Last 12 months
Inside the activity.
0 purchase rows · 32 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 15 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 6 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 13, 2016 Filed Oct 17, 2016 20:47 UTC |
Socolof StephenDirector · 10% owner
|
ConversionCommon Stock | 503,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-146060 · doc4.xml · nonDerivative · entry 1 Socolof Stephen · CIK 0001350862 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,231,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: The shares are held as follows: 1,071,079 by NV Partners IV, L.P. ("NV IV") and 160,661 by NV Partners IVC,L.P. ("NVI VC"). F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Socolof is an individual managing member of NVPG. Mr. Socolof disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:40 UTC |
TATE GEOFFREYDirector
|
Conversion5% Convertible Subordinated Promissory Note · Derivative | Not disclosed | $0.00 Strike: $6.40 | $58,018.72 |
DisclosureSEC source: 0001209191-16-146054 · doc4.xml · derivative · entry 9 TATE GEOFFREY · CIK 0001192512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,154 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · reported_value: The note was issued in the original principal amount of $58,018.72. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $572.24 through October 12, 2016. F4 · derivative.exercise_date: The note was issued in the original principal amount of $58,018.72. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $572.24 through October 12, 2016. F4 · derivative.expiration_date: The note was issued in the original principal amount of $58,018.72. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $572.24 through October 12, 2016. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:40 UTC |
TATE GEOFFREYDirector
|
Conversion5% Convertible Subordinated Promissory Note · Derivative | Not disclosed | $0.00 Strike: $6.40 | $82,884.00 |
DisclosureSEC source: 0001209191-16-146054 · doc4.xml · derivative · entry 8 TATE GEOFFREY · CIK 0001192512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,406 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · reported_value: The note was issued in the original principal amount of $82,884. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $2,917.97 through October 12, 2016. F3 · derivative.exercise_date: The note was issued in the original principal amount of $82,884. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $2,917.97 through October 12, 2016. F3 · derivative.expiration_date: The note was issued in the original principal amount of $82,884. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $2,917.97 through October 12, 2016. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:40 UTC |
TATE GEOFFREYDirector
|
ConversionSeries B Preferred Stock · Derivative | 12,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146054 · doc4.xml · derivative · entry 7 TATE GEOFFREY · CIK 0001192512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,071 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:40 UTC |
TATE GEOFFREYDirector
|
ConversionSeries A Preferred Stock · Derivative | 22,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146054 · doc4.xml · derivative · entry 6 TATE GEOFFREY · CIK 0001192512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,383 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:40 UTC |
TATE GEOFFREYDirector
|
PurchaseCommon Stock | 13,986 | $8.00 | $111,888.00 |
DisclosureSEC source: 0001209191-16-146054 · doc4.xml · nonDerivative · entry 5 TATE GEOFFREY · CIK 0001192512 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 103,360 F2 · ownership.nature: The shares are held by the Tate Family Trust Dated 09/30/98, of which Mr. Tate is a trustee. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:40 UTC |
TATE GEOFFREYDirector
|
ConversionCommon Stock | 9,154 | $6.40 | $58,585.60 |
DisclosureSEC source: 0001209191-16-146054 · doc4.xml · nonDerivative · entry 4 TATE GEOFFREY · CIK 0001192512 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 89,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The shares are held by the Tate Family Trust Dated 09/30/98, of which Mr. Tate is a trustee. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:40 UTC |
