Tapewire

Nasdaq · USD

MRNA

Moderna, Inc.

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Tapewire entity
2025
SEC CIK
0001682852
Parsed reports
1,064

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202603
Jun 202602
Jul 202601
Aug 202604
Sep 202605
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2020 Filed Jun 9, 2020 23:41 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 5,837 $58.14 $339,363.18
Disclosure

SEC source: 0001127602-20-019271 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 563,762

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.81 to $58.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 23:41 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 4,809 $57.42 $276,132.78
Disclosure

SEC source: 0001127602-20-019271 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 569,599

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.78 to $57.78. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:15 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 39,752 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001127602-20-018880 · form4.xml · derivative · entry 11

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,550

Underlying: Common Stock · 39,752 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F9 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:15 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 47,737 $0.00 Strike: $14.22 $0.00
Disclosure

SEC source: 0001127602-20-018880 · form4.xml · derivative · entry 10

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,243

Underlying: Common Stock · 47,737 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F8 · derivative.exercise_date: 25% of this option vested and became exercisable on February 27, 2019 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:15 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 11,467 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-018880 · form4.xml · derivative · entry 9

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,412

Underlying: Common Stock · 11,467 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F7 · derivative.exercise_date: 25% of this option vested and became exercisable on February 22, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:15 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 4,525 $59.81 $270,640.25
Disclosure

SEC source: 0001127602-20-018880 · form4.xml · nonDerivative · entry 8

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.69 to $59.94. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:15 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 30,381 $59.11 $1,795,820.91
Disclosure

SEC source: 0001127602-20-018880 · form4.xml · nonDerivative · entry 7

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,525

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.67 to $59.67. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:15 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 48,079 $58.13 $2,794,832.27
Disclosure

SEC source: 0001127602-20-018880 · form4.xml · nonDerivative · entry 6

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,906

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.65 to $58.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:15 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 12,797 $57.15 $731,348.55
Disclosure

SEC source: 0001127602-20-018880 · form4.xml · nonDerivative · entry 5

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,985

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.61 to $57.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:15 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 3,174 $56.28 $178,632.72
Disclosure

SEC source: 0001127602-20-018880 · form4.xml · nonDerivative · entry 4

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,782

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.60 to $56.57. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:15 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 39,752 $19.15 $761,250.80
Disclosure

SEC source: 0001127602-20-018880 · form4.xml · nonDerivative · entry 3

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:15 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 47,737 $14.22 $678,820.14
Disclosure

SEC source: 0001127602-20-018880 · form4.xml · nonDerivative · entry 2

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:15 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 11,467 $12.21 $140,012.07
Disclosure

SEC source: 0001127602-20-018880 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:18 UTC
Kim Lorence H.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 96,660 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001127602-20-018883 · form4.xml · derivative · entry 7

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 96,660 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:18 UTC
Kim Lorence H.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 66,031 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001127602-20-018883 · form4.xml · derivative · entry 6

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,372

Underlying: Common Stock · 66,031 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:18 UTC
Kim Lorence H.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 78,309 $0.00 Strike: $14.22 $0.00
Disclosure

SEC source: 0001127602-20-018883 · form4.xml · derivative · entry 5

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,735

Underlying: Common Stock · 78,309 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F2 · derivative.exercise_date: 458,715 of the options will vest over 4 years (25% on February 27, 2019, then quarterly for the next 3 years), 229,358 of the options will vest over 5 years (25% on February 27, 2020, then quarterly for the next 3 years), 229,358 of the options will vest over 6 years (25% on February 27, 2021, then quarterly for the next 3 years).

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:18 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 241,000 $58.30 $14,050,300.00
Disclosure

SEC source: 0001127602-20-018883 · form4.xml · nonDerivative · entry 4

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202,510

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:18 UTC
Kim Lorence H.Chief Financial Officer
Exercise / conversionCommon Stock 96,660 $19.15 $1,851,039.00
Disclosure

SEC source: 0001127602-20-018883 · form4.xml · nonDerivative · entry 3

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:18 UTC
Kim Lorence H.Chief Financial Officer
Exercise / conversionCommon Stock 66,031 $19.15 $1,264,493.65
Disclosure

SEC source: 0001127602-20-018883 · form4.xml · nonDerivative · entry 2

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,346,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:18 UTC
Kim Lorence H.Chief Financial Officer
Exercise / conversionCommon Stock 78,309 $14.22 $1,113,553.98
Disclosure

SEC source: 0001127602-20-018883 · form4.xml · nonDerivative · entry 1

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 23:40 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 4,878 $62.67 $305,704.26
Disclosure

SEC source: 0001127602-20-018531 · form4.xml · nonDerivative · entry 6

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,193,839

F7 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/18/2018, and amended on 9/16/2019.

