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Nasdaq · USD

MRAM

EVERSPIN TECHNOLOGIES INC.

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Tapewire entity
5701
SEC CIK
0001438423
Parsed reports
350

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202602
Feb 202600
Mar 202600
Apr 202604
May 2026015
Jun 202600
Jul 202606
Aug 202600
Sep 202600
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2024 Filed Dec 19, 2024 17:39 UTC
Schrenk DavidVP SALES & BUS. DEVELOPMENT
SaleCommon Stock 2,381 $6.23 $14,833.63
Disclosure

SEC source: 0001415889-24-029888 · form4-12192024_101225.xml · nonDerivative · entry 1

Schrenk David · CIK 0001968509 · VP SALES & BUS. DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,647

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
November 29, 2024 Filed Dec 3, 2024 16:06 UTC
Schrenk DavidVP SALES & BUS. DEVELOPMENT
SaleCommon Stock 2,381 $6.08 $14,476.48
Disclosure

SEC source: 0001415889-24-028064 · form4-12032024_091251.xml · nonDerivative · entry 1

Schrenk David · CIK 0001968509 · VP SALES & BUS. DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,028

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 21:15 UTC GrantCommon Stock 2,303 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-026862 · form4-11142024_091126.xml · nonDerivative · entry 1

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,627

F1 · kind: Represents fully vested restricted stock units.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 16:14 UTC
Schrenk DavidVP SALES & BUS. DEVELOPMENT
SaleCommon Stock 7,500 $6.07 $45,525.00
Disclosure

SEC source: 0001415889-24-026592 · form4-11122024_091141.xml · nonDerivative · entry 1

Schrenk David · CIK 0001968509 · VP SALES & BUS. DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,409

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.98 to $6.16 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 16:29 UTC
Tenorio MatthewInterim CFO
SaleCommon Stock 1,706 $5.54 $9,451.24
Disclosure

SEC source: 0001415889-24-024618 · form4-10032024_081017.xml · nonDerivative · entry 1

Tenorio Matthew · CIK 0001799700 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,923

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 20:30 UTC
Aggarwal SanjeevDirector · PRESIDENT AND CEO
SaleCommon Stock 17,523 $5.54 $97,077.42
Disclosure

SEC source: 0001415889-24-024620 · form4-10032024_081003.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,215

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
September 18, 2024 Filed Sep 20, 2024 16:58 UTC
Schrenk DavidVP SALES & BUS. DEVELOPMENT
SaleCommon Stock 2,412 $5.23 $12,614.76
Disclosure

SEC source: 0001415889-24-023781 · form4-09202024_080931.xml · nonDerivative · entry 1

Schrenk David · CIK 0001968509 · VP SALES & BUS. DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,909

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
August 28, 2024 Filed Aug 28, 2024 18:26 UTC
Schrenk DavidVP SALES & BUS. DEVELOPMENT
SaleCommon Stock 2,396 $5.60 $13,417.60
Disclosure

SEC source: 0001415889-24-022494 · form4-08282024_100829.xml · nonDerivative · entry 1

Schrenk David · CIK 0001968509 · VP SALES & BUS. DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,321

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
August 22, 2024 Filed Aug 22, 2024 23:47 UTC GrantCommon Stock 2,171 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022077 · form4-08222024_110849.xml · nonDerivative · entry 1

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,324

F1 · kind: Represents fully vested restricted stock units.

Read SEC document
August 07, 2024 Filed Aug 8, 2024 20:18 UTC
Aggarwal SanjeevDirector · PRESIDENT AND CEO
SaleCommon Stock 1,310 $5.40 $7,074.00
Disclosure

SEC source: 0001415889-24-020982 · form4-08082024_080823.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,738

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
July 29, 2024 Filed Jul 29, 2024 17:58 UTC
Tenorio MatthewInterim CFO
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020270 · form4-07292024_090743.xml · nonDerivative · entry 1

Tenorio Matthew · CIK 0001799700 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,629

F1 · shares: Represents restricted stock units that vest in 3 equal quarterly installments, with the first vest being October 1, 2024, in each case subject to the Reporting Person being a service provider through each such date.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 17:14 UTC
Aggarwal AnujCHIEF FINANCIAL OFFICER
SaleCommon Stock 12,984 $6.01 $78,033.84
Disclosure

SEC source: 0001415889-24-019236 · form4-07032024_090710.xml · nonDerivative · entry 1

Aggarwal Anuj · CIK 0001861100 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,940

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 21:15 UTC
Aggarwal SanjeevDirector · PRESIDENT AND CEO
SaleCommon Stock 17,631 $6.01 $105,962.31
Disclosure

