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MAXIMUS, INC.

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4224
SEC CIK
0001032220
Parsed reports
809

Last 12 months

Inside the activity.

6 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202501
Jan 202600
Feb 202640
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2019 Filed Nov 20, 2019 21:33 UTC
Caswell BruceCEO & President
GrantCommon Stock · Derivative 56,665 $0.00 Strike: $77.65 $0.00
Disclosure

SEC source: 0001032220-19-000099 · primary_doc.xml · derivative · entry 1

Caswell Bruce · CIK 0001311296 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,665

Underlying: Common Stock · 56,665 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 11333 09/30/2020 11333 09/30/2021 11333 09/30/2022 11333 09/30/2023 11333 09/30/2024 Expiration date not applicable to RSUs

F2 · derivative.expiration_date: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 11333 09/30/2020 11333 09/30/2021 11333 09/30/2022 11333 09/30/2023 11333 09/30/2024 Expiration date not applicable to RSUs

F3 · balance_after: Reporting person also holds restricted stock units with respect to an additional 96,408.346 shares of common stock with varying vesting schedules.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:24 UTC
FRANCIS DAVIDGeneral Counsel
GrantCommon Stock · Derivative 10,947 $0.00 Strike: $77.65 $0.00
Disclosure

SEC source: 0001032220-19-000098 · primary_doc.xml · derivative · entry 1

FRANCIS DAVID · CIK 0001254631 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,947

Underlying: Common Stock · 10,947 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 2190 09/30/2020 2190 09/30/2021 2189 09/30/2022 2189 09/30/2023 2189 09/30/2024 Expiration date not applicable to RSUs

F2 · derivative.expiration_date: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 2190 09/30/2020 2190 09/30/2021 2189 09/30/2022 2189 09/30/2023 2189 09/30/2024 Expiration date not applicable to RSUs

F3 · balance_after: Reporting person also holds restricted stock units with respect to an additional 25,777.727 shares of common stock with varying vesting schedules.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:02 UTC
Baylinson Ilene R.Group General Manager
GrantCommon Stock · Derivative 15,454 $0.00 Strike: $77.65 $0.00
Disclosure

SEC source: 0001032220-19-000096 · primary_doc.xml · derivative · entry 1

Baylinson Ilene R. · CIK 0001791080 · Group General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,454

Underlying: Common Stock · 15,454 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 3091 09/30/2020 3091 09/30/2021 3091 09/30/2022 3091 09/30/2023 3090 09/30/2024 Expiration date not applicable to RSUs

F2 · derivative.expiration_date: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 3091 09/30/2020 3091 09/30/2021 3091 09/30/2022 3091 09/30/2023 3090 09/30/2024 Expiration date not applicable to RSUs

F3 · balance_after: Reporting person also holds restricted stock units with respect to an additional 37,872.223 shares of common stock with varying vesting schedules.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:52 UTC
Nadeau Richard JohnChief Financial Officer
GrantCommon Stock · Derivative 25,757 $0.00 Strike: $77.65 $0.00
Disclosure

SEC source: 0001032220-19-000095 · primary_doc.xml · derivative · entry 1

Nadeau Richard John · CIK 0001367745 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,757

Underlying: Common Stock · 25,757 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 5152 09/30/2020 5125 09/30/2021 5151 09/30/2022 5151 09/30/2023 5151 09/30/2024 Expiration date not applicable to RSUs

F2 · derivative.expiration_date: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 5152 09/30/2020 5125 09/30/2021 5151 09/30/2022 5151 09/30/2023 5151 09/30/2024 Expiration date not applicable to RSUs

F3 · balance_after: Reporting person also holds restricted stock units with respect to an additional 51,445.132 shares of common stock with varying vesting schedules.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 16:33 UTC
FRANCIS DAVIDGeneral Counsel
SaleCommon Stock 6,496 $77.43 $502,985.28
Disclosure

SEC source: 0001032220-19-000090 · primary_doc.xml · nonDerivative · entry 2

FRANCIS DAVID · CIK 0001254631 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,021

F3 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2019.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 16:16 UTC SaleCommon Stock 1,000 $77.46 $77,460.00
Disclosure

SEC source: 0001032220-19-000092 · primary_doc.xml · nonDerivative · entry 1

BELIVEAU RUSSELL A · CIK 0001267284 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In Trust

Disclosed balance after: 33,817.29

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2017.

