Last 12 months
Inside the activity.
0 purchase rows · 19 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2020 Filed Jun 9, 2020 23:41 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 5,837 | $58.14 | $339,363.18 |
DisclosureSEC source: 0001127602-20-019271 · form4.xml · nonDerivative · entry 2 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 563,762 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.81 to $58.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 23:41 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 4,809 | $57.42 | $276,132.78 |
DisclosureSEC source: 0001127602-20-019271 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 569,599 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.78 to $57.78. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:15 UTC |
Zaks Tal ZviChief Medical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 39,752 | $0.00 Strike: $19.15 | $0.00 |
DisclosureSEC source: 0001127602-20-018880 · form4.xml · derivative · entry 11 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,550 Underlying: Common Stock · 39,752 shares Expires 2026-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. F9 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:15 UTC |
Zaks Tal ZviChief Medical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 47,737 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001127602-20-018880 · form4.xml · derivative · entry 10 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,243 Underlying: Common Stock · 47,737 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. F8 · derivative.exercise_date: 25% of this option vested and became exercisable on February 27, 2019 with the remainder vesting in 12 equal quarterly installments thereafter. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:15 UTC |
Zaks Tal ZviChief Medical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 11,467 | $0.00 Strike: $12.21 | $0.00 |
DisclosureSEC source: 0001127602-20-018880 · form4.xml · derivative · entry 9 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,412 Underlying: Common Stock · 11,467 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. F7 · derivative.exercise_date: 25% of this option vested and became exercisable on February 22, 2018 with the remainder vesting in 12 equal quarterly installments thereafter. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:15 UTC |
Zaks Tal ZviChief Medical Officer
|
SaleCommon Stock | 4,525 | $59.81 | $270,640.25 |
DisclosureSEC source: 0001127602-20-018880 · form4.xml · nonDerivative · entry 8 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.69 to $59.94. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:15 UTC |
Zaks Tal ZviChief Medical Officer
|
SaleCommon Stock | 30,381 | $59.11 | $1,795,820.91 |
DisclosureSEC source: 0001127602-20-018880 · form4.xml · nonDerivative · entry 7 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,525 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.67 to $59.67. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:15 UTC |
Zaks Tal ZviChief Medical Officer
|
SaleCommon Stock | 48,079 | $58.13 | $2,794,832.27 |
DisclosureSEC source: 0001127602-20-018880 · form4.xml · nonDerivative · entry 6 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,906 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.65 to $58.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:15 UTC |
Zaks Tal ZviChief Medical Officer
|
SaleCommon Stock | 12,797 | $57.15 | $731,348.55 |
DisclosureSEC source: 0001127602-20-018880 · form4.xml · nonDerivative · entry 5 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,985 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.61 to $57.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:15 UTC |
Zaks Tal ZviChief Medical Officer
|
SaleCommon Stock | 3,174 | $56.28 | $178,632.72 |
DisclosureSEC source: 0001127602-20-018880 · form4.xml · nonDerivative · entry 4 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,782 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.60 to $56.57. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:15 UTC |
Zaks Tal ZviChief Medical Officer
|
Exercise / conversionCommon Stock | 39,752 | $19.15 | $761,250.80 |
DisclosureSEC source: 0001127602-20-018880 · form4.xml · nonDerivative · entry 3 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:15 UTC |
Zaks Tal ZviChief Medical Officer
|
Exercise / conversionCommon Stock | 47,737 | $14.22 | $678,820.14 |
DisclosureSEC source: 0001127602-20-018880 · form4.xml · nonDerivative · entry 2 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:15 UTC |
Zaks Tal ZviChief Medical Officer
|
Exercise / conversionCommon Stock | 11,467 | $12.21 | $140,012.07 |
DisclosureSEC source: 0001127602-20-018880 · form4.xml · nonDerivative · entry 1 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:18 UTC |
Kim Lorence H.Chief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 96,660 | $0.00 Strike: $19.15 | $0.00 |