SEC source: 0001415889-24-019237 · form4-07032024_090703.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 459,048

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
June 18, 2024 Filed Jun 18, 2024 19:46 UTC
Schrenk DavidVP SALES & BUS. DEVELOPMENT
SaleCommon Stock 2,275 $6.07 $13,809.25
Disclosure

SEC source: 0001415889-24-017502 · form4-06182024_110649.xml · nonDerivative · entry 1

Schrenk David · CIK 0001968509 · VP SALES & BUS. DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,717

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
May 28, 2024 Filed May 28, 2024 19:50 UTC
Schrenk DavidVP SALES & BUS. DEVELOPMENT
SaleCommon Stock 1,534 $6.00 $9,204.00
Disclosure

SEC source: 0001415889-24-014738 · form4-05282024_110544.xml · nonDerivative · entry 1

Schrenk David · CIK 0001968509 · VP SALES & BUS. DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,992

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
May 23, 2024 Filed May 31, 2024 20:05 UTC GrantCommon Stock 20,973 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015032 · form4-05312024_080548.xml · nonDerivative · entry 1

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 401,153

F1 · shares: Represents restricted stock units granted on May 23, 2024, which vest in 12 equal monthly installments over one year with a vesting commencing date of May 23, 2024.

Read SEC document
May 23, 2024 Filed May 31, 2024 20:06 UTC
HAWK GLENDirector
GrantCommon Stock 20,973 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015033 · form4-05312024_080533.xml · nonDerivative · entry 1

HAWK GLEN · CIK 0001496418 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,789

F1 · shares: Represents restricted stock units granted on May 23, 2024, which vest in 12 equal monthly installments over one year with a vesting commencing date of May 23, 2024.

Read SEC document
May 23, 2024 Filed May 31, 2024 20:04 UTC GrantCommon Stock 20,973 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015030 · form4-05312024_080548.xml · nonDerivative · entry 1

RIBAR GEOFFREY G · CIK 0001247434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,226

F1 · shares: Represents restricted stock units granted on May 23, 2024, which vest in 12 equal monthly installments over one year with a vesting commencing date of May 23, 2024.

Read SEC document
May 23, 2024 Filed May 31, 2024 20:04 UTC
Long TaraDirector
GrantCommon Stock 20,973 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015029 · form4-05312024_080505.xml · nonDerivative · entry 1

Long Tara · CIK 0001921575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,789

F1 · shares: Represents restricted stock units granted on May 23, 2024, which vest in 12 equal monthly installments over one year with a vesting commencing date of May 23, 2024.

Read SEC document
May 23, 2024 Filed Jul 26, 2024 20:33 UTC GrantCommon Stock 20,973 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020175 · form4-07262024_080724.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,748

F1 · shares: Represents restricted stock units granted on May 23, 2024, which vest in 12 equal monthly installments over one year with a vesting commencing date of May 23, 2024.

Read SEC document
May 09, 2024 Filed May 9, 2024 23:04 UTC GrantCommon Stock 2,221 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012773 · form4-05092024_110527.xml · nonDerivative · entry 2

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,180

F1 · kind: Represents fully vested restricted stock units.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 16:07 UTC
Aggarwal AnujCHIEF FINANCIAL OFFICER
SaleCommon Stock 12,852 $7.84 $100,759.68
Disclosure

SEC source: 0001415889-24-010277 · form4-04042024_080440.xml · nonDerivative · entry 1

Aggarwal Anuj · CIK 0001861100 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,924

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 20:06 UTC
Aggarwal SanjeevDirector · PRESIDENT AND CEO
SaleCommon Stock 17,452 $7.84 $136,823.68
Disclosure

SEC source: 0001415889-24-010276 · form4-04042024_080414.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 476,679

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 19:41 UTC
Schrenk DavidVP SALES & BUS. DEVELOPMENT
SaleCommon Stock 222 $8.02 $1,780.44
Disclosure

SEC source: 0001415889-24-009389 · form4-03282024_110350.xml · nonDerivative · entry 1

Schrenk David · CIK 0001968509 · VP SALES & BUS. DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,526

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 23:40 UTC
Aggarwal SanjeevDirector · PRESIDENT AND CEO
SaleCommon Stock 519 $8.02 $4,162.38
Disclosure

SEC source: 0001415889-24-009388 · form4-03282024_110351.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 494,131

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 16:53 UTC
Schrenk DavidVP SALES & BUS. DEVELOPMENT
SaleCommon Stock 1,560 $7.88 $12,292.80
Disclosure

SEC source: 0001415889-24-008849 · form4-03212024_080308.xml · nonDerivative · entry 1

Schrenk David · CIK 0001968509 · VP SALES & BUS. DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,748

