Tapewire

Nasdaq · USD

MPAA

MOTORCAR PARTS OF AMERICA INC

Export transactions ↓
Tapewire entity
6230
SEC CIK
0000918251
Parsed reports
461

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2023 Filed Sep 25, 2023 23:51 UTC
Trussler Douglas BDirector · 10% owner
PurchaseCommon Stock 20,000 $7.50 $150,000.00
Disclosure

SEC source: 0001140361-23-045147 · form4.xml · nonDerivative · entry 1

Trussler Douglas B · CIK 0001298747 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

F1 · shares: Consists of securities purchased by Bison Capital Partners VI, L.P.

F1 · balance_after: Consists of securities purchased by Bison Capital Partners VI, L.P.

Read SEC document
September 21, 2023 Filed Sep 25, 2023 23:50 UTC PurchaseCommon Stock 20,000 $7.50 $150,000.00
Disclosure

SEC source: 0001140361-23-045146 · form4.xml · nonDerivative · entry 1

BISON CAPITAL PARTNERS VI-A, L.P. · CIK 0001900555 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

F1 · shares: Consists of securities purchased by Bison Capital Partners VI, L.P.

F1 · balance_after: Consists of securities purchased by Bison Capital Partners VI, L.P.

Read SEC document
September 21, 2023 Filed Sep 25, 2023 23:50 UTC
BISON CAPITAL PARTNERS VI, L.P.Director · 10% owner
PurchaseCommon Stock 20,000 $7.50 $150,000.00
Disclosure

SEC source: 0001140361-23-045145 · form4.xml · nonDerivative · entry 1

BISON CAPITAL PARTNERS VI, L.P. · CIK 0001900556 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

F1 · shares: Consists of securities purchased by the reporting person.

F1 · balance_after: Consists of securities purchased by the reporting person.

Read SEC document
August 21, 2023 Filed Aug 22, 2023 21:53 UTC
Mochulsky Richard KVP, Sales & Marketing
SaleCommon Stock 4,500 $8.10 $36,450.00
Disclosure

SEC source: 0001562180-23-006515 · primarydocument.xml · nonDerivative · entry 1

Mochulsky Richard K · CIK 0001529471 · VP, Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,541

Read SEC document
August 16, 2023 Filed Aug 22, 2023 21:45 UTC
Bryan DavidDirector
PurchaseCommon Stock 2,000 $7.83 $15,650.00
Disclosure

SEC source: 0001562180-23-006514 · primarydocument.xml · nonDerivative · entry 1

Bryan David · CIK 0001676514 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,105

F1 · timeliness: This filing is inadvertently being made 2 business days late.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 21:37 UTC PurchaseCommon Stock 2,447 $7.70 $18,841.90
Disclosure

SEC source: 0001562180-23-006378 · primarydocument.xml · nonDerivative · entry 2

Ferguson Joseph Edwin · CIK 0001675424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,364

Read SEC document
August 15, 2023 Filed Aug 16, 2023 21:37 UTC PurchaseCommon Stock 800 $7.69 $6,152.00
Disclosure

SEC source: 0001562180-23-006378 · primarydocument.xml · nonDerivative · entry 1

Ferguson Joseph Edwin · CIK 0001675424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,917

Read SEC document
June 23, 2023 Filed Jun 28, 2023 01:22 UTC PurchaseCommon Stock 50,000 $7.00 $350,000.00
Disclosure

SEC source: 0001140361-23-031757 · form4.xml · nonDerivative · entry 1

BISON CAPITAL PARTNERS VI-A, L.P. · CIK 0001900555 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Consists of securities purchased by Bison Capital Partners VI, L.P.

F1 · balance_after: Consists of securities purchased by Bison Capital Partners VI, L.P.