F2 · balance_after: 32,079.29 shares are held in a family trust the beneficial ownership of which is attributed to the reporting person; 1,788.29 shares are held directly by the reporting person.

F2 · ownership.nature: 32,079.29 shares are held in a family trust the beneficial ownership of which is attributed to the reporting person; 1,788.29 shares are held directly by the reporting person.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 17:46 UTC
Nadeau Richard JohnChief Financial Officer
Tax withholdingCommon Stock 1,983 $77.26 $153,206.58
Disclosure

SEC source: 0001032220-19-000091 · primary_doc.xml · nonDerivative · entry 1

Nadeau Richard John · CIK 0001367745 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,373.711

F1 · security: These shares were surrendered to satisfy the withholding tax due in connection with the recent vesting of restricted stock units.

F2 · balance_after: In addition, the reporting person holds 91,126.37 shares that are restricted and subject to future vesting pursuant to the terms of a grant of restricted stock previously made by the issuer to the reporting person. The reporting person does not have voting or dispositive power over these shares of restricted stock.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 16:33 UTC
FRANCIS DAVIDGeneral Counsel
Tax withholdingCommon Stock 6,078 $77.26 $469,586.28
Disclosure

SEC source: 0001032220-19-000090 · primary_doc.xml · nonDerivative · entry 1

FRANCIS DAVID · CIK 0001254631 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,517

F1 · security: These shares were surrendered to satisfy the withholding tax due in connection with the recent vesting of restricted stock units.

F2 · balance_after: In addition, the reporting person holds 25,777.727 shares that are restricted and subject to future vesting pursuant to the terms of a grant of restricted stock previously made by the issuer to the reporting person. The reporting person does not have voting or dispositive power over these shares of restricted stock.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 16:18 UTC
Caswell BruceCEO & President
Tax withholdingCommon Stock 18,443 $77.26 $1,424,906.18
Disclosure

SEC source: 0001032220-19-000089 · primary_doc.xml · nonDerivative · entry 1

Caswell Bruce · CIK 0001311296 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,878

F1 · security: These shares were surrendered to satisfy the withholding tax due in connection with the recent vesting of restricted stock units.

F2 · balance_after: In addition, the reporting person holds 96,408 shares that are restricted and subject to future vesting pursuant to the terms of a grant of restricted stock previously made by the issuer to the reporting person. The reporting person does not have voting or dispositive power over these shares of restricted stock.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 16:08 UTC
MONTONI RICHARD AVice Chairman
Tax withholdingCommon Stock 18,121 $77.26 $1,400,028.46
Disclosure

SEC source: 0001032220-19-000088 · primary_doc.xml · nonDerivative · entry 1

MONTONI RICHARD A · CIK 0001254635 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,930

F1 · security: These shares were surrendered to satisfy the withholding tax due in connection with the recent vesting of restricted stock units.

F2 · balance_after: In addition, the reporting person holds 38,430 shares that are restricted and subject to future vesting pursuant to the terms of a grant of restricted stock previously made by the issuer to the reporting person. The reporting person does not have voting or dispositive power over these shares of restricted stock.

Read SEC document
September 20, 2019 Filed Sep 23, 2019 10:12 UTC GiftCommon Stock 5,750 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000087 · primary_doc.xml · nonDerivative · entry 1

RUDDY RAYMOND B · CIK 0001054997 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In Trust

Disclosed balance after: 151,102

F1 · security: The reporting person made a gift of these shares to an IRC 501(c)(3) Charitable organization.

F2 · ownership.nature: Shares held in a trust where the reporting person serves as trustee.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 15:24 UTC SaleCommon Stock 25,000 $79.89 $1,997,355.00
Disclosure

SEC source: 0001032220-19-000086 · primary_doc.xml · nonDerivative · entry 1

RUDDY RAYMOND B · CIK 0001054997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,852

F1 · price: The weighted average sales price for prices ranging from $79.79 to $80.17. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
September 12, 2019 Filed Sep 12, 2019 21:13 UTC
MONTONI RICHARD AVice Chairman
SaleCommon Stock 11,000 $80.40 $884,376.90
Disclosure

SEC source: 0001032220-19-000085 · primary_doc.xml · nonDerivative · entry 3

MONTONI RICHARD A · CIK 0001254635 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,874.254

F1 · security: These sales were affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2019.

