Tapewire

Nasdaq · USD

MRNA

Moderna, Inc.

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Tapewire entity
2025
SEC CIK
0001682852
Parsed reports
1,064

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202603
Jun 202602
Jul 202601
Aug 202604
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2022 Filed Mar 21, 2022 22:07 UTC
Hoge StephenPresident
Exercise / conversionCommon Stock 19,282 $151.33 $2,917,945.06
Disclosure

SEC source: 0001127602-22-010098 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,630,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Reflects the date of delivery of RSUs that were scheduled for vesting on February 28, 2022, but for which delivery was delayed until certain antitrust clearance requirements were obtained.

F2 · kind: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:09 UTC
Andres JuanSee remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $14.22 $0.00
Disclosure

SEC source: 0001127602-22-009951 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,629

Underlying: Common Stock · 2,000 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:09 UTC
Andres JuanSee remarks
SaleCommon Stock 2,000 $150.01 $300,020.00
Disclosure

SEC source: 0001127602-22-009951 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,069

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:09 UTC
Andres JuanSee remarks
Exercise / conversionCommon Stock 2,000 $14.22 $28,440.00
Disclosure

SEC source: 0001127602-22-009951 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC
Bancel StephaneDirector · Chief Executive Officer
GiftCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-009948 · form4.xml · nonDerivative · entry 17

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,495,535

F15 · kind: The reported disposition was effected pursuant to a Rule 10b5-1 trading plan adopted on May 21, 2020, as amended May 13, 2021.

F16 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 41 $169.19 $6,936.79
Disclosure

SEC source: 0001127602-22-009948 · form4.xml · nonDerivative · entry 16

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,499,535

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 600 $168.03 $100,818.00
Disclosure

SEC source: 0001127602-22-009948 · form4.xml · nonDerivative · entry 15

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,499,576

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

F14 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $167.74 to $168.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 300 $167.00 $50,100.00
Disclosure

SEC source: 0001127602-22-009948 · form4.xml · nonDerivative · entry 14

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500,176

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

F13 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $166.58 to $167.42. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 300 $165.57 $49,671.00
Disclosure

SEC source: 0001127602-22-009948 · form4.xml · nonDerivative · entry 13

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500,476

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

F12 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $165.35 to $165.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 879 $164.69 $144,762.51
Disclosure

SEC source: 0001127602-22-009948 · form4.xml · nonDerivative · entry 12

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500,776

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

F11 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $164.34 to $165.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 1,400 $163.58 $229,012.00
Disclosure

SEC source: 0001127602-22-009948 · form4.xml · nonDerivative · entry 11

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,501,655

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

F10 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $163.13 to $163.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 1,400 $162.63 $227,682.00
Disclosure

SEC source: 0001127602-22-009948 · form4.xml · nonDerivative · entry 10

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,503,055

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $162.10 to $163.04. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 800 $161.56 $129,248.00
Disclosure

SEC source: 0001127602-22-009948 · form4.xml · nonDerivative · entry 9

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,504,455

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $161.07 to $162.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 1,000 $160.40 $160,400.00
Disclosure

SEC source: 0001127602-22-009948 · form4.xml · nonDerivative · entry 8

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,505,255

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $159.98 to $160.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 280 $159.51 $44,662.80
Disclosure

SEC source: 0001127602-22-009948 · form4.xml · nonDerivative · entry 7

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,506,255

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $158.86 to $159.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 400 $158.12 $63,248.00
Disclosure

SEC source: 0001127602-22-009948 · form4.xml · nonDerivative · entry 6

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,506,535

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $157.85 to $158.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 700 $157.41 $110,187.00
Disclosure

SEC source: 0001127602-22-009948 · form4.xml · nonDerivative · entry 5

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,506,935

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $156.77 to $157.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 100 $155.65 $15,565.00
Disclosure

SEC source: 0001127602-22-009948 · form4.xml · nonDerivative · entry 4

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,507,635

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 100 $154.49 $15,449.00
Disclosure

SEC source: 0001127602-22-009948 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,507,735

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 500 $153.52 $76,760.00
Disclosure

SEC source: 0001127602-22-009948 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,507,835

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $153.17 to $153.88. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 200 $150.93 $30,186.00
Disclosure

SEC source: 0001127602-22-009948 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,508,335

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $150.52 to $151.33. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:22 UTC
Hoge StephenPresident
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0001127602-22-009322 · form4.xml · derivative · entry 9

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,431

Underlying: Common Stock · 10,000 shares

Expires 2023-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:22 UTC
Hoge StephenPresident
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.90 $0.00
Disclosure

SEC source: 0001127602-22-009322 · form4.xml · derivative · entry 8

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,972

Underlying: Common Stock · 5,000 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:22 UTC
Hoge StephenPresident
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.90 $0.00
Disclosure

SEC source: 0001127602-22-009322 · form4.xml · derivative · entry 7

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,972

Underlying: Common Stock · 5,000 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:22 UTC
Hoge StephenPresident
SaleCommon Stock 20,000 $140.26 $2,805,200.00
Disclosure

SEC source: 0001127602-22-009322 · form4.xml · nonDerivative · entry 4

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610,791

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:22 UTC
Hoge StephenPresident
Exercise / conversionCommon Stock 10,000 $0.99 $9,900.00
Disclosure

SEC source: 0001127602-22-009322 · form4.xml · nonDerivative · entry 3

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,630,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:22 UTC
Hoge StephenPresident
Exercise / conversionCommon Stock 5,000 $10.90 $54,500.00
Disclosure

SEC source: 0001127602-22-009322 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,620,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:22 UTC
Hoge StephenPresident
Exercise / conversionCommon Stock 5,000 $10.90 $54,500.00
Disclosure

SEC source: 0001127602-22-009322 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,615,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:19 UTC
Andres JuanSee remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $14.22 $0.00
Disclosure

SEC source: 0001127602-22-009318 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,629

Underlying: Common Stock · 2,000 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:19 UTC
Andres JuanSee remarks
SaleCommon Stock 2,000 $150.00 $300,000.00
Disclosure

SEC source: 0001127602-22-009318 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,069

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:19 UTC
Andres JuanSee remarks
Exercise / conversionCommon Stock 2,000 $14.22 $28,440.00
Disclosure

SEC source: 0001127602-22-009318 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
March 10, 2022 Filed Mar 11, 2022 21:09 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 10,000 $139.54 $1,395,400.00
Disclosure

SEC source: 0001127602-22-009016 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,984,880

F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 18, 2018, as amended on September 16, 2019.

