Last 12 months
Inside the activity.
0 purchase rows · 19 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2020 Filed Jan 21, 2020 21:15 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 11,046 | $20.96 | $231,524.16 |
DisclosureSEC source: 0001127602-20-002079 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 784,282 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.56 to $21.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:12 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
GiftCommon Stock | 4,989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-001926 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,757,511 F1 · kind: The reported disposition was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| January 14, 2020 Filed Jan 14, 2020 21:58 UTC |
Kania Edwin10% owner
|
SaleCommon Stock | 117,625 | $20.01 | $2,353,840.93 |
DisclosureSEC source: 0000899243-20-001179 · doc4.xml · nonDerivative · entry 2 KANIA EDWIN M JR · CIK 0001255927 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,847 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.90 to $20.155, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 13, 2020 Filed Jan 14, 2020 23:08 UTC |
Hoge StephenPresident
|
SaleCommon Stock | 10,000 | $19.14 | $191,400.00 |
DisclosureSEC source: 0001127602-20-001577 · form4.xml · nonDerivative · entry 1 Hoge Stephen · CIK 0001760669 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,086,530 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.68 to $19.42. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 22:23 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 2,718 | $21.00 | $57,078.00 |
DisclosureSEC source: 0001127602-20-001573 · form4.xml · nonDerivative · entry 4 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,244,695 F8 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F9 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 22:23 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 2,718 | $21.00 | $57,078.00 |
DisclosureSEC source: 0001127602-20-001573 · form4.xml · nonDerivative · entry 3 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,969,328 F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F7 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 22:23 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 3,400 | $20.46 | $69,564.00 |
DisclosureSEC source: 0001127602-20-001573 · form4.xml · nonDerivative · entry 2 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 795,328 F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.10 to $20.87. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 22:23 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 7,646 | $19.60 | $149,861.60 |
DisclosureSEC source: 0001127602-20-001573 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 798,728 F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.08 to $20.04. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 21:58 UTC |
Kania Edwin10% owner
|
SaleCommon Stock | 357,375 | $20.34 | $7,269,972.41 |
DisclosureSEC source: 0000899243-20-001179 · doc4.xml · nonDerivative · entry 1 KANIA EDWIN M JR · CIK 0001255927 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,472 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.745, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:10 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 11,046 | $19.04 | $210,315.84 |
DisclosureSEC source: 0001127602-20-001119 · form4.xml · nonDerivative · entry 3 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 806,374 F5 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.79 and $19.31. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F7 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:10 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 2,557 | $19.57 | $50,040.49 |
DisclosureSEC source: 0001127602-20-001119 · form4.xml · nonDerivative · entry 2 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,247,413 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F4 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:10 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 2,557 | $19.57 | $50,040.49 |
DisclosureSEC source: 0001127602-20-001119 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,972,046 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| December 27, 2019 Filed Jan 3, 2020 21:03 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 11,046 | $19.53 | $215,728.38 |
DisclosureSEC source: 0001127602-20-000607 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 817,420 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.26 to $19.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:31 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 11,046 | $19.69 | $217,495.74 |
