Tapewire

Nasdaq · USD

MRNA

Moderna, Inc.

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Tapewire entity
2025
SEC CIK
0001682852
Parsed reports
1,064

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202603
Jun 202602
Jul 202601
Aug 202604
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2020 Filed Mar 3, 2020 21:53 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 459 $25.65 $11,773.35
Disclosure

SEC source: 0001127602-20-009078 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 719,456

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.31 to $25.79. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:53 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 5,463 $23.48 $128,271.24
Disclosure

SEC source: 0001127602-20-009078 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 719,915

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.10 to $24.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:53 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 3,674 $22.78 $83,693.72
Disclosure

SEC source: 0001127602-20-009078 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 725,378

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.09 to $23.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:50 UTC
LEE JENNIFER LINGChief Accounting Officer
GrantRestricted Stock Units · Derivative 8,677 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009068 · form4.xml · derivative · entry 2

LEE JENNIFER LING · CIK 0001675118 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,677

Underlying: Common Stock · 8,677 shares

Expires not disclosed

F2 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award will vest on February 28, 2021 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F2 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award will vest on February 28, 2021 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:50 UTC
LEE JENNIFER LINGChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 16,112 $0.00 Strike: $25.93 $0.00
Disclosure

SEC source: 0001127602-20-009068 · form4.xml · derivative · entry 1

LEE JENNIFER LING · CIK 0001675118 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,112

Underlying: Common Stock · 16,112 shares

Expires 2030-02-28

F1 · derivative.exercise_date: 25% of this option will vest and become exercisable on February 28, 2021 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:42 UTC
Kim Lorence H.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 179,022 $0.00 Strike: $25.93 $0.00
Disclosure

SEC source: 0001127602-20-009046 · form4.xml · derivative · entry 1

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,022

Underlying: Common Stock · 179,022 shares

Expires 2030-02-28

F1 · derivative.exercise_date: 25% of this option will vest and become exercisable on February 28, 2021 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:05 UTC
Andres JuanSee remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 8,006 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-008630 · form4.xml · derivative · entry 6

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,425

Underlying: Common Stock · 8,006 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:05 UTC
Andres JuanSee remarks
SaleCommon Stock 500 $31.95 $15,975.00
Disclosure

SEC source: 0001127602-20-008630 · form4.xml · nonDerivative · entry 5

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.59 to $32.54. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:05 UTC
Andres JuanSee remarks
SaleCommon Stock 3,272 $33.05 $108,139.60
Disclosure

SEC source: 0001127602-20-008630 · form4.xml · nonDerivative · entry 4

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.60 to $33.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:05 UTC
Andres JuanSee remarks
SaleCommon Stock 2,188 $34.10 $74,610.80
Disclosure

SEC source: 0001127602-20-008630 · form4.xml · nonDerivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,772

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.62 to $34.51. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:05 UTC
Andres JuanSee remarks
SaleCommon Stock 2,046 $34.81 $71,221.26
Disclosure

SEC source: 0001127602-20-008630 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,960

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.63 to $35.04. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:05 UTC
Andres JuanSee remarks
Exercise / conversionCommon Stock 8,006 $12.21 $97,753.26
Disclosure

SEC source: 0001127602-20-008630 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 22:10 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 745 $29.46 $21,947.70
Disclosure

SEC source: 0001127602-20-008174 · form4.xml · nonDerivative · entry 5

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,282,510

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.42 to $29.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 22:10 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 12,819 $28.79 $369,059.01
Disclosure

SEC source: 0001127602-20-008174 · form4.xml · nonDerivative · entry 4

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,283,255

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.40 to $29.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 22:10 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 5,088 $27.96 $142,260.48
Disclosure

SEC source: 0001127602-20-008174 · form4.xml · nonDerivative · entry 3

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,296,074

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.39 to $28.38. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:10 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 100 $26.14 $2,614.00
Disclosure

SEC source: 0001127602-20-008174 · form4.xml · nonDerivative · entry 2

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,301,162

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:10 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 1,248 $25.59 $31,936.32
Disclosure

SEC source: 0001127602-20-008174 · form4.xml · nonDerivative · entry 1

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,301,262

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $26.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:09 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 5,286 $23.00 $121,578.00
Disclosure

SEC source: 0001127602-20-008173 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,722,648

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 21:22 UTC
Hoge StephenPresident
SaleCommon Stock 10,000 $18.67 $186,700.00
Disclosure

SEC source: 0001127602-20-007602 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,056,530

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.36 to $19.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:06 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 10,000 $18.47 $184,700.00
Disclosure

SEC source: 0001127602-20-007174 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,770

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:03 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 11,046 $18.16 $200,595.36
Disclosure

SEC source: 0001127602-20-007170 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 729,052

F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.96 to $18.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F6 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:03 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 2,643 $18.86 $49,846.98
Disclosure

SEC source: 0001127602-20-007170 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,232,886

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:03 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 2,643 $18.86 $49,846.98
Disclosure

SEC source: 0001127602-20-007170 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,953,216

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
February 18, 2020 Filed Feb 18, 2020 21:07 UTC
Bancel StephaneDirector · Chief Executive Officer
GiftCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006014 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,727,934

F4 · kind: The reported disposition was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:09 UTC
SAGAN PAULDirector
PurchaseCommon Stock 52,631 $19.00 $999,989.00
Disclosure

SEC source: 0001127602-20-006018 · form4.xml · nonDerivative · entry 1

SAGAN PAUL · CIK 0001035440 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The Paul Sagan Revocable Trust