Read SEC document
June 23, 2023 Filed Jun 28, 2023 01:21 UTC
BISON CAPITAL PARTNERS VI, L.P.Director · 10% owner
PurchaseCommon Stock 50,000 $7.00 $350,000.00
Disclosure

SEC source: 0001140361-23-031756 · form4.xml · nonDerivative · entry 1

BISON CAPITAL PARTNERS VI, L.P. · CIK 0001900556 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: . Consists of securities purchased by the reporting person.

F1 · balance_after: . Consists of securities purchased by the reporting person.

Read SEC document
June 23, 2023 Filed Jun 28, 2023 01:21 UTC PurchaseCommon Stock 50,000 $7.00 $350,000.00
Disclosure

SEC source: 0001140361-23-031755 · form4.xml · nonDerivative · entry 1

Trussler Douglas B · CIK 0001298747 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Consists of securities purchased by Bison Capital Partners VI, L.P

F1 · balance_after: Consists of securities purchased by Bison Capital Partners VI, L.P

Read SEC document
June 20, 2023 Filed Jun 21, 2023 23:09 UTC
Stone Juliet LynnVP, Gen Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,579 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005421 · primarydocument.xml · derivative · entry 10

Stone Juliet Lynn · CIK 0001788343 · VP, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,159

Underlying: Common Stock · 2,579 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vesting 1/3 each year for 3 years from grant date. beginning on 20-Jun-2022

Read SEC document
June 20, 2023 Filed Jun 21, 2023 23:09 UTC
Stone Juliet LynnVP, Gen Counsel and Secretary
Tax withholdingCommon Stock 1,052 $6.42 $6,753.84
Disclosure

SEC source: 0001562180-23-005421 · primarydocument.xml · nonDerivative · entry 6

Stone Juliet Lynn · CIK 0001788343 · VP, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,251

F1 · kind: Used to pay taxes upon vesting of RSUs.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 23:09 UTC
Stone Juliet LynnVP, Gen Counsel and Secretary
Exercise / conversionCommon Stock 2,579 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005421 · primarydocument.xml · nonDerivative · entry 5

Stone Juliet Lynn · CIK 0001788343 · VP, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 23:02 UTC
SELWYN JOFFEDirector · President, CEO & Chairman
Exercise / conversionRestricted Stock Units · Derivative 12,687 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005420 · primarydocument.xml · derivative · entry 13

SELWYN JOFFE · CIK 0001160863 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,374

Underlying: Common Stock · 12,687 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vesting 1/3 each year for 3 years from grant date. beginning on 20-Jun-2022

Read SEC document
June 20, 2023 Filed Jun 21, 2023 23:02 UTC
SELWYN JOFFEDirector · President, CEO & Chairman
Exercise / conversionPerformance Based Restricted Stock · Derivative 19,657 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005420 · primarydocument.xml · derivative · entry 12

SELWYN JOFFE · CIK 0001160863 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,657 shares

Expires 2023-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 23:02 UTC
SELWYN JOFFEDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 19,657 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005420 · primarydocument.xml · nonDerivative · entry 8

SELWYN JOFFE · CIK 0001160863 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 23:02 UTC
SELWYN JOFFEDirector · President, CEO & Chairman
Tax withholdingCommon Stock 7,401 $6.42 $47,514.42
Disclosure

SEC source: 0001562180-23-005420 · primarydocument.xml · nonDerivative · entry 7

SELWYN JOFFE · CIK 0001160863 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,849

F2 · kind: Sold to pay taxes on Performance Based Restricted Stock Award.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 23:02 UTC
SELWYN JOFFEDirector · President, CEO & Chairman
Tax withholdingCommon Stock 3,405 $6.42 $21,860.10
Disclosure

SEC source: 0001562180-23-005420 · primarydocument.xml · nonDerivative · entry 6

SELWYN JOFFE · CIK 0001160863 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,250

F1 · kind: Used to pay taxes upon vesting of RSUs.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 23:02 UTC
SELWYN JOFFEDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 12,687 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005420 · primarydocument.xml · nonDerivative · entry 5

