Tapewire

Nasdaq · USD

MRNA

Moderna, Inc.

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Tapewire entity
2025
SEC CIK
0001682852
Parsed reports
1,064

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202603
Jun 202602
Jul 202601
Aug 202604
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2020 Filed Jun 5, 2020 01:45 UTC Amendment SaleCommon Stock 30,000 $66.00 $1,980,000.00
Disclosure

SEC source: 0001127602-20-018935 · form4a.xml · nonDerivative · entry 1

NABEL ELIZABETH G · CIK 0001619929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,344

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on March 11, 2020.

Read SEC document
May 11, 2020 Filed May 12, 2020 23:17 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 6,751 $59.57 $402,157.07
Disclosure

SEC source: 0001127602-20-016322 · form4.xml · nonDerivative · entry 10

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,893,252

F10 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F12 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 11, 2020 Filed May 12, 2020 23:17 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 3,376 $59.57 $201,108.32
Disclosure

SEC source: 0001127602-20-016322 · form4.xml · nonDerivative · entry 9

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,202,903

F10 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F11 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 11, 2020 Filed May 12, 2020 23:17 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 3,376 $59.57 $201,108.32
Disclosure

SEC source: 0001127602-20-016322 · form4.xml · nonDerivative · entry 8

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,685,053

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:12 UTC
Afeyan NoubarDirector · 10% owner
OtherCommon Stock 2,281,179 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-013020 · doc4.xml · nonDerivative · entry 3

Flagship Ventures Fund IV General Partner LLC · CIK 0001508051 · Director · 10% owner

Flagship Ventures Fund IV, L.P. · CIK 0001503559 · 10% owner

Flagship Ventures Fund IV-Rx, L.P. · CIK 0001590973 · 10% owner

AFEYAN NOUBAR · CIK 0001222012 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: On May 11, 2020, Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") and Flagship Ventures Fund IV-Rx, L.P. ("Flagship Fund IV-Rx") distributed to its limited partners and sole general partner, Flagship Ventures Fund IV General Partner, LLC ("Flagship Fund IV GP"), pro rata and without consideration, 8,390,000 shares and 1,610,000 shares, respectively, of the Issuer's common stock. Flagship Fund IV GP, in turn, distributed to its members, pro rata and without consideration, the 1,959,136 shares and 322,043 shares it received from Flagship Fund IV and Flagship Fund IV-Rx, respectively. Noubar B. Afeyan, Ph.D., sole manager of Flagship Fund IV GP, received 790,980 shares through Flagship Fund IV GP's distribution. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

F1 · price: On May 11, 2020, Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") and Flagship Ventures Fund IV-Rx, L.P. ("Flagship Fund IV-Rx") distributed to its limited partners and sole general partner, Flagship Ventures Fund IV General Partner, LLC ("Flagship Fund IV GP"), pro rata and without consideration, 8,390,000 shares and 1,610,000 shares, respectively, of the Issuer's common stock. Flagship Fund IV GP, in turn, distributed to its members, pro rata and without consideration, the 1,959,136 shares and 322,043 shares it received from Flagship Fund IV and Flagship Fund IV-Rx, respectively. Noubar B. Afeyan, Ph.D., sole manager of Flagship Fund IV GP, received 790,980 shares through Flagship Fund IV GP's distribution. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

F4 · ownership.nature: Shares held by Flagship Fund IV GP. Noubar B. Afeyan, Ph.D. is the sole manager of Flagship Fund IV GP. Each of the reporting persons except for Flagship Fund IV GP disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:12 UTC
Afeyan NoubarDirector · 10% owner
OtherCommon Stock 1,610,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-013020 · doc4.xml · nonDerivative · entry 2

Flagship Ventures Fund IV General Partner LLC · CIK 0001508051 · Director · 10% owner

Flagship Ventures Fund IV, L.P. · CIK 0001503559 · 10% owner

Flagship Ventures Fund IV-Rx, L.P. · CIK 0001590973 · 10% owner

AFEYAN NOUBAR · CIK 0001222012 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,580,766