Disclosed balance after: 420,407

F1 · ownership.direct: Erwin Park LLC is an estate planning vehicle for the Reporting Person's family. The Chatham Trust is an irrevocable family trust for which the Reporting Person serves as a trustee. The Paul Sagan Revocable Trust is a revocable trust for which the Reporting Person serves as a trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:07 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 11,046 $19.02 $210,094.92
Disclosure

SEC source: 0001127602-20-006014 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 740,098

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.86 to $19.23. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:25 UTC
Hoge StephenPresident
SaleCommon Stock 5,000 $19.23 $96,150.00
Disclosure

SEC source: 0001127602-20-005649 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,066,530

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.90 to $19.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:25 UTC
Hoge StephenPresident
SaleCommon Stock 5,000 $19.44 $97,200.00
Disclosure

SEC source: 0001127602-20-005649 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,071,530

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.25 to $19.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:51 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 4,303 $23.50 $101,120.50
Disclosure

SEC source: 0001127602-20-004985 · form4.xml · nonDerivative · entry 7

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,235,529

F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F8 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:51 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 8,606 $23.50 $202,241.00
Disclosure

SEC source: 0001127602-20-004985 · form4.xml · nonDerivative · entry 6

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,955,859

F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F7 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:51 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 4,303 $23.50 $101,120.50
Disclosure

SEC source: 0001127602-20-004985 · form4.xml · nonDerivative · entry 5

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,732,934

F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 02:52 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 33,295 $23.06 $767,782.70
Disclosure

SEC source: 0001127602-20-004986 · form4.xml · nonDerivative · entry 1

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302,510

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.00 to $23.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 02:51 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 1,780 $22.92 $40,797.60
Disclosure

SEC source: 0001127602-20-004985 · form4.xml · nonDerivative · entry 4

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 751,144

F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.31 to $23.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 02:51 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 800 $21.75 $17,400.00
Disclosure

SEC source: 0001127602-20-004985 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 752,924

F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.25 to $22.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 02:51 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 8,466 $20.76 $175,754.16
Disclosure

SEC source: 0001127602-20-004985 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 753,724

F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.19 to $21.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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February 07, 2020 Filed Feb 12, 2020 02:51 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 4,876 $23.00 $112,148.00
Disclosure

SEC source: 0001127602-20-004985 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,737,237

F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

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February 03, 2020 Filed Feb 4, 2020 21:09 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 2,438 $20.66 $50,369.08
Disclosure

SEC source: 0001127602-20-003493 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,239,832

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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February 03, 2020 Filed Feb 4, 2020 21:09 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 2,438 $20.66 $50,369.08
Disclosure

SEC source: 0001127602-20-003493 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,964,465

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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January 31, 2020 Filed Feb 3, 2020 21:30 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 100 $21.16 $2,116.00
Disclosure

SEC source: 0001127602-20-003163 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 762,190

F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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January 31, 2020 Filed Feb 3, 2020 21:30 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 10,946 $20.42 $223,517.32
Disclosure

SEC source: 0001127602-20-003163 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 762,290

F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.08 to $20.89. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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January 28, 2020 Filed Jan 29, 2020 21:04 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 900 $23.37 $21,033.00
Disclosure

SEC source: 0001127602-20-002613 · form4.xml · nonDerivative · entry 2

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335,805

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.10 to $23.50. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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January 27, 2020 Filed Jan 29, 2020 21:04 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 23,805 $23.01 $547,753.05
Disclosure

SEC source: 0001127602-20-002613 · form4.xml · nonDerivative · entry 1

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,336,705

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.00 to $23.11. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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January 24, 2020 Filed Jan 27, 2020 21:08 UTC
Hoge StephenPresident
SaleCommon Stock 5,000 $21.22 $106,100.00
Disclosure

SEC source: 0001127602-20-002437 · form4.xml · nonDerivative · entry 3

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,076,530

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.98 to $21.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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January 24, 2020 Filed Jan 27, 2020 21:03 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 11,046 $21.22 $234,396.12
Disclosure

SEC source: 0001127602-20-002430 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 773,236

F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.95 to $21.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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January 23, 2020 Filed Jan 27, 2020 21:08 UTC
Hoge StephenPresident
SaleCommon Stock 385 $22.53 $8,674.05
Disclosure

SEC source: 0001127602-20-002437 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081,530

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.50 to $22.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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January 23, 2020 Filed Jan 27, 2020 21:08 UTC
Hoge StephenPresident
SaleCommon Stock 4,615 $21.95 $101,299.25
Disclosure

SEC source: 0001127602-20-002437 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081,915

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.47 to $22.46. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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January 22, 2020 Filed Jan 23, 2020 21:18 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 2,000 $23.04 $46,080.00
Disclosure

SEC source: 0001127602-20-002274 · form4.xml · nonDerivative · entry 1

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360,510

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.00 to 23.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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January 22, 2020 Filed Jan 23, 2020 21:17 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 15,398 $23.00 $354,154.00
Disclosure

SEC source: 0001127602-20-002273 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,742,113

F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

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January 21, 2020 Filed Jan 22, 2020 21:09 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 2,425 $20.79 $50,415.75
Disclosure

SEC source: 0001127602-20-002157 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,242,270

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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January 21, 2020 Filed Jan 22, 2020 21:09 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 2,425 $20.79 $50,415.75
Disclosure

SEC source: 0001127602-20-002157 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,966,903

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.