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MRAM

EVERSPIN TECHNOLOGIES INC.

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Tapewire entity
5701
SEC CIK
0001438423
Parsed reports
350

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202602
Feb 202600
Mar 202600
Apr 202604
May 2026015
Jun 202600
Jul 202606
Aug 202600
Sep 202600
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2019 Filed May 22, 2019 20:57 UTC GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032104 · doc4.xml · nonDerivative · entry 1

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,130

Read SEC document
May 21, 2019 Filed May 22, 2019 16:56 UTC
Hebert PeterDirector
GrantNonqualified Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001209191-19-032101 · doc4.xml · derivative · entry 3

Hebert Peter · CIK 0001683771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2029-05-20

F2 · derivative.exercise_date: 1/12th of the shares subject to the option vest in successive equal monthly installments measured from May 21, 2019.

Read SEC document
May 21, 2019 Filed May 22, 2019 16:56 UTC
Hebert PeterDirector
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032101 · doc4.xml · nonDerivative · entry 1

Hebert Peter · CIK 0001683771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Read SEC document
May 21, 2019 Filed May 22, 2019 20:59 UTC GrantNonqualified Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001209191-19-032108 · doc4.xml · derivative · entry 2

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2029-05-20

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vest in successive equal monthly installments measured from May 21, 2019.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:59 UTC GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032108 · doc4.xml · nonDerivative · entry 1

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
May 21, 2019 Filed May 22, 2019 20:58 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001209191-19-032107 · doc4.xml · derivative · entry 2

RIBAR GEOFFREY G · CIK 0001247434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2029-05-20

F1 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest in successive equal monthly installments measured from May 21, 2019.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:58 UTC GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032107 · doc4.xml · nonDerivative · entry 1

RIBAR GEOFFREY G · CIK 0001247434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
May 21, 2019 Filed May 22, 2019 20:58 UTC GrantNonqualified Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001209191-19-032106 · doc4.xml · derivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2029-05-20

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vest in successive equal monthly installments measured from May 21, 2019.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:58 UTC GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032106 · doc4.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Read SEC document
May 21, 2019 Filed May 22, 2019 20:57 UTC GrantNonqualified Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001209191-19-032103 · doc4.xml · derivative · entry 2

GUSTAFSON MICHAEL B · CIK 0001245081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2029-05-20

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vest in successive equal monthly installments measured from May 21, 2019.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:57 UTC GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032103 · doc4.xml · nonDerivative · entry 1

GUSTAFSON MICHAEL B · CIK 0001245081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,286

Read SEC document
May 21, 2019 Filed May 22, 2019 20:55 UTC
Socolof StephenDirector · 10% owner
GrantNonqualified Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001209191-19-032100 · doc4.xml · derivative · entry 3

Socolof Stephen · CIK 0001350862 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2029-05-20

F2 · derivative.exercise_date: 1/12th of the shares subject to the option vest in successive equal monthly installments measured from May 21, 2019.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:55 UTC
Socolof StephenDirector · 10% owner
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032100 · doc4.xml · nonDerivative · entry 1

Socolof Stephen · CIK 0001350862 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Read SEC document
May 21, 2019 Filed May 22, 2019 20:55 UTC GrantNonqualified Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001209191-19-032099 · doc4.xml · derivative · entry 3

TATE GEOFFREY · CIK 0001192512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2029-05-20

F2 · derivative.exercise_date: 1/12th of the shares subject to the option vest in successive equal monthly installments measured from May 21, 2019.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:55 UTC GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032099 · doc4.xml · nonDerivative · entry 1

TATE GEOFFREY · CIK 0001192512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Read SEC document
March 18, 2019 Filed Mar 26, 2019 20:17 UTC
Winslow TroyVice President of Global Sales
GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $7.97 $0.00
Disclosure

SEC source: 0001209191-19-021316 · doc4.xml · derivative · entry 2

Winslow Troy · CIK 0001771691 · Vice President of Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-03-17

F1 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on March 18, 2020 and 1/36th of the remaining shares shall vest in successive equal monthly installments thereafter.

