Last 12 months
Inside the activity.
0 purchase rows · 19 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2020 Filed Mar 3, 2020 21:53 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 459 | $25.65 | $11,773.35 |
DisclosureSEC source: 0001127602-20-009078 · form4.xml · nonDerivative · entry 3 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 719,456 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.31 to $25.79. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:53 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 5,463 | $23.48 | $128,271.24 |
DisclosureSEC source: 0001127602-20-009078 · form4.xml · nonDerivative · entry 2 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 719,915 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.10 to $24.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:53 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 3,674 | $22.78 | $83,693.72 |
DisclosureSEC source: 0001127602-20-009078 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 725,378 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.09 to $23.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:50 UTC |
LEE JENNIFER LINGChief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 8,677 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009068 · form4.xml · derivative · entry 2 LEE JENNIFER LING · CIK 0001675118 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,677 Underlying: Common Stock · 8,677 shares Expires not disclosed F2 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award will vest on February 28, 2021 with the remainder vesting in twelve (12) equal quarterly installments thereafter. F2 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award will vest on February 28, 2021 with the remainder vesting in twelve (12) equal quarterly installments thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:50 UTC |
LEE JENNIFER LINGChief Accounting Officer
|
GrantStock Option (Right to Buy) · Derivative | 16,112 | $0.00 Strike: $25.93 | $0.00 |
DisclosureSEC source: 0001127602-20-009068 · form4.xml · derivative · entry 1 LEE JENNIFER LING · CIK 0001675118 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,112 Underlying: Common Stock · 16,112 shares Expires 2030-02-28 F1 · derivative.exercise_date: 25% of this option will vest and become exercisable on February 28, 2021 with the remainder vesting in twelve (12) equal quarterly installments thereafter. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:42 UTC |
Kim Lorence H.Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 179,022 | $0.00 Strike: $25.93 | $0.00 |
DisclosureSEC source: 0001127602-20-009046 · form4.xml · derivative · entry 1 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,022 Underlying: Common Stock · 179,022 shares Expires 2030-02-28 F1 · derivative.exercise_date: 25% of this option will vest and become exercisable on February 28, 2021 with the remainder vesting in twelve (12) equal quarterly installments thereafter. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:05 UTC |
Andres JuanSee remarks
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 8,006 | $0.00 Strike: $12.21 | $0.00 |
DisclosureSEC source: 0001127602-20-008630 · form4.xml · derivative · entry 6 Andres Juan · CIK 0001760670 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909,425 Underlying: Common Stock · 8,006 shares Expires 2027-08-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan. F6 · derivative.exercise_date: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:05 UTC |
Andres JuanSee remarks
|
SaleCommon Stock | 500 | $31.95 | $15,975.00 |
DisclosureSEC source: 0001127602-20-008630 · form4.xml · nonDerivative · entry 5 Andres Juan · CIK 0001760670 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.59 to $32.54. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:05 UTC |
Andres JuanSee remarks
|
SaleCommon Stock | 3,272 | $33.05 | $108,139.60 |
DisclosureSEC source: 0001127602-20-008630 · form4.xml · nonDerivative · entry 4 Andres Juan · CIK 0001760670 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.60 to $33.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:05 UTC |
Andres JuanSee remarks
|
SaleCommon Stock | 2,188 | $34.10 | $74,610.80 |
DisclosureSEC source: 0001127602-20-008630 · form4.xml · nonDerivative · entry 3 Andres Juan · CIK 0001760670 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,772 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.62 to $34.51. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:05 UTC |
Andres JuanSee remarks
|
SaleCommon Stock | 2,046 | $34.81 | $71,221.26 |
DisclosureSEC source: 0001127602-20-008630 · form4.xml · nonDerivative · entry 2 Andres Juan · CIK 0001760670 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,960 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.63 to $35.04. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:05 UTC |
Andres JuanSee remarks
|
Exercise / conversionCommon Stock | 8,006 | $12.21 | $97,753.26 |
DisclosureSEC source: 0001127602-20-008630 · form4.xml · nonDerivative · entry 1 Andres Juan · CIK 0001760670 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 22:10 UTC |
Kim Lorence H.Chief Financial Officer
|
SaleCommon Stock | 745 | $29.46 | $21,947.70 |
DisclosureSEC source: 0001127602-20-008174 · form4.xml · nonDerivative · entry 5 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282,510 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.42 to $29.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 22:10 UTC |
Kim Lorence H.Chief Financial Officer
|
SaleCommon Stock | 12,819 | $28.79 | $369,059.01 |
DisclosureSEC source: 0001127602-20-008174 · form4.xml · nonDerivative · entry 4 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,283,255 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.40 to $29.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 22:10 UTC |
Kim Lorence H.Chief Financial Officer
|
SaleCommon Stock | 5,088 | $27.96 | $142,260.48 |