F4 · price: The weighted average sales price for prices ranging from $79.91 to $80.95. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:13 UTC
MONTONI RICHARD AVice Chairman
SaleCommon Stock 12,000 $78.45 $941,396.40
Disclosure

SEC source: 0001032220-19-000085 · primary_doc.xml · nonDerivative · entry 2

MONTONI RICHARD A · CIK 0001254635 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,874.254

F1 · security: These sales were affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2019.

F3 · price: The weighted average sales price for prices ranging from $78.20 to $78.70. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:13 UTC
MONTONI RICHARD AVice Chairman
SaleCommon Stock 12,000 $78.04 $936,500.40
Disclosure

SEC source: 0001032220-19-000085 · primary_doc.xml · nonDerivative · entry 1

MONTONI RICHARD A · CIK 0001254635 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,874.254

F1 · security: These sales were affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2019.

F2 · price: The weighted average sales price for prices ranging from $77.465 to $78.65. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 18:13 UTC
Nadeau Richard JohnChief Financial Officer
GrantDividend Equivalent Rights · Derivative 309.371 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000084 · primary_doc.xml · derivative · entry 1

Nadeau Richard John · CIK 0001367745 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,521.394

Underlying: Common Stock · 309.371 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 16:31 UTC
Andrekovich MarkChief of Human Capital
GrantDividend Equivalent Rights · Derivative 125.86 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000079 · primary_doc.xml · derivative · entry 1

Andrekovich Mark · CIK 0001340351 · Chief of Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,860.386

Underlying: Common Stock · 125.86 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 15:56 UTC GrantDividend Equivalent Rights · Derivative 268.463 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000075 · primary_doc.xml · derivative · entry 1

BELIVEAU RUSSELL A · CIK 0001267284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,890.367

Underlying: Common Stock · 268.463 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 14:03 UTC GrantDividend Equivalent Rights · Derivative 628.454 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000082 · primary_doc.xml · derivative · entry 1

RUDDY RAYMOND B · CIK 0001054997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,042.574

Underlying: Common Stock · 628.454 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 18:08 UTC
MONTONI RICHARD AVice Chairman
GrantDividend Equivalent Rights · Derivative 254.59 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000083 · primary_doc.xml · derivative · entry 1

MONTONI RICHARD A · CIK 0001254635 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,607.247

Underlying: Common Stock · 254.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 17:59 UTC GrantDividend Equivalent Rights · Derivative 2.289 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000081 · primary_doc.xml · derivative · entry 1

RAJAN GAYATHRI · CIK 0001698399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706.752

Underlying: Common Stock · 2.289 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 16:41 UTC
POND PETERDirector
GrantDividend Equivalent Rights · Derivative 807.651 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000080 · primary_doc.xml · derivative · entry 1

POND PETER · CIK 0001232763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,371.566

Underlying: Common Stock · 807.651 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 16:04 UTC GrantDividend Equivalent Rights · Derivative 6.867 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000076 · primary_doc.xml · derivative · entry 1

Altman Anne K. · CIK 0001637502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,120.256

Underlying: Common Stock · 6.867 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 16:17 UTC
FRANCIS DAVIDGeneral Counsel
GrantDividend Equivalent Rights · Derivative 124.222 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000078 · primary_doc.xml · derivative · entry 1

FRANCIS DAVID · CIK 0001254631 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,354.993

Underlying: Common Stock · 124.222 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 16:08 UTC GrantDividend Equivalent Rights · Derivative 448.908 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000077 · primary_doc.xml · derivative · entry 1

Caswell Bruce · CIK 0001311296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,604.829

Underlying: Common Stock · 448.908 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 15:46 UTC GrantDividend Equivalent Rights · Derivative 13.838 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000074 · primary_doc.xml · derivative · entry 1

Warren Michael J. · CIK 0001698331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,272.729

Underlying: Common Stock · 13.838 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
July 22, 2019 Filed Jul 22, 2019 21:46 UTC
MONTONI RICHARD AVice Chairman
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000064 · primary_doc.xml · nonDerivative · entry 1

MONTONI RICHARD A · CIK 0001254635 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,874.254

F1 · security: The reporting person made a gift of these shares to an IRC 501(c)(3) Charitable organization.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 14:14 UTC SaleCommon Stock 1,000 $72.90 $72,900.00
Disclosure

SEC source: 0001032220-19-000062 · primary_doc.xml · nonDerivative · entry 1

BELIVEAU RUSSELL A · CIK 0001267284 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In Trust

Disclosed balance after: 34,817.29

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2017.

