Last 12 months
Inside the activity.
2 purchase rows · 32 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 2 |
| May 2026 | 1 | 15 |
| Jun 2026 | 1 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2022 Filed Mar 2, 2022 21:30 UTC |
JHL Capital Group LLC10% owner · See Remarks
JHL Capital Group Holdings One LLC10% owner · See Remarks
JHL Capital Group Holdings Two LLC10% owner · See Remarks
JHL Capital Group Master Fund L.P.10% owner · See Remarks
JHL Capital Group Master Fund GP Ltd.10% owner · See Remarks
JHL Capital Group L.P.10% owner · See Remarks
|
SaleClass A Common Stock | 2,805,949 | $43.50 | $122,058,781.50 |
DisclosureSEC source: 0001140361-22-007514 · form4.xml · nonDerivative · entry 2 JHL Capital Group LLC · CIK 0001496859 · 10% owner · See Remarks JHL Capital Group Holdings One LLC · CIK 0001831474 · 10% owner · See Remarks JHL Capital Group Holdings Two LLC · CIK 0001831473 · 10% owner · See Remarks JHL Capital Group Master Fund L.P. · CIK 0001831478 · 10% owner · See Remarks JHL Capital Group Master Fund GP Ltd. · CIK 0001831476 · 10% owner · See Remarks JHL Capital Group L.P. · CIK 0001831475 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by JHL Capital Group Holdings Two LLC Disclosed balance after: 28,564,449 F1 · ownership.direct: JHL Capital Group Master Fund L.P., a Cayman Islands limited partnership ("JHL Master Fund"), is the 100% owner of each of JHL Capital Group Holdings One LLC and JHL Capital Group Holdings Two LLC. JHL Capital Group Master Fund GP Ltd., a Cayman Islands exempted company ("JHL Master Fund GP"), is the general partner of JHL Master Fund. JHL Capital Group LLC, a Delaware limited liability company ("JHL Capital Group"), is the investment manager of JHL Master Fund, and is also the 100% owner of JHL Master Fund GP. JHL Capital Group L.P. and Mr. Litinsky may be deemed to beneficially own the shares held by JHL Capital Group LLC. James H. Litinsky holds a controlling interest in JHL Capital Group L.P. and serves as Chief Executive Officer of JHL Capital Group, as well as director of JHL Master Fund GP. F2 · ownership.direct: Accordingly, JHL Master Fund, JHL Master Fund GP, JHL Capital Group, JHL Capital Group L.P. and Mr. Litinsky may be deemed to beneficially own MP Materials Corp. (the "Issuer") Class A common stock ("Shares") to be held directly by JHL Capital Group Holdings One LLC and JHL Capital Group Holdings Two LLC. Mr. Litinsky disclaims any beneficial ownership in the Shares described in the prior sentence, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F1 · ownership.nature: JHL Capital Group Master Fund L.P., a Cayman Islands limited partnership ("JHL Master Fund"), is the 100% owner of each of JHL Capital Group Holdings One LLC and JHL Capital Group Holdings Two LLC. JHL Capital Group Master Fund GP Ltd., a Cayman Islands exempted company ("JHL Master Fund GP"), is the general partner of JHL Master Fund. JHL Capital Group LLC, a Delaware limited liability company ("JHL Capital Group"), is the investment manager of JHL Master Fund, and is also the 100% owner of JHL Master Fund GP. JHL Capital Group L.P. and Mr. Litinsky may be deemed to beneficially own the shares held by JHL Capital Group LLC. James H. Litinsky holds a controlling interest in JHL Capital Group L.P. and serves as Chief Executive Officer of JHL Capital Group, as well as director of JHL Master Fund GP. F2 · ownership.nature: Accordingly, JHL Master Fund, JHL Master Fund GP, JHL Capital Group, JHL Capital Group L.P. and Mr. Litinsky may be deemed to beneficially own MP Materials Corp. (the "Issuer") Class A common stock ("Shares") to be held directly by JHL Capital Group Holdings One LLC and JHL Capital Group Holdings Two LLC. Mr. Litinsky disclaims any beneficial ownership in the Shares described in the prior sentence, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:30 UTC |
JHL Capital Group LLC10% owner · See Remarks
JHL Capital Group Holdings One LLC10% owner · See Remarks
JHL Capital Group Holdings Two LLC10% owner · See Remarks
JHL Capital Group Master Fund L.P.10% owner · See Remarks
JHL Capital Group Master Fund GP Ltd.10% owner · See Remarks
JHL Capital Group L.P.10% owner · See Remarks
|
SaleClass A Common Stock | 944,051 | $43.50 | $41,066,218.50 |