DisclosureSEC source: 0001127602-20-008174 · form4.xml · nonDerivative · entry 3 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,296,074 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.39 to $28.38. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 22:10 UTC |
Kim Lorence H.Chief Financial Officer
|
SaleCommon Stock | 100 | $26.14 | $2,614.00 |
DisclosureSEC source: 0001127602-20-008174 · form4.xml · nonDerivative · entry 2 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,301,162 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 22:10 UTC |
Kim Lorence H.Chief Financial Officer
|
SaleCommon Stock | 1,248 | $25.59 | $31,936.32 |
DisclosureSEC source: 0001127602-20-008174 · form4.xml · nonDerivative · entry 1 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,301,262 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $26.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 22:09 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 5,286 | $23.00 | $121,578.00 |
DisclosureSEC source: 0001127602-20-008173 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,722,648 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 21:22 UTC |
Hoge StephenPresident
|
SaleCommon Stock | 10,000 | $18.67 | $186,700.00 |
DisclosureSEC source: 0001127602-20-007602 · form4.xml · nonDerivative · entry 1 Hoge Stephen · CIK 0001760669 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,056,530 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.36 to $19.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:06 UTC |
Zaks Tal ZviChief Medical Officer
|
SaleCommon Stock | 10,000 | $18.47 | $184,700.00 |
DisclosureSEC source: 0001127602-20-007174 · form4.xml · nonDerivative · entry 1 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,770 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:03 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 11,046 | $18.16 | $200,595.36 |
DisclosureSEC source: 0001127602-20-007170 · form4.xml · nonDerivative · entry 3 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 729,052 F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.96 to $18.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F6 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:03 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 2,643 | $18.86 | $49,846.98 |
DisclosureSEC source: 0001127602-20-007170 · form4.xml · nonDerivative · entry 2 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,232,886 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:03 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 2,643 | $18.86 | $49,846.98 |
DisclosureSEC source: 0001127602-20-007170 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,953,216 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 18, 2020 Filed Feb 18, 2020 21:07 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
GiftCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006014 · form4.xml · nonDerivative · entry 2 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,727,934 F4 · kind: The reported disposition was effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 21:09 UTC |
SAGAN PAULDirector
|
PurchaseCommon Stock | 52,631 | $19.00 | $999,989.00 |
DisclosureSEC source: 0001127602-20-006018 · form4.xml · nonDerivative · entry 1 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: The Paul Sagan Revocable Trust Disclosed balance after: 420,407 F1 · ownership.direct: Erwin Park LLC is an estate planning vehicle for the Reporting Person's family. The Chatham Trust is an irrevocable family trust for which the Reporting Person serves as a trustee. The Paul Sagan Revocable Trust is a revocable trust for which the Reporting Person serves as a trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 21:07 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 11,046 | $19.02 | $210,094.92 |
DisclosureSEC source: 0001127602-20-006014 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 740,098 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.86 to $19.23. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 21:25 UTC |
Hoge StephenPresident
|
SaleCommon Stock | 5,000 | $19.23 | $96,150.00 |
DisclosureSEC source: 0001127602-20-005649 · form4.xml · nonDerivative · entry 2 Hoge Stephen · CIK 0001760669 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,066,530 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.90 to $19.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:25 UTC |
Hoge StephenPresident
|
SaleCommon Stock | 5,000 | $19.44 | $97,200.00 |
DisclosureSEC source: 0001127602-20-005649 · form4.xml · nonDerivative · entry 1 Hoge Stephen · CIK 0001760669 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,071,530 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.25 to $19.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 02:51 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 4,303 | $23.50 | $101,120.50 |
DisclosureSEC source: 0001127602-20-004985 · form4.xml · nonDerivative · entry 7 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,235,529 F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F8 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 02:51 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 8,606 | $23.50 | $202,241.00 |
DisclosureSEC source: 0001127602-20-004985 · form4.xml · nonDerivative · entry 6 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,955,859 F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F7 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 02:51 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 4,303 | $23.50 | $101,120.50 |
DisclosureSEC source: 0001127602-20-004985 · form4.xml · nonDerivative · entry 5 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,732,934 F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. Read SEC document |
| February 07, 2020 Filed Feb 12, 2020 02:52 UTC |
Kim Lorence H.Chief Financial Officer
|
SaleCommon Stock | 33,295 | $23.06 | $767,782.70 |