Read SEC document
March 18, 2019 Filed Mar 26, 2019 20:17 UTC
Winslow TroyVice President of Global Sales
GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021316 · doc4.xml · nonDerivative · entry 1

Winslow Troy · CIK 0001771691 · Vice President of Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Read SEC document
March 13, 2019 Filed Mar 28, 2019 21:30 UTC
Aggarwal SanjeevVP, Manuf. & Process Develop.
SaleCommon Stock 207 $8.45 $1,749.15
Disclosure

SEC source: 0001209191-19-021645 · doc4.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · VP, Manuf. & Process Develop.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,870

Read SEC document
March 13, 2019 Filed Mar 28, 2019 17:29 UTC
Ugge AngeloVP, Business Development
SaleCommon Stock 105 $8.45 $887.25
Disclosure

SEC source: 0001209191-19-021643 · doc4.xml · nonDerivative · entry 1

Ugge Angelo · CIK 0001683777 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,395

Read SEC document
March 13, 2019 Filed Mar 28, 2019 17:30 UTC
Andre ThomasVP, Design Engineering
SaleCommon Stock 190 $8.45 $1,605.50
Disclosure

SEC source: 0001209191-19-021644 · doc4.xml · nonDerivative · entry 1

Andre Thomas · CIK 0001683835 · VP, Design Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,378

Read SEC document
March 13, 2019 Filed Mar 28, 2019 21:31 UTC
Winzeler Jeffrey GChief Financial Officer
SaleCommon Stock 819 $8.45 $6,920.55
Disclosure

SEC source: 0001209191-19-021646 · doc4.xml · nonDerivative · entry 1

Winzeler Jeffrey G · CIK 0001312143 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,115

Read SEC document
February 11, 2019 Filed Feb 13, 2019 22:25 UTC
Aggarwal SanjeevVP, Manuf. & Process Develop.
GrantEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001209191-19-009761 · doc4.xml · derivative · entry 2

Aggarwal Sanjeev · CIK 0001683772 · VP, Manuf. & Process Develop.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-02-10

F1 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 11, 2020 and 1/36th of the remaining shares shall vest in successive equal monthly installments thereafter.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 22:25 UTC
Aggarwal SanjeevVP, Manuf. & Process Develop.
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009761 · doc4.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · VP, Manuf. & Process Develop.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,077

Read SEC document
February 11, 2019 Filed Feb 13, 2019 17:27 UTC
Ugge AngeloVP, Business Development
GrantEmployee Stock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001209191-19-009769 · doc4.xml · derivative · entry 2

Ugge Angelo · CIK 0001683777 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2029-02-10

F1 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 11, 2020 and 1/36th of the remaining shares shall vest in successive equal monthly installments thereafter.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 17:27 UTC
Ugge AngeloVP, Business Development
GrantCommon Stock 2,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009769 · doc4.xml · nonDerivative · entry 1

Ugge Angelo · CIK 0001683777 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Read SEC document
February 11, 2019 Filed Feb 13, 2019 17:24 UTC
Andre ThomasVP, Design Engineering
GrantEmployee Stock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001209191-19-009758 · doc4.xml · derivative · entry 2

Andre Thomas · CIK 0001683835 · VP, Design Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2029-02-10

F1 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 11, 2020 and 1/36th of the remaining shares shall vest in successive equal monthly installments thereafter.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 17:24 UTC
Andre ThomasVP, Design Engineering
GrantCommon Stock 2,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009758 · doc4.xml · nonDerivative · entry 1

Andre Thomas · CIK 0001683835 · VP, Design Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,568

Read SEC document
February 11, 2019 Filed Feb 13, 2019 22:28 UTC
Winzeler Jeffrey GChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001209191-19-009770 · doc4.xml · derivative · entry 2

Winzeler Jeffrey G · CIK 0001312143 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-02-10

F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 11, 2020 and 1/36th of the remaining shares shall vest in successive equal monthly installments thereafter.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 22:28 UTC
Winzeler Jeffrey GChief Financial Officer
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009770 · doc4.xml · nonDerivative · entry 1

Winzeler Jeffrey G · CIK 0001312143 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,934

F1 · balance_after: Includes 934 shares purchased on October 12, 2018 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 22:26 UTC
Conley KevinDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001209191-19-009767 · doc4.xml · derivative · entry 2

Conley Kevin · CIK 0001702192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2029-02-10

F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 11, 2020 and 1/36th of the remaining shares shall vest in successive equal monthly installments thereafter.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 22:26 UTC
Conley KevinDirector · President and CEO
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009767 · doc4.xml · nonDerivative · entry 1

Conley Kevin · CIK 0001702192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,285

F1 · balance_after: Includes 1,000 shares purchased on April 12, 2018 and 1,000 shares purchased on October 12, 2018 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 22:25 UTC
Armour NormVice President of Operations
GrantEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001209191-19-009763 · doc4.xml · derivative · entry 2

Armour Norm · CIK 0001722773 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-02-10

F1 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 11, 2020 and 1/36th of the remaining shares shall vest in successive equal monthly installments thereafter.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 22:25 UTC
Armour NormVice President of Operations
GrantCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009763 · doc4.xml · nonDerivative · entry 1

Armour Norm · CIK 0001722773 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Read SEC document
December 03, 2018 Filed Dec 7, 2018 01:52 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-18-061416 · doc4.xml · derivative · entry 1

RIBAR GEOFFREY G · CIK 0001247434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-12-02

F1 · derivative.exercise_date: 1/36th of the shares subject to the option shall vest in successive equal monthly installments measured from December 3, 2018.

