Tapewire

Nasdaq · USD

MRAM

EVERSPIN TECHNOLOGIES INC.

Export transactions ↓
Tapewire entity
5701
SEC CIK
0001438423
Parsed reports
350

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202602
Feb 202600
Mar 202600
Apr 202604
May 2026015
Jun 202600
Jul 202606
Aug 202600
Sep 202600
Oct 202603

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2021 Filed Mar 3, 2021 23:59 UTC SaleCommon Stock 1,921 $6.01 $11,545.21
Disclosure

SEC source: 0001104659-21-031658 · tm218596-6_4seq1.xml · nonDerivative · entry 2

Berenbaum Daniel · CIK 0001815049 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,849

F2 · shares: Shares sold solely to pay taxes due upon the vesting of RSUs.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:59 UTC GrantCommon Stock 5,770 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-031658 · tm218596-6_4seq1.xml · nonDerivative · entry 1

Berenbaum Daniel · CIK 0001815049 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,770

F1 · shares: Represents restricted stock units ("RSUs") granted on March 1, 2021, which vested immediately.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:58 UTC
Billerbeck Darin GDirector · Interim CEO
SaleCommon Stock 2,641 $6.01 $15,872.41
Disclosure

SEC source: 0001104659-21-031655 · tm218596-3_4seq1.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,968

F2 · shares: Shares sold solely to pay taxes due upon the vesting of RSUs.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:58 UTC
Billerbeck Darin GDirector · Interim CEO
GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-031655 · tm218596-3_4seq1.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,609

F1 · shares: Represents restricted stock units ("RSUs") granted on March 1, 2021, which vested immediately.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:53 UTC
Winslow TroyVP, Sales and Marketing
SaleCommon Stock 2,646 $6.01 $15,902.46
Disclosure

SEC source: 0001104659-21-031652 · tm218596-1_4seq1.xml · nonDerivative · entry 2

Winslow Troy · CIK 0001771691 · VP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,142

F2 · shares: Shares sold solely to pay taxes due upon the vesting of RSUs.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:53 UTC
Winslow TroyVP, Sales and Marketing
GrantCommon Stock 6,260 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-031652 · tm218596-1_4seq1.xml · nonDerivative · entry 1

Winslow Troy · CIK 0001771691 · VP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,788

F1 · shares: Represents restricted stock units ("RSUs") granted on March 1, 2021, which vested immediately.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 22:03 UTC
Aggarwal SanjeevCTO & VP, Technology R&D
GrantCommon Stock 8,389 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-007243 · a4.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · CTO & VP, Technology R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,735

F1 · shares: Represents restricted stock units ("RSUs") granted on January 21, 2021. The RSUs vest in 12 equal monthly installments beginning January 31, 2021.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 22:04 UTC
Winslow TroyVP, Sales and Marketing
GrantCommon Stock 16,778 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-007245 · a4.xml · nonDerivative · entry 1

Winslow Troy · CIK 0001771691 · VP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,528

F1 · shares: Represents restricted stock units ("RSUs") granted on January 21, 2021. The RSUs vest in full on July 1, 2021, subject to the reporting person's employment with Everspin Technologies, Inc. (the "Issuer") on such date.

F2 · balance_after: Includes 1,000 shares purchased on October 12, 2020 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 22:00 UTC
Billerbeck Darin GDirector · Interim CEO
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-007234 · a4.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,359

F1 · shares: Represents restricted stock units ("RSUs") granted on January 21, 2021. The RSUs vest in 12 equal monthly installments beginning January 1, 2021.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 22:50 UTC
Aggarwal SanjeevVice President, Technology R&D
SaleCommon Stock 697 $5.65 $3,938.05
Disclosure

SEC source: 0001104659-20-112313 · a4.xml · nonDerivative · entry 2

Aggarwal Sanjeev · CIK 0001683772 · Vice President, Technology R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,346

F2 · kind: The sales reported by the reporting person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:50 UTC
Aggarwal SanjeevVice President, Technology R&D
SaleCommon Stock 303 $5.78 $1,751.34
Disclosure

SEC source: 0001104659-20-112313 · a4.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Vice President, Technology R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,043

F1 · kind: Shares sold solely to pay taxes due upon the vesting of restricted stock units.