TATE GEOFFREYDirector
|
ConversionCommon Stock | 13,406 | $6.40 | $85,798.40 |
DisclosureSEC source: 0001209191-16-146054 · doc4.xml · nonDerivative · entry 3 TATE GEOFFREY · CIK 0001192512 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 80,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The shares are held by the Tate Family Trust Dated 09/30/98, of which Mr. Tate is a trustee. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:40 UTC |
TATE GEOFFREYDirector
|
ConversionCommon Stock | 12,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-146054 · doc4.xml · nonDerivative · entry 2 TATE GEOFFREY · CIK 0001192512 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 66,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: The shares are held by the Tate Family Trust Dated 09/30/98, of which Mr. Tate is a trustee. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:40 UTC |
TATE GEOFFREYDirector
|
ConversionCommon Stock | 22,383 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-146054 · doc4.xml · nonDerivative · entry 1 TATE GEOFFREY · CIK 0001192512 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 54,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: The shares are held by the Tate Family Trust Dated 09/30/98, of which Mr. Tate is a trustee. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:25 UTC |
Lux Capital Management, LLCFormer 10% Owner
Lux Venture Associates II, LLCFormer 10% Owner
Lux Venture Partners II, L.P.Former 10% Owner
Lux Ventures II Sidecar LPFormer 10% Owner
Lux Ventures II, L.P.Former 10% Owner
|
Conversion5% Convertible Subordinated Promissory Note · Derivative | Not disclosed | $0.00 Strike: $6.40 | $570,037.52 |
DisclosureSEC source: 0001209191-16-146043 · doc4.xml · derivative · entry 9 Lux Capital Management, LLC · CIK 0001592843 · Former 10% Owner Lux Venture Associates II, LLC · CIK 0001592842 · Former 10% Owner Lux Venture Partners II, L.P. · CIK 0001592756 · Former 10% Owner Lux Ventures II Sidecar LP · CIK 0001343943 · Former 10% Owner Lux Ventures II, L.P. · CIK 0001592755 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 89,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · reported_value: The notes were issued in the original principal amount of $547,094.52 to LVII and $22,943.00 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $5,396.00 for LVII and $226.29 for Sidecar through October 12, 2016. F12 · derivative.exercise_date: The notes were issued in the original principal amount of $547,094.52 to LVII and $22,943.00 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $5,396.00 for LVII and $226.29 for Sidecar through October 12, 2016. F12 · derivative.expiration_date: The notes were issued in the original principal amount of $547,094.52 to LVII and $22,943.00 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $5,396.00 for LVII and $226.29 for Sidecar through October 12, 2016. F12 · ownership.nature: The notes were issued in the original principal amount of $547,094.52 to LVII and $22,943.00 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $5,396.00 for LVII and $226.29 for Sidecar through October 12, 2016. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:25 UTC |
Lux Capital Management, LLCFormer 10% Owner
Lux Venture Associates II, LLCFormer 10% Owner
Lux Venture Partners II, L.P.Former 10% Owner
Lux Ventures II Sidecar LPFormer 10% Owner
Lux Ventures II, L.P.Former 10% Owner
|
Conversion5% Convertible Subordinated Promissory Note · Derivative | Not disclosed | $0.00 Strike: $6.40 | $814,399.00 |
