Tapewire

Nasdaq · USD

MRNA

Moderna, Inc.

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Tapewire entity
2025
SEC CIK
0001682852
Parsed reports
1,064

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202603
Jun 202602
Jul 202601
Aug 202604
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2020 Filed Jun 30, 2020 22:45 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 932 $61.69 $57,495.08
Disclosure

SEC source: 0001104659-20-079182 · a4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 530,224

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.38 to $62.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 22:45 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 6,914 $60.85 $420,716.90
Disclosure

SEC source: 0001104659-20-079182 · a4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 531,156

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.36 to $61.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 22:45 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 3,200 $59.90 $191,680.00
Disclosure

SEC source: 0001104659-20-079182 · a4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 538,070

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.29 to $60.28. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 22:41 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 10,000 $67.00 $670,000.00
Disclosure

SEC source: 0001104659-20-079181 · a4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,874,880

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 18, 2018, as amended on May 21, 2020.

F2 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 22:04 UTC
Hoge StephenPresident
SaleCommon Stock 200 $65.84 $13,168.00
Disclosure

SEC source: 0001127602-20-020360 · form4.xml · nonDerivative · entry 6

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,976,540

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.78 to $65.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 22:04 UTC
Hoge StephenPresident
SaleCommon Stock 2,595 $65.11 $168,960.45
Disclosure

SEC source: 0001127602-20-020360 · form4.xml · nonDerivative · entry 5

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,976,740

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.72 to $65.54. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 22:04 UTC
Hoge StephenPresident
SaleCommon Stock 2,205 $64.33 $141,847.65
Disclosure

SEC source: 0001127602-20-020360 · form4.xml · nonDerivative · entry 4

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,979,335

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.70 to $64.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 22:00 UTC
Bancel StephaneDirector · Chief Executive Officer
GiftCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-020358 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,724,858

F2 · kind: The reported disposition was effected pursuant to a Rule 10b5-1 trading plan adopted on September 16, 2019, as amended on May 21, 2020.

F3 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 22:00 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 9,000 $63.25 $569,250.00
Disclosure

SEC source: 0001127602-20-020358 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,725,858

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 22:04 UTC
Hoge StephenPresident
SaleCommon Stock 100 $64.95 $6,495.00
Disclosure

SEC source: 0001127602-20-020360 · form4.xml · nonDerivative · entry 3

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,981,540

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 22:04 UTC
Hoge StephenPresident
SaleCommon Stock 1,891 $64.19 $121,383.29
Disclosure

SEC source: 0001127602-20-020360 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,981,640

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.87 to $64.81. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 22:04 UTC
Hoge StephenPresident
SaleCommon Stock 3,009 $63.34 $190,590.06
Disclosure

SEC source: 0001127602-20-020360 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,983,531

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.86 to $63.81. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 22:08 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,631 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001127602-20-020362 · form4.xml · derivative · entry 7

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,294

Underlying: Common Stock · 15,631 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 22:08 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 24,121 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001127602-20-020362 · form4.xml · derivative · entry 6

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,925

Underlying: Common Stock · 24,121 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 22:08 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 1,500 $64.94 $97,410.00
Disclosure

SEC source: 0001127602-20-020362 · form4.xml · nonDerivative · entry 5

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.89 to $65.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 22:08 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 14,279 $64.16 $916,140.64
Disclosure

SEC source: 0001127602-20-020362 · form4.xml · nonDerivative · entry 4

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.86 to $64.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 22:08 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 23,973 $63.37 $1,519,169.01
Disclosure

SEC source: 0001127602-20-020362 · form4.xml · nonDerivative · entry 3

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,779

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.85 to $63.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 22:08 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 15,631 $19.15 $299,333.65
Disclosure

SEC source: 0001127602-20-020362 · form4.xml · nonDerivative · entry 2

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 22:08 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 24,121 $19.15 $461,917.15
Disclosure

SEC source: 0001127602-20-020362 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 20:51 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 4,521 $65.92 $298,024.32
Disclosure

SEC source: 0001127602-20-020320 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,185,883

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/18/2018, as amended on 9/16/2019.

F2 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 22:59 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 500 $65.52 $32,760.00
Disclosure

SEC source: 0001127602-20-020206 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 541,270

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.08 to $66.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 22:59 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 10,546 $64.57 $680,955.22
Disclosure

SEC source: 0001127602-20-020206 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 541,770

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.04 to $65.02. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 23:24 UTC
HENDERSON LORI M.General Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 64,000 $0.00 Strike: $14.85 $0.00
Disclosure

SEC source: 0001127602-20-020118 · form4.xml · derivative · entry 3

HENDERSON LORI M. · CIK 0001221127 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,522

Underlying: Common Stock · 64,000 shares

Expires 2028-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 6, 2020.

F3 · derivative.exercise_date: 25% of this option will vest and become exercisable on April 9, 2019 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 23:24 UTC
HENDERSON LORI M.General Counsel and Secretary
SaleCommon Stock 64,000 $63.03 $4,033,920.00
Disclosure

SEC source: 0001127602-20-020118 · form4.xml · nonDerivative · entry 2

HENDERSON LORI M. · CIK 0001221127 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 6, 2020.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 23:24 UTC
HENDERSON LORI M.General Counsel and Secretary
Exercise / conversionCommon Stock 64,000 $14.85 $950,400.00
Disclosure

SEC source: 0001127602-20-020118 · form4.xml · nonDerivative · entry 1

HENDERSON LORI M. · CIK 0001221127 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 6, 2020.