SELWYN JOFFE · CIK 0001160863 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 23:00 UTC
Shah KamleshChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,737 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005418 · primarydocument.xml · derivative · entry 10

Shah Kamlesh · CIK 0001794944 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,475

Underlying: Common Stock · 1,737 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vesting 1/3 each year for 3 years from grant date. beginning on 20-Jun-2022

Read SEC document
June 20, 2023 Filed Jun 21, 2023 23:00 UTC
Shah KamleshChief Accounting Officer
Tax withholdingCommon Stock 709 $6.42 $4,551.78
Disclosure

SEC source: 0001562180-23-005418 · primarydocument.xml · nonDerivative · entry 6

Shah Kamlesh · CIK 0001794944 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,060

F1 · kind: Used to pay taxes upon vesting of RSUs.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 23:00 UTC
Shah KamleshChief Accounting Officer
Exercise / conversionCommon Stock 1,737 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005418 · primarydocument.xml · nonDerivative · entry 5

Shah Kamlesh · CIK 0001794944 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 22:59 UTC
Schooner Douglas EarlChief Manufacturing Officer
Exercise / conversionRestricted Stock Units · Derivative 1,579 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005417 · primarydocument.xml · derivative · entry 10

Schooner Douglas Earl · CIK 0001437437 · Chief Manufacturing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,159

Underlying: Common Stock · 1,579 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vesting 1/3 each year for 3 years from grant date. beginning on 20-Jun-2022

Read SEC document
June 20, 2023 Filed Jun 21, 2023 22:59 UTC
Schooner Douglas EarlChief Manufacturing Officer
Tax withholdingCommon Stock 644 $6.42 $4,134.48
Disclosure

SEC source: 0001562180-23-005417 · primarydocument.xml · nonDerivative · entry 6

Schooner Douglas Earl · CIK 0001437437 · Chief Manufacturing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,830

F1 · kind: Used to pay taxes upon vesting of RSUs.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 22:59 UTC
Schooner Douglas EarlChief Manufacturing Officer
Exercise / conversionCommon Stock 1,579 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005417 · primarydocument.xml · nonDerivative · entry 5

Schooner Douglas Earl · CIK 0001437437 · Chief Manufacturing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 22:59 UTC
Mochulsky Richard KVP, Sales & Marketing
Exercise / conversionRestricted Stock Units · Derivative 1,316 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005416 · primarydocument.xml · derivative · entry 10

Mochulsky Richard K · CIK 0001529471 · VP, Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,632

Underlying: Common Stock · 1,316 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vesting 1/3 each year for 3 years from grant date. beginning on 20-Jun-2022

Read SEC document
June 20, 2023 Filed Jun 21, 2023 22:59 UTC
Mochulsky Richard KVP, Sales & Marketing
Tax withholdingCommon Stock 391 $6.42 $2,510.22
Disclosure

SEC source: 0001562180-23-005416 · primarydocument.xml · nonDerivative · entry 6

Mochulsky Richard K · CIK 0001529471 · VP, Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,041

F1 · kind: Used to pay taxes upon vesting of RSUs.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 22:59 UTC
Mochulsky Richard KVP, Sales & Marketing
Exercise / conversionCommon Stock 1,316 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005416 · primarydocument.xml · nonDerivative · entry 5

Mochulsky Richard K · CIK 0001529471 · VP, Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 22:58 UTC Exercise / conversionRestricted Stock Units · Derivative 4,159 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005415 · primarydocument.xml · derivative · entry 10

Lee David Sung · CIK 0001437480 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,317

Underlying: Common Stock · 4,159 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vesting 1/3 each year for 3 years from grant date. beginning on 20-Jun-2022

Read SEC document
June 20, 2023 Filed Jun 21, 2023 22:58 UTC Tax withholdingCommon Stock 2,394 $6.42 $15,369.48
Disclosure

SEC source: 0001562180-23-005415 · primarydocument.xml · nonDerivative · entry 6

Lee David Sung · CIK 0001437480 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,117