F1 · kind: On May 11, 2020, Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") and Flagship Ventures Fund IV-Rx, L.P. ("Flagship Fund IV-Rx") distributed to its limited partners and sole general partner, Flagship Ventures Fund IV General Partner, LLC ("Flagship Fund IV GP"), pro rata and without consideration, 8,390,000 shares and 1,610,000 shares, respectively, of the Issuer's common stock. Flagship Fund IV GP, in turn, distributed to its members, pro rata and without consideration, the 1,959,136 shares and 322,043 shares it received from Flagship Fund IV and Flagship Fund IV-Rx, respectively. Noubar B. Afeyan, Ph.D., sole manager of Flagship Fund IV GP, received 790,980 shares through Flagship Fund IV GP's distribution. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

F1 · price: On May 11, 2020, Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") and Flagship Ventures Fund IV-Rx, L.P. ("Flagship Fund IV-Rx") distributed to its limited partners and sole general partner, Flagship Ventures Fund IV General Partner, LLC ("Flagship Fund IV GP"), pro rata and without consideration, 8,390,000 shares and 1,610,000 shares, respectively, of the Issuer's common stock. Flagship Fund IV GP, in turn, distributed to its members, pro rata and without consideration, the 1,959,136 shares and 322,043 shares it received from Flagship Fund IV and Flagship Fund IV-Rx, respectively. Noubar B. Afeyan, Ph.D., sole manager of Flagship Fund IV GP, received 790,980 shares through Flagship Fund IV GP's distribution. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

F3 · ownership.nature: Shares held by Flagship Fund IV-Rx. Flagship Fund IV GP is the general partner of Flagship Fund IV-Rx. Noubar B. Afeyan, Ph.D. is the sole manager of Flagship Fund IV GP. Each of the reporting persons except for Flagship Fund IV-Rx disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:12 UTC
Afeyan NoubarDirector · 10% owner
OtherCommon Stock 8,390,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-013020 · doc4.xml · nonDerivative · entry 1

Flagship Ventures Fund IV General Partner LLC · CIK 0001508051 · Director · 10% owner

Flagship Ventures Fund IV, L.P. · CIK 0001503559 · 10% owner

Flagship Ventures Fund IV-Rx, L.P. · CIK 0001590973 · 10% owner

AFEYAN NOUBAR · CIK 0001222012 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 22,826,399

F1 · kind: On May 11, 2020, Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") and Flagship Ventures Fund IV-Rx, L.P. ("Flagship Fund IV-Rx") distributed to its limited partners and sole general partner, Flagship Ventures Fund IV General Partner, LLC ("Flagship Fund IV GP"), pro rata and without consideration, 8,390,000 shares and 1,610,000 shares, respectively, of the Issuer's common stock. Flagship Fund IV GP, in turn, distributed to its members, pro rata and without consideration, the 1,959,136 shares and 322,043 shares it received from Flagship Fund IV and Flagship Fund IV-Rx, respectively. Noubar B. Afeyan, Ph.D., sole manager of Flagship Fund IV GP, received 790,980 shares through Flagship Fund IV GP's distribution. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

F1 · price: On May 11, 2020, Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") and Flagship Ventures Fund IV-Rx, L.P. ("Flagship Fund IV-Rx") distributed to its limited partners and sole general partner, Flagship Ventures Fund IV General Partner, LLC ("Flagship Fund IV GP"), pro rata and without consideration, 8,390,000 shares and 1,610,000 shares, respectively, of the Issuer's common stock. Flagship Fund IV GP, in turn, distributed to its members, pro rata and without consideration, the 1,959,136 shares and 322,043 shares it received from Flagship Fund IV and Flagship Fund IV-Rx, respectively. Noubar B. Afeyan, Ph.D., sole manager of Flagship Fund IV GP, received 790,980 shares through Flagship Fund IV GP's distribution. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Shares held by Flagship Fund IV. Flagship Fund IV GP is the general partner of Flagship Fund IV. Noubar B. Afeyan, Ph.D. is the sole manager of Flagship Fund IV GP. Each of the reporting persons except for Flagship Fund IV disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Edwin M. Kania, Jr. is retired both from Flagship Pioneering, Inc. ("Pioneering") and as a manager of Flagship Fund IV GP.