F2 · kind: The sales reported by the reporting person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 00:03 UTC
Berenbaum DanielCFO, PFO & PAO
GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $5.38 $0.00
Disclosure

SEC source: 0001209191-20-047349 · doc4.xml · derivative · entry 2

Berenbaum Daniel · CIK 0001815049 · CFO, PFO & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-08-17

F1 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on July 15, 2021 and 1/36th of the remaining shares shall vest in successive equal monthly installments thereafter.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 00:03 UTC
Berenbaum DanielCFO, PFO & PAO
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047349 · doc4.xml · nonDerivative · entry 1

Berenbaum Daniel · CIK 0001815049 · CFO, PFO & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:13 UTC
Aggarwal SanjeevVice President, Technology R&D
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,846 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001209191-20-040624 · doc4.xml · derivative · entry 2

Aggarwal Sanjeev · CIK 0001683772 · Vice President, Technology R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,846 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:13 UTC
Aggarwal SanjeevVice President, Technology R&D
Exercise / conversionCommon Stock 8,846 $4.42 $39,099.32
Disclosure

SEC source: 0001209191-20-040624 · doc4.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Vice President, Technology R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 20:16 UTC
Aggarwal SanjeevVice President, Technology R&D
SaleCommon Stock 8,535 $6.60 $56,331.00
Disclosure

SEC source: 0001209191-20-039450 · doc4.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Vice President, Technology R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 27, 2020 Filed May 28, 2020 21:43 UTC
Winslow TroyVP, Sales and Marketing
SaleCommon Stock 3,569 $6.17 $22,020.73
Disclosure

SEC source: 0001209191-20-032674 · doc4.xml · nonDerivative · entry 1

Winslow Troy · CIK 0001771691 · VP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,750

F1 · balance_after: Includes 1,000 shares purchased on April 12, 2020 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 22, 2020 Filed May 26, 2020 20:09 UTC
Aggarwal SanjeevVice President, Technology R&D
SaleCommon Stock 5,457 $6.74 $36,780.18
Disclosure

SEC source: 0001209191-20-031971 · doc4.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Vice President, Technology R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,035

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.7401 to $6.755 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 19, 2020 Filed May 20, 2020 22:07 UTC GrantCommon Stock 20,131 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031001 · doc4.xml · nonDerivative · entry 1

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,261

Read SEC document
May 19, 2020 Filed May 20, 2020 18:07 UTC
Hebert PeterDirector
GrantCommon Stock 20,131 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030999 · doc4.xml · nonDerivative · entry 1

Hebert Peter · CIK 0001683771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,131

Read SEC document
May 19, 2020 Filed May 20, 2020 22:08 UTC
Socolof StephenDirector · 10% owner
GrantCommon Stock 20,131 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031003 · doc4.xml · nonDerivative · entry 1

Socolof Stephen · CIK 0001350862 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,131

Read SEC document
May 19, 2020 Filed May 20, 2020 22:06 UTC GrantCommon Stock 20,131 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030998 · doc4.xml · nonDerivative · entry 1

TATE GEOFFREY · CIK 0001192512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,131

Read SEC document
May 19, 2020 Filed May 20, 2020 22:05 UTC GrantCommon Stock 20,131 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030997 · doc4.xml · nonDerivative · entry 1

RIBAR GEOFFREY G · CIK 0001247434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,131

Read SEC document
May 19, 2020 Filed May 20, 2020 22:04 UTC GrantCommon Stock 21,359 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030996 · doc4.xml · nonDerivative · entry 1

GUSTAFSON MICHAEL B · CIK 0001245081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,645

Read SEC document
May 19, 2020 Filed May 20, 2020 22:03 UTC GrantCommon Stock 21,359 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030995 · doc4.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,359

Read SEC document
May 19, 2020 Filed May 20, 2020 22:01 UTC GrantCommon Stock 22,586 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030994 · doc4.xml · nonDerivative · entry 1

