Tapewire

Nasdaq · USD

MRNA

Moderna, Inc.

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Tapewire entity
2025
SEC CIK
0001682852
Parsed reports
1,064

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202603
Jun 202602
Jul 202601
Aug 202604
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 17, 2020 Filed Apr 21, 2020 21:03 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 2,449 $47.28 $115,788.72
Disclosure

SEC source: 0001127602-20-014237 · form4.xml · nonDerivative · entry 4

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 641,124

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.86 to $47.84. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 21:03 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 5,093 $46.40 $236,315.20
Disclosure

SEC source: 0001127602-20-014237 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 643,573

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.84 to $46.82. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 21:03 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 2,500 $45.50 $113,750.00
Disclosure

SEC source: 0001127602-20-014237 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 648,666

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.76 to $45.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 21:03 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 564 $44.11 $24,878.04
Disclosure

SEC source: 0001127602-20-014237 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 651,166

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.59 to $44.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 20:57 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 400 $38.24 $15,296.00
Disclosure

SEC source: 0001127602-20-013886 · form4.xml · nonDerivative · entry 5

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222,510

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.17 to $38.33. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 20:57 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 7,340 $37.62 $276,130.80
Disclosure

SEC source: 0001127602-20-013886 · form4.xml · nonDerivative · entry 4

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222,910

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.16 to $38.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 20:57 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 4,566 $36.57 $166,978.62
Disclosure

SEC source: 0001127602-20-013886 · form4.xml · nonDerivative · entry 3

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,230,250

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.14 to $37.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 20:57 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 1,517 $35.81 $54,323.77
Disclosure

SEC source: 0001127602-20-013886 · form4.xml · nonDerivative · entry 2

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234,816

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.08 to $36.08 Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 20:57 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 6,177 $34.24 $211,500.48
Disclosure

SEC source: 0001127602-20-013886 · form4.xml · nonDerivative · entry 1

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236,333

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.74 to $34.73. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:00 UTC
Andres JuanSee remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 23,403 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-013895 · form4.xml · derivative · entry 5

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,322

Underlying: Common Stock · 23,403 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:00 UTC
Andres JuanSee remarks
SaleCommon Stock 9,944 $37.78 $375,684.32
Disclosure

SEC source: 0001127602-20-013895 · form4.xml · nonDerivative · entry 4

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.33 to $38.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:00 UTC
Andres JuanSee remarks
SaleCommon Stock 8,852 $36.91 $326,727.32
Disclosure

SEC source: 0001127602-20-013895 · form4.xml · nonDerivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,944

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.32 to $37.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:00 UTC
Andres JuanSee remarks
SaleCommon Stock 4,607 $36.04 $166,036.28
Disclosure

SEC source: 0001127602-20-013895 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,796

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.31 to $36.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:00 UTC
Andres JuanSee remarks
Exercise / conversionCommon Stock 23,403 $12.21 $285,750.63
Disclosure

SEC source: 0001127602-20-013895 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 20:51 UTC
Bancel StephaneDirector · Chief Executive Officer
GiftCommon Stock 2,936 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-013875 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,697,047

F1 · kind: The reported disposition was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 20:13 UTC
Hoge StephenPresident
SaleCommon Stock 1,049 $32.90 $34,512.10
Disclosure

SEC source: 0001127602-20-013693 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,026,540

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.84 to $32.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 20:13 UTC
Hoge StephenPresident
SaleCommon Stock 8,951 $32.33 $289,385.83
Disclosure

SEC source: 0001127602-20-013693 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,027,589

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.82 to $32.74. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 20:17 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 10,000 $32.00 $320,000.00
Disclosure

SEC source: 0001127602-20-013698 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,770

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 20:06 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 3,139 $32.00 $100,448.00
Disclosure

SEC source: 0001127602-20-013686 · form4.xml · nonDerivative · entry 4

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,214,897

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F5 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 20:06 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 6,277 $32.00 $200,864.00
Disclosure

SEC source: 0001127602-20-013686 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,917,239

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F4 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 20:06 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 11,046 $32.00 $353,472.00
Disclosure

SEC source: 0001127602-20-013686 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 651,730

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 20:06 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 3,139 $32.00 $100,448.00
Disclosure

SEC source: 0001127602-20-013686 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,699,983

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 20:48 UTC
Andres JuanSee remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 300 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-013503 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,725

Underlying: Common Stock · 300 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 20:48 UTC
Andres JuanSee remarks
SaleCommon Stock 300 $35.13 $10,539.00
Disclosure

SEC source: 0001127602-20-013503 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.08 to $35.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 20:48 UTC
Andres JuanSee remarks
Exercise / conversionCommon Stock 300 $12.21 $3,663.00
Disclosure

SEC source: 0001127602-20-013503 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:10 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 10,000 $32.81 $328,100.00
Disclosure