DisclosureSEC source: 0001127602-19-035757 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 828,466 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.20 to $19.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 21:46 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 11,046 | $18.53 | $204,682.38 |
DisclosureSEC source: 0001127602-19-035076 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 839,512 F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.35 to $18.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| December 12, 2019 Filed Dec 17, 2019 00:13 UTC |
Zaks Tal ZviChief Medical Officer
|
SaleCommon Stock | 100,000 | $18.54 | $1,854,000.00 |
DisclosureSEC source: 0001127602-19-035092 · form4.xml · nonDerivative · entry 1 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,770 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.33 to $19.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 00:38 UTC |
Flagship Ventures Fund IV General Partner LLCDirector · 10% owner
Flagship Ventures Fund IV, L.P.10% owner
Flagship Ventures Fund IV-Rx, L.P.10% owner
Afeyan NoubarDirector · 10% owner
Kania Edwin10% owner
|
SaleCommon Stock | 38,366 | $18.65 | $715,710.06 |
DisclosureSEC source: 0000899243-19-028975 · doc4.xml · nonDerivative · entry 9 Flagship Ventures Fund IV General Partner LLC · CIK 0001508051 · Director · 10% owner Flagship Ventures Fund IV, L.P. · CIK 0001503559 · 10% owner Flagship Ventures Fund IV-Rx, L.P. · CIK 0001590973 · 10% owner AFEYAN NOUBAR · CIK 0001222012 · Director · 10% owner KANIA EDWIN M JR · CIK 0001255927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,190,766 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.65 to $18.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.nature: Shares held by Flagship Fund IV-Rx. Flagship Fund IV GP is the general partner of Flagship Fund IV-Rx. While Mr. Kania is retired from Pioneering he continues to serve as a manager of the Flagship Fund IV GP. Each of the reporting persons except for Flagship Fund IV-Rx disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 00:38 UTC |
Flagship Ventures Fund IV General Partner LLCDirector · 10% owner
Flagship Ventures Fund IV, L.P.10% owner
Flagship Ventures Fund IV-Rx, L.P.10% owner
Afeyan NoubarDirector · 10% owner
Kania Edwin10% owner
|
SaleCommon Stock | 199,935 | $18.65 | $3,729,747.44 |
DisclosureSEC source: 0000899243-19-028975 · doc4.xml · nonDerivative · entry 8 Flagship Ventures Fund IV General Partner LLC · CIK 0001508051 · Director · 10% owner Flagship Ventures Fund IV, L.P. · CIK 0001503559 · 10% owner Flagship Ventures Fund IV-Rx, L.P. · CIK 0001590973 · 10% owner AFEYAN NOUBAR · CIK 0001222012 · Director · 10% owner KANIA EDWIN M JR · CIK 0001255927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,216,399 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.65 to $18.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.nature: Shares held by Flagship Fund IV. Flagship Fund IV GP is the general partner of Flagship Fund IV. Noubar B. Afeyan, Ph.D. and Edwin M. Kania, Jr. are the managers of Flagship Fund IV GP. While Mr. Kania is retired from Flagship Pioneering, Inc. ("Pioneering"), he continues to serve as a manager of Flagship Fund IV GP. Each of the reporting persons except for Flagship Fund IV disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 00:40 UTC |
Kania Edwin10% owner
|
SaleCommon Stock | 100,000 | $18.81 | $1,880,840.00 |
DisclosureSEC source: 0000899243-19-028978 · doc4.xml · nonDerivative · entry 1 KANIA EDWIN M JR · CIK 0001255927 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,847 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.75 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 10, 2019 Filed Dec 11, 2019 23:25 UTC |
Nader FrancoisDirector
|
GrantStock Option (Right to Buy) · Derivative | 17,889 | $18.87 Strike: $18.87 | $337,565.43 |
DisclosureSEC source: 0001127602-19-034834 · form4.xml · derivative · entry 2 Nader Francois · CIK 0001365343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,889 Underlying: Common Stock · 17,889 shares Expires 2029-12-10 F2 · derivative.exercise_date: This option will become fully vested and exercisable on the earlier of June 27, 2020, or the next Annual Meeting of Stockholders, subject to the recipient's continued service. Read SEC document |
| December 10, 2019 Filed Dec 11, 2019 23:25 UTC |
Nader FrancoisDirector
|