DisclosureSEC source: 0001127602-20-018883 · form4.xml · derivative · entry 7 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 96,660 shares Expires 2026-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:18 UTC |
Kim Lorence H.Chief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 66,031 | $0.00 Strike: $19.15 | $0.00 |
DisclosureSEC source: 0001127602-20-018883 · form4.xml · derivative · entry 6 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,372 Underlying: Common Stock · 66,031 shares Expires 2026-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:18 UTC |
Kim Lorence H.Chief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 78,309 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001127602-20-018883 · form4.xml · derivative · entry 5 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,735 Underlying: Common Stock · 78,309 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. F2 · derivative.exercise_date: 458,715 of the options will vest over 4 years (25% on February 27, 2019, then quarterly for the next 3 years), 229,358 of the options will vest over 5 years (25% on February 27, 2020, then quarterly for the next 3 years), 229,358 of the options will vest over 6 years (25% on February 27, 2021, then quarterly for the next 3 years). Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:18 UTC |
Kim Lorence H.Chief Financial Officer
|
SaleCommon Stock | 241,000 | $58.30 | $14,050,300.00 |
DisclosureSEC source: 0001127602-20-018883 · form4.xml · nonDerivative · entry 4 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,510 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:18 UTC |
Kim Lorence H.Chief Financial Officer
|
Exercise / conversionCommon Stock | 96,660 | $19.15 | $1,851,039.00 |
DisclosureSEC source: 0001127602-20-018883 · form4.xml · nonDerivative · entry 3 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,443,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:18 UTC |
Kim Lorence H.Chief Financial Officer
|
Exercise / conversionCommon Stock | 66,031 | $19.15 | $1,264,493.65 |
DisclosureSEC source: 0001127602-20-018883 · form4.xml · nonDerivative · entry 2 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:18 UTC |
Kim Lorence H.Chief Financial Officer
|
Exercise / conversionCommon Stock | 78,309 | $14.22 | $1,113,553.98 |
DisclosureSEC source: 0001127602-20-018883 · form4.xml · nonDerivative · entry 1 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,280,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:40 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 4,878 | $62.67 | $305,704.26 |
DisclosureSEC source: 0001127602-20-018531 · form4.xml · nonDerivative · entry 6 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,193,839 F7 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/18/2018, and amended on 9/16/2019. F9 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:40 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 9,756 | $62.67 | $611,408.52 |
DisclosureSEC source: 0001127602-20-018531 · form4.xml · nonDerivative · entry 5 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,875,124 F7 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/18/2018, and amended on 9/16/2019. F8 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:40 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 4,878 | $62.67 | $305,704.26 |
DisclosureSEC source: 0001127602-20-018531 · form4.xml · nonDerivative · entry 4 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,729,980 F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/18/2018. Read SEC document |
| June 01, 2020 Filed Jun 9, 2020 23:35 UTC Amendment |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 4,878 | $62.67 | $305,704.26 |
DisclosureSEC source: 0001127602-20-019269 · form4a.xml · nonDerivative · entry 4 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,193,839 F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/18/2018, as amended on 9/16/2019. F7 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 23:40 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 463 | $61.01 | $28,247.63 |
DisclosureSEC source: 0001127602-20-018531 · form4.xml · nonDerivative · entry 3 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 574,408 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.12 to $61.38. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 23:40 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 7,820 | $58.03 | $453,794.60 |
DisclosureSEC source: 0001127602-20-018531 · form4.xml · nonDerivative · entry 2 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 574,871 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.75 to $58.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 23:40 UTC |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 2,763 | $57.49 | $158,844.87 |
DisclosureSEC source: 0001127602-20-018531 · form4.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 582,691 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.72 to $57.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 23:35 UTC Amendment |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 463 | $61.01 | $28,247.63 |