F2 · balance_after: Includes 681 shares acquired under the Moderna, Inc. 2018 Employee Stock Purchase Plan on May 29, 2020.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 22:42 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,631 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001127602-20-020083 · form4.xml · derivative · entry 8

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,046

Underlying: Common Stock · 15,631 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F6 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 22:42 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 24,121 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001127602-20-020083 · form4.xml · derivative · entry 7

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,677

Underlying: Common Stock · 24,121 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F6 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 22:42 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 300 $66.58 $19,974.00
Disclosure

SEC source: 0001127602-20-020083 · form4.xml · nonDerivative · entry 6

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.57 to $66.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 22:42 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 1,000 $65.69 $65,690.00
Disclosure

SEC source: 0001127602-20-020083 · form4.xml · nonDerivative · entry 5

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.49 to $65.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 22:42 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 16,320 $64.08 $1,045,785.60
Disclosure

SEC source: 0001127602-20-020083 · form4.xml · nonDerivative · entry 4

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.83 to $64.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 22:42 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 22,132 $63.40 $1,403,168.80
Disclosure

SEC source: 0001127602-20-020083 · form4.xml · nonDerivative · entry 3

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,620

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.82 to $63.82. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 22:42 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 15,631 $19.15 $299,333.65
Disclosure

SEC source: 0001127602-20-020083 · form4.xml · nonDerivative · entry 2

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 22:42 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 24,121 $19.15 $461,917.15
Disclosure

SEC source: 0001127602-20-020083 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 20:23 UTC
Hoge StephenPresident
SaleCommon Stock 910 $66.42 $60,442.20
Disclosure

SEC source: 0001127602-20-019728 · form4.xml · nonDerivative · entry 6

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,986,540

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.97 to $66.82. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 20:23 UTC
Hoge StephenPresident
SaleCommon Stock 1,500 $65.36 $98,040.00
Disclosure

SEC source: 0001127602-20-019728 · form4.xml · nonDerivative · entry 5

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,987,450

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.92 to $65.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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June 15, 2020 Filed Jun 16, 2020 20:23 UTC
Hoge StephenPresident
SaleCommon Stock 2,590 $64.27 $166,459.30
Disclosure

SEC source: 0001127602-20-019728 · form4.xml · nonDerivative · entry 4

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,988,950

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.79 to $64.73. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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June 12, 2020 Filed Jun 16, 2020 20:23 UTC
Hoge StephenPresident
SaleCommon Stock 500 $62.90 $31,450.00
Disclosure

SEC source: 0001127602-20-019728 · form4.xml · nonDerivative · entry 3

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,991,540

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.49 to $63.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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June 12, 2020 Filed Jun 16, 2020 20:23 UTC
Hoge StephenPresident
SaleCommon Stock 2,407 $61.88 $148,945.16
Disclosure

SEC source: 0001127602-20-019728 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,992,040

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.47 to $62.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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June 12, 2020 Filed Jun 16, 2020 20:23 UTC
Hoge StephenPresident
SaleCommon Stock 2,093 $61.10 $127,882.30
Disclosure

SEC source: 0001127602-20-019728 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,994,447

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.46 to $61.45. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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June 12, 2020 Filed Jun 16, 2020 20:20 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 700 $63.03 $44,121.00
Disclosure

SEC source: 0001127602-20-019726 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 552,316

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.93 to $63.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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June 12, 2020 Filed Jun 16, 2020 20:20 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 5,346 $61.93 $331,077.78
Disclosure

SEC source: 0001127602-20-019726 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 553,016

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.53 to $62.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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June 12, 2020 Filed Jun 16, 2020 20:20 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 5,000 $61.13 $305,650.00
Disclosure

SEC source: 0001127602-20-019726 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 558,362

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.52 to $61.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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June 10, 2020 Filed Jun 11, 2020 20:12 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 3,435 $58.80 $201,978.00
Disclosure

SEC source: 0001127602-20-019421 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,190,404

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/18/2018, as amended on 9/16/2019.

F2 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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June 09, 2020 Filed Jun 10, 2020 20:28 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,631 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001127602-20-019353 · form4.xml · derivative · entry 6

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,798

Underlying: Common Stock · 15,631 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

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June 09, 2020 Filed Jun 10, 2020 20:28 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 24,121 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001127602-20-019353 · form4.xml · derivative · entry 5

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,429

Underlying: Common Stock · 24,121 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

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June 09, 2020 Filed Jun 10, 2020 20:28 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 9,080 $58.95 $535,266.00
Disclosure

SEC source: 0001127602-20-019353 · form4.xml · nonDerivative · entry 4

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.81 to $59.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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June 09, 2020 Filed Jun 10, 2020 20:28 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 30,672 $58.33 $1,789,097.76
Disclosure

SEC source: 0001127602-20-019353 · form4.xml · nonDerivative · entry 3

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,080

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.80 to $58.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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June 09, 2020 Filed Jun 10, 2020 20:28 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 15,631 $19.15 $299,333.65
Disclosure

SEC source: 0001127602-20-019353 · form4.xml · nonDerivative · entry 2

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:28 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 24,121 $19.15 $461,917.15
Disclosure

SEC source: 0001127602-20-019353 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

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June 05, 2020 Filed Jun 9, 2020 23:41 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 400 $58.90 $23,560.00
Disclosure

SEC source: 0001127602-20-019271 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 563,362

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 12/28/2018.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.84 to $58.95. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.