DisclosureSEC source: 0001140361-22-007514 · form4.xml · nonDerivative · entry 1 JHL Capital Group LLC · CIK 0001496859 · 10% owner · See Remarks JHL Capital Group Holdings One LLC · CIK 0001831474 · 10% owner · See Remarks JHL Capital Group Holdings Two LLC · CIK 0001831473 · 10% owner · See Remarks JHL Capital Group Master Fund L.P. · CIK 0001831478 · 10% owner · See Remarks JHL Capital Group Master Fund GP Ltd. · CIK 0001831476 · 10% owner · See Remarks JHL Capital Group L.P. · CIK 0001831475 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by JHL Capital Group Holdings One LLC Disclosed balance after: 9,610,398 F1 · ownership.direct: JHL Capital Group Master Fund L.P., a Cayman Islands limited partnership ("JHL Master Fund"), is the 100% owner of each of JHL Capital Group Holdings One LLC and JHL Capital Group Holdings Two LLC. JHL Capital Group Master Fund GP Ltd., a Cayman Islands exempted company ("JHL Master Fund GP"), is the general partner of JHL Master Fund. JHL Capital Group LLC, a Delaware limited liability company ("JHL Capital Group"), is the investment manager of JHL Master Fund, and is also the 100% owner of JHL Master Fund GP. JHL Capital Group L.P. and Mr. Litinsky may be deemed to beneficially own the shares held by JHL Capital Group LLC. James H. Litinsky holds a controlling interest in JHL Capital Group L.P. and serves as Chief Executive Officer of JHL Capital Group, as well as director of JHL Master Fund GP. F2 · ownership.direct: Accordingly, JHL Master Fund, JHL Master Fund GP, JHL Capital Group, JHL Capital Group L.P. and Mr. Litinsky may be deemed to beneficially own MP Materials Corp. (the "Issuer") Class A common stock ("Shares") to be held directly by JHL Capital Group Holdings One LLC and JHL Capital Group Holdings Two LLC. Mr. Litinsky disclaims any beneficial ownership in the Shares described in the prior sentence, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F1 · ownership.nature: JHL Capital Group Master Fund L.P., a Cayman Islands limited partnership ("JHL Master Fund"), is the 100% owner of each of JHL Capital Group Holdings One LLC and JHL Capital Group Holdings Two LLC. JHL Capital Group Master Fund GP Ltd., a Cayman Islands exempted company ("JHL Master Fund GP"), is the general partner of JHL Master Fund. JHL Capital Group LLC, a Delaware limited liability company ("JHL Capital Group"), is the investment manager of JHL Master Fund, and is also the 100% owner of JHL Master Fund GP. JHL Capital Group L.P. and Mr. Litinsky may be deemed to beneficially own the shares held by JHL Capital Group LLC. James H. Litinsky holds a controlling interest in JHL Capital Group L.P. and serves as Chief Executive Officer of JHL Capital Group, as well as director of JHL Master Fund GP. F2 · ownership.nature: Accordingly, JHL Master Fund, JHL Master Fund GP, JHL Capital Group, JHL Capital Group L.P. and Mr. Litinsky may be deemed to beneficially own MP Materials Corp. (the "Issuer") Class A common stock ("Shares") to be held directly by JHL Capital Group Holdings One LLC and JHL Capital Group Holdings Two LLC. Mr. Litinsky disclaims any beneficial ownership in the Shares described in the prior sentence, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:23 UTC |
Rosenthal Michael StuartChief Operating Officer
|
Tax withholdingCommon Stock | 322,918 | $41.60 | $13,433,388.80 |
DisclosureSEC source: 0001209191-22-011257 · doc4.xml · nonDerivative · entry 1 Rosenthal Michael Stuart · CIK 0001832050 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,248,772 F1 · shares: Represents shares withheld to satisfy tax withholding obligation applicable to the vesting of 625,023 shares of restricted stock that vested on February 17, 2022. Read SEC document |
| January 20, 2022 Filed Feb 11, 2022 21:53 UTC |
Hoops Elliot DeanGeneral Counsel and Secretary
|
GiftCommon Stock | 3,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008914 · doc4.xml · nonDerivative · entry 2 Hoops Elliot Dean · CIK 0001862894 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Hoops Family Trust Disclosed balance after: 9,658 F1 · shares: This transaction involved a gift of shares by the reporting person to the Hoops Family Trust, a living trust, on January 20, 2022. These shares were previously reported as directly beneficially owned by the reporting person. Read SEC document |
| January 20, 2022 Filed Feb 11, 2022 21:53 UTC |
Hoops Elliot DeanGeneral Counsel and Secretary
|
GiftCommon Stock | 3,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008914 · doc4.xml · nonDerivative · entry 1 Hoops Elliot Dean · CIK 0001862894 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,632 F1 · shares: This transaction involved a gift of shares by the reporting person to the Hoops Family Trust, a living trust, on January 20, 2022. These shares were previously reported as directly beneficially owned by the reporting person. Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 22:34 UTC |
Corbett RyanChief Financial Officer
|
Tax withholdingCommon Stock | 1,218 | $46.83 | $57,038.94 |
DisclosureSEC source: 0001209191-22-003537 · doc4.xml · nonDerivative · entry 4 Corbett Ryan · CIK 0001831686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,612 Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 22:34 UTC |
Corbett RyanChief Financial Officer
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003537 · doc4.xml · nonDerivative · entry 3 Corbett Ryan · CIK 0001831686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,830 Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 22:34 UTC |