Read SEC document
May 08, 2020 Filed May 12, 2020 23:17 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 2,109 $59.20 $124,852.80
Disclosure

SEC source: 0001127602-20-016322 · form4.xml · nonDerivative · entry 7

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 607,546

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F9 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.84 to $59.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 08, 2020 Filed May 12, 2020 23:17 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 2,131 $58.39 $124,429.09
Disclosure

SEC source: 0001127602-20-016322 · form4.xml · nonDerivative · entry 6

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 609,655

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.82 to $58.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 08, 2020 Filed May 12, 2020 23:17 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 1,200 $57.13 $68,556.00
Disclosure

SEC source: 0001127602-20-016322 · form4.xml · nonDerivative · entry 5

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 611,786

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.75 to $57.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 08, 2020 Filed May 12, 2020 23:17 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 849 $56.07 $47,603.43
Disclosure

SEC source: 0001127602-20-016322 · form4.xml · nonDerivative · entry 4

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 612,986

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.72 to $56.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 08, 2020 Filed May 12, 2020 23:17 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 2,887 $55.04 $158,900.48
Disclosure

SEC source: 0001127602-20-016322 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 613,835

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $54.71 to $55.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 08, 2020 Filed May 12, 2020 23:17 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 970 $54.11 $52,486.70
Disclosure

SEC source: 0001127602-20-016322 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 616,722

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.68 to $54.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 08, 2020 Filed May 12, 2020 23:17 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 900 $52.84 $47,556.00
Disclosure

SEC source: 0001127602-20-016322 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 617,692

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.35 to $53.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 05, 2020 Filed May 6, 2020 21:14 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 4,770 $50.48 $240,789.60
Disclosure

SEC source: 0001127602-20-015655 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 05, 2020 Filed Jun 4, 2020 22:53 UTC Amendment
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 4,770 $50.48 $240,789.60
Disclosure

SEC source: 0001127602-20-018902 · form4a.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on September 26, 2019 and January 21, 2020.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:29 UTC
Andres JuanSee remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-015199 · form4.xml · derivative · entry 6

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,322

Underlying: Common Stock · 25,000 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:29 UTC
Andres JuanSee remarks
SaleCommon Stock 3,934 $49.69 $195,480.46
Disclosure

SEC source: 0001127602-20-015199 · form4.xml · nonDerivative · entry 5

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.36 to $50.28. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:29 UTC
Andres JuanSee remarks
SaleCommon Stock 3,984 $48.87 $194,698.08
Disclosure

SEC source: 0001127602-20-015199 · form4.xml · nonDerivative · entry 4

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,934

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.34 to $49.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:29 UTC
Andres JuanSee remarks
SaleCommon Stock 10,784 $47.82 $515,690.88
Disclosure

SEC source: 0001127602-20-015199 · form4.xml · nonDerivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,918

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.33 to $48.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:29 UTC
Andres JuanSee remarks
SaleCommon Stock 6,298 $46.91 $295,439.18
Disclosure

SEC source: 0001127602-20-015199 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,702

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.32 to $47.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:29 UTC
Andres JuanSee remarks
Exercise / conversionCommon Stock 25,000 $12.21 $305,250.00
Disclosure

SEC source: 0001127602-20-015199 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:19 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 4,349 $48.70 $211,796.30
Disclosure

SEC source: 0001127602-20-015191 · form4.xml · nonDerivative · entry 4

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,206,279

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F5 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:19 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 8,698 $48.70 $423,592.60
Disclosure

SEC source: 0001127602-20-015191 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,900,003

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F4 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:19 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 11,046 $48.70 $537,940.20
Disclosure

SEC source: 0001127602-20-015191 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 618,592

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:19 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 4,349 $48.70 $211,796.30
Disclosure

SEC source: 0001127602-20-015191 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,688,429