GrantStock Option (Right to Buy) · Derivative | 39,720 | $18.87 Strike: $18.87 | $749,516.40 |
DisclosureSEC source: 0001127602-19-034834 · form4.xml · derivative · entry 1 Nader Francois · CIK 0001365343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,720 Underlying: Common Stock · 39,720 shares Expires 2029-12-10 F1 · derivative.exercise_date: This option will be fully vested and exercisable on December 10, 2020. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 00:38 UTC |
Flagship Ventures Fund IV General Partner LLCDirector · 10% owner
Flagship Ventures Fund IV, L.P.10% owner
Flagship Ventures Fund IV-Rx, L.P.10% owner
Afeyan NoubarDirector · 10% owner
Kania Edwin10% owner
|
SaleCommon Stock | 4,092 | $18.96 | $77,578.59 |
DisclosureSEC source: 0000899243-19-028975 · doc4.xml · nonDerivative · entry 7 Flagship Ventures Fund IV General Partner LLC · CIK 0001508051 · Director · 10% owner Flagship Ventures Fund IV, L.P. · CIK 0001503559 · 10% owner Flagship Ventures Fund IV-Rx, L.P. · CIK 0001590973 · 10% owner AFEYAN NOUBAR · CIK 0001222012 · Director · 10% owner KANIA EDWIN M JR · CIK 0001255927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,229,132 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.95 to $19.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.nature: Shares held by Flagship Fund IV-Rx. Flagship Fund IV GP is the general partner of Flagship Fund IV-Rx. While Mr. Kania is retired from Pioneering he continues to serve as a manager of the Flagship Fund IV GP. Each of the reporting persons except for Flagship Fund IV-Rx disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 00:38 UTC |
Flagship Ventures Fund IV General Partner LLCDirector · 10% owner
Flagship Ventures Fund IV, L.P.10% owner
Flagship Ventures Fund IV-Rx, L.P.10% owner
Afeyan NoubarDirector · 10% owner
Kania Edwin10% owner
|
SaleCommon Stock | 21,325 | $18.96 | $404,292.15 |
DisclosureSEC source: 0000899243-19-028975 · doc4.xml · nonDerivative · entry 6 Flagship Ventures Fund IV General Partner LLC · CIK 0001508051 · Director · 10% owner Flagship Ventures Fund IV, L.P. · CIK 0001503559 · 10% owner Flagship Ventures Fund IV-Rx, L.P. · CIK 0001590973 · 10% owner AFEYAN NOUBAR · CIK 0001222012 · Director · 10% owner KANIA EDWIN M JR · CIK 0001255927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,416,334 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.95 to $19.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.nature: Shares held by Flagship Fund IV. Flagship Fund IV GP is the general partner of Flagship Fund IV. Noubar B. Afeyan, Ph.D. and Edwin M. Kania, Jr. are the managers of Flagship Fund IV GP. While Mr. Kania is retired from Flagship Pioneering, Inc. ("Pioneering"), he continues to serve as a manager of Flagship Fund IV GP. Each of the reporting persons except for Flagship Fund IV disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 09, 2019 Filed Dec 12, 2019 01:08 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
OtherCommon Stock | 42,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034852 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,762,500 F1 · kind: Represents the receipt of shares by the reporting person pursuant to pro rata distributions-in-kind, without consideration, of shares of the company's common stock effected on December 9, 2019 by Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") to the partners of Flagship Fund IV and by its general partner, Flagship Ventures Fund IV General Partner, LLC. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 09, 2019 Filed Dec 12, 2019 00:38 UTC |
Flagship Ventures Fund IV General Partner LLCDirector · 10% owner
Flagship Ventures Fund IV, L.P.10% owner
Flagship Ventures Fund IV-Rx, L.P.10% owner
Afeyan NoubarDirector · 10% owner
Kania Edwin10% owner
|
SaleCommon Stock | 27,714 | $18.99 | $526,408.03 |
DisclosureSEC source: 0000899243-19-028975 · doc4.xml · nonDerivative · entry 5 Flagship Ventures Fund IV General Partner LLC · CIK 0001508051 · Director · 10% owner Flagship Ventures Fund IV, L.P. · CIK 0001503559 · 10% owner Flagship Ventures Fund IV-Rx, L.P. · CIK 0001590973 · 10% owner AFEYAN NOUBAR · CIK 0001222012 · Director · 10% owner KANIA EDWIN M JR · CIK 0001255927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,233,224 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.90 to $19.115, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.nature: Shares held by Flagship Fund IV-Rx. Flagship Fund IV GP is the general partner of Flagship Fund IV-Rx. While Mr. Kania is retired from Pioneering he continues to serve as a manager of the Flagship Fund IV GP. Each of the reporting persons except for Flagship Fund IV-Rx disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 09, 2019 Filed Dec 12, 2019 00:38 UTC |
