Exercise / conversionCommon Stock 6,875 $8.58 $58,960.00
Disclosure

SEC source: 0001235802-20-000022 · primary_doc.xml · nonDerivative · entry 4

BAUER JERRY M · CIK 0001253975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:14 UTC Exercise / conversionCommon Stock 6,875 $8.38 $57,612.50
Disclosure

SEC source: 0001235802-20-000022 · primary_doc.xml · nonDerivative · entry 3

BAUER JERRY M · CIK 0001253975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:14 UTC Exercise / conversionCommon Stock 6,250 $8.60 $53,750.00
Disclosure

SEC source: 0001235802-20-000022 · primary_doc.xml · nonDerivative · entry 2

BAUER JERRY M · CIK 0001253975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:14 UTC Exercise / conversionCommon Stock 6,250 $8.82 $55,125.00
Disclosure

SEC source: 0001235802-20-000022 · primary_doc.xml · nonDerivative · entry 1

BAUER JERRY M · CIK 0001253975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:37 UTC
TURNER JOHN HExec. VP of Sales & Marketing
Tax withholdingCommon Stock 1,873 $19.68 $36,860.64
Disclosure

SEC source: 0001235802-20-000016 · primary_doc.xml · nonDerivative · entry 2

TURNER JOHN H · CIK 0001253983 · Exec. VP of Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,894.24

F2 · balance_after: Includes: (i) 2,680 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2023; (ii) 1,770 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2022; (iii) 2,966 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2021; (iv) 383 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020; and (v) 37,389.24 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:37 UTC
TURNER JOHN HExec. VP of Sales & Marketing
GrantCommon Stock 4,723 $0.00 $0.00
Disclosure

SEC source: 0001235802-20-000016 · primary_doc.xml · nonDerivative · entry 1

TURNER JOHN H · CIK 0001253983 · Exec. VP of Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,767.24

F1 · shares: Of these shares and shares previously reported that vest based on service, 4,120 shares have been deferred under the Issuer's deferred compensation plan.

F2 · balance_after: Includes: (i) 2,680 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2023; (ii) 1,770 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2022; (iii) 2,966 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2021; (iv) 383 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020; and (v) 37,389.24 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:27 UTC
Hinnendael James JExecutive Vice President & CFO
Tax withholdingCommon Stock 2,126 $19.68 $41,839.68
Disclosure

SEC source: 0001235802-20-000015 · primary_doc.xml · nonDerivative · entry 2

Hinnendael James J · CIK 0001348356 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,809.3

F2 · balance_after: Includes: (i) 2,720 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2023; (ii) 2,130 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2022; (iii) 3,166 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2021; (iv) 392 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020; and (v) 38,422.30 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:27 UTC
Hinnendael James JExecutive Vice President & CFO
GrantCommon Stock 4,994 $0.00 $0.00
Disclosure

SEC source: 0001235802-20-000015 · primary_doc.xml · nonDerivative · entry 1

Hinnendael James J · CIK 0001348356 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,935.3

F1 · shares: Of these shares and shares previously reported that vest based on service, 4,375 shares have been deferred under the Issuer's deferred compensation plan.

F2 · balance_after: Includes: (i) 2,720 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2023; (ii) 2,130 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2022; (iii) 3,166 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2021; (iv) 392 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020; and (v) 38,422.30 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:15 UTC Tax withholdingCommon Stock 3,401 $19.68 $66,931.68
Disclosure

SEC source: 0001235802-20-000014 · primary_doc.xml · nonDerivative · entry 2

KOHL TIMOTHY M · CIK 0001187222 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,130.13

F2 · balance_after: Includes: (i) 4,520 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2023; (ii) 3,210 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2022; (iii) 5,200 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2021; (iv) 692 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020; and (v) 66,780.13 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:15 UTC GrantCommon Stock 8,342 $0.00 $0.00
Disclosure

SEC source: 0001235802-20-000014 · primary_doc.xml · nonDerivative · entry 1

KOHL TIMOTHY M · CIK 0001187222 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,531.13

F1 · shares: Of these shares and shares previously reported that vest based on service, 7,266 shares have been deferred under the Issuer's deferred compensation plan.