Corbett RyanChief Financial Officer
|
GrantCommon Stock | 10,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003537 · doc4.xml · nonDerivative · entry 2 Corbett Ryan · CIK 0001831686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,830 F1 · shares: The securities reported are restricted stock units that vest in four annual installments beginning on the first anniversary of the grant date. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's Class A common stock. Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 22:34 UTC |
Corbett RyanChief Financial Officer
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003537 · doc4.xml · nonDerivative · entry 1 Corbett Ryan · CIK 0001831686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,154 F1 · shares: The securities reported are restricted stock units that vest in four annual installments beginning on the first anniversary of the grant date. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's Class A common stock. Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 23:00 UTC |
Hoops Elliot DeanGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 974 | $46.83 | $45,612.42 |
DisclosureSEC source: 0001209191-22-003553 · doc4.xml · nonDerivative · entry 4 Hoops Elliot Dean · CIK 0001862894 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,290 Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 23:00 UTC |
Hoops Elliot DeanGeneral Counsel and Secretary
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003553 · doc4.xml · nonDerivative · entry 3 Hoops Elliot Dean · CIK 0001862894 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,264 Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 23:00 UTC |
Hoops Elliot DeanGeneral Counsel and Secretary
|
GrantCommon Stock | 3,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003553 · doc4.xml · nonDerivative · entry 2 Hoops Elliot Dean · CIK 0001862894 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,264 F1 · shares: The securities reported are restricted stock units that vest in four annual installments beginning on the first anniversary of the grant date. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's Class A common stock. Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 23:00 UTC |
Hoops Elliot DeanGeneral Counsel and Secretary
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003553 · doc4.xml · nonDerivative · entry 1 Hoops Elliot Dean · CIK 0001862894 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,061 F1 · shares: The securities reported are restricted stock units that vest in four annual installments beginning on the first anniversary of the grant date. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's Class A common stock. Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 22:45 UTC |
Rosenthal Michael StuartChief Operating Officer
|
Tax withholdingCommon Stock | 2,075 | $46.83 | $97,172.25 |
DisclosureSEC source: 0001209191-22-003544 · doc4.xml · nonDerivative · entry 2 Rosenthal Michael Stuart · CIK 0001832050 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,571,690 Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 22:45 UTC |
Rosenthal Michael StuartChief Operating Officer
|
GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003544 · doc4.xml · nonDerivative · entry 1 Rosenthal Michael Stuart · CIK 0001832050 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573,765 Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:32 UTC |
DUCKWORTH CONNIE KDirector
|
GrantClass A Common Stock | 419 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000803 · doc4.xml · nonDerivative · entry 1 DUCKWORTH CONNIE K · CIK 0001180940 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,136 F1 · shares: Represents deferred stock units ("DSUs") awarded in connection with the election to defer cash retainers by the reporting person. Each DSU represents a right to receive a share of the registrant's common stock and are fully vested on grant. The DSUs will be settled upon the earlier to occur of the following: (i) June 15th occurring following the close of the fifth calendar year following the close of the calendar year in which the cash retainers are earned; (ii) certain changes in control of the registrant; and (iii) the date of the reporting person's separation from service. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:30 UTC |
MYERS RICHARD BDirector
|
GrantClass A Common Stock | 341 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000786 · doc4.xml · nonDerivative · entry 1 MYERS RICHARD B · CIK 0001356702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,737 F1 · shares: Represents deferred stock units ("DSUs") awarded in connection with the election to defer cash retainers by the reporting person. Each DSU represents a right to receive a share of the registrant's common stock and are fully vested on grant. The DSUs will be settled upon the earlier to occur of the following: (i) June 15th occurring following the close of the fifth calendar year following the close of the calendar year in which the cash retainers are earned; (ii) certain changes in control of the registrant; and (iii) the date of the reporting person's separation from service. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:36 UTC |