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,586

Read SEC document
April 07, 2020 Filed Apr 8, 2020 21:25 UTC
Aggarwal SanjeevVice President, Technology R&D
GrantEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001209191-20-023937 · doc4.xml · derivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Vice President, Technology R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2030-04-06

F1 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on April 7, 2021 and 1/36th of the remaining shares shall vest in successive equal monthly installments thereafter.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 21:25 UTC
Winslow TroyVP, Sales and Marketing
GrantEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001209191-20-023938 · doc4.xml · derivative · entry 1

Winslow Troy · CIK 0001771691 · VP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2030-04-06

F1 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on April 7, 2021 and 1/36th of the remaining shares shall vest in successive equal monthly installments thereafter.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 21:24 UTC
Conley KevinDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001209191-20-023936 · doc4.xml · derivative · entry 1

Conley Kevin · CIK 0001702192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2030-04-06

F1 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on April 7, 2021 and 1/36th of the remaining shares shall vest in successive equal monthly installments thereafter.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 20:13 UTC
Conley KevinDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001209191-20-021244 · doc4.xml · derivative · entry 2

Conley Kevin · CIK 0001702192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2030-03-24

F1 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on March 25, 2021 and 1/36th of the remaining shares shall vest in successive equal monthly installments thereafter.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 20:13 UTC
Conley KevinDirector · President and CEO
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021244 · doc4.xml · nonDerivative · entry 1

Conley Kevin · CIK 0001702192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,762

Read SEC document
March 24, 2020 Filed Mar 26, 2020 16:12 UTC
Tenorio MatthewInterim CFO, PFO and PAO
GrantEmployee Stock Option (Right to Buy) · Derivative 7,591 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001209191-20-021240 · doc4.xml · derivative · entry 2

Tenorio Matthew · CIK 0001799700 · Interim CFO, PFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,591

Underlying: Common Stock · 7,591 shares

Expires 2030-03-23

F1 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on March 24, 2021 and 1/36th of the remaining shares shall vest in successive equal monthly installments thereafter.

Read SEC document
March 24, 2020 Filed Mar 26, 2020 16:12 UTC
Tenorio MatthewInterim CFO, PFO and PAO
GrantCommon Stock 11,897 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021240 · doc4.xml · nonDerivative · entry 1

Tenorio Matthew · CIK 0001799700 · Interim CFO, PFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,647

Read SEC document
March 24, 2020 Filed Mar 26, 2020 20:11 UTC
Aggarwal SanjeevVice President, Technology R&D
GrantEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001209191-20-021238 · doc4.xml · derivative · entry 2

Aggarwal Sanjeev · CIK 0001683772 · Vice President, Technology R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-03-23

F1 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on March 24, 2021 and 1/36th of the remaining shares shall vest in successive equal monthly installments thereafter.

Read SEC document
March 24, 2020 Filed Mar 26, 2020 20:11 UTC
Aggarwal SanjeevVice President, Technology R&D
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021238 · doc4.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Vice President, Technology R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,492

Read SEC document
March 24, 2020 Filed Mar 26, 2020 20:13 UTC
Winslow TroyVP, Sales and Marketing
GrantEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001209191-20-021242 · doc4.xml · derivative · entry 2

Winslow Troy · CIK 0001771691 · VP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-03-23

F1 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on March 24, 2021 and 1/36th of the remaining shares shall vest in successive equal monthly installments thereafter.

Read SEC document
March 24, 2020 Filed Mar 26, 2020 20:13 UTC
Winslow TroyVP, Sales and Marketing
GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021242 · doc4.xml · nonDerivative · entry 1

Winslow Troy · CIK 0001771691 · VP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,319

Read SEC document
January 27, 2020 Filed Jan 28, 2020 00:34 UTC
Aggarwal SanjeevVice President, Technology R&D
SaleCommon Stock 3,070 $5.01 $15,380.70
Disclosure

SEC source: 0001209191-20-005060 · doc4.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Vice President, Technology R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,992

F1 · kind: Shares sold solely to pay taxes due upon the vesting of restricted stock units.