F2 · balance_after: Includes: (i) 4,520 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2023; (ii) 3,210 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2022; (iii) 5,200 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2021; (iv) 692 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020; and (v) 66,780.13 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:07 UTC
MARTEN RANDOLPH LDirector · Chairman of the Board and CEO · 10% owner
Tax withholdingCommon Stock 4,075 $19.68 $80,196.00
Disclosure

SEC source: 0001235802-20-000013 · primary_doc.xml · nonDerivative · entry 2

MARTEN RANDOLPH L · CIK 0001253979 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,801,421.18

F2 · balance_after: Includes: (i) 6,080 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2023; (ii) 4,350 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2022; (iii) 6,932 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2021; (iv) 933 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020; and (v) 91,601.18 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:07 UTC
MARTEN RANDOLPH LDirector · Chairman of the Board and CEO · 10% owner
GrantCommon Stock 11,224 $0.00 $0.00
Disclosure

SEC source: 0001235802-20-000013 · primary_doc.xml · nonDerivative · entry 1

MARTEN RANDOLPH L · CIK 0001253979 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,805,496.18

F1 · shares: Of these shares and shares previously reported that vest based on service, 9,772 shares have been deferred under the Issuer's deferred compensation plan.

F2 · balance_after: Includes: (i) 6,080 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2023; (ii) 4,350 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2022; (iii) 6,932 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020 through 12/31/2021; (iv) 933 shares granted under a Performance Unit Award Agreement that vest on 12/31/2020; and (v) 91,601.18 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

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January 28, 2020 Filed Jan 29, 2020 21:26 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,250 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001235802-20-000002 · primary_doc.xml · derivative · entry 2

HAGNESS LARRY B · CIK 0001253977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option has fully vested.

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January 28, 2020 Filed Jan 29, 2020 21:26 UTC Exercise / conversionCommon Stock 6,250 $8.82 $55,125.00
Disclosure

SEC source: 0001235802-20-000002 · primary_doc.xml · nonDerivative · entry 1

HAGNESS LARRY B · CIK 0001253977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 27, 2019 Filed Dec 30, 2019 21:16 UTC GrantCommon Stock 47.16 $0.00 $0.00
Disclosure

SEC source: 0001235802-19-000145 · primary_doc.xml · nonDerivative · entry 1

Hinnendael James J · CIK 0001348356 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,941.3

F1 · shares: Represents dividend equivalent rights that accrued on December 27, 2019.

F2 · balance_after: Includes: (i) 3,400 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2023; (ii) 2,840 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2022; (iii) 4,750 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2021; (iv) 783 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2020; (v) 392 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019; and (vi) 34,047.30 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

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December 27, 2019 Filed Dec 30, 2019 21:08 UTC
MARTEN RANDOLPH LDirector · Chairman of the Board & CEO · 10% owner
GrantCommon Stock 113.34 $0.00 $0.00
Disclosure

SEC source: 0001235802-19-000143 · primary_doc.xml · nonDerivative · entry 1

MARTEN RANDOLPH L · CIK 0001253979 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,794,272.18

F1 · shares: Represents dividend equivalent rights that accrued on December 27, 2019.

F2 · balance_after: Includes: (i) 7,600 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2023; (ii) 5,800 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2022; (iii) 10,398 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2021; (iv) 1,867 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2020; (v) 950 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019; and (vi) 81,829.18 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

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December 27, 2019 Filed Dec 30, 2019 21:12 UTC
TURNER JOHN HSenior Vice President of Sales
GrantCommon Stock 46.08 $0.00 $0.00
Disclosure

SEC source: 0001235802-19-000144 · primary_doc.xml · nonDerivative · entry 1

TURNER JOHN H · CIK 0001253983 · Senior Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,044.24

F1 · shares: Represents dividend equivalent rights that accrued on December 27, 2019.