Read SEC document
October 01, 2018 Filed Feb 13, 2019 22:23 UTC
Aggarwal SanjeevVP, Manuf. & Process Develop.
SaleCommon Stock 269 $7.58 $2,039.02
Disclosure

SEC source: 0001209191-19-009755 · doc5.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · VP, Manuf. & Process Develop.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,007

Read SEC document
October 01, 2018 Filed Feb 13, 2019 17:22 UTC
Andre ThomasVP, Design Engineering
SaleCommon Stock 182 $7.58 $1,379.56
Disclosure

SEC source: 0001209191-19-009752 · doc5.xml · nonDerivative · entry 1

Andre Thomas · CIK 0001683835 · VP, Design Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,318

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:29 UTC GrantNonqualified Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $8.52 $0.00
Disclosure

SEC source: 0001209191-18-048019 · doc4.xml · derivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-08-19

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest in successive equal monthly installments measured from August 20, 2018.

Read SEC document
May 21, 2018 Filed May 22, 2018 22:01 UTC GrantNonqualified Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-18-032401 · doc4.xml · derivative · entry 3

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-05-20

F2 · derivative.exercise_date: 1/12th of the shares subject to the option vest in successive equal monthly installments measured from May 21, 2018.

Read SEC document
May 21, 2018 Filed May 22, 2018 22:01 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032401 · doc4.xml · nonDerivative · entry 1

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,130

Read SEC document
May 21, 2018 Filed May 22, 2018 18:00 UTC
Hebert PeterDirector
GrantNonqualified Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-18-032400 · doc4.xml · derivative · entry 3

Hebert Peter · CIK 0001683771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-05-20

F2 · derivative.exercise_date: 1/12th of the shares subject to the option vest in successive equal monthly installments measured from May 21, 2018.

Read SEC document
May 21, 2018 Filed May 22, 2018 18:00 UTC
Hebert PeterDirector
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032400 · doc4.xml · nonDerivative · entry 1

Hebert Peter · CIK 0001683771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
May 21, 2018 Filed May 22, 2018 22:03 UTC GrantNonqualified Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-18-032406 · doc4.xml · derivative · entry 3

TATE GEOFFREY · CIK 0001192512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-05-20

F2 · derivative.exercise_date: 1/12th of the shares subject to the option vest in successive equal monthly installments measured from May 21, 2018.

Read SEC document
May 21, 2018 Filed May 22, 2018 22:03 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032406 · doc4.xml · nonDerivative · entry 1

TATE GEOFFREY · CIK 0001192512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
May 21, 2018 Filed May 22, 2018 22:02 UTC
Socolof StephenDirector · 10% owner
GrantNonqualified Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-18-032405 · doc4.xml · derivative · entry 3

Socolof Stephen · CIK 0001350862 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-05-20

F2 · derivative.exercise_date: 1/12th of the shares subject to the option vest in successive equal monthly installments measured from May 21, 2018.

Read SEC document
May 21, 2018 Filed May 22, 2018 22:02 UTC
Socolof StephenDirector · 10% owner
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032405 · doc4.xml · nonDerivative · entry 1

Socolof Stephen · CIK 0001350862 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
May 21, 2018 Filed May 22, 2018 22:02 UTC GrantNonqualified Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-18-032403 · doc4.xml · derivative · entry 2

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-05-20

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vest in successive equal monthly installments measured from May 21, 2018.

Read SEC document
May 21, 2018 Filed May 22, 2018 22:02 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032403 · doc4.xml · nonDerivative · entry 1

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
May 21, 2018 Filed May 22, 2018 22:01 UTC GrantNonqualified Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-18-032402 · doc4.xml · derivative · entry 2

GUSTAFSON MICHAEL B · CIK 0001245081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-05-20

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vest in successive equal monthly installments measured from May 21, 2018.

Read SEC document
May 21, 2018 Filed May 22, 2018 22:01 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032402 · doc4.xml · nonDerivative · entry 1

GUSTAFSON MICHAEL B · CIK 0001245081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,286

Read SEC document
May 17, 2018 Filed May 21, 2018 20:32 UTC
Aggarwal SanjeevVP, Manuf. & Process Develop.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 665 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001209191-18-031871 · doc4.xml · derivative · entry 5

Aggarwal Sanjeev · CIK 0001683772 · VP, Manuf. & Process Develop.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,295

Underlying: Common Stock · 665 shares

Expires 2024-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.