Flagship Ventures Fund IV General Partner LLCDirector · 10% owner
Flagship Ventures Fund IV, L.P.10% owner
Flagship Ventures Fund IV-Rx, L.P.10% owner
Afeyan NoubarDirector · 10% owner
Kania Edwin10% owner
|
SaleCommon Stock | 144,423 | $18.99 | $2,743,199.35 |
DisclosureSEC source: 0000899243-19-028975 · doc4.xml · nonDerivative · entry 4 Flagship Ventures Fund IV General Partner LLC · CIK 0001508051 · Director · 10% owner Flagship Ventures Fund IV, L.P. · CIK 0001503559 · 10% owner Flagship Ventures Fund IV-Rx, L.P. · CIK 0001590973 · 10% owner AFEYAN NOUBAR · CIK 0001222012 · Director · 10% owner KANIA EDWIN M JR · CIK 0001255927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,437,659 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.90 to $19.115, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.nature: Shares held by Flagship Fund IV. Flagship Fund IV GP is the general partner of Flagship Fund IV. Noubar B. Afeyan, Ph.D. and Edwin M. Kania, Jr. are the managers of Flagship Fund IV GP. While Mr. Kania is retired from Flagship Pioneering, Inc. ("Pioneering"), he continues to serve as a manager of Flagship Fund IV GP. Each of the reporting persons except for Flagship Fund IV disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 09, 2019 Filed Dec 12, 2019 00:38 UTC |
Flagship Ventures Fund IV General Partner LLCDirector · 10% owner
Flagship Ventures Fund IV, L.P.10% owner
Flagship Ventures Fund IV-Rx, L.P.10% owner
Afeyan NoubarDirector · 10% owner
Kania Edwin10% owner
|
OtherCommon Stock | 1,735,720 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028975 · doc4.xml · nonDerivative · entry 3 Flagship Ventures Fund IV General Partner LLC · CIK 0001508051 · Director · 10% owner Flagship Ventures Fund IV, L.P. · CIK 0001503559 · 10% owner Flagship Ventures Fund IV-Rx, L.P. · CIK 0001590973 · 10% owner AFEYAN NOUBAR · CIK 0001222012 · Director · 10% owner KANIA EDWIN M JR · CIK 0001255927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On December 9, 2019, Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") and Flagship Ventures Fund IV-Rx, L.P. ("Flagship Fund IV-Rx") distributed to its limited partners and sole general partner, Flagship Ventures Fund IV General Partner, LLC ("Flagship Fund IV GP"), pro rata and without consideration, 6,292,342 shares and 1,207,658 shares, respectively, of the Issuer's common stock. Flagship Fund IV GP, in turn, distributed to its members, pro rata and without consideration, the 1,494,155 shares and 241,565 shares it received from Flagship Fund IV and Flagship Fund IV-Rx, respectively. Noubar B. Afeyan, Ph.D. and Edwin M. Kania, Jr., each a manager of Flagship Fund IV GP, each received 598,847 shares through Flagship Fund IV GP's distribution. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: On December 9, 2019, Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") and Flagship Ventures Fund IV-Rx, L.P. ("Flagship Fund IV-Rx") distributed to its limited partners and sole general partner, Flagship Ventures Fund IV General Partner, LLC ("Flagship Fund IV GP"), pro rata and without consideration, 6,292,342 shares and 1,207,658 shares, respectively, of the Issuer's common stock. Flagship Fund IV GP, in turn, distributed to its members, pro rata and without consideration, the 1,494,155 shares and 241,565 shares it received from Flagship Fund IV and Flagship Fund IV-Rx, respectively. Noubar B. Afeyan, Ph.D. and Edwin M. Kania, Jr., each a manager of Flagship Fund IV GP, each received 598,847 shares through Flagship Fund IV GP's distribution. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F4 · ownership.nature: Shares held by Flagship Fund IV GP. Noubar B. Afeyan, Ph.D. and Edwin M. Kania, Jr. are the managers of Flagship Fund IV GP. While Mr. Kania is retired from Pioneering, he continues to serve as a manager of Flagship Fund IV GP. Each of the reporting persons except for Flagship Fund IV GP disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 09, 2019 Filed Dec 12, 2019 00:38 UTC |
Flagship Ventures Fund IV General Partner LLCDirector · 10% owner
Flagship Ventures Fund IV, L.P.10% owner
Flagship Ventures Fund IV-Rx, L.P.10% owner
Afeyan NoubarDirector · 10% owner
Kania Edwin10% owner
|