DisclosureSEC source: 0001209191-16-146043 · doc4.xml · derivative · entry 8 Lux Capital Management, LLC · CIK 0001592843 · Former 10% Owner Lux Venture Associates II, LLC · CIK 0001592842 · Former 10% Owner Lux Venture Partners II, L.P. · CIK 0001592756 · Former 10% Owner Lux Ventures II Sidecar LP · CIK 0001343943 · Former 10% Owner Lux Ventures II, L.P. · CIK 0001592755 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 131,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · reported_value: The notes were issued in the original principal amount of $781,563.56 to LVII and $32,775.44 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $27,515.32 for LVII and $1,153.88 for Sidecar through October 12, 2016. F11 · derivative.exercise_date: The notes were issued in the original principal amount of $781,563.56 to LVII and $32,775.44 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $27,515.32 for LVII and $1,153.88 for Sidecar through October 12, 2016. F11 · derivative.expiration_date: The notes were issued in the original principal amount of $781,563.56 to LVII and $32,775.44 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $27,515.32 for LVII and $1,153.88 for Sidecar through October 12, 2016. F11 · ownership.nature: The notes were issued in the original principal amount of $781,563.56 to LVII and $32,775.44 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $27,515.32 for LVII and $1,153.88 for Sidecar through October 12, 2016. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:25 UTC |
Lux Capital Management, LLCFormer 10% Owner
Lux Venture Associates II, LLCFormer 10% Owner
Lux Venture Partners II, L.P.Former 10% Owner
Lux Ventures II Sidecar LPFormer 10% Owner
Lux Ventures II, L.P.Former 10% Owner
|
ConversionSeries B Preferred Stock · Derivative | 118,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146043 · doc4.xml · derivative · entry 7 Lux Capital Management, LLC · CIK 0001592843 · Former 10% Owner Lux Venture Associates II, LLC · CIK 0001592842 · Former 10% Owner Lux Venture Partners II, L.P. · CIK 0001592756 · Former 10% Owner Lux Ventures II Sidecar LP · CIK 0001343943 · Former 10% Owner Lux Ventures II, L.P. · CIK 0001592755 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 118,606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F10 · ownership.nature: The shares were held as follows: 113,833 by LV II and 4,773 by Sidecar. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:25 UTC |
Lux Capital Management, LLCFormer 10% Owner
Lux Venture Associates II, LLCFormer 10% Owner
Lux Venture Partners II, L.P.Former 10% Owner
Lux Ventures II Sidecar LPFormer 10% Owner
Lux Ventures II, L.P.Former 10% Owner
|
ConversionSeries A Preferred Stock · Derivative | 219,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146043 · doc4.xml · derivative · entry 6 Lux Capital Management, LLC · CIK 0001592843 · Former 10% Owner Lux Venture Associates II, LLC · CIK 0001592842 · Former 10% Owner Lux Venture Partners II, L.P. · CIK 0001592756 · Former 10% Owner Lux Ventures II Sidecar LP · CIK 0001343943 · Former 10% Owner Lux Ventures II, L.P. · CIK 0001592755 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 219,916 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F9 · ownership.nature: The shares were held as follows: 211,065 by LV II and 8,851 by Sidecar. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:25 UTC |
Lux Capital Management, LLCFormer 10% Owner
Lux Venture Associates II, LLCFormer 10% Owner
Lux Venture Partners II, L.P.Former 10% Owner
Lux Ventures II Sidecar LPFormer 10% Owner
Lux Ventures II, L.P.Former 10% Owner
|
PurchaseCommon Stock | 137,420 | $8.00 | $1,099,360.00 |
DisclosureSEC source: 0001209191-16-146043 · doc4.xml · nonDerivative · entry 5 Lux Capital Management, LLC · CIK 0001592843 · Former 10% Owner Lux Venture Associates II, LLC · CIK 0001592842 · Former 10% Owner Lux Venture Partners II, L.P. · CIK 0001592756 · Former 10% Owner Lux Ventures II Sidecar LP · CIK 0001343943 · Former 10% Owner Lux Ventures II, L.P. · CIK 0001592755 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,015,550 F3 · ownership.nature: Lux Venture Partners II, L.P. ("LVPII") is the general partner of LVII and Sidecar. Lux Venture Associates II, LLC ("LVAII") is the general partner of LVPII and Lux Capital Management, LLC ("LCM LLC") is the sole member of LVAII. Joshua Wolfe and Peter Hebert are the individual managers of LCM LLC (the "Individual Managers"). LVPII and LCM LLC disclaim beneficial ownership of such shares, and this report shall not be deemed admission of beneficial ownership of such shares for purposes of Section 16 or for any other purpose, except to the extent of their proportionate pecuniary interests therein. F4 · ownership.nature: LCM LLC, as sole member of LVAII, may be deemed to share voting and investment powers for the shares held by LVII and Sidecar. As one of three individual managers, each Individual Manager disclaims beneficial ownership over the shares reported herein, and in all events disclaims beneficial ownership, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of their proportionate pecuniary interests therein. F8 · ownership.nature: The shares are held as follows: 974,678 by LV II and 40,872 by Sidecar. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:25 UTC |