SEC source: 0001127602-20-013315 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,770

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:07 UTC
Andres JuanSee remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 13,697 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-013313 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861,025

Underlying: Common Stock · 13,697 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:07 UTC
Andres JuanSee remarks
SaleCommon Stock 13,697 $35.09 $480,627.73
Disclosure

SEC source: 0001127602-20-013313 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:07 UTC
Andres JuanSee remarks
Exercise / conversionCommon Stock 13,697 $12.21 $167,240.37
Disclosure

SEC source: 0001127602-20-013313 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:03 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 11,046 $32.81 $362,419.26
Disclosure

SEC source: 0001127602-20-013311 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 662,776

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:23 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 3,339 $30.05 $100,336.95
Disclosure

SEC source: 0001127602-20-012699 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,218,036

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F3 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:23 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 6,678 $30.05 $200,673.90
Disclosure

SEC source: 0001127602-20-012699 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,923,516

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:23 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 3,339 $30.05 $100,336.95
Disclosure

SEC source: 0001127602-20-012699 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,703,122

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 20:13 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 10,000 $28.37 $283,700.00
Disclosure

SEC source: 0001127602-20-012139 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,770

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 20:34 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 11,046 $28.37 $313,375.02
Disclosure

SEC source: 0001127602-20-012242 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 673,822

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 20:11 UTC
Hoge StephenPresident
SaleCommon Stock 200 $26.89 $5,378.00
Disclosure

SEC source: 0001127602-20-011933 · form4.xml · nonDerivative · entry 6

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,036,540

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.76 to $27.02. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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March 24, 2020 Filed Mar 25, 2020 20:11 UTC
Hoge StephenPresident
SaleCommon Stock 1,562 $25.59 $39,971.58
Disclosure

SEC source: 0001127602-20-011933 · form4.xml · nonDerivative · entry 5

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,036,740

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.40 to $26.05. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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March 24, 2020 Filed Mar 25, 2020 20:11 UTC
Hoge StephenPresident
SaleCommon Stock 3,238 $24.95 $80,788.10
Disclosure

SEC source: 0001127602-20-011933 · form4.xml · nonDerivative · entry 4

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,038,302

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.37 to $25.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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March 23, 2020 Filed Mar 25, 2020 20:11 UTC
Hoge StephenPresident
SaleCommon Stock 2,124 $28.81 $61,192.44
Disclosure

SEC source: 0001127602-20-011933 · form4.xml · nonDerivative · entry 3

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,041,540

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.42 to $29.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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March 23, 2020 Filed Mar 25, 2020 20:11 UTC
Hoge StephenPresident
SaleCommon Stock 1,603 $27.74 $44,467.22
Disclosure

SEC source: 0001127602-20-011933 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,043,664

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.37 to $28.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:11 UTC
Hoge StephenPresident
SaleCommon Stock 1,273 $26.72 $34,014.56
Disclosure

SEC source: 0001127602-20-011933 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,045,267

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.36 to $27.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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March 20, 2020 Filed Mar 23, 2020 20:13 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 10,000 $29.13 $291,300.00
Disclosure

SEC source: 0001127602-20-011751 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,770

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:12 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 3,537 $29.13 $103,032.81
Disclosure

SEC source: 0001127602-20-011749 · form4.xml · nonDerivative · entry 4

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,221,375

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F5 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:12 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 7,075 $29.13 $206,094.75
Disclosure

SEC source: 0001127602-20-011749 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,930,194

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F4 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:12 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 11,046 $29.13 $321,769.98
Disclosure

SEC source: 0001127602-20-011749 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 684,868

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:12 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 3,537 $29.13 $103,032.81
Disclosure

SEC source: 0001127602-20-011749 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,706,461

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 20:50 UTC
Andres JuanSee remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 15,281 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-011511 · form4.xml · derivative · entry 9

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,722

Underlying: Common Stock · 15,281 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F7 · derivative.exercise_date: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

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March 18, 2020 Filed Mar 19, 2020 20:50 UTC
Andres JuanSee remarks
SaleCommon Stock 8,187 $31.75 $259,937.25
Disclosure

SEC source: 0001127602-20-011511 · form4.xml · nonDerivative · entry 7

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.43 to $32.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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March 18, 2020 Filed Mar 19, 2020 20:50 UTC
Andres JuanSee remarks
SaleCommon Stock 7,094 $31.06 $220,339.64
Disclosure

SEC source: 0001127602-20-011511 · form4.xml · nonDerivative · entry 6

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,187

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.40 to $31.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 20:50 UTC
Andres JuanSee remarks
Exercise / conversionCommon Stock 15,281 $12.21 $186,581.01
Disclosure

SEC source: 0001127602-20-011511 · form4.xml · nonDerivative · entry 5

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.