Tapewire

Nasdaq · USD

MRNA

Moderna, Inc.

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Tapewire entity
2025
SEC CIK
0001682852
Parsed reports
1,064

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202603
Jun 202602
Jul 202601
Aug 202604
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2020 Filed May 19, 2020 21:04 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 9,715 $66.05 $641,675.75
Disclosure

SEC source: 0001127602-20-017220 · form4.xml · nonDerivative · entry 3

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204,753

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.39 to $66.38. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:04 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 5,442 $64.96 $353,512.32
Disclosure

SEC source: 0001127602-20-017220 · form4.xml · nonDerivative · entry 2

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,214,468

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.35 to $65.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:04 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 2,600 $63.80 $165,880.00
Disclosure

SEC source: 0001127602-20-017220 · form4.xml · nonDerivative · entry 1

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219,910

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.27 to $64.22. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:55 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 700 $66.90 $46,830.00
Disclosure

SEC source: 0001127602-20-017206 · form4.xml · nonDerivative · entry 5

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 596,500

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.60 to $67.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F5 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:55 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 5,809 $66.11 $384,032.99
Disclosure

SEC source: 0001127602-20-017206 · form4.xml · nonDerivative · entry 4

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 597,200

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.59 to $66.51. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F5 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:55 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 2,937 $65.06 $191,081.22
Disclosure

SEC source: 0001127602-20-017206 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 603,009

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.54 to $65.46. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F5 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:55 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 1,600 $63.91 $102,256.00
Disclosure

SEC source: 0001127602-20-017206 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 605,946

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.50 to $64.37. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F5 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:55 UTC
Bancel StephaneDirector · Chief Executive Officer
GiftCommon Stock 1,577 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-017206 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,739,044

F1 · kind: The reported disposition was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
May 15, 2020 Filed Jun 4, 2020 22:33 UTC Amendment
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 2,600 $63.80 $165,880.00
Disclosure

SEC source: 0001127602-20-018892 · form4a.xml · nonDerivative · entry 1

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219,910

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on September 18, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.27 to $64.22. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 15, 2020 Filed Jun 4, 2020 22:22 UTC Amendment
Bancel StephaneDirector · Chief Executive Officer
GiftCommon Stock 1,577 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-018886 · form4a.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,739,044

F1 · kind: The reported disposition was effected pursuant to a Rule 10b5-1 trading plan adopted on September 16, 2019.

F2 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
May 13, 2020 Filed May 14, 2020 22:34 UTC
Hoge StephenPresident
SaleCommon Stock 700 $66.26 $46,382.00
Disclosure

SEC source: 0001127602-20-016656 · form4.xml · nonDerivative · entry 10

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006,540

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F10 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.96 to $66.59. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 13, 2020 Filed May 14, 2020 22:34 UTC
Hoge StephenPresident
SaleCommon Stock 1,700 $64.46 $109,582.00
Disclosure

SEC source: 0001127602-20-016656 · form4.xml · nonDerivative · entry 9

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,007,240

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F9 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.43 to $65.38. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 13, 2020 Filed May 14, 2020 22:34 UTC
Hoge StephenPresident
SaleCommon Stock 1,674 $65.28 $109,278.72
Disclosure

SEC source: 0001127602-20-016656 · form4.xml · nonDerivative · entry 8

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,008,940

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.84 to $65.81. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 13, 2020 Filed May 14, 2020 22:34 UTC
Hoge StephenPresident
SaleCommon Stock 726 $62.94 $45,694.44
Disclosure

SEC source: 0001127602-20-016656 · form4.xml · nonDerivative · entry 7

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,010,614

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.78 to $64.78. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 13, 2020 Filed May 14, 2020 22:34 UTC
Hoge StephenPresident
SaleCommon Stock 200 $60.77 $12,154.00
Disclosure

SEC source: 0001127602-20-016656 · form4.xml · nonDerivative · entry 6

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,011,340

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.71 to $60.83. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 13, 2020 Filed May 14, 2020 21:02 UTC
Andres JuanSee remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 127,500 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-016625 · form4.xml · derivative · entry 9

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,822

Underlying: Common Stock · 127,500 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F9 · derivative.exercise_date: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
May 13, 2020 Filed May 14, 2020 21:02 UTC
Andres JuanSee remarks
SaleCommon Stock 1,300 $66.89 $86,957.00
Disclosure