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

Read SEC document
May 01, 2020 Filed Jun 4, 2020 22:43 UTC Amendment
Andres JuanSee remarks
SaleCommon Stock 3,934 $49.69 $195,480.46
Disclosure

SEC source: 0001127602-20-018896 · form4a.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.36 to $50.28. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 21:30 UTC
SAGAN PAULDirector
GrantStock Option (Right to Buy) · Derivative 18,270 $0.00 Strike: $46.37 $0.00
Disclosure

SEC source: 0001127602-20-014876 · form4.xml · derivative · entry 1

SAGAN PAUL · CIK 0001035440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,270

Underlying: Common Stock · 18,270 shares

Expires 2030-04-29

F1 · derivative.exercise_date: This option will become fully vested and exercisable on the earlier of April 29, 2021, or the next Annual Meeting of Stockholders, subject to the recipient's continued service.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 21:50 UTC GrantStock Option (Right to Buy) · Derivative 18,270 $0.00 Strike: $46.37 $0.00
Disclosure

SEC source: 0001127602-20-014900 · form4.xml · derivative · entry 1

Berenson Stephen · CIK 0001760671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,270

Underlying: Common Stock · 18,270 shares

Expires 2030-04-29

F1 · derivative.exercise_date: This option will become fully vested and exercisable on the earlier of April 29, 2021, or the next Annual Meeting of Stockholders, subject to the recipient's continued service.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 21:31 UTC GrantStock Option (Right to Buy) · Derivative 18,270 $0.00 Strike: $46.37 $0.00
Disclosure

SEC source: 0001127602-20-014877 · form4.xml · derivative · entry 1

Slaoui Moncef · CIK 0001712369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,270

Underlying: Common Stock · 18,270 shares

Expires 2030-04-29

F1 · derivative.exercise_date: This option will become fully vested and exercisable on the earlier of April 29, 2021, or the next Annual Meeting of Stockholders, subject to the recipient's continued service.

Read SEC document
April 29, 2020 Filed May 1, 2020 01:19 UTC
Afeyan NoubarDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 18,270 $0.00 Strike: $46.37 $0.00
Disclosure

SEC source: 0001127602-20-014932 · form4.xml · derivative · entry 1

AFEYAN NOUBAR · CIK 0001222012 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,270

Underlying: Common Stock · 18,270 shares

Expires 2030-04-29

F1 · derivative.exercise_date: This option will become fully vested and exercisable on the earlier of April 29, 2021, or the next Annual Meeting of Stockholders, subject to the recipient's continued service.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 22:00 UTC GrantStock Option (Right to Buy) · Derivative 18,270 $0.00 Strike: $46.37 $0.00
Disclosure

SEC source: 0001127602-20-014908 · form4.xml · derivative · entry 1

LANGER ROBERT · CIK 0001239757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,270

Underlying: Common Stock · 18,270 shares

Expires 2030-04-29

F1 · derivative.exercise_date: This option will become fully vested and exercisable on the earlier of April 29, 2021, or the next Annual Meeting of Stockholders, subject to the recipient's continued service.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 21:35 UTC GrantStock Option (Right to Buy) · Derivative 18,270 $0.00 Strike: $46.37 $0.00
Disclosure

SEC source: 0001127602-20-014885 · form4.xml · derivative · entry 1

NABEL ELIZABETH G · CIK 0001619929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,270

Underlying: Common Stock · 18,270 shares

Expires 2030-04-29

F1 · derivative.exercise_date: This option will become fully vested and exercisable on the earlier of April 29, 2021, or the next Annual Meeting of Stockholders, subject to the recipient's continued service.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 21:33 UTC GrantStock Option (Right to Buy) · Derivative 18,270 $0.00 Strike: $46.37 $0.00
Disclosure

SEC source: 0001127602-20-014881 · form4.xml · derivative · entry 1

Nader Francois · CIK 0001365343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,270

Underlying: Common Stock · 18,270 shares

Expires 2030-04-29

F1 · derivative.exercise_date: This option will become fully vested and exercisable on the earlier of April 29, 2021, or the next Annual Meeting of Stockholders, subject to the recipient's continued service.