Lavan MaryanneDirector
|
GrantClass A Common Stock | 380 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000826 · doc4.xml · nonDerivative · entry 1 Lavan Maryanne · CIK 0001495449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,937 F1 · shares: Represents deferred stock units ("DSUs") awarded in connection with the election to defer cash retainers by the reporting person. Each DSU represents a right to receive a share of the registrant's common stock and are fully vested on grant. The DSUs will be settled upon the earlier to occur of the following: (i) June 15th occurring following the close of the fifth calendar year following the close of the calendar year in which the cash retainers are earned; (ii) certain changes in control of the registrant; and (iii) the date of the reporting person's separation from service. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 23:14 UTC |
Gold Daniel AllenDirector · 10% owner
|
SaleClass A Common Stock | 41,045 | $42.44 | $1,741,949.80 |
DisclosureSEC source: 0001209191-21-070640 · doc4.xml · nonDerivative · entry 15 Gold Daniel Allen · CIK 0001832142 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Saratoga Park Ltd. Disclosed balance after: 7,922,926 F2 · ownership.direct: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.direct: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. F2 · ownership.nature: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.nature: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 23:14 UTC |
Gold Daniel AllenDirector · 10% owner
|
SaleClass A Common Stock | 8,299 | $42.44 | $352,209.56 |
DisclosureSEC source: 0001209191-21-070640 · doc4.xml · nonDerivative · entry 14 Gold Daniel Allen · CIK 0001832142 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by QVT Family Office Onshore LP Disclosed balance after: 1,601,247 F2 · ownership.direct: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.direct: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. F2 · ownership.nature: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.nature: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 23:14 UTC |
Gold Daniel AllenDirector · 10% owner
|
SaleClass A Common Stock | 50,656 | $42.44 | $2,149,840.64 |
DisclosureSEC source: 0001209191-21-070640 · doc4.xml · nonDerivative · entry 13 Gold Daniel Allen · CIK 0001832142 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Fourth Avenue FF Opportunities LP - Series E Disclosed balance after: 9,778,020 F1 · ownership.direct: Management of Fourth Avenue FF-E is vested in its general partner, Fourth Avenue Capital Partners GP LLC, a Delaware limited liability company ("Fourth Avenue GP"), which may be deemed to beneficially own the shares of MP Materials Corp. (the "Issuer") Class A common stock ("Shares") held directly by Fourth Avenue FF-E. Daniel Gold is a Managing Member of Fourth Avenue GP, sharing voting and investment control over the Shares held directly by Fourth Avenue FF-E and may be deemed to beneficially own such Shares. F2 · ownership.direct: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F1 · ownership.nature: Management of Fourth Avenue FF-E is vested in its general partner, Fourth Avenue Capital Partners GP LLC, a Delaware limited liability company ("Fourth Avenue GP"), which may be deemed to beneficially own the shares of MP Materials Corp. (the "Issuer") Class A common stock ("Shares") held directly by Fourth Avenue FF-E. Daniel Gold is a Managing Member of Fourth Avenue GP, sharing voting and investment control over the Shares held directly by Fourth Avenue FF-E and may be deemed to beneficially own such Shares. F2 · ownership.nature: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 23:14 UTC |
Gold Daniel AllenDirector · 10% owner
|
SaleClass A Common Stock | 41,045 | $42.40 | $1,740,308.00 |
DisclosureSEC source: 0001209191-21-070640 · doc4.xml · nonDerivative · entry 12 Gold Daniel Allen · CIK 0001832142 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Saratoga Park Ltd. Disclosed balance after: 7,963,971 F2 · ownership.direct: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.direct: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. F2 · ownership.nature: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.nature: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 23:14 UTC |
Gold Daniel AllenDirector · 10% owner
|
SaleClass A Common Stock | 8,299 | $42.40 | $351,877.60 |