Lux Capital Management, LLCFormer 10% Owner
Lux Venture Associates II, LLCFormer 10% Owner
Lux Venture Partners II, L.P.Former 10% Owner
Lux Ventures II Sidecar LPFormer 10% Owner
Lux Ventures II, L.P.Former 10% Owner
|
ConversionCommon Stock | 89,946 | $6.40 | $575,654.40 |
DisclosureSEC source: 0001209191-16-146043 · doc4.xml · nonDerivative · entry 4 Lux Capital Management, LLC · CIK 0001592843 · Former 10% Owner Lux Venture Associates II, LLC · CIK 0001592842 · Former 10% Owner Lux Venture Partners II, L.P. · CIK 0001592756 · Former 10% Owner Lux Ventures II Sidecar LP · CIK 0001343943 · Former 10% Owner Lux Ventures II, L.P. · CIK 0001592755 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 878,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Lux Venture Partners II, L.P. ("LVPII") is the general partner of LVII and Sidecar. Lux Venture Associates II, LLC ("LVAII") is the general partner of LVPII and Lux Capital Management, LLC ("LCM LLC") is the sole member of LVAII. Joshua Wolfe and Peter Hebert are the individual managers of LCM LLC (the "Individual Managers"). LVPII and LCM LLC disclaim beneficial ownership of such shares, and this report shall not be deemed admission of beneficial ownership of such shares for purposes of Section 16 or for any other purpose, except to the extent of their proportionate pecuniary interests therein. F4 · ownership.nature: LCM LLC, as sole member of LVAII, may be deemed to share voting and investment powers for the shares held by LVII and Sidecar. As one of three individual managers, each Individual Manager disclaims beneficial ownership over the shares reported herein, and in all events disclaims beneficial ownership, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of their proportionate pecuniary interests therein. F7 · ownership.nature: The shares are held as follows: 842,789 by LV II and 35,341 by Sidecar. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:25 UTC |
Lux Capital Management, LLCFormer 10% Owner
Lux Venture Associates II, LLCFormer 10% Owner
Lux Venture Partners II, L.P.Former 10% Owner
Lux Ventures II Sidecar LPFormer 10% Owner
Lux Ventures II, L.P.Former 10% Owner
|
ConversionCommon Stock | 131,719 | $6.40 | $843,001.60 |
DisclosureSEC source: 0001209191-16-146043 · doc4.xml · nonDerivative · entry 3 Lux Capital Management, LLC · CIK 0001592843 · Former 10% Owner Lux Venture Associates II, LLC · CIK 0001592842 · Former 10% Owner Lux Venture Partners II, L.P. · CIK 0001592756 · Former 10% Owner Lux Ventures II Sidecar LP · CIK 0001343943 · Former 10% Owner Lux Ventures II, L.P. · CIK 0001592755 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 788,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Lux Venture Partners II, L.P. ("LVPII") is the general partner of LVII and Sidecar. Lux Venture Associates II, LLC ("LVAII") is the general partner of LVPII and Lux Capital Management, LLC ("LCM LLC") is the sole member of LVAII. Joshua Wolfe and Peter Hebert are the individual managers of LCM LLC (the "Individual Managers"). LVPII and LCM LLC disclaim beneficial ownership of such shares, and this report shall not be deemed admission of beneficial ownership of such shares for purposes of Section 16 or for any other purpose, except to the extent of their proportionate pecuniary interests therein. F4 · ownership.nature: LCM LLC, as sole member of LVAII, may be deemed to share voting and investment powers for the shares held by LVII and Sidecar. As one of three individual managers, each Individual Manager disclaims beneficial ownership over the shares reported herein, and in all events disclaims beneficial ownership, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of their proportionate pecuniary interests therein. F6 · ownership.nature: The shares are held as follows: 756,463 by LV II and 31,721 by Sidecar. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:25 UTC |