Read SEC document
April 29, 2020 Filed May 1, 2020 22:21 UTC GrantStock Option (Right to Buy) · Derivative 18,270 $0.00 Strike: $46.37 $0.00
Disclosure

SEC source: 0001127602-20-015097 · form4.xml · derivative · entry 2

Horning Sandra · CIK 0001638709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,270

Underlying: Common Stock · 18,270 shares

Expires 2030-04-29

F2 · derivative.exercise_date: This option will become fully vested and exercisable on the earlier of April 29, 2021, or the next Annual Meeting of Stockholders, subject to the recipient's continued service.

Read SEC document
April 29, 2020 Filed May 1, 2020 22:21 UTC GrantStock Option (Right to Buy) · Derivative 17,195 $0.00 Strike: $46.37 $0.00
Disclosure

SEC source: 0001127602-20-015097 · form4.xml · derivative · entry 1

Horning Sandra · CIK 0001638709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,195

Underlying: Common Stock · 17,195 shares

Expires 2030-04-29

F1 · derivative.exercise_date: This option will be fully vested and exercisable on April 29, 2021.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 20:13 UTC
Hoge StephenPresident
SaleCommon Stock 1,237 $50.02 $61,874.74
Disclosure

SEC source: 0001127602-20-014550 · form4.xml · nonDerivative · entry 7

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,016,540

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.75 to $50.38. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 20:13 UTC
Hoge StephenPresident
SaleCommon Stock 2,963 $49.18 $145,720.34
Disclosure

SEC source: 0001127602-20-014550 · form4.xml · nonDerivative · entry 6

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,017,777

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.66 to $49.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 20:13 UTC
Hoge StephenPresident
SaleCommon Stock 800 $48.16 $38,528.00
Disclosure

SEC source: 0001127602-20-014550 · form4.xml · nonDerivative · entry 5

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,020,740

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.60 to $48.47. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 20:12 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 10,000 $47.15 $471,500.00
Disclosure

SEC source: 0001127602-20-014549 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,770

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 20:09 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 11,046 $47.15 $520,818.90
Disclosure

SEC source: 0001127602-20-014547 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 629,638

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 20:13 UTC
Hoge StephenPresident
SaleCommon Stock 500 $50.37 $25,185.00
Disclosure

SEC source: 0001127602-20-014550 · form4.xml · nonDerivative · entry 4

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,021,540

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.29 to $50.50. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 20:13 UTC
Hoge StephenPresident
SaleCommon Stock 2,286 $49.72 $113,659.92
Disclosure

SEC source: 0001127602-20-014550 · form4.xml · nonDerivative · entry 3

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,022,040

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.27 to $50.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 20:13 UTC
Hoge StephenPresident
SaleCommon Stock 814 $48.73 $39,666.22
Disclosure

SEC source: 0001127602-20-014550 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,024,326

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.23 to $49.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 20:13 UTC
Hoge StephenPresident
SaleCommon Stock 1,400 $47.57 $66,598.00
Disclosure

SEC source: 0001127602-20-014550 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,025,140

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.10 to $48.05. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 21:03 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 4,269 $45.00 $192,105.00
Disclosure

SEC source: 0001127602-20-014237 · form4.xml · nonDerivative · entry 8

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,210,628

F8 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F10 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 21:03 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 8,538 $45.00 $384,210.00
Disclosure

SEC source: 0001127602-20-014237 · form4.xml · nonDerivative · entry 7

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,908,701

F8 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F9 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 21:03 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 4,269 $45.00 $192,105.00
Disclosure

SEC source: 0001127602-20-014237 · form4.xml · nonDerivative · entry 6

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,692,778

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

Read SEC document
April 17, 2020 Filed Apr 20, 2020 20:37 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 10,000 $48.81 $488,100.00
Disclosure

SEC source: 0001127602-20-014136 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,770

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 21:03 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 440 $48.19 $21,203.60
Disclosure

SEC source: 0001127602-20-014237 · form4.xml · nonDerivative · entry 5

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 640,684

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.87 to $48.81. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.