DisclosureSEC source: 0001209191-21-070640 · doc4.xml · nonDerivative · entry 11 Gold Daniel Allen · CIK 0001832142 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by QVT Family Office Onshore LP Disclosed balance after: 1,609,546 F2 · ownership.direct: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.direct: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. F2 · ownership.nature: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.nature: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 23:14 UTC |
Gold Daniel AllenDirector · 10% owner
|
SaleClass A Common Stock | 50,656 | $42.40 | $2,147,814.40 |
DisclosureSEC source: 0001209191-21-070640 · doc4.xml · nonDerivative · entry 10 Gold Daniel Allen · CIK 0001832142 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Fourth Avenue FF Opportunities LP - Series E Disclosed balance after: 9,828,676 F1 · ownership.direct: Management of Fourth Avenue FF-E is vested in its general partner, Fourth Avenue Capital Partners GP LLC, a Delaware limited liability company ("Fourth Avenue GP"), which may be deemed to beneficially own the shares of MP Materials Corp. (the "Issuer") Class A common stock ("Shares") held directly by Fourth Avenue FF-E. Daniel Gold is a Managing Member of Fourth Avenue GP, sharing voting and investment control over the Shares held directly by Fourth Avenue FF-E and may be deemed to beneficially own such Shares. F2 · ownership.direct: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F1 · ownership.nature: Management of Fourth Avenue FF-E is vested in its general partner, Fourth Avenue Capital Partners GP LLC, a Delaware limited liability company ("Fourth Avenue GP"), which may be deemed to beneficially own the shares of MP Materials Corp. (the "Issuer") Class A common stock ("Shares") held directly by Fourth Avenue FF-E. Daniel Gold is a Managing Member of Fourth Avenue GP, sharing voting and investment control over the Shares held directly by Fourth Avenue FF-E and may be deemed to beneficially own such Shares. F2 · ownership.nature: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 23:14 UTC |
Gold Daniel AllenDirector · 10% owner
|
SaleClass A Common Stock | 410 | $42.49 | $17,420.90 |
DisclosureSEC source: 0001209191-21-070640 · doc4.xml · nonDerivative · entry 9 Gold Daniel Allen · CIK 0001832142 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Saratoga Park Ltd. Disclosed balance after: 8,005,016 F2 · ownership.direct: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.direct: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. F2 · ownership.nature: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.nature: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 23:14 UTC |
Gold Daniel AllenDirector · 10% owner
|
SaleClass A Common Stock | 83 | $42.49 | $3,526.67 |
DisclosureSEC source: 0001209191-21-070640 · doc4.xml · nonDerivative · entry 8 Gold Daniel Allen · CIK 0001832142 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by QVT Family Office Onshore LP Disclosed balance after: 1,617,845 F2 · ownership.direct: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.direct: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. F2 · ownership.nature: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.nature: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 23:14 UTC |
Gold Daniel AllenDirector · 10% owner
|
SaleClass A Common Stock | 507 | $42.49 | $21,542.43 |
DisclosureSEC source: 0001209191-21-070640 · doc4.xml · nonDerivative · entry 7 Gold Daniel Allen · CIK 0001832142 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Fourth Avenue FF Opportunities LP - Series E Disclosed balance after: 9,879,332 F1 · ownership.direct: Management of Fourth Avenue FF-E is vested in its general partner, Fourth Avenue Capital Partners GP LLC, a Delaware limited liability company ("Fourth Avenue GP"), which may be deemed to beneficially own the shares of MP Materials Corp. (the "Issuer") Class A common stock ("Shares") held directly by Fourth Avenue FF-E. Daniel Gold is a Managing Member of Fourth Avenue GP, sharing voting and investment control over the Shares held directly by Fourth Avenue FF-E and may be deemed to beneficially own such Shares. F2 · ownership.direct: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F1 · ownership.nature: Management of Fourth Avenue FF-E is vested in its general partner, Fourth Avenue Capital Partners GP LLC, a Delaware limited liability company ("Fourth Avenue GP"), which may be deemed to beneficially own the shares of MP Materials Corp. (the "Issuer") Class A common stock ("Shares") held directly by Fourth Avenue FF-E. Daniel Gold is a Managing Member of Fourth Avenue GP, sharing voting and investment control over the Shares held directly by Fourth Avenue FF-E and may be deemed to beneficially own such Shares. F2 · ownership.nature: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 22:35 UTC |
QVT Financial LPDirector · 10% owner · Director by Deputization
|
SaleClass A Common Stock | 41,045 | $42.44 | $1,741,949.80 |