DisclosureSEC source: 0001127602-20-004986 · form4.xml · nonDerivative · entry 1 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,302,510 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.00 to $23.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| February 07, 2020 Filed Feb 12, 2020 02:51 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 1,780 | $22.92 | $40,797.60 |
DisclosureSEC source: 0001127602-20-004985 · form4.xml · nonDerivative · entry 4 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 751,144 F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.31 to $23.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 07, 2020 Filed Feb 12, 2020 02:51 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 800 | $21.75 | $17,400.00 |
DisclosureSEC source: 0001127602-20-004985 · form4.xml · nonDerivative · entry 3 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 752,924 F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.25 to $22.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 07, 2020 Filed Feb 12, 2020 02:51 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 8,466 | $20.76 | $175,754.16 |
DisclosureSEC source: 0001127602-20-004985 · form4.xml · nonDerivative · entry 2 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 753,724 F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.19 to $21.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 07, 2020 Filed Feb 12, 2020 02:51 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 4,876 | $23.00 | $112,148.00 |
DisclosureSEC source: 0001127602-20-004985 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,737,237 F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:09 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 2,438 | $20.66 | $50,369.08 |
DisclosureSEC source: 0001127602-20-003493 · form4.xml · nonDerivative · entry 2 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,239,832 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:09 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 2,438 | $20.66 | $50,369.08 |
DisclosureSEC source: 0001127602-20-003493 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,964,465 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 21:30 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 100 | $21.16 | $2,116.00 |
DisclosureSEC source: 0001127602-20-003163 · form4.xml · nonDerivative · entry 2 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 762,190 F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 21:30 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 10,946 | $20.42 | $223,517.32 |
DisclosureSEC source: 0001127602-20-003163 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 762,290 F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.08 to $20.89. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 21:04 UTC |
Kim Lorence H.Chief Financial Officer
|
SaleCommon Stock | 900 | $23.37 | $21,033.00 |
DisclosureSEC source: 0001127602-20-002613 · form4.xml · nonDerivative · entry 2 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,335,805 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.10 to $23.50. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 21:04 UTC |
Kim Lorence H.Chief Financial Officer
|
SaleCommon Stock | 23,805 | $23.01 | $547,753.05 |
DisclosureSEC source: 0001127602-20-002613 · form4.xml · nonDerivative · entry 1 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,336,705 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.00 to $23.11. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 21:08 UTC |
Hoge StephenPresident
|
SaleCommon Stock | 5,000 | $21.22 | $106,100.00 |
DisclosureSEC source: 0001127602-20-002437 · form4.xml · nonDerivative · entry 3 Hoge Stephen · CIK 0001760669 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,076,530 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.98 to $21.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 21:03 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 11,046 | $21.22 | $234,396.12 |
DisclosureSEC source: 0001127602-20-002430 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 773,236 F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.95 to $21.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 21:08 UTC |
Hoge StephenPresident
|
SaleCommon Stock | 385 | $22.53 | $8,674.05 |
DisclosureSEC source: 0001127602-20-002437 · form4.xml · nonDerivative · entry 2 Hoge Stephen · CIK 0001760669 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,081,530 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.50 to $22.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 21:08 UTC |
Hoge StephenPresident
|
SaleCommon Stock | 4,615 | $21.95 | $101,299.25 |
DisclosureSEC source: 0001127602-20-002437 · form4.xml · nonDerivative · entry 1 Hoge Stephen · CIK 0001760669 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,081,915 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.47 to $22.46. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 21:18 UTC |
Kim Lorence H.Chief Financial Officer
|
SaleCommon Stock | 2,000 | $23.04 | $46,080.00 |
DisclosureSEC source: 0001127602-20-002274 · form4.xml · nonDerivative · entry 1 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,360,510 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.00 to 23.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 21:17 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 15,398 | $23.00 | $354,154.00 |
DisclosureSEC source: 0001127602-20-002273 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,742,113 F1 · kind: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 21:09 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 2,425 | $20.79 | $50,415.75 |
DisclosureSEC source: 0001127602-20-002157 · form4.xml · nonDerivative · entry 2 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,242,270 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 21:09 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 2,425 | $20.79 | $50,415.75 |
DisclosureSEC source: 0001127602-20-002157 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,966,903 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.