Tapewire

Nasdaq · USD

MRNA

Moderna, Inc.

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Tapewire entity
2025
SEC CIK
0001682852
Parsed reports
1,064

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202603
Jun 202602
Jul 202601
Aug 202604
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 23, 2020 Filed Dec 29, 2020 00:11 UTC
Hoge StephenPresident
Exercise / conversionCommon Stock 10,000 $0.99 $9,900.00
Disclosure

SEC source: 0001127602-20-032413 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on June 1, 2020.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 22:18 UTC
Bancel StephaneDirector · Chief Executive Officer
GiftCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-032394 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,523,868

F2 · kind: The reported disposition was effected pursuant to a Rule 10b5-1 trading plan adopted on May 21, 2020.

F3 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 22:18 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 9,000 $120.00 $1,080,000.00
Disclosure

SEC source: 0001127602-20-032394 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,524,868

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:11 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,790 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001127602-20-032211 · form4.xml · derivative · entry 14

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,790 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F11 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:11 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,339 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-032211 · form4.xml · derivative · entry 13

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,952

Underlying: Common Stock · 2,339 shares

Expires 2027-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F10 · derivative.exercise_date: 229,358 of the options will vest over 4 years (25% on the first anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years). 137,614 of the options will vest over 5 years (25% on the second anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years). 91,743 of the options will vest over 6 years (25% on the third anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years).

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:11 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-20-032211 · form4.xml · derivative · entry 12

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,998

Underlying: Common Stock · 10,000 shares

Expires 2029-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:11 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 500 $146.19 $73,095.00
Disclosure

SEC source: 0001127602-20-032211 · form4.xml · nonDerivative · entry 11

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $146.10 to $146.33. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:11 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 2,382 $145.23 $345,937.86
Disclosure

SEC source: 0001127602-20-032211 · form4.xml · nonDerivative · entry 10

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.77 to $145.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:11 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 3,300 $144.28 $476,124.00
Disclosure

SEC source: 0001127602-20-032211 · form4.xml · nonDerivative · entry 9

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,882

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.71 to $144.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:11 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 3,415 $143.25 $489,198.75
Disclosure

SEC source: 0001127602-20-032211 · form4.xml · nonDerivative · entry 8

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,182

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.70 to $143.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:11 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 1,020 $142.03 $144,870.60
Disclosure

SEC source: 0001127602-20-032211 · form4.xml · nonDerivative · entry 7

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,597

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.57 to $142.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:11 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 2,876 $140.83 $405,027.08
Disclosure

SEC source: 0001127602-20-032211 · form4.xml · nonDerivative · entry 6

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,617

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.41 to $141.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:11 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 3,035 $140.11 $425,233.85
Disclosure

SEC source: 0001127602-20-032211 · form4.xml · nonDerivative · entry 5

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,493

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.40 to $140.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:11 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 601 $138.10 $82,998.10
Disclosure

SEC source: 0001127602-20-032211 · form4.xml · nonDerivative · entry 4

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,528

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.93 to $138.26. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:11 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 4,790 $19.15 $91,728.50
Disclosure

SEC source: 0001127602-20-032211 · form4.xml · nonDerivative · entry 3

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:11 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 2,339 $12.21 $28,559.19
Disclosure

SEC source: 0001127602-20-032211 · form4.xml · nonDerivative · entry 2

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:11 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 10,000 $20.93 $209,300.00
Disclosure

SEC source: 0001127602-20-032211 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:08 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 4,729 $141.12 $667,356.48
Disclosure

SEC source: 0001127602-20-032204 · form4.xml · nonDerivative · entry 10

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,050,372

F11 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 18, 2018, as amended on September 16, 2019.

F12 · ownership.nature: These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:08 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 100 $144.54 $14,454.00
Disclosure

SEC source: 0001127602-20-032204 · form4.xml · nonDerivative · entry 9

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 254,074

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:08 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 600 $143.73 $86,238.00
Disclosure

SEC source: 0001127602-20-032204 · form4.xml · nonDerivative · entry 8

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 254,174

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018.

F10 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.45 to $143.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:08 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 1,200 $142.70 $171,240.00
Disclosure

SEC source: 0001127602-20-032204 · form4.xml · nonDerivative · entry 7

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 254,774

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018.

F9 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.30 to $143.06. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:08 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 814 $141.33 $115,042.62
Disclosure

SEC source: 0001127602-20-032204 · form4.xml · nonDerivative · entry 6

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 255,974

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018.