F2 · balance_after: 33,029 shares are held in a family trust the beneficial ownership of which is attributed to the reporting person; 1,788.29 shares are held directly by the reporting person.

F2 · ownership.nature: 33,029 shares are held in a family trust the beneficial ownership of which is attributed to the reporting person; 1,788.29 shares are held directly by the reporting person.

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June 13, 2019 Filed Jun 13, 2019 21:15 UTC
MONTONI RICHARD AVice Chairman
SaleCommon Stock 11,000 $75.34 $828,721.30
Disclosure

SEC source: 0001032220-19-000061 · primary_doc.xml · nonDerivative · entry 3

MONTONI RICHARD A · CIK 0001254635 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,874.254

F1 · security: These sales were affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2019.

F4 · price: The weighted average sales price for prices ranging from $75.09 to $75.71. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

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June 12, 2019 Filed Jun 13, 2019 21:15 UTC
MONTONI RICHARD AVice Chairman
SaleCommon Stock 12,000 $74.67 $896,085.60
Disclosure

SEC source: 0001032220-19-000061 · primary_doc.xml · nonDerivative · entry 2

MONTONI RICHARD A · CIK 0001254635 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,874.254

F1 · security: These sales were affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2019.

F3 · price: The weighted average sales price for prices ranging from $74.32 to $74.90. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

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June 11, 2019 Filed Jun 13, 2019 21:15 UTC
MONTONI RICHARD AVice Chairman
SaleCommon Stock 12,000 $74.07 $888,848.40
Disclosure

SEC source: 0001032220-19-000061 · primary_doc.xml · nonDerivative · entry 1

MONTONI RICHARD A · CIK 0001254635 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,874.254

F1 · security: These sales were affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2019.

F2 · price: The weighted average sales price for prices ranging from $73.695 to $74.96. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

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May 31, 2019 Filed Jun 3, 2019 12:31 UTC GrantDividend Equivalent Rights · Derivative 676.278 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000056 · primary_doc.xml · derivative · entry 1

RUDDY RAYMOND B · CIK 0001054997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,414.12

Underlying: Common Stock · 676.278 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 15:45 UTC
Nadeau Richard JohnChief Financial Officer
GrantDividend Equivalent Rights · Derivative 332.909 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000051 · primary_doc.xml · derivative · entry 1

Nadeau Richard John · CIK 0001367745 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,212.023

Underlying: Common Stock · 332.909 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

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May 31, 2019 Filed Jun 3, 2019 15:52 UTC
FRANCIS DAVIDGeneral Counsel
GrantDividend Equivalent Rights · Derivative 133.675 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000052 · primary_doc.xml · derivative · entry 1

FRANCIS DAVID · CIK 0001254631 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,230.771

Underlying: Common Stock · 133.675 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 18:15 UTC
POND PETERDirector
GrantDividend Equivalent Rights · Derivative 869.111 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000059 · primary_doc.xml · derivative · entry 1

POND PETER · CIK 0001232763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,563.915

Underlying: Common Stock · 869.111 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 18:08 UTC GrantDividend Equivalent Rights · Derivative 2.463 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000058 · primary_doc.xml · derivative · entry 1

RAJAN GAYATHRI · CIK 0001698399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704.463

Underlying: Common Stock · 2.463 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 17:59 UTC GrantDividend Equivalent Rights · Derivative 7.389 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000057 · primary_doc.xml · derivative · entry 1

Altman Anne K. · CIK 0001637502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,113.389

Underlying: Common Stock · 7.389 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 16:18 UTC GrantDividend Equivalent Rights · Derivative 14.891 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000055 · primary_doc.xml · derivative · entry 1

Warren Michael J. · CIK 0001698331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,258.891

Underlying: Common Stock · 14.891 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 16:04 UTC
Andrekovich MarkChief of Human Capital
GrantDividend Equivalent Rights · Derivative 135.436 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000054 · primary_doc.xml · derivative · entry 1

Andrekovich Mark · CIK 0001340351 · Chief of Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,734.526

Underlying: Common Stock · 135.436 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 15:58 UTC
Caswell BruceCEO & President
GrantDividend Equivalent Rights · Derivative 483.063 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000053 · primary_doc.xml · derivative · entry 1

Caswell Bruce · CIK 0001311296 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,155.921

Underlying: Common Stock · 483.063 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 15:30 UTC
MONTONI RICHARD AVice Chairman
GrantDividend Equivalent Rights · Derivative 273.96 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000050 · primary_doc.xml · derivative · entry 1