Read SEC document
January 27, 2020 Filed Jan 28, 2020 00:34 UTC
Conley KevinDirector · President and CEO
SaleCommon Stock 13,549 $5.01 $67,880.49
Disclosure

SEC source: 0001209191-20-005059 · doc4.xml · nonDerivative · entry 1

Conley Kevin · CIK 0001702192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,762

F1 · kind: Shares sold solely to pay taxes due upon the vesting of restricted stock units.

Read SEC document
January 27, 2020 Filed Jan 28, 2020 00:33 UTC
Winslow TroyVice President of Global Sales
SaleCommon Stock 4,247 $5.01 $21,277.47
Disclosure

SEC source: 0001209191-20-005058 · doc4.xml · nonDerivative · entry 1

Winslow Troy · CIK 0001771691 · Vice President of Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,069

F1 · kind: Shares sold solely to pay taxes due upon the vesting of restricted stock units.

Read SEC document
January 22, 2020 Filed Jan 25, 2020 00:56 UTC
Aggarwal SanjeevVice President, Technology R&D
GrantCommon Stock 8,527 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004938 · doc4.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Vice President, Technology R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,062

Read SEC document
January 22, 2020 Filed Jan 25, 2020 00:56 UTC
Winslow TroyVice President of Global Sales
GrantCommon Stock 7,816 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004937 · doc4.xml · nonDerivative · entry 1

Winslow Troy · CIK 0001771691 · Vice President of Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,316

F1 · balance_after: Includes 1,000 shares purchased on October 12, 2019 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 22, 2020 Filed Jan 25, 2020 00:55 UTC
Conley KevinDirector · President and CEO
GrantCommon Stock 34,026 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004936 · doc4.xml · nonDerivative · entry 1

Conley Kevin · CIK 0001702192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,311

F1 · balance_after: Includes 1,000 shares purchased on April 12, 2019 and 1,000 shares purchased on October 12, 2019 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:35 UTC
Aggarwal SanjeevVP, Manuf. & Process Develop.
Tax withholdingCommon Stock 296 $5.82 $1,722.72
Disclosure

SEC source: 0001209191-19-052230 · doc4.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · VP, Manuf. & Process Develop.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,535

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 16:46 UTC
Andre ThomasVP, Design Engineering
Tax withholdingCommon Stock 191 $5.82 $1,111.62
Disclosure

SEC source: 0001209191-19-052282 · doc4.xml · nonDerivative · entry 1

Andre Thomas · CIK 0001683835 · VP, Design Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,187

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 20:02 UTC
Aggarwal SanjeevVP, Manuf. & Process Develop.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 960 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001209191-19-035504 · doc4.xml · derivative · entry 2

Aggarwal Sanjeev · CIK 0001683772 · VP, Manuf. & Process Develop.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 961 shares

Expires 2019-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 20:02 UTC
Aggarwal SanjeevVP, Manuf. & Process Develop.
Exercise / conversionCommon Stock 916 $4.42 $4,048.72
Disclosure

SEC source: 0001209191-19-035504 · doc4.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · VP, Manuf. & Process Develop.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2019 Filed Feb 20, 2020 21:27 UTC Amendment
Aggarwal SanjeevVice President, Technology R&D
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 961 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001209191-20-011065 · doc4a.xml · derivative · entry 2

Aggarwal Sanjeev · CIK 0001683772 · Vice President, Technology R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 961 shares

Expires 2019-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
June 06, 2019 Filed Feb 20, 2020 21:27 UTC Amendment
Aggarwal SanjeevVice President, Technology R&D
Exercise / conversionCommon Stock 961 $4.42 $4,247.62
Disclosure

SEC source: 0001209191-20-011065 · doc4a.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Vice President, Technology R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:57 UTC GrantNonqualified Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001209191-19-032104 · doc4.xml · derivative · entry 3

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2029-05-20

F2 · derivative.exercise_date: 1/12th of the shares subject to the option vest in successive equal monthly installments measured from May 21, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.