DisclosureSEC source: 0001127602-20-019269 · form4a.xml · nonDerivative · entry 3 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 574,408 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.12 to $61.38. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 23:35 UTC Amendment |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 7,820 | $58.03 | $453,794.60 |
DisclosureSEC source: 0001127602-20-019269 · form4a.xml · nonDerivative · entry 2 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 574,871 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.75 to $58.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 29, 2020 Filed Jun 9, 2020 23:35 UTC Amendment |
Bancel StephaneDirector · Chief Executive Officer
|
SaleCommon Stock | 2,763 | $57.49 | $158,844.87 |
DisclosureSEC source: 0001127602-20-019269 · form4a.xml · nonDerivative · entry 1 Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 582,691 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.72 to $57.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 27, 2020 Filed May 28, 2020 22:07 UTC |
Kim Lorence H.Chief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 222,365 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001127602-20-018084 · form4.xml · derivative · entry 5 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,044 Underlying: Common Stock · 222,365 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. F3 · derivative.exercise_date: 458,715 of the options will vest over 4 years (25% on February 27, 2019, then quarterly for the next 3 years), 229,358 of the options will vest over 5 years (25% on February 27, 2020, then quarterly for the next 3 years), 229,358 of the options will vest over 6 years (25% on February 27, 2021, then quarterly for the next 3 years). Read SEC document |
| May 27, 2020 Filed May 28, 2020 22:07 UTC |
Kim Lorence H.Chief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 18,635 | $0.00 Strike: $12.21 | $0.00 |
DisclosureSEC source: 0001127602-20-018084 · form4.xml · derivative · entry 4 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,909 Underlying: Common Stock · 18,635 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. F2 · derivative.exercise_date: 25% of this option vested and became exercisable on February 22, 2018, with the remainder vesting in 12 equal quarterly installments thereafter. Read SEC document |
| May 27, 2020 Filed May 28, 2020 22:07 UTC |
Kim Lorence H.Chief Financial Officer
|
SaleCommon Stock | 241,000 | $51.13 | $12,322,330.00 |
DisclosureSEC source: 0001127602-20-018084 · form4.xml · nonDerivative · entry 3 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,510 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. Read SEC document |
| May 27, 2020 Filed May 28, 2020 22:07 UTC |
Kim Lorence H.Chief Financial Officer
|
Exercise / conversionCommon Stock | 18,635 | $12.21 | $227,533.35 |
DisclosureSEC source: 0001127602-20-018084 · form4.xml · nonDerivative · entry 2 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,443,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. Read SEC document |
| May 27, 2020 Filed May 28, 2020 22:07 UTC |
Kim Lorence H.Chief Financial Officer
|
Exercise / conversionCommon Stock | 222,365 | $14.22 | $3,162,030.30 |
DisclosureSEC source: 0001127602-20-018084 · form4.xml · nonDerivative · entry 1 Kim Lorence H. · CIK 0001643746 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,424,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:02 UTC |
Hoge StephenPresident
|
SaleCommon Stock | 200 | $66.11 | $13,222.00 |
DisclosureSEC source: 0001127602-20-018077 · form4.xml · nonDerivative · entry 8 Hoge Stephen · CIK 0001760669 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,996,540 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:02 UTC |
Hoge StephenPresident
|
SaleCommon Stock | 800 | $64.94 | $51,952.00 |
DisclosureSEC source: 0001127602-20-018077 · form4.xml · nonDerivative · entry 7 Hoge Stephen · CIK 0001760669 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,996,740 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.65 to $65.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:02 UTC |
Hoge StephenPresident
|
SaleCommon Stock | 1,000 | $63.97 | $63,970.00 |
DisclosureSEC source: 0001127602-20-018077 · form4.xml · nonDerivative · entry 6 Hoge Stephen · CIK 0001760669 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,997,540 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.46 to $64.36. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:02 UTC |
Hoge StephenPresident
|
SaleCommon Stock | 1,910 | $62.54 | $119,451.40 |
DisclosureSEC source: 0001127602-20-018077 · form4.xml · nonDerivative · entry 5 Hoge Stephen · CIK 0001760669 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,998,540 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.09 to $63.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:02 UTC |
Hoge StephenPresident
|
SaleCommon Stock | 3,763 | $61.61 | $231,838.43 |