F1 · kind: Used to pay taxes upon vesting of RSUs.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 22:58 UTC Exercise / conversionCommon Stock 4,159 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005415 · primarydocument.xml · nonDerivative · entry 5

Lee David Sung · CIK 0001437480 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2023 Filed Jul 20, 2024 00:09 UTC Amendment
SELWYN JOFFEDirector · President, CEO & Chairman
Exercise / conversionRestricted Stock Units · Derivative 12,687 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005812 · primarydocument.xml · derivative · entry 13

SELWYN JOFFE · CIK 0001160863 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,374

Underlying: Common Stock · 12,687 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Vesting 1/3 each year for 3 years from grant date. beginning on 20-Jun-2022

Read SEC document
June 20, 2023 Filed Jul 20, 2024 00:09 UTC Amendment
SELWYN JOFFEDirector · President, CEO & Chairman
Exercise / conversionPerformance Based Restricted Stock · Derivative 27,058 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005812 · primarydocument.xml · derivative · entry 12

SELWYN JOFFE · CIK 0001160863 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,058 shares

Expires 2023-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This amended Form 4 is being filed to correct an error in the number of shares vested from Mr. Joffe's Performance Based Restricted Stock grant of June 20, 2022. He met 27.06% of the performance criteria and thus vested in 27,058 shares of common stock, instead of 19,657 shares as reported on his June 21, 2023 form 4 filing.

Read SEC document
June 20, 2023 Filed Jul 20, 2024 00:09 UTC Amendment
SELWYN JOFFEDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 27,058 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005812 · primarydocument.xml · nonDerivative · entry 8

SELWYN JOFFE · CIK 0001160863 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This amended Form 4 is being filed to correct an error in the number of shares vested from Mr. Joffe's Performance Based Restricted Stock grant of June 20, 2022. He met 27.06% of the performance criteria and thus vested in 27,058 shares of common stock, instead of 19,657 shares as reported on his June 21, 2023 form 4 filing.

Read SEC document
June 20, 2023 Filed Jul 20, 2024 00:09 UTC Amendment
SELWYN JOFFEDirector · President, CEO & Chairman
Tax withholdingCommon Stock 7,401 $6.42 $47,514.42
Disclosure

SEC source: 0001562180-24-005812 · primarydocument.xml · nonDerivative · entry 7

SELWYN JOFFE · CIK 0001160863 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,849

F2 · kind: Sold to pay taxes on Performance Based Restricted Stock Award.

Read SEC document
June 20, 2023 Filed Jul 20, 2024 00:09 UTC Amendment
SELWYN JOFFEDirector · President, CEO & Chairman
Tax withholdingCommon Stock 3,405 $6.42 $21,860.10
Disclosure

SEC source: 0001562180-24-005812 · primarydocument.xml · nonDerivative · entry 6

SELWYN JOFFE · CIK 0001160863 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,250

F1 · kind: Used to pay taxes upon vesting of RSUs.

Read SEC document
June 20, 2023 Filed Jul 20, 2024 00:09 UTC Amendment
SELWYN JOFFEDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 12,687 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005812 · primarydocument.xml · nonDerivative · entry 5

SELWYN JOFFE · CIK 0001160863 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 23:09 UTC
Stone Juliet LynnVP, Gen Counsel and Secretary
GrantPerformance Based Stock Unit · Derivative 34,843 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005421 · primarydocument.xml · derivative · entry 9

Stone Juliet Lynn · CIK 0001788343 · VP, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,843

Underlying: Common Stock · 34,843 shares

Expires 2026-06-30

F4 · derivative.exercise_date: These Performance Based Stock Units will vest 1/3 when the Company Common Stock price reaches $10/share for at least 30 days, another 1/3 will vest when the Company Common Stock price reaches $15 for at least 30 days, the last 1/3 of the grant will vest when the Company Stock price reaches $20/share for at least 30 days. The last 1/3 may vest at 50%-100% if the Common Stock price reaches between $17.50 - $20 for at least 30 days, and may vest at 100%- 150% if the Common Stock price reaches between $20-$25 for at least 30 days.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 23:02 UTC
SELWYN JOFFEDirector · President, CEO & Chairman
GrantPerformance Based Stock Units · Derivative 139,953 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005420 · primarydocument.xml · derivative · entry 11