F2 · balance_after: Includes: (i) 3,350 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2023; (ii) 2,360 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2022; (iii) 4,450 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2021; (iv) 766 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2020; (v) 391 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019; and (vi) 33,269.24 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

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December 27, 2019 Filed Dec 30, 2019 21:02 UTC GrantCommon Stock 82.43 $0.00 $0.00
Disclosure

SEC source: 0001235802-19-000142 · primary_doc.xml · nonDerivative · entry 1

KOHL TIMOTHY M · CIK 0001187222 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,189.13

F1 · shares: Represents dividend equivalent rights that accrued on December 27, 2019.

F2 · balance_after: Includes: (i) 5,650 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2023; (ii) 4,280 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2022; (iii) 7,800 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2021; (iv) 1,383 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2020; (v) 700 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019; and (vi) 59,514.13 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

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September 30, 2019 Filed Oct 1, 2019 20:19 UTC GrantCommon Stock 1,883.2 $0.00 $0.00
Disclosure

SEC source: 0001235802-19-000125 · primary_doc.xml · nonDerivative · entry 1

KOHL TIMOTHY M · CIK 0001187222 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,106.7

F1 · shares: Represents dividend equivalent rights that accrued on September 30, 2019.

F2 · balance_after: Includes: (i) 5,650 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2023; (ii) 4,280 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2022; (iii) 7,800 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2021; (iv) 1,383 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2020; (v) 700 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019; and (vi) 59,431.70 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

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September 30, 2019 Filed Oct 1, 2019 20:31 UTC
MARTEN RANDOLPH LDirector · Chairman of the Board & CEO · 10% owner
GrantCommon Stock 2,589.32 $0.00 $0.00
Disclosure

SEC source: 0001235802-19-000126 · primary_doc.xml · nonDerivative · entry 1

MARTEN RANDOLPH L · CIK 0001253979 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,794,158.84

F1 · shares: Represents dividend equivalent rights that accrued on September 30, 2019.

F2 · balance_after: Includes: (i) 7,600 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2023; (ii) 5,800 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2022; (iii) 10,398 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2021; (iv) 1,867 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2020; (v) 950 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019; and (vi) 81,715.84 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

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September 30, 2019 Filed Oct 1, 2019 20:36 UTC
TURNER JOHN HSenior Vice President of Sales
GrantCommon Stock 1,052.74 $0.00 $0.00
Disclosure

SEC source: 0001235802-19-000127 · primary_doc.xml · nonDerivative · entry 1

TURNER JOHN H · CIK 0001253983 · Senior Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,998.16

F1 · shares: Represents dividend equivalent rights that accrued on September 30, 2019.

F2 · balance_after: Includes: (i) 3,350 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2023; (ii) 2,360 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2022; (iii) 4,450 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2021; (iv) 766 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2020; (v) 391 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019; and (vi) 33,223.16 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:10 UTC
Hinnendael James JExecutive Vice President & CFO
GrantCommon Stock 1,077.36 $0.00 $0.00
Disclosure

SEC source: 0001235802-19-000124 · primary_doc.xml · nonDerivative · entry 1

Hinnendael James J · CIK 0001348356 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,894.14

F1 · shares: Represents dividend equivalent rights that accrued on September 30, 2019.

F2 · balance_after: Includes: (i) 3,400 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2023; (ii) 2,840 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2022; (iii) 4,750 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2021; (iv) 783 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2020; (v) 392 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019; and (vi) 34,000.14 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

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June 28, 2019 Filed Jul 1, 2019 20:39 UTC
MARTEN RANDOLPH LDirector · Chairman of the Board & CEO · 10% owner
GrantCommon Stock 130.57 $0.00 $0.00
Disclosure

SEC source: 0001235802-19-000070 · primary_doc.xml · nonDerivative · entry 1

MARTEN RANDOLPH L · CIK 0001253979 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,791,569.52

F1 · shares: Represents dividend equivalent rights that accrued on June 28, 2019.