DisclosureSEC source: 0001127602-20-018077 · form4.xml · nonDerivative · entry 4 Hoge Stephen · CIK 0001760669 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,450 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.08 to $62.07. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:02 UTC |
Hoge StephenPresident
|
SaleCommon Stock | 1,182 | $60.77 | $71,830.14 |
DisclosureSEC source: 0001127602-20-018077 · form4.xml · nonDerivative · entry 3 Hoge Stephen · CIK 0001760669 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,004,213 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.07 to $61.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:02 UTC |
Hoge StephenPresident
|
SaleCommon Stock | 100 | $58.72 | $5,872.00 |
DisclosureSEC source: 0001127602-20-018077 · form4.xml · nonDerivative · entry 2 Hoge Stephen · CIK 0001760669 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,005,395 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:02 UTC |
Hoge StephenPresident
|
SaleCommon Stock | 1,045 | $57.75 | $60,348.75 |
DisclosureSEC source: 0001127602-20-018077 · form4.xml · nonDerivative · entry 1 Hoge Stephen · CIK 0001760669 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,005,495 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.38 to $58.26. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:05 UTC |
Zaks Tal ZviChief Medical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 42,570 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001127602-20-018080 · form4.xml · derivative · entry 5 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,980 Underlying: Common Stock · 42,570 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. F3 · derivative.exercise_date: 25% of this option will vest and become exercisable on February 27, 2019 with the remainder vesting in 12 equal quarterly installments thereafter. Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:05 UTC |
Zaks Tal ZviChief Medical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 82,474 | $0.00 Strike: $12.21 | $0.00 |
DisclosureSEC source: 0001127602-20-018080 · form4.xml · derivative · entry 4 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,760 Underlying: Common Stock · 82,474 shares Expires 2027-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. F2 · derivative.exercise_date: 229,358 of the options will vest over 4 years (25% on the first anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years). 137,614 of the options will vest over 5 years (25% on the second anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years). 91,743 of the options will vest over 6 years (25% on the third anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years). Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:05 UTC |
Zaks Tal ZviChief Medical Officer
|
SaleCommon Stock | 125,044 | $66.54 | $8,320,427.76 |
DisclosureSEC source: 0001127602-20-018080 · form4.xml · nonDerivative · entry 3 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:05 UTC |
Zaks Tal ZviChief Medical Officer
|
Exercise / conversionCommon Stock | 82,474 | $12.21 | $1,007,007.54 |
DisclosureSEC source: 0001127602-20-018080 · form4.xml · nonDerivative · entry 2 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:05 UTC |
Zaks Tal ZviChief Medical Officer
|
Exercise / conversionCommon Stock | 42,570 | $14.22 | $605,345.40 |
DisclosureSEC source: 0001127602-20-018080 · form4.xml · nonDerivative · entry 1 Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020. Read SEC document |
| May 26, 2020 Filed Jun 4, 2020 22:47 UTC Amendment |
Hoge StephenPresident
|
SaleCommon Stock | 200 | $66.11 | $13,222.00 |
DisclosureSEC source: 0001127602-20-018898 · form4a.xml · nonDerivative · entry 1 Hoge Stephen · CIK 0001760669 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,996,540 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018. Read SEC document |
| May 22, 2020 Filed May 26, 2020 21:00 UTC |
Flagship Ventures Fund IV General Partner LLCDirector · 10% owner
Flagship Ventures Fund IV, L.P.10% owner
Flagship Ventures Fund IV-Rx, L.P.10% owner
Afeyan NoubarDirector · 10% owner
|
SaleCommon Stock | 10,746 | $70.18 | $754,113.45 |
DisclosureSEC source: 0000899243-20-014188 · doc4.xml · nonDerivative · entry 16 Flagship Ventures Fund IV General Partner LLC · CIK 0001508051 · Director · 10% owner Flagship Ventures Fund IV, L.P. · CIK 0001503559 · 10% owner Flagship Ventures Fund IV-Rx, L.P. · CIK 0001590973 · 10% owner AFEYAN NOUBAR · CIK 0001222012 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,420,766 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.10 to $70.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F8 · ownership.nature: Shares held by Flagship Ventures Fund IV-Rx, L.P. ("Flagship Fund IV-Rx"). Flagship Fund IV GP is the general partner of Flagship Fund IV-Rx. Noubar B. Afeyan, Ph.D. is the sole manager of Flagship Fund IV GP. Each of the reporting persons except for Flagship Fund IV-Rx disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.