OtherCommon Stock | 1,207,658 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028975 · doc4.xml · nonDerivative · entry 2 Flagship Ventures Fund IV General Partner LLC · CIK 0001508051 · Director · 10% owner Flagship Ventures Fund IV, L.P. · CIK 0001503559 · 10% owner Flagship Ventures Fund IV-Rx, L.P. · CIK 0001590973 · 10% owner AFEYAN NOUBAR · CIK 0001222012 · Director · 10% owner KANIA EDWIN M JR · CIK 0001255927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,260,938 F1 · kind: On December 9, 2019, Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") and Flagship Ventures Fund IV-Rx, L.P. ("Flagship Fund IV-Rx") distributed to its limited partners and sole general partner, Flagship Ventures Fund IV General Partner, LLC ("Flagship Fund IV GP"), pro rata and without consideration, 6,292,342 shares and 1,207,658 shares, respectively, of the Issuer's common stock. Flagship Fund IV GP, in turn, distributed to its members, pro rata and without consideration, the 1,494,155 shares and 241,565 shares it received from Flagship Fund IV and Flagship Fund IV-Rx, respectively. Noubar B. Afeyan, Ph.D. and Edwin M. Kania, Jr., each a manager of Flagship Fund IV GP, each received 598,847 shares through Flagship Fund IV GP's distribution. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: On December 9, 2019, Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") and Flagship Ventures Fund IV-Rx, L.P. ("Flagship Fund IV-Rx") distributed to its limited partners and sole general partner, Flagship Ventures Fund IV General Partner, LLC ("Flagship Fund IV GP"), pro rata and without consideration, 6,292,342 shares and 1,207,658 shares, respectively, of the Issuer's common stock. Flagship Fund IV GP, in turn, distributed to its members, pro rata and without consideration, the 1,494,155 shares and 241,565 shares it received from Flagship Fund IV and Flagship Fund IV-Rx, respectively. Noubar B. Afeyan, Ph.D. and Edwin M. Kania, Jr., each a manager of Flagship Fund IV GP, each received 598,847 shares through Flagship Fund IV GP's distribution. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Shares held by Flagship Fund IV-Rx. Flagship Fund IV GP is the general partner of Flagship Fund IV-Rx. While Mr. Kania is retired from Pioneering he continues to serve as a manager of the Flagship Fund IV GP. Each of the reporting persons except for Flagship Fund IV-Rx disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 09, 2019 Filed Dec 12, 2019 00:38 UTC |
Flagship Ventures Fund IV General Partner LLCDirector · 10% owner
Flagship Ventures Fund IV, L.P.10% owner
Flagship Ventures Fund IV-Rx, L.P.10% owner
Afeyan NoubarDirector · 10% owner
Kania Edwin10% owner
|
OtherCommon Stock | 6,292,342 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028975 · doc4.xml · nonDerivative · entry 1 Flagship Ventures Fund IV General Partner LLC · CIK 0001508051 · Director · 10% owner Flagship Ventures Fund IV, L.P. · CIK 0001503559 · 10% owner Flagship Ventures Fund IV-Rx, L.P. · CIK 0001590973 · 10% owner AFEYAN NOUBAR · CIK 0001222012 · Director · 10% owner KANIA EDWIN M JR · CIK 0001255927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,582,082 F1 · kind: On December 9, 2019, Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") and Flagship Ventures Fund IV-Rx, L.P. ("Flagship Fund IV-Rx") distributed to its limited partners and sole general partner, Flagship Ventures Fund IV General Partner, LLC ("Flagship Fund IV GP"), pro rata and without consideration, 6,292,342 shares and 1,207,658 shares, respectively, of the Issuer's common stock. Flagship Fund IV GP, in turn, distributed to its members, pro rata and without consideration, the 1,494,155 shares and 241,565 shares it received from Flagship Fund IV and Flagship Fund IV-Rx, respectively. Noubar B. Afeyan, Ph.D. and Edwin M. Kania, Jr., each a manager of Flagship Fund IV GP, each received 598,847 shares through Flagship Fund IV GP's distribution. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: On December 9, 2019, Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") and Flagship Ventures Fund IV-Rx, L.P. ("Flagship Fund IV-Rx") distributed to its limited partners and sole general partner, Flagship Ventures Fund IV General Partner, LLC ("Flagship Fund IV GP"), pro rata and without consideration, 6,292,342 shares and 1,207,658 shares, respectively, of the Issuer's common stock. Flagship Fund IV GP, in turn, distributed to its members, pro rata and without consideration, the 1,494,155 shares and 241,565 shares it received from Flagship Fund IV and Flagship Fund IV-Rx, respectively. Noubar B. Afeyan, Ph.D. and Edwin M. Kania, Jr., each a manager of Flagship Fund IV GP, each received 598,847 shares through Flagship Fund IV GP's distribution. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: Shares held by Flagship Fund IV. Flagship Fund IV GP is the general partner of Flagship Fund IV. Noubar B. Afeyan, Ph.D. and Edwin M. Kania, Jr. are the managers of Flagship Fund IV GP. While Mr. Kania is retired from Flagship Pioneering, Inc. ("Pioneering"), he continues to serve as a manager of Flagship Fund IV GP. Each of the reporting persons except for Flagship Fund IV disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 00:27 UTC |