SEC source: 0001127602-20-016625 · form4.xml · nonDerivative · entry 8

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.88 to $66.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 13, 2020 Filed May 14, 2020 21:02 UTC
Andres JuanSee remarks
SaleCommon Stock 15,640 $66.27 $1,036,462.80
Disclosure

SEC source: 0001127602-20-016625 · form4.xml · nonDerivative · entry 7

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.85 to $66.78. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 13, 2020 Filed May 14, 2020 21:02 UTC
Andres JuanSee remarks
SaleCommon Stock 46,517 $65.28 $3,036,629.76
Disclosure

SEC source: 0001127602-20-016625 · form4.xml · nonDerivative · entry 6

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,940

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.84 to $65.84. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 13, 2020 Filed May 14, 2020 21:02 UTC
Andres JuanSee remarks
SaleCommon Stock 38,089 $64.44 $2,454,455.16
Disclosure

SEC source: 0001127602-20-016625 · form4.xml · nonDerivative · entry 5

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,457

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.83 to $64.83. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 13, 2020 Filed May 14, 2020 21:02 UTC
Andres JuanSee remarks
SaleCommon Stock 16,183 $63.17 $1,022,280.11
Disclosure

SEC source: 0001127602-20-016625 · form4.xml · nonDerivative · entry 4

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,546

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.80 to $63.78. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 13, 2020 Filed May 14, 2020 21:02 UTC
Andres JuanSee remarks
SaleCommon Stock 8,371 $62.41 $522,434.11
Disclosure

SEC source: 0001127602-20-016625 · form4.xml · nonDerivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,729

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.78 to $62.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 13, 2020 Filed May 14, 2020 21:02 UTC
Andres JuanSee remarks
SaleCommon Stock 1,400 $61.16 $85,624.00
Disclosure

SEC source: 0001127602-20-016625 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,100

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.75 to $61.57. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 13, 2020 Filed May 14, 2020 21:02 UTC
Andres JuanSee remarks
Exercise / conversionCommon Stock 127,500 $12.21 $1,556,775.00
Disclosure

SEC source: 0001127602-20-016625 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 13, 2020 Filed Jun 4, 2020 22:41 UTC Amendment
Andres JuanSee remarks
SaleCommon Stock 1,300 $66.89 $86,957.00
Disclosure

SEC source: 0001127602-20-018895 · form4a.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.88 to $66.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 12, 2020 Filed May 12, 2020 23:17 UTC
Bancel StephaneDirector · Chief Executive Officer
OtherCommon Stock 55,568 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016322 · form4.xml · nonDerivative · entry 11

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,740,621

F13 · kind: Represents the receipt of shares by the reporting person pursuant to pro rata distributions-in-kind, without consideration, of shares of the Company's common stock effected on May 12, 2020 by Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") to the partners of Flagship Fund IV and by its general partner, Flagship Ventures Fund IV General Partner, LLC. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

Read SEC document
May 12, 2020 Filed May 14, 2020 22:34 UTC
Hoge StephenPresident
SaleCommon Stock 100 $66.69 $6,669.00
Disclosure

SEC source: 0001127602-20-016656 · form4.xml · nonDerivative · entry 5

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,011,540

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 12, 2020 Filed May 14, 2020 22:34 UTC
Hoge StephenPresident
SaleCommon Stock 735 $65.80 $48,363.00
Disclosure

SEC source: 0001127602-20-016656 · form4.xml · nonDerivative · entry 4

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,011,640

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.65 to $66.38. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 12, 2020 Filed May 14, 2020 22:34 UTC
Hoge StephenPresident
SaleCommon Stock 2,382 $64.82 $154,401.24
Disclosure

SEC source: 0001127602-20-016656 · form4.xml · nonDerivative · entry 3

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,012,375

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.56 to $65.36. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 12, 2020 Filed May 14, 2020 22:34 UTC
Hoge StephenPresident
SaleCommon Stock 900 $64.16 $57,744.00
Disclosure

SEC source: 0001127602-20-016656 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,014,757

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.51 to $64.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 12, 2020 Filed May 14, 2020 22:34 UTC
Hoge StephenPresident
SaleCommon Stock 883 $62.68 $55,346.44
Disclosure

SEC source: 0001127602-20-016656 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,015,657

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.25 to $63.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:56 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 125,044 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-016613 · form4.xml · derivative · entry 8

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,442

Underlying: Common Stock · 125,044 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F8 · derivative.exercise_date: 25% of this option vested and became exercisable on February 22, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:56 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 17,744 $62.65 $1,111,661.60
Disclosure