SELWYN JOFFE · CIK 0001160863 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,953

Underlying: Common Stock · 139,953 shares

Expires 2026-06-30

F5 · derivative.exercise_date: These Performance Based Stock Units will vest 1/3 when the Company Common Stock price reaches $10/share for at least 30 days, another 1/3 will vest when the Company Common Stock price reaches $15 for at least 30 days, the last 1/3 of the grant will vest when the Company Stock price reaches $20/share for at least 30 days. The last 1/3 may vest at 50%-100% if the Common Stock price reaches between $17.50 - $20 for at least 30 days, and may vest at 100%- 150% if the Common Stock price reaches between $20-$25 for at least 30 days.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 23:00 UTC
Shah KamleshChief Accounting Officer
GrantPerformance Based Stock Unit · Derivative 26,132 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005418 · primarydocument.xml · derivative · entry 9

Shah Kamlesh · CIK 0001794944 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,132

Underlying: Common Stock · 26,132 shares

Expires 2026-06-30

F4 · derivative.exercise_date: These Performance Based Stock Units will vest 1/3 when the Company Common Stock price reaches $10/share for at least 30 days, another 1/3 will vest when the Company Common Stock price reaches $15 for at least 30 days, the last 1/3 of the grant will vest when the Company Stock price reaches $20/share for at least 30 days. The last 1/3 may vest at 50%-100% if the Common Stock price reaches between $17.50 - $20 for at least 30 days, and may vest at 100%- 150% if the Common Stock price reaches between $20-$25 for at least 30 days.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 22:59 UTC
Schooner Douglas EarlChief Manufacturing Officer
GrantPerformance Based Stock Unit · Derivative 20,325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005417 · primarydocument.xml · derivative · entry 9

Schooner Douglas Earl · CIK 0001437437 · Chief Manufacturing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,325

Underlying: Common Stock · 20,325 shares

Expires 2026-06-30

F4 · derivative.exercise_date: These Performance Based Stock Units will vest 1/3 when the Company Common Stock price reaches $10/share for at least 30 days, another 1/3 will vest when the Company Common Stock price reaches $15 for at least 30 days, the last 1/3 of the grant will vest when the Company Stock price reaches $20/share for at least 30 days. The last 1/3 may vest at 50%-100% if the Common Stock price reaches between $17.50 - $20 for at least 30 days, and may vest at 100%- 150% if the Common Stock price reaches between $20-$25 for at least 30 days.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 22:59 UTC
Mochulsky Richard KVP, Sales & Marketing
GrantPerformance Based Stock Unit · Derivative 14,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005416 · primarydocument.xml · derivative · entry 9

Mochulsky Richard K · CIK 0001529471 · VP, Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,518

Underlying: Common Stock · 14,518 shares

Expires 2026-06-30

F4 · derivative.exercise_date: These Performance Based Stock Units will vest 1/3 when the Company Common Stock price reaches $10/share for at least 30 days, another 1/3 will vest when the Company Common Stock price reaches $15 for at least 30 days, the last 1/3 of the grant will vest when the Company Stock price reaches $20/share for at least 30 days. The last 1/3 may vest at 50%-100% if the Common Stock price reaches between $17.50 - $20 for at least 30 days, and may vest at 100%- 150% if the Common Stock price reaches between $20-$25 for at least 30 days.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 22:58 UTC ConversionPerformance Based Stock Unit · Derivative 52,265 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005415 · primarydocument.xml · derivative · entry 9

Lee David Sung · CIK 0001437480 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,265

Underlying: Common Stock · 52,265 shares

Expires 2026-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These Performance Based Stock Units will vest 1/3 when the Company Common Stock price reaches $10/share for at least 30 days, another 1/3 will vest when the Company Common Stock price reaches $15 for at least 30 days, the last 1/3 of the grant will vest when the Company Stock price reaches $20/share for at least 30 days. The last 1/3 may vest at 50%-100% if the Common Stock price reaches between $17.50 - $20 for at least 30 days, and may vest at 100%- 150% if the Common Stock price reaches between $20-$25 for at least 30 days.