Kim Lorence H.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 229,358 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034630 · form4.xml · derivative · entry 7 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 229,358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These Restricted Stock Units are fully vested and settled in accordance with their terms. F5 · derivative.expiration_date: These Restricted Stock Units are fully vested and settled in accordance with their terms. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 00:27 UTC |
Kim Lorence H.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 229,357 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034630 · form4.xml · derivative · entry 6 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 229,357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These Restricted Stock Units are fully vested and settled in accordance with their terms. F5 · derivative.expiration_date: These Restricted Stock Units are fully vested and settled in accordance with their terms. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 00:27 UTC |
Kim Lorence H.Chief Financial Officer
|
SaleCommon Stock | 1,306 | $20.93 | $27,334.58 |
DisclosureSEC source: 0001127602-19-034630 · form4.xml · nonDerivative · entry 5 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,362,510 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018, and amended on September 17, 2019. The sale was made to generate proceeds to cover the tax liability incident to the delivery of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.92 to $20.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 00:27 UTC |
Kim Lorence H.Chief Financial Officer
|
SaleCommon Stock | 147,528 | $20.39 | $3,008,095.92 |
DisclosureSEC source: 0001127602-19-034630 · form4.xml · nonDerivative · entry 4 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,363,816 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018, and amended on September 17, 2019. The sale was made to generate proceeds to cover the tax liability incident to the delivery of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.87 to $20.86. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 00:27 UTC |
Kim Lorence H.Chief Financial Officer
|
SaleCommon Stock | 89,698 | $19.34 | $1,734,759.32 |
DisclosureSEC source: 0001127602-19-034630 · form4.xml · nonDerivative · entry 3 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511,344 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018, and amended on September 17, 2019. The sale was made to generate proceeds to cover the tax liability incident to the delivery of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.86 to $19.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 00:27 UTC |
Kim Lorence H.Chief Financial Officer
|
Exercise / conversionCommon Stock | 229,358 | $20.64 | $4,733,949.12 |
DisclosureSEC source: 0001127602-19-034630 · form4.xml · nonDerivative · entry 2 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,601,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 00:27 UTC |
Kim Lorence H.Chief Financial Officer
|
Exercise / conversionCommon Stock | 229,357 | $20.64 | $4,733,928.48 |
DisclosureSEC source: 0001127602-19-034630 · form4.xml · nonDerivative · entry 1 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,371,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 00:09 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 200 | $20.95 | $4,190.00 |
DisclosureSEC source: 0001127602-19-034618 · form4.xml · nonDerivative · entry 3 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 850,558 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.93 to $20.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 00:09 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 6,200 | $20.43 | $126,666.00 |
DisclosureSEC source: 0001127602-19-034618 · form4.xml · nonDerivative · entry 2 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 850,758 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.92 to 20.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 00:09 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 4,646 | $19.42 | $90,225.32 |