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 16:07 UTC
Schrenk DavidVP SALES & BUS. DEVELOPMENT
SaleCommon Stock 1,206 $7.98 $9,623.88
Disclosure

SEC source: 0001415889-24-008486 · form4-03192024_080335.xml · nonDerivative · entry 1

Schrenk David · CIK 0001968509 · VP SALES & BUS. DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,308

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
March 13, 2024 Filed Mar 13, 2024 21:57 UTC GrantCommon Stock 28,248 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007847 · form4-03132024_090329.xml · nonDerivative · entry 1

MITCHELL DOUGLAS M · CIK 0001144272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,248

F1 · shares: Represents restricted stock units granted on March 13, 2024, which vest 50% on each of February 26, 2025 and February 26, 2026.

Read SEC document
March 13, 2024 Filed Mar 13, 2024 22:01 UTC SaleCommon Stock 7,856 $8.50 $66,776.00
Disclosure

SEC source: 0001415889-24-007851 · form4-03132024_100317.xml · nonDerivative · entry 1

RIBAR GEOFFREY G · CIK 0001247434 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,253

F1 · kind: The transaction reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan dated August 23, 2023.

Read SEC document
March 13, 2024 Filed Mar 14, 2024 17:07 UTC
Schrenk DavidVP SALES & BUS. DEVELOPMENT
SaleCommon Stock 253 $8.16 $2,064.48
Disclosure

SEC source: 0001415889-24-008015 · form4-03142024_090331.xml · nonDerivative · entry 1

Schrenk David · CIK 0001968509 · VP SALES & BUS. DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,514

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 17:06 UTC
Aggarwal AnujCHIEF FINANCIAL OFFICER
SaleCommon Stock 48 $8.33 $399.84
Disclosure

SEC source: 0001415889-24-008014 · form4-03142024_090308.xml · nonDerivative · entry 1

Aggarwal Anuj · CIK 0001861100 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,776

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

Read SEC document
March 07, 2024 Filed May 9, 2024 23:04 UTC GrantCommon Stock 1,656 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012773 · form4-05092024_110527.xml · nonDerivative · entry 1

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,959

F1 · kind: Represents fully vested restricted stock units.

Read SEC document
March 06, 2024 Filed Mar 6, 2024 18:23 UTC
Aggarwal AnujCHIEF FINANCIAL OFFICER
SaleCommon Stock 20,000 $8.21 $164,200.00
Disclosure

SEC source: 0001415889-24-007105 · form4-03062024_110326.xml · nonDerivative · entry 1

Aggarwal Anuj · CIK 0001861100 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,824

F1 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $8.15 to $8.45. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2024 Filed Mar 6, 2024 21:13 UTC SaleCommon Stock 6,000 $8.50 $51,000.00
Disclosure

SEC source: 0001415889-24-007001 · form4-03062024_090343.xml · nonDerivative · entry 1

RIBAR GEOFFREY G · CIK 0001247434 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,109

F1 · kind: The transaction reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan dated August 23, 2023.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 16:03 UTC
Schrenk DavidVP SALES & BUS. DEVELOPMENT
SaleCommon Stock 5,000 $8.03 $40,150.00
Disclosure

SEC source: 0001415889-24-006997 · form4-03062024_090344.xml · nonDerivative · entry 1

Schrenk David · CIK 0001968509 · VP SALES & BUS. DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,767

F1 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $8.00 to $8.11. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 16:10 UTC
Schrenk DavidVP SALES & BUS. DEVELOPMENT
GrantCommon Stock 63,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005719 · form4-02282024_090217.xml · nonDerivative · entry 1

Schrenk David · CIK 0001968509 · VP SALES & BUS. DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,767

F1 · shares: Represents restricted stock units that vest as follows: 22,500 shares in equal quarterly installments commencing February 27, 2024, 22,500 shares in equal quarterly installments commencing February 27, 2025, 9,000 shares in equal quarterly installments commencing February 27, 2026 and 9,000 shares in equal quarterly installments commencing February 27, 2027, in each case subject to the Reporting Person being a service provider through each such date.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 16:08 UTC
Aggarwal AnujCHIEF FINANCIAL OFFICER
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005717 · form4-02282024_090241.xml · nonDerivative · entry 1

Aggarwal Anuj · CIK 0001861100 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,824

F1 · shares: Represents restricted stock units that vest as follows: 54,000 shares in equal quarterly installments commencing January 1, 2024, 54,000 shares in equal quarterly installments commencing January 1, 2025, 21,000 shares in equal quarterly installments commencing January 1, 2026 and 21,000 shares in equal quarterly installments commencing January 1, 2027, in each case subject to the Reporting Person being a service provider through each such date.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 21:07 UTC
Aggarwal SanjeevDirector · PRESIDENT AND CEO
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005715 · form4-02282024_090259.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 494,650