F9 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 23:40 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 9,756 $62.67 $611,408.52
Disclosure

SEC source: 0001127602-20-018531 · form4.xml · nonDerivative · entry 5

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,875,124

F7 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/18/2018, and amended on 9/16/2019.

F8 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 23:40 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 4,878 $62.67 $305,704.26
Disclosure

SEC source: 0001127602-20-018531 · form4.xml · nonDerivative · entry 4

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,729,980

F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/18/2018.

Read SEC document
June 01, 2020 Filed Jun 9, 2020 23:35 UTC Amendment
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 4,878 $62.67 $305,704.26
Disclosure

SEC source: 0001127602-20-019269 · form4a.xml · nonDerivative · entry 4

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,193,839

F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/18/2018, as amended on 9/16/2019.

F7 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:40 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 463 $61.01 $28,247.63
Disclosure

SEC source: 0001127602-20-018531 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 574,408

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.12 to $61.38. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:40 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 7,820 $58.03 $453,794.60
Disclosure

SEC source: 0001127602-20-018531 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 574,871

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.75 to $58.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:40 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 2,763 $57.49 $158,844.87
Disclosure

SEC source: 0001127602-20-018531 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 582,691

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.72 to $57.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 29, 2020 Filed Jun 9, 2020 23:35 UTC Amendment
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 463 $61.01 $28,247.63
Disclosure

SEC source: 0001127602-20-019269 · form4a.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 574,408

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.12 to $61.38. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 29, 2020 Filed Jun 9, 2020 23:35 UTC Amendment
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 7,820 $58.03 $453,794.60
Disclosure

SEC source: 0001127602-20-019269 · form4a.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 574,871

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.75 to $58.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 29, 2020 Filed Jun 9, 2020 23:35 UTC Amendment
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 2,763 $57.49 $158,844.87
Disclosure

SEC source: 0001127602-20-019269 · form4a.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 582,691

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.72 to $57.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 27, 2020 Filed May 28, 2020 22:07 UTC
Kim Lorence H.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 222,365 $0.00 Strike: $14.22 $0.00
Disclosure

SEC source: 0001127602-20-018084 · form4.xml · derivative · entry 5

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,044

Underlying: Common Stock · 222,365 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F3 · derivative.exercise_date: 458,715 of the options will vest over 4 years (25% on February 27, 2019, then quarterly for the next 3 years), 229,358 of the options will vest over 5 years (25% on February 27, 2020, then quarterly for the next 3 years), 229,358 of the options will vest over 6 years (25% on February 27, 2021, then quarterly for the next 3 years).

Read SEC document
May 27, 2020 Filed May 28, 2020 22:07 UTC
Kim Lorence H.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 18,635 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-018084 · form4.xml · derivative · entry 4

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,909

Underlying: Common Stock · 18,635 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F2 · derivative.exercise_date: 25% of this option vested and became exercisable on February 22, 2018, with the remainder vesting in 12 equal quarterly installments thereafter.

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May 27, 2020 Filed May 28, 2020 22:07 UTC
Kim Lorence H.Chief Financial Officer
SaleCommon Stock 241,000 $51.13 $12,322,330.00
Disclosure

SEC source: 0001127602-20-018084 · form4.xml · nonDerivative · entry 3

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202,510

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

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May 27, 2020 Filed May 28, 2020 22:07 UTC
Kim Lorence H.Chief Financial Officer
Exercise / conversionCommon Stock 18,635 $12.21 $227,533.35
Disclosure

SEC source: 0001127602-20-018084 · form4.xml · nonDerivative · entry 2

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

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May 27, 2020 Filed May 28, 2020 22:07 UTC
Kim Lorence H.Chief Financial Officer
Exercise / conversionCommon Stock 222,365 $14.22 $3,162,030.30
Disclosure

SEC source: 0001127602-20-018084 · form4.xml · nonDerivative · entry 1

Kim Lorence H. · CIK 0001643746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,424,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

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May 26, 2020 Filed May 28, 2020 22:02 UTC
Hoge StephenPresident
SaleCommon Stock 200 $66.11 $13,222.00
Disclosure

SEC source: 0001127602-20-018077 · form4.xml · nonDerivative · entry 8

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,996,540

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

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May 26, 2020 Filed May 28, 2020 22:02 UTC
Hoge StephenPresident
SaleCommon Stock 800 $64.94 $51,952.00
Disclosure