DisclosureSEC source: 0000899243-21-049004 · doc4.xml · nonDerivative · entry 15 QVT Financial LP · CIK 0001290162 · Director · 10% owner · Director by Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Saratoga Park Ltd Disclosed balance after: 7,922,926 F1 · ownership.direct: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. F1 · ownership.nature: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 22:35 UTC |
QVT Financial LPDirector · 10% owner · Director by Deputization
|
SaleClass A Common Stock | 8,299 | $42.44 | $352,209.56 |
DisclosureSEC source: 0000899243-21-049004 · doc4.xml · nonDerivative · entry 14 QVT Financial LP · CIK 0001290162 · Director · 10% owner · Director by Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · Held by QVT Family Office Onshore LP Disclosed balance after: 1,601,247 F1 · ownership.direct: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. F1 · ownership.nature: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 22:35 UTC |
QVT Financial LPDirector · 10% owner · Director by Deputization
|
SaleClass A Common Stock | 50,656 | $42.44 | $2,149,840.64 |
DisclosureSEC source: 0000899243-21-049004 · doc4.xml · nonDerivative · entry 13 QVT Financial LP · CIK 0001290162 · Director · 10% owner · Director by Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Fourth Avenue FF Opportunities LP - Series E Disclosed balance after: 9,778,020 F1 · ownership.direct: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. F1 · ownership.nature: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 22:35 UTC |
QVT Financial LPDirector · 10% owner · Director by Deputization
|
SaleClass A Common Stock | 41,045 | $42.40 | $1,740,308.00 |
DisclosureSEC source: 0000899243-21-049004 · doc4.xml · nonDerivative · entry 12 QVT Financial LP · CIK 0001290162 · Director · 10% owner · Director by Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Saratoga Park Ltd Disclosed balance after: 7,963,971 F1 · ownership.direct: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. F1 · ownership.nature: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 22:35 UTC |
QVT Financial LPDirector · 10% owner · Director by Deputization
|
SaleClass A Common Stock | 8,299 | $42.40 | $351,877.60 |
DisclosureSEC source: 0000899243-21-049004 · doc4.xml · nonDerivative · entry 11 QVT Financial LP · CIK 0001290162 · Director · 10% owner · Director by Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · Held by QVT Family Office Onshore LP Disclosed balance after: 1,609,546 F1 · ownership.direct: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. F1 · ownership.nature: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 22:35 UTC |
QVT Financial LPDirector · 10% owner · Director by Deputization
|
SaleClass A Common Stock | 50,656 | $42.40 | $2,147,814.40 |
DisclosureSEC source: 0000899243-21-049004 · doc4.xml · nonDerivative · entry 10 QVT Financial LP · CIK 0001290162 · Director · 10% owner · Director by Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Fourth Avenue FF Opportunities LP - Series E Disclosed balance after: 9,828,676 F1 · ownership.direct: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. F1 · ownership.nature: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 22:35 UTC |
QVT Financial LPDirector · 10% owner · Director by Deputization
|
SaleClass A Common Stock | 410 | $42.49 | $17,420.90 |
DisclosureSEC source: 0000899243-21-049004 · doc4.xml · nonDerivative · entry 9 QVT Financial LP · CIK 0001290162 · Director · 10% owner · Director by Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Saratoga Park Ltd Disclosed balance after: 8,005,016 F1 · ownership.direct: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. F1 · ownership.nature: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 22:35 UTC |
QVT Financial LPDirector · 10% owner · Director by Deputization
|
SaleClass A Common Stock | 83 | $42.49 | $3,526.67 |
DisclosureSEC source: 0000899243-21-049004 · doc4.xml · nonDerivative · entry 8 QVT Financial LP · CIK 0001290162 · Director · 10% owner · Director by Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · Held by QVT Family Office Onshore LP Disclosed balance after: 1,617,845 F1 · ownership.direct: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. F1 · ownership.nature: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 22:35 UTC |
QVT Financial LPDirector · 10% owner · Director by Deputization
|
SaleClass A Common Stock | 507 | $42.49 | $21,542.43 |
DisclosureSEC source: 0000899243-21-049004 · doc4.xml · nonDerivative · entry 7 QVT Financial LP · CIK 0001290162 · Director · 10% owner · Director by Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Fourth Avenue FF Opportunities LP - Series E Disclosed balance after: 9,879,332 F1 · ownership.direct: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. F1 · ownership.nature: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 23:14 UTC |
Gold Daniel AllenDirector · 10% owner
|