F1 · shares: Represents restricted stock units that vest as follows: 90,000 shares in equal quarterly installments commencing January 1, 2024, 90,000 shares in equal quarterly installments commencing January 1, 2025, 35,000 shares in equal quarterly installments commencing January 1, 2026 and 35,000 shares in equal quarterly installments commencing January 1, 2027, in each case subject to the Reporting Person being a service provider through each such date.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 21:20 UTC
Aggarwal SanjeevDirector · PRESIDENT AND CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,062 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001415889-24-000983 · form4-01112024_090111.xml · derivative · entry 6

Aggarwal Sanjeev · CIK 0001683772 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 938

Underlying: Common Stock · 14,062 shares

Expires 2030-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on April 7, 2021 and 1/36th of the remaining shares vest in successive equal monthly installments thereafter.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 21:20 UTC
Aggarwal SanjeevDirector · PRESIDENT AND CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 28,125 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001415889-24-000983 · form4-01112024_090111.xml · derivative · entry 5

Aggarwal Sanjeev · CIK 0001683772 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 28,125 shares

Expires 2030-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4th of the shares subject to the option vested on March 24, 2021 and 1/36th of the remaining shares vest in successive equal monthly installments thereafter.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 21:20 UTC
Aggarwal SanjeevDirector · PRESIDENT AND CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,295 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001415889-24-000983 · form4-01112024_090111.xml · derivative · entry 4

Aggarwal Sanjeev · CIK 0001683772 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,295 shares

Expires 2024-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 21:20 UTC
Aggarwal SanjeevDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 14,062 $2.56 $35,998.72
Disclosure

SEC source: 0001415889-24-000983 · form4-01112024_090111.xml · nonDerivative · entry 3

Aggarwal Sanjeev · CIK 0001683772 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 21:20 UTC
Aggarwal SanjeevDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 28,125 $2.23 $62,718.75
Disclosure

SEC source: 0001415889-24-000983 · form4-01112024_090111.xml · nonDerivative · entry 2

Aggarwal Sanjeev · CIK 0001683772 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 09, 2024 Filed Jan 11, 2024 21:20 UTC
Aggarwal SanjeevDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 14,295 $4.42 $63,183.90
Disclosure

SEC source: 0001415889-24-000983 · form4-01112024_090111.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 05, 2024 Filed Jan 8, 2024 21:11 UTC
Aggarwal SanjeevDirector · PRESIDENT AND CEO
SaleCommon Stock 15,588 $9.00 $140,292.00
Disclosure

SEC source: 0001415889-24-000811 · form4-01082024_090159.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 188,168

F1 · kind: The transaction reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan entered into on September 13, 2023.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.02 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 03, 2024 Filed Jan 4, 2024 18:13 UTC
Aggarwal AnujChief Financial Officer
SaleCommon Stock 11,223 $8.55 $95,956.65
Disclosure

SEC source: 0001209191-24-000874 · doc4.xml · nonDerivative · entry 1

Aggarwal Anuj · CIK 0001861100 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,824

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

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January 03, 2024 Filed Jan 4, 2024 23:13 UTC
Aggarwal SanjeevDirector · President and CEO
SaleCommon Stock 12,242 $8.55 $104,669.10
Disclosure

SEC source: 0001209191-24-000873 · doc4.xml · nonDerivative · entry 1

Aggarwal Sanjeev · CIK 0001683772 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,756

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

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December 19, 2023 Filed Dec 21, 2023 16:21 UTC
Schrenk DavidVP Sales & Bus. Development
SaleCommon Stock 1,504 $8.48 $12,753.92
Disclosure

SEC source: 0001209191-23-059428 · doc4.xml · nonDerivative · entry 1

Schrenk David · CIK 0001968509 · VP Sales & Bus. Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,767

F1 · kind: Shares sold solely to pay taxes due upon the vesting of Restricted Stock Unit.

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December 12, 2023 Filed Dec 13, 2023 16:41 UTC
Aggarwal AnujChief Financial Officer
SaleCommon Stock 15,000 $8.77 $131,550.00
Disclosure

SEC source: 0001209191-23-058495 · doc4.xml · nonDerivative · entry 1

Aggarwal Anuj · CIK 0001861100 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,047

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.75 to $8.83 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 08, 2023 Filed Dec 11, 2023 21:12 UTC SaleCommon Stock 10,000 $8.73 $87,300.00
Disclosure

SEC source: 0001209191-23-058042 · doc4.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,775

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.65 to $8.80 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.