Lux Capital Management, LLCFormer 10% Owner
Lux Venture Associates II, LLCFormer 10% Owner
Lux Venture Partners II, L.P.Former 10% Owner
Lux Ventures II Sidecar LPFormer 10% Owner
Lux Ventures II, L.P.Former 10% Owner
|
ConversionCommon Stock | 118,606 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-146043 · doc4.xml · nonDerivative · entry 2 Lux Capital Management, LLC · CIK 0001592843 · Former 10% Owner Lux Venture Associates II, LLC · CIK 0001592842 · Former 10% Owner Lux Venture Partners II, L.P. · CIK 0001592756 · Former 10% Owner Lux Ventures II Sidecar LP · CIK 0001343943 · Former 10% Owner Lux Ventures II, L.P. · CIK 0001592755 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 656,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · ownership.nature: Lux Venture Partners II, L.P. ("LVPII") is the general partner of LVII and Sidecar. Lux Venture Associates II, LLC ("LVAII") is the general partner of LVPII and Lux Capital Management, LLC ("LCM LLC") is the sole member of LVAII. Joshua Wolfe and Peter Hebert are the individual managers of LCM LLC (the "Individual Managers"). LVPII and LCM LLC disclaim beneficial ownership of such shares, and this report shall not be deemed admission of beneficial ownership of such shares for purposes of Section 16 or for any other purpose, except to the extent of their proportionate pecuniary interests therein. F4 · ownership.nature: LCM LLC, as sole member of LVAII, may be deemed to share voting and investment powers for the shares held by LVII and Sidecar. As one of three individual managers, each Individual Manager disclaims beneficial ownership over the shares reported herein, and in all events disclaims beneficial ownership, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of their proportionate pecuniary interests therein. F5 · ownership.nature: The shares are held as follows: 630,045 by LV II and 26,420 by Sidecar. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:25 UTC |
Lux Capital Management, LLCFormer 10% Owner
Lux Venture Associates II, LLCFormer 10% Owner
Lux Venture Partners II, L.P.Former 10% Owner
Lux Ventures II Sidecar LPFormer 10% Owner
Lux Ventures II, L.P.Former 10% Owner
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ConversionCommon Stock | 219,916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-146043 · doc4.xml · nonDerivative · entry 1 Lux Capital Management, LLC · CIK 0001592843 · Former 10% Owner Lux Venture Associates II, LLC · CIK 0001592842 · Former 10% Owner Lux Venture Partners II, L.P. · CIK 0001592756 · Former 10% Owner Lux Ventures II Sidecar LP · CIK 0001343943 · Former 10% Owner Lux Ventures II, L.P. · CIK 0001592755 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 537,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: The shares are held as follows: 516,212 by Lux Ventures II, L.P. ("LVII") and 21,647 by Lux Ventures II Sidecar, L.P. ("Sidecar"). F3 · ownership.nature: Lux Venture Partners II, L.P. ("LVPII") is the general partner of LVII and Sidecar. Lux Venture Associates II, LLC ("LVAII") is the general partner of LVPII and Lux Capital Management, LLC ("LCM LLC") is the sole member of LVAII. Joshua Wolfe and Peter Hebert are the individual managers of LCM LLC (the "Individual Managers"). LVPII and LCM LLC disclaim beneficial ownership of such shares, and this report shall not be deemed admission of beneficial ownership of such shares for purposes of Section 16 or for any other purpose, except to the extent of their proportionate pecuniary interests therein. F4 · ownership.nature: LCM LLC, as sole member of LVAII, may be deemed to share voting and investment powers for the shares held by LVII and Sidecar. As one of three individual managers, each Individual Manager disclaims beneficial ownership over the shares reported herein, and in all events disclaims beneficial ownership, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of their proportionate pecuniary interests therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.