SEC source: 0001127602-20-016613 · form4.xml · nonDerivative · entry 7

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.09 to $63.05. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:56 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 19,817 $63.59 $1,260,163.03
Disclosure

SEC source: 0001127602-20-016613 · form4.xml · nonDerivative · entry 6

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,744

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.10 to $64.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:56 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 59,913 $64.72 $3,877,569.36
Disclosure

SEC source: 0001127602-20-016613 · form4.xml · nonDerivative · entry 5

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,561

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.11 to $65.11. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:56 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 25,905 $65.46 $1,695,741.30
Disclosure

SEC source: 0001127602-20-016613 · form4.xml · nonDerivative · entry 4

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,474

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.12 to $66.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:56 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 1,365 $66.43 $90,676.95
Disclosure

SEC source: 0001127602-20-016613 · form4.xml · nonDerivative · entry 3

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,379

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.13 to $67.11. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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May 12, 2020 Filed May 14, 2020 20:56 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 300 $67.23 $20,169.00
Disclosure

SEC source: 0001127602-20-016613 · form4.xml · nonDerivative · entry 2

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,744

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.16 to $67.35. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:56 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 125,044 $12.21 $1,526,787.24
Disclosure

SEC source: 0001127602-20-016613 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 12, 2020 Filed May 14, 2020 21:00 UTC
Kim Lorence H.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 11,643 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-016619 · form4.xml · derivative · entry 10

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,522

Underlying: Common Stock · 11,643 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F9 · derivative.exercise_date: 25% of this option vested and became exercisable on February 22, 2018, with the remainder vesting in 12 equal quarterly installments thereafter.

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May 12, 2020 Filed May 14, 2020 21:00 UTC
Kim Lorence H.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 229,357 $0.00 Strike: $10.90 $0.00
Disclosure

SEC source: 0001127602-20-016619 · form4.xml · derivative · entry 9

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 229,357 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F8 · derivative.exercise_date: This option is fully vested and exercisable.

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May 12, 2020 Filed May 14, 2020 21:00 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 2,237 $67.32 $150,594.84
Disclosure

SEC source: 0001127602-20-016619 · form4.xml · nonDerivative · entry 8

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222,510

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.16 to $67.95. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 12, 2020 Filed May 14, 2020 21:00 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 5,677 $66.43 $377,123.11
Disclosure

SEC source: 0001127602-20-016619 · form4.xml · nonDerivative · entry 7

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224,747

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.12 to $66.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 12, 2020 Filed May 14, 2020 21:00 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 61,412 $65.47 $4,020,643.64
Disclosure

SEC source: 0001127602-20-016619 · form4.xml · nonDerivative · entry 6

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,230,424

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.10 to $66.07. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 12, 2020 Filed May 14, 2020 21:00 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 104,544 $64.67 $6,760,860.48
Disclosure

SEC source: 0001127602-20-016619 · form4.xml · nonDerivative · entry 5

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,291,836

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.09 to $65.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 12, 2020 Filed May 14, 2020 21:00 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 31,948 $63.57 $2,030,934.36
Disclosure

SEC source: 0001127602-20-016619 · form4.xml · nonDerivative · entry 4

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,396,380

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.07 to $64.07. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 12, 2020 Filed May 14, 2020 21:00 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 35,182 $62.56 $2,200,985.92
Disclosure

SEC source: 0001127602-20-016619 · form4.xml · nonDerivative · entry 3

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,428,328

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.04 to $63.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 12, 2020 Filed May 14, 2020 21:00 UTC
Kim Lorence H.Chief Financial Officer
Exercise / conversionCommon Stock 229,357 $10.90 $2,499,991.30
Disclosure

SEC source: 0001127602-20-016619 · form4.xml · nonDerivative · entry 2

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,463,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 12, 2020 Filed May 14, 2020 21:00 UTC
Kim Lorence H.Chief Financial Officer
Exercise / conversionCommon Stock 11,643 $12.21 $142,161.03
Disclosure

SEC source: 0001127602-20-016619 · form4.xml · nonDerivative · entry 1

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:53 UTC SaleCommon Stock 30,000 $66.00 $1,980,000.00
Disclosure

SEC source: 0001127602-20-016607 · form4.xml · nonDerivative · entry 1

NABEL ELIZABETH G · CIK 0001619929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,344

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.