F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.00 to $141.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:08 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 2,159 $140.39 $303,102.01
Disclosure

SEC source: 0001127602-20-032204 · form4.xml · nonDerivative · entry 5

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 256,788

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.99 to $140.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:08 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 1,686 $139.22 $234,724.92
Disclosure

SEC source: 0001127602-20-032204 · form4.xml · nonDerivative · entry 4

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 258,947

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.80 to $139.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:08 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 2,253 $138.22 $311,409.66
Disclosure

SEC source: 0001127602-20-032204 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 260,633

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.73 to $138.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:08 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 1,734 $137.09 $237,714.06
Disclosure

SEC source: 0001127602-20-032204 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 262,886

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.68 to $137.67. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:08 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 500 $136.28 $68,140.00
Disclosure

SEC source: 0001127602-20-032204 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 264,620

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.62 to $136.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: These shares are owned directly by a trust for the benefit of Mr. Bancel's children and of which the trustee is an independent institution. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 21:05 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 10,000 $138.00 $1,380,000.00
Disclosure

SEC source: 0001127602-20-031970 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,624,880

F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 18, 2018, as amended on May 21, 2020.

F5 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:05 UTC
Bancel StephaneDirector · Chief Executive Officer
GiftCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-031970 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,533,868

F2 · kind: The reported disposition was effected pursuant to a Rule 10b5-1 trading plan adopted on May 21, 2020.

F3 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:05 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 9,000 $137.51 $1,237,590.00
Disclosure

SEC source: 0001127602-20-031970 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,534,868

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:18 UTC
Hoge StephenPresident
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0001127602-20-031540 · form4.xml · derivative · entry 5

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,431

Underlying: Common Stock · 10,000 shares

Expires 2023-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on June 1, 2020.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:18 UTC
Hoge StephenPresident
SaleCommon Stock 20,000 $163.63 $3,272,600.00
Disclosure

SEC source: 0001127602-20-031540 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,724,597

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on June 1, 2020.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:18 UTC
Hoge StephenPresident
Exercise / conversionCommon Stock 10,000 $0.99 $9,900.00
Disclosure

SEC source: 0001127602-20-031540 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,744,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on June 1, 2020.

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December 14, 2020 Filed Dec 16, 2020 21:15 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · derivative · entry 17

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,790

Underlying: Common Stock · 10,000 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F13 · derivative.exercise_date: This option is fully vested and exercisable.

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December 14, 2020 Filed Dec 16, 2020 21:15 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · derivative · entry 16

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,291

Underlying: Common Stock · 5,000 shares

Expires 2027-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F12 · derivative.exercise_date: 229,358 of the options will vest over 4 years (25% on the first anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years). 137,614 of the options will vest over 5 years (25% on the second anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years). 91,743 of the options will vest over 6 years (25% on the third anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years).

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:15 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 34 $0.00 Strike: $14.22 $0.00
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · derivative · entry 15

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,175

Underlying: Common Stock · 34 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F11 · derivative.exercise_date: 25% of this option vested and became exercisable on February 27, 2019 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:15 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · derivative · entry 14

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,998

Underlying: Common Stock · 10,000 shares

Expires 2029-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:15 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 701 $162.63 $114,003.63
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · nonDerivative · entry 13

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F10 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $162.48 to $162.73. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:15 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 2,502 $161.65 $404,448.30
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · nonDerivative · entry 12

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $161.34 to $162.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:15 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 2,907 $160.58 $466,806.06
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · nonDerivative · entry 11

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,203

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $160.17 to $161.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:15 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 2,358 $159.73 $376,643.34
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · nonDerivative · entry 10

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,110

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $159.14 to $160.12. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:15 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 1,000 $158.35 $158,350.00
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · nonDerivative · entry 9

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,468

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $158.10 to $158.89. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:15 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 5,509 $157.17 $865,849.53
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · nonDerivative · entry 8

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,468

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $156.77 to $157.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:15 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 4,922 $156.27 $769,160.94
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · nonDerivative · entry 7

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,977

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $155.73 to $156.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:15 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 3,733 $155.16 $579,212.28
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · nonDerivative · entry 6

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,899

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $154.68 to $155.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:15 UTC
Zaks Tal ZviChief Medical Officer
SaleCommon Stock 1,402 $154.25 $216,258.50
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · nonDerivative · entry 5

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,632

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $153.67 to $154.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:15 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 10,000 $19.15 $191,500.00
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · nonDerivative · entry 4

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:15 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 5,000 $12.21 $61,050.00
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · nonDerivative · entry 3

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:15 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 34 $14.22 $483.48
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · nonDerivative · entry 2

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:15 UTC
Zaks Tal ZviChief Medical Officer
Exercise / conversionCommon Stock 10,000 $20.93 $209,300.00
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.