Read SEC document
June 19, 2023 Filed Jul 20, 2024 00:09 UTC Amendment
SELWYN JOFFEDirector · President, CEO & Chairman
GrantPerformance Based Stock Units · Derivative 139,953 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005812 · primarydocument.xml · derivative · entry 11

SELWYN JOFFE · CIK 0001160863 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,953

Underlying: Common Stock · 139,953 shares

Expires 2026-06-30

F6 · derivative.exercise_date: These Performance Based Stock Units will vest 1/3 when the Company Common Stock price reaches $10/share for at least 30 days, another 1/3 will vest when the Company Common Stock price reaches $15 for at least 30 days, the last 1/3 of the grant will vest when the Company Stock price reaches $20/share for at least 30 days. The last 1/3 may vest at 50%-100% if the Common Stock price reaches between $17.50 - $20 for at least 30 days, and may vest at 100%- 150% if the Common Stock price reaches between $20-$25 for at least 30 days.

Read SEC document
June 18, 2023 Filed Jun 21, 2023 23:09 UTC
Stone Juliet LynnVP, Gen Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,365 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005421 · primarydocument.xml · derivative · entry 8

Stone Juliet Lynn · CIK 0001788343 · VP, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,366

Underlying: Common Stock · 1,365 shares

Expires 2029-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vesting 1/3 each year for 3 years from grant date. beginning on 18-Jun-2021

Read SEC document
June 18, 2023 Filed Jun 21, 2023 23:09 UTC
Stone Juliet LynnVP, Gen Counsel and Secretary
Tax withholdingCommon Stock 557 $6.68 $3,720.76
Disclosure

SEC source: 0001562180-23-005421 · primarydocument.xml · nonDerivative · entry 4

Stone Juliet Lynn · CIK 0001788343 · VP, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,724

F1 · kind: Used to pay taxes upon vesting of RSUs.

Read SEC document
June 18, 2023 Filed Jun 21, 2023 23:09 UTC
Stone Juliet LynnVP, Gen Counsel and Secretary
Exercise / conversionCommon Stock 1,365 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005421 · primarydocument.xml · nonDerivative · entry 3

Stone Juliet Lynn · CIK 0001788343 · VP, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2023 Filed Jun 21, 2023 23:02 UTC
SELWYN JOFFEDirector · President, CEO & Chairman
Exercise / conversionRestricted Stock Units · Derivative 6,684 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005420 · primarydocument.xml · derivative · entry 10

SELWYN JOFFE · CIK 0001160863 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,683

Underlying: Common Stock · 6,684 shares

Expires 2029-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vesting 1/3 each year for 3 years from grant date. beginning on 18-Jun-2021

Read SEC document
June 18, 2023 Filed Jun 21, 2023 23:02 UTC
SELWYN JOFFEDirector · President, CEO & Chairman
Tax withholdingCommon Stock 2,040 $6.68 $13,627.20
Disclosure

SEC source: 0001562180-23-005420 · primarydocument.xml · nonDerivative · entry 4

SELWYN JOFFE · CIK 0001160863 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 417,968

F1 · kind: Used to pay taxes upon vesting of RSUs.

Read SEC document
June 18, 2023 Filed Jun 21, 2023 23:02 UTC
SELWYN JOFFEDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 6,684 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005420 · primarydocument.xml · nonDerivative · entry 3

SELWYN JOFFE · CIK 0001160863 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.