F2 · balance_after: Includes: (i) 7,600 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2023; (ii) 5,800 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2022; (iii) 10,398 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2021; (iv) 1,867 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2020; (v) 950 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019; and (vi) 79,126.52 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

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June 28, 2019 Filed Jul 1, 2019 20:24 UTC GrantCommon Stock 94.96 $0.00 $0.00
Disclosure

SEC source: 0001235802-19-000069 · primary_doc.xml · nonDerivative · entry 1

KOHL TIMOTHY M · CIK 0001187222 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,223.5

F1 · shares: Represents dividend equivalent rights that accrued on June 28, 2019.

F2 · balance_after: Includes: (i) 5,650 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2023; (ii) 4,280 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2022; (iii) 7,800 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2021; (iv) 1,383 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2020; (v) 700 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019; and (vi) 57,548.50 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

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June 28, 2019 Filed Jul 1, 2019 20:48 UTC
TURNER JOHN HSenior Vice President of Sales
GrantCommon Stock 53.09 $0.00 $0.00
Disclosure

SEC source: 0001235802-19-000071 · primary_doc.xml · nonDerivative · entry 1

TURNER JOHN H · CIK 0001253983 · Senior Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,945.42

F1 · shares: Represents dividend equivalent rights that accrued on June 28, 2019.

F2 · balance_after: Includes: (i) 3,350 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2023; (ii) 2,360 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2022; (iii) 4,450 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2021; (iv) 766 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2020; (v) 391 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019; and (vi) 32,170.42 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

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June 28, 2019 Filed Jul 1, 2019 20:08 UTC
Hinnendael James JExecutive Vice President & CFO
GrantCommon Stock 54.33 $0.00 $0.00
Disclosure

SEC source: 0001235802-19-000068 · primary_doc.xml · nonDerivative · entry 1

Hinnendael James J · CIK 0001348356 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,816.78

F1 · shares: Represents dividend equivalent rights that accrued on June 28, 2019.

F2 · balance_after: Includes: (i) 3,400 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2023; (ii) 2,840 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2022; (iii) 4,750 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2021; (iv) 783 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2020; (v) 392 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019; and (vi) 32,922.78 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

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May 07, 2019 Filed May 9, 2019 16:20 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001686266-19-000012 · primary_doc.xml · nonDerivative · entry 1

OWENS G LARRY · CIK 0001167011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,166

Read SEC document
May 07, 2019 Filed May 9, 2019 20:06 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001686266-19-000008 · primary_doc.xml · nonDerivative · entry 1

BAUER JERRY M · CIK 0001253975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,166

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May 07, 2019 Filed May 9, 2019 20:17 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001686266-19-000011 · primary_doc.xml · nonDerivative · entry 1

HAGNESS LARRY B · CIK 0001253977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,775

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May 07, 2019 Filed May 9, 2019 20:34 UTC GrantCommon Stock 5,650 $0.00 $0.00
Disclosure

SEC source: 0001686266-19-000015 · primary_doc.xml · nonDerivative · entry 1

KOHL TIMOTHY M · CIK 0001187222 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,128.54

F1 · shares: These shares granted under a Performance Unit Award Agreement will vest in equal increments over five years beginning on December 31, 2019.

F2 · balance_after: Includes: (i) 5,650 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2023; (ii) 4,280 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2022; (iii) 7,800 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2021; (iv) 1,383 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019 through 12/31/2020; (v) 700 shares granted under a Performance Unit Award Agreement that vest on 12/31/2019; and (vi) 57,453.54 shares that the reporting person has deferred under the Issuer's deferred compensation plan.

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May 07, 2019 Filed May 9, 2019 20:13 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001686266-19-000010 · primary_doc.xml · nonDerivative · entry 1

DEMOREST ROBERT L · CIK 0001239192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,916

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.