DisclosureSEC source: 0001127602-19-034618 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 856,958 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.88 to $19.87. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 12:02 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 11,046 | $20.54 | $226,884.84 |
DisclosureSEC source: 0001127602-19-034027 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 861,604 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.31 to $20.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 21:08 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 11,046 | $20.48 | $226,222.08 |
DisclosureSEC source: 0001127602-19-033671 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 872,650 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.00 to $20.71. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 06:23 UTC |
HUTT PETER BARTONDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001127602-19-033520 · form4.xml · derivative · entry 3 HUTT PETER BARTON · CIK 0001171527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,752 Underlying: Common Stock · 200,000 shares Expires 2022-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 06:23 UTC |
HUTT PETER BARTONDirector
|
SaleCommon Stock | 200,000 | $20.18 | $4,036,000.00 |
DisclosureSEC source: 0001127602-19-033520 · form4.xml · nonDerivative · entry 2 HUTT PETER BARTON · CIK 0001171527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,924 F1 · price: The price reported in Column 4 is a weighted average price. The shares sold in multiple transactions at prices ranging from $20.00 to $20.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 06:23 UTC |
HUTT PETER BARTONDirector
|
Exercise / conversionCommon Stock | 200,000 | $0.04 | $8,000.00 |
DisclosureSEC source: 0001127602-19-033520 · form4.xml · nonDerivative · entry 1 HUTT PETER BARTON · CIK 0001171527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:43 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 336 | $19.38 | $6,511.68 |
DisclosureSEC source: 0001127602-19-033233 · form4.xml · nonDerivative · entry 2 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 883,696 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.37 to $19.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:43 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 10,710 | $19.02 | $203,704.20 |
DisclosureSEC source: 0001127602-19-033233 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 884,032 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.36 to $19.36. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 12:06 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 11,046 | $17.38 | $191,979.48 |
DisclosureSEC source: 0001127602-19-032406 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 894,742 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.19 to $17.50. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:39 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 4,500 | $16.68 | $75,060.00 |
DisclosureSEC source: 0001127602-19-031912 · form4.xml · nonDerivative · entry 2 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 905,788 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.56 to $16.81. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:39 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 6,546 | $15.66 | $102,510.36 |
DisclosureSEC source: 0001127602-19-031912 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 910,288 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.62 to $15.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 23, 2019 Filed Sep 25, 2019 01:24 UTC |
Kim Lorence H.Chief Financial Officer
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GiftCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-029070 · form4.xml · nonDerivative · entry 1 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,142,327 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. F2 · balance_after: Of the shares reported in this column, (i) 40,954 shares are subject to a restricted stock grant dated August 10, 2016, which vests as follows: 25% of the Shares to vest on the first anniversary of the vest start date of April 9, 2015, and the remainder vests in 12 quarterly installments and (ii) 273,027 shares are subject to a restricted stock grant dated August 10, 2016, which vests as follows: 25% of the Shares to vest on the first anniversary of the vest start date of November 18, 2015, and the remainder vests in 12 quarterly installments. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.