SEC source: 0001127602-20-018077 · form4.xml · nonDerivative · entry 7

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,996,740

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.65 to $65.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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May 26, 2020 Filed May 28, 2020 22:02 UTC
Hoge StephenPresident
SaleCommon Stock 1,000 $63.97 $63,970.00
Disclosure

SEC source: 0001127602-20-018077 · form4.xml · nonDerivative · entry 6

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,997,540

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.46 to $64.36. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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May 26, 2020 Filed May 28, 2020 22:02 UTC
Hoge StephenPresident
SaleCommon Stock 1,910 $62.54 $119,451.40
Disclosure

SEC source: 0001127602-20-018077 · form4.xml · nonDerivative · entry 5

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,998,540

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.09 to $63.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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May 26, 2020 Filed May 28, 2020 22:02 UTC
Hoge StephenPresident
SaleCommon Stock 3,763 $61.61 $231,838.43
Disclosure

SEC source: 0001127602-20-018077 · form4.xml · nonDerivative · entry 4

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,450

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.08 to $62.07. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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May 26, 2020 Filed May 28, 2020 22:02 UTC
Hoge StephenPresident
SaleCommon Stock 1,182 $60.77 $71,830.14
Disclosure

SEC source: 0001127602-20-018077 · form4.xml · nonDerivative · entry 3

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,004,213

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.07 to $61.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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May 26, 2020 Filed May 28, 2020 22:02 UTC
Hoge StephenPresident
SaleCommon Stock 100 $58.72 $5,872.00
Disclosure

SEC source: 0001127602-20-018077 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,005,395

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

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May 26, 2020 Filed May 28, 2020 22:02 UTC
Hoge StephenPresident
SaleCommon Stock 1,045 $57.75 $60,348.75
Disclosure

SEC source: 0001127602-20-018077 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,005,495

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.38 to $58.26. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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May 26, 2020 Filed May 28, 2020 22:05 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 42,570 $0.00 Strike: $14.22 $0.00
Disclosure

SEC source: 0001127602-20-018080 · form4.xml · derivative · entry 5

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,980

Underlying: Common Stock · 42,570 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F3 · derivative.exercise_date: 25% of this option will vest and become exercisable on February 27, 2019 with the remainder vesting in 12 equal quarterly installments thereafter.

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May 26, 2020 Filed May 28, 2020 22:05 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 82,474 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-018080 · form4.xml · derivative · entry 4

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,760

Underlying: Common Stock · 82,474 shares

Expires 2027-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F2 · derivative.exercise_date: 229,358 of the options will vest over 4 years (25% on the first anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years). 137,614 of the options will vest over 5 years (25% on the second anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years). 91,743 of the options will vest over 6 years (25% on the third anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years).

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May 26, 2020 Filed May 28, 2020 22:05 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 125,044 $66.54 $8,320,427.76
Disclosure

SEC source: 0001127602-20-018080 · form4.xml · nonDerivative · entry 3

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
May 26, 2020 Filed May 28, 2020 22:05 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 82,474 $12.21 $1,007,007.54
Disclosure

SEC source: 0001127602-20-018080 · form4.xml · nonDerivative · entry 2

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
May 26, 2020 Filed May 28, 2020 22:05 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 42,570 $14.22 $605,345.40
Disclosure

SEC source: 0001127602-20-018080 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
May 26, 2020 Filed Jun 4, 2020 22:47 UTC Amendment
Hoge StephenPresident
SaleCommon Stock 200 $66.11 $13,222.00
Disclosure

SEC source: 0001127602-20-018898 · form4a.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,996,540

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018.

Read SEC document
May 22, 2020 Filed May 26, 2020 21:00 UTC
Afeyan NoubarDirector · 10% owner
SaleCommon Stock 10,746 $70.18 $754,113.45
Disclosure

SEC source: 0000899243-20-014188 · doc4.xml · nonDerivative · entry 16

Flagship Ventures Fund IV General Partner LLC · CIK 0001508051 · Director · 10% owner

Flagship Ventures Fund IV, L.P. · CIK 0001503559 · 10% owner

Flagship Ventures Fund IV-Rx, L.P. · CIK 0001590973 · 10% owner

AFEYAN NOUBAR · CIK 0001222012 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,420,766

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.10 to $70.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F8 · ownership.nature: Shares held by Flagship Ventures Fund IV-Rx, L.P. ("Flagship Fund IV-Rx"). Flagship Fund IV GP is the general partner of Flagship Fund IV-Rx. Noubar B. Afeyan, Ph.D. is the sole manager of Flagship Fund IV GP. Each of the reporting persons except for Flagship Fund IV-Rx disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.