F5 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:09 UTC
Bancel StephaneDirector · Chief Executive Officer
GiftCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-009016 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,508,535

F2 · kind: The reported disposition was effected pursuant to a Rule 10b5-1 trading plan adopted on May 21, 2020, as amended May 13, 2021.

F3 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:09 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 9,000 $132.05 $1,188,450.00
Disclosure

SEC source: 0001127602-22-009016 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,512,535

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 21:15 UTC
Hoge StephenPresident
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0001127602-22-008260 · form4.xml · derivative · entry 5

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,431

Underlying: Common Stock · 10,000 shares

Expires 2023-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 21:15 UTC
Hoge StephenPresident
SaleCommon Stock 10,000 $147.90 $1,479,000.00
Disclosure

SEC source: 0001127602-22-008260 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610,791

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 21:15 UTC
Hoge StephenPresident
Exercise / conversionCommon Stock 10,000 $0.99 $9,900.00
Disclosure

SEC source: 0001127602-22-008260 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,620,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

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March 03, 2022 Filed Mar 4, 2022 21:13 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 10,000 $147.90 $1,479,000.00
Disclosure

SEC source: 0001127602-22-008257 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,994,880

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 18, 2018, as amended on September 16, 2019.

F2 · ownership.nature: These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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March 02, 2022 Filed Mar 3, 2022 21:56 UTC
Hoge StephenPresident
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0001127602-22-008034 · form4.xml · derivative · entry 7

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,431

Underlying: Common Stock · 10,000 shares

Expires 2023-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

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March 02, 2022 Filed Mar 3, 2022 21:56 UTC
Hoge StephenPresident
SaleCommon Stock 10,000 $149.44 $1,494,400.00
Disclosure

SEC source: 0001127602-22-008034 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610,791

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

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March 02, 2022 Filed Mar 3, 2022 21:56 UTC
Hoge StephenPresident
Exercise / conversionCommon Stock 10,000 $0.99 $9,900.00
Disclosure

SEC source: 0001127602-22-008034 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,620,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

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March 02, 2022 Filed Mar 3, 2022 21:53 UTC
Andres JuanSee remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $14.22 $0.00
Disclosure

SEC source: 0001127602-22-008030 · form4.xml · derivative · entry 5

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,629

Underlying: Common Stock · 2,000 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

F4 · derivative.exercise_date: 25% of this option vested and became exercisable on February 27, 2019 with the remainder vesting in 12 equal quarterly installments thereafter.

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March 02, 2022 Filed Mar 3, 2022 21:53 UTC
Andres JuanSee remarks
SaleCommon Stock 2,000 $150.00 $300,000.00
Disclosure

SEC source: 0001127602-22-008030 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,069

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

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March 02, 2022 Filed Mar 3, 2022 21:53 UTC
Andres JuanSee remarks
Exercise / conversionCommon Stock 2,000 $14.22 $28,440.00
Disclosure

SEC source: 0001127602-22-008030 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

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March 02, 2022 Filed Mar 3, 2022 21:49 UTC
Bancel StephaneDirector · Chief Executive Officer
GiftCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-008019 · form4.xml · nonDerivative · entry 3

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,521,535

F3 · kind: The reported disposition was effected pursuant to a Rule 10b5-1 trading plan adopted on May 21, 2020, as amended May 13, 2021.

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

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March 02, 2022 Filed Mar 3, 2022 21:49 UTC
Bancel StephaneDirector · Chief Executive Officer
SaleCommon Stock 9,000 $149.44 $1,344,960.00
Disclosure

SEC source: 0001127602-22-008019 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,525,535

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.

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March 02, 2022 Filed Mar 3, 2022 21:49 UTC
Bancel StephaneDirector · Chief Executive Officer
GiftCommon Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-008019 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,534,535

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

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March 01, 2022 Filed Mar 2, 2022 21:27 UTC
Andres JuanSee remarks
SaleCommon Stock 6,365 $152.53 $970,821.63
Disclosure

SEC source: 0001127602-22-007704 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,069

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

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March 01, 2022 Filed Mar 3, 2022 17:00 UTC
Burton PaulChief Medical Officer
GrantRestricted Stock Units · Derivative 1,603 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008043 · form4.xml · derivative · entry 2

Burton Paul · CIK 0001869869 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603

Underlying: Common Stock · 1,603 shares

Expires not disclosed

F2 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award will vest on March 1, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F2 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award will vest on March 1, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

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March 01, 2022 Filed Mar 3, 2022 17:00 UTC
Burton PaulChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 6,505 $0.00 Strike: $149.52 $0.00
Disclosure

SEC source: 0001127602-22-008043 · form4.xml · derivative · entry 1

Burton Paul · CIK 0001869869 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,505

Underlying: Common Stock · 6,505 shares

Expires 2032-03-01

F1 · derivative.exercise_date: 25% of this option will vest and become exercisable on March 1, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.