MONTONI RICHARD A · CIK 0001254635 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,352.657

Underlying: Common Stock · 273.96 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 13:42 UTC GrantDividend Equivalent Rights · Derivative 288.889 $0.00 $0.00
Disclosure

SEC source: 0001032220-19-000060 · primary_doc.xml · derivative · entry 1

BELIVEAU RUSSELL A · CIK 0001267284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,621.904

Underlying: Common Stock · 288.889 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 14:40 UTC GrantCommon Stock · Derivative 4,244 $0.00 Strike: $70.68 $0.00
Disclosure

SEC source: 0001032220-19-000040 · primary_doc.xml · derivative · entry 1

Warren Michael J. · CIK 0001698331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,244

Underlying: Common Stock · 4,244 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.expiration_date: Expiration date not applicable to RSUs

Read SEC document
April 01, 2019 Filed Apr 2, 2019 15:45 UTC SaleCommon Stock 1,000 $71.40 $71,400.00
Disclosure

SEC source: 0001032220-19-000038 · primary_doc.xml · nonDerivative · entry 1

BELIVEAU RUSSELL A · CIK 0001267284 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In Trust

Disclosed balance after: 35,817

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2017.

F2 · balance_after: 34,029 shares are held in a family trust the beneficial ownership of which is attributed to the reporting person; 1,788.29 shares are held directly by the reporting person.

F2 · ownership.nature: 34,029 shares are held in a family trust the beneficial ownership of which is attributed to the reporting person; 1,788.29 shares are held directly by the reporting person.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 10:27 UTC GrantCommon Stock · Derivative 4,984 $0.00 Strike: $71.23 $0.00
Disclosure

SEC source: 0001032220-19-000031 · primary_doc.xml · derivative · entry 1

RUDDY RAYMOND B · CIK 0001054997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,984

Underlying: Common Stock · 4,984 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) vest one year from the date of grant, subject to deferred distribution for a longer period at the election of the individual.

F3 · derivative.expiration_date: Expiration date not applicable to RSUs.

F4 · balance_after: Reporting person also holds restricted stock units with respect to an additional 187,754 shares of common stock with varying distribution schedules.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 15:21 UTC Amendment GrantCommon Stock · Derivative 702 $0.00 Strike: $71.23 $0.00
Disclosure

SEC source: 0001032220-19-000035 · primary_doc.xml · derivative · entry 1

RAJAN GAYATHRI · CIK 0001698399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702

Underlying: Common Stock · 702 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.expiration_date: Expiration date not applicable to RSUs.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 15:07 UTC GrantCommon Stock · Derivative 2,106 $0.00 Strike: $71.23 $0.00
Disclosure

SEC source: 0001032220-19-000034 · primary_doc.xml · derivative · entry 1

Altman Anne K. · CIK 0001637502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,106

Underlying: Common Stock · 2,106 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.expiration_date: Expiration date not applicable to RSUs.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 14:59 UTC
POND PETERDirector
GrantCommon Stock · Derivative 3,720 $0.00 Strike: $71.23 $0.00
Disclosure

SEC source: 0001032220-19-000033 · primary_doc.xml · derivative · entry 1

POND PETER · CIK 0001232763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,720

Underlying: Common Stock · 3,720 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) vest one year from the date of grant, subject to deferred distribution for a longer period at the election of the individual.

F3 · derivative.expiration_date: Expiration date not applicable to RSUs.

F4 · balance_after: Reporting person also holds restricted stock units with respect to an additional 243,975 shares of common stock with varying distribution schedules.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 13:29 UTC GrantCommon Stock · Derivative 702 $0.00 Strike: $71.23 $0.00
Disclosure

SEC source: 0001032220-19-000029 · primary_doc.xml · derivative · entry 1

RAJAN GAYATHRI · CIK 0001698399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 702 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.expiration_date: Expiration date not applicable to RSUs.

Read SEC document
March 14, 2019 Filed Mar 14, 2019 22:01 UTC
MONTONI RICHARD AVice Chairman
SaleCommon Stock 11,000 $71.08 $781,834.90
Disclosure

SEC source: 0001032220-19-000027 · primary_doc.xml · nonDerivative · entry 3

MONTONI RICHARD A · CIK 0001254635 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,874

F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.

F4 · price: The weighted average sales price for prices ranging from $70.87 to $71.28. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.