SaleClass A Common Stock | 30,126 | $43.60 | $1,313,493.60 |
DisclosureSEC source: 0001209191-21-070640 · doc4.xml · nonDerivative · entry 6 Gold Daniel Allen · CIK 0001832142 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Saratoga Park Ltd. Disclosed balance after: 8,005,426 F2 · ownership.direct: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.direct: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. F2 · ownership.nature: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.nature: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 23:14 UTC |
Gold Daniel AllenDirector · 10% owner
|
SaleClass A Common Stock | 6,092 | $43.60 | $265,611.20 |
DisclosureSEC source: 0001209191-21-070640 · doc4.xml · nonDerivative · entry 5 Gold Daniel Allen · CIK 0001832142 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by QVT Family Office Onshore LP Disclosed balance after: 1,617,928 F2 · ownership.direct: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.direct: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. F2 · ownership.nature: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.nature: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 23:14 UTC |
Gold Daniel AllenDirector · 10% owner
|
SaleClass A Common Stock | 37,182 | $43.60 | $1,621,135.20 |
DisclosureSEC source: 0001209191-21-070640 · doc4.xml · nonDerivative · entry 4 Gold Daniel Allen · CIK 0001832142 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Fourth Avenue FF Opportunities LP - Series E Disclosed balance after: 9,879,839 F1 · ownership.direct: Management of Fourth Avenue FF-E is vested in its general partner, Fourth Avenue Capital Partners GP LLC, a Delaware limited liability company ("Fourth Avenue GP"), which may be deemed to beneficially own the shares of MP Materials Corp. (the "Issuer") Class A common stock ("Shares") held directly by Fourth Avenue FF-E. Daniel Gold is a Managing Member of Fourth Avenue GP, sharing voting and investment control over the Shares held directly by Fourth Avenue FF-E and may be deemed to beneficially own such Shares. F2 · ownership.direct: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F1 · ownership.nature: Management of Fourth Avenue FF-E is vested in its general partner, Fourth Avenue Capital Partners GP LLC, a Delaware limited liability company ("Fourth Avenue GP"), which may be deemed to beneficially own the shares of MP Materials Corp. (the "Issuer") Class A common stock ("Shares") held directly by Fourth Avenue FF-E. Daniel Gold is a Managing Member of Fourth Avenue GP, sharing voting and investment control over the Shares held directly by Fourth Avenue FF-E and may be deemed to beneficially own such Shares. F2 · ownership.nature: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 23:14 UTC |
Gold Daniel AllenDirector · 10% owner
|
SaleClass A Common Sock | 85,535 | $41.95 | $3,588,193.25 |
DisclosureSEC source: 0001209191-21-070640 · doc4.xml · nonDerivative · entry 3 Gold Daniel Allen · CIK 0001832142 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Saratoga Park Ltd. Disclosed balance after: 8,035,552 F2 · ownership.direct: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.direct: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. F2 · ownership.nature: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.nature: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 23:14 UTC |
Gold Daniel AllenDirector · 10% owner
|
SaleClass A Common Stock | 17,297 | $41.95 | $725,609.15 |
DisclosureSEC source: 0001209191-21-070640 · doc4.xml · nonDerivative · entry 2 Gold Daniel Allen · CIK 0001832142 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by QVT Family Office Onshore LP Disclosed balance after: 1,624,020 F2 · ownership.direct: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.direct: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. F2 · ownership.nature: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.nature: Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 23:14 UTC |
Gold Daniel AllenDirector · 10% owner
|
SaleClass A Common Stock | 105,568 | $41.95 | $4,428,577.60 |
DisclosureSEC source: 0001209191-21-070640 · doc4.xml · nonDerivative · entry 1 Gold Daniel Allen · CIK 0001832142 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Fourth Avenue FF Opportunities LP - Series E Disclosed balance after: 9,917,021 F1 · ownership.direct: Management of Fourth Avenue FF-E is vested in its general partner, Fourth Avenue Capital Partners GP LLC, a Delaware limited liability company ("Fourth Avenue GP"), which may be deemed to beneficially own the shares of MP Materials Corp. (the "Issuer") Class A common stock ("Shares") held directly by Fourth Avenue FF-E. Daniel Gold is a Managing Member of Fourth Avenue GP, sharing voting and investment control over the Shares held directly by Fourth Avenue FF-E and may be deemed to beneficially own such Shares. F2 · ownership.direct: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F1 · ownership.nature: Management of Fourth Avenue FF-E is vested in its general partner, Fourth Avenue Capital Partners GP LLC, a Delaware limited liability company ("Fourth Avenue GP"), which may be deemed to beneficially own the shares of MP Materials Corp. (the "Issuer") Class A common stock ("Shares") held directly by Fourth Avenue FF-E. Daniel Gold is a Managing Member of Fourth Avenue GP, sharing voting and investment control over the Shares held directly by Fourth Avenue FF-E and may be deemed to beneficially own such Shares. F2 · ownership.nature: Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 22:35 UTC |
QVT Financial LPDirector · 10% owner · Director by Deputization
|
SaleClass A Common Stock | 30,126 | $43.60 | $1,313,493.60 |
DisclosureSEC source: 0000899243-21-049004 · doc4.xml · nonDerivative · entry 6 QVT Financial LP · CIK 0001290162 · Director · 10% owner · Director by Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Saratoga Park Ltd Disclosed balance after: 8,005,426 F1 · ownership.direct: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. F1 · ownership.nature: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 22:35 UTC |
QVT Financial LPDirector · 10% owner · Director by Deputization
|
SaleClass A Common Stock | 6,092 | $43.60 | $265,611.20 |
DisclosureSEC source: 0000899243-21-049004 · doc4.xml · nonDerivative · entry 5 QVT Financial LP · CIK 0001290162 · Director · 10% owner · Director by Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · Held by QVT Family Office Onshore LP Disclosed balance after: 1,617,928 F1 · ownership.direct: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. F1 · ownership.nature: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 22:35 UTC |
QVT Financial LPDirector · 10% owner · Director by Deputization
|
SaleClass A Common Stock | 37,182 | $43.60 | $1,621,135.20 |
DisclosureSEC source: 0000899243-21-049004 · doc4.xml · nonDerivative · entry 4 QVT Financial LP · CIK 0001290162 · Director · 10% owner · Director by Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Fourth Avenue FF Opportunities LP - Series E Disclosed balance after: 9,879,839 F1 · ownership.direct: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. F1 · ownership.nature: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 22:35 UTC |
QVT Financial LPDirector · 10% owner · Director by Deputization
|
SaleClass A Common Stock | 85,535 | $41.95 | $3,588,193.25 |
DisclosureSEC source: 0000899243-21-049004 · doc4.xml · nonDerivative · entry 3 QVT Financial LP · CIK 0001290162 · Director · 10% owner · Director by Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Saratoga Park Ltd Disclosed balance after: 8,035,552 F1 · ownership.direct: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. F1 · ownership.nature: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 22:35 UTC |
QVT Financial LPDirector · 10% owner · Director by Deputization
|
SaleClass A Common Stock | 17,297 | $41.95 | $725,609.15 |
DisclosureSEC source: 0000899243-21-049004 · doc4.xml · nonDerivative · entry 2 QVT Financial LP · CIK 0001290162 · Director · 10% owner · Director by Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · Held by QVT Family Office Onshore LP Disclosed balance after: 1,624,020 F1 · ownership.direct: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. F1 · ownership.nature: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 22:35 UTC |
QVT Financial LPDirector · 10% owner · Director by Deputization
|
SaleClass A Common Stock | 105,568 | $41.95 | $4,428,577.60 |
DisclosureSEC source: 0000899243-21-049004 · doc4.xml · nonDerivative · entry 1 QVT Financial LP · CIK 0001290162 · Director · 10% owner · Director by Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Fourth Avenue FF Opportunities LP - Series E Disclosed balance after: 9,917,021 F1 · ownership.direct: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. F1 · ownership.nature: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 13:30 UTC |
WEISENBURGER RANDALL JDirector
|
PurchaseCommon Stock | 4,511 | $40.95 | $184,725.45 |
DisclosureSEC source: 0001209191-21-070119 · doc4.xml · nonDerivative · entry 2 WEISENBURGER RANDALL J · CIK 0001031609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,901 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $40.92 to $41. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 2 to this Form 4. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 13:30 UTC |
WEISENBURGER RANDALL JDirector
|
PurchaseCommon Stock | 82,390 | $40.05 | $3,299,719.50 |
DisclosureSEC source: 0001209191-21-070119 · doc4.xml · nonDerivative · entry 1 WEISENBURGER RANDALL J · CIK 0001031609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,390 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.92 to $40.91. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1 to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.