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NYSE · USD

MMI

Marcus & Millichap, Inc.

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Tapewire entity
4846
SEC CIK
0001578732
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2023 Filed May 12, 2023 23:22 UTC
LaBerge Gregory A.Chief Administrative Officer
Exercise / conversionCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029224 · doc4.xml · nonDerivative · entry 1

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:15 UTC
MARCUS GEORGE MDirector · 10% owner
GrantCommon Stock 2,477 $30.27 $74,978.79
Disclosure

SEC source: 0001209191-23-027529 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,767

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:15 UTC GrantCommon Stock 2,477 $30.27 $74,978.79
Disclosure

SEC source: 0001209191-23-027530 · doc4.xml · nonDerivative · entry 1

MARTIN LAURALEE · CIK 0001164495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,253

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:19 UTC GrantCommon Stock 2,477 $30.27 $74,978.79
Disclosure

SEC source: 0001209191-23-027535 · doc4.xml · nonDerivative · entry 1

SHAHEEN GEORGE T · CIK 0001242465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,967

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 02, 2023 Filed May 5, 2023 01:13 UTC GrantCommon Stock 2,477 $30.27 $74,978.79
Disclosure

SEC source: 0001209191-23-027548 · doc4.xml · nonDerivative · entry 1

Watters Don C. · CIK 0001588453 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,430

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:16 UTC GrantCommon Stock 2,477 $30.27 $74,978.79
Disclosure

SEC source: 0001209191-23-027532 · doc4.xml · nonDerivative · entry 1

McClanahan Nicholas F. · CIK 0001588281 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,119

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:14 UTC GrantCommon Stock 2,477 $30.27 $74,978.79
Disclosure

SEC source: 0001209191-23-027528 · doc4.xml · nonDerivative · entry 1

Lawrence Norma J. · CIK 0001588559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,119

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:14 UTC GrantCommon Stock 2,477 $30.27 $74,978.79
Disclosure

SEC source: 0001209191-23-027527 · doc4.xml · nonDerivative · entry 1

English Dixon Collete · CIK 0001891613 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,950

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 21:07 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024118 · doc4.xml · derivative · entry 3

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vested in five equal annual installments beginning April 10, 2019.

F3 · derivative.expiration_date: The restricted stock units vested in five equal annual installments beginning April 10, 2019.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 21:07 UTC
Nadji HessamDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,488 $31.68 $47,139.84
Disclosure

SEC source: 0001209191-23-024118 · doc4.xml · nonDerivative · entry 2

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,190

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sales price on the date of settlement on April 10, 2023.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 21:07 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-024118 · doc4.xml · nonDerivative · entry 1

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 21:07 UTC
Parker John DavidEVP & COO - Eastern Division
SaleCommon Stock 4,974 $30.96 $153,993.05
Disclosure

SEC source: 0001209191-23-019360 · doc4.xml · nonDerivative · entry 1

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,932

F1 · price: The range of prices for the shares of Common Stock is from $30.85 to $31.02. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionRestricted Stock Units · Derivative 11,756 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018722 · doc4.xml · derivative · entry 15

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,732

Underlying: Common Stock · 11,756 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2023.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionRestricted Stock Units · Derivative 2,648 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018722 · doc4.xml · derivative · entry 14

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,950

Underlying: Common Stock · 2,648 shares

Expires 2031-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionRestricted Stock Units · Derivative 2,204 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018722 · doc4.xml · derivative · entry 13

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,416

Underlying: Common Stock · 2,204 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionRestricted Stock Units · Derivative 1,778 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018722 · doc4.xml · derivative · entry 12

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

Underlying: Common Stock · 1,778 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionRestricted Stock Units · Derivative 2,014 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018722 · doc4.xml · derivative · entry 11

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,014 shares

Expires 2028-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2019.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Parker John DavidEVP & COO - Eastern Division
Tax withholdingCommon Stock 6,002 $32.15 $192,964.30
Disclosure

SEC source: 0001209191-23-018722 · doc4.xml · nonDerivative · entry 10

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,906

F2 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.

F3 · balance_after: Includes 279 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionCommon Stock 11,756 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018722 · doc4.xml · nonDerivative · entry 9

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Parker John DavidEVP & COO - Eastern Division
Tax withholdingCommon Stock 1,352 $32.15 $43,466.80
Disclosure

SEC source: 0001209191-23-018722 · doc4.xml · nonDerivative · entry 8

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,873

F2 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionCommon Stock 2,648 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018722 · doc4.xml · nonDerivative · entry 7

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Parker John DavidEVP & COO - Eastern Division
Tax withholdingCommon Stock 1,126 $32.15 $36,200.90
Disclosure

SEC source: 0001209191-23-018722 · doc4.xml · nonDerivative · entry 6

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,577

F2 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionCommon Stock 2,204 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018722 · doc4.xml · nonDerivative · entry 5

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Parker John DavidEVP & COO - Eastern Division
Tax withholdingCommon Stock 908 $32.15 $29,192.20
Disclosure

SEC source: 0001209191-23-018722 · doc4.xml · nonDerivative · entry 4

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,499

F2 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionCommon Stock 1,778 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018722 · doc4.xml · nonDerivative · entry 3

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Parker John DavidEVP & COO - Eastern Division
Tax withholdingCommon Stock 1,030 $32.15 $33,114.50
Disclosure

SEC source: 0001209191-23-018722 · doc4.xml · nonDerivative · entry 2

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,629

F2 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionCommon Stock 2,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018722 · doc4.xml · nonDerivative · entry 1

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:38 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionRestricted Stock Units · Derivative 11,756 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018718 · doc4.xml · derivative · entry 15

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,032

Underlying: Common Stock · 11,756 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2023.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:38 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionRestricted Stock Units · Derivative 2,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018718 · doc4.xml · derivative · entry 14

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,094

Underlying: Common Stock · 2,364 shares

Expires 2031-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:38 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionRestricted Stock Units · Derivative 1,874 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018718 · doc4.xml · derivative · entry 13

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,752

Underlying: Common Stock · 1,874 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:38 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionRestricted Stock Units · Derivative 1,372 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018718 · doc4.xml · derivative · entry 12

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,376

Underlying: Common Stock · 1,372 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2020.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:38 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionRestricted Stock Units · Derivative 1,294 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018718 · doc4.xml · derivative · entry 11

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,294 shares

Expires 2028-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2019.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:38 UTC
Matricaria Richard D.EVP & COO - Western Division
Tax withholdingCommon Stock 5,831 $32.15 $187,466.65
Disclosure

SEC source: 0001209191-23-018718 · doc4.xml · nonDerivative · entry 10

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,488

F2 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:38 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionCommon Stock 11,756 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018718 · doc4.xml · nonDerivative · entry 9

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:38 UTC
Matricaria Richard D.EVP & COO - Western Division
Tax withholdingCommon Stock 1,175 $32.15 $37,776.25
Disclosure

SEC source: 0001209191-23-018718 · doc4.xml · nonDerivative · entry 8

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,563

F2 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:38 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionCommon Stock 2,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018718 · doc4.xml · nonDerivative · entry 7

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:38 UTC
Matricaria Richard D.EVP & COO - Western Division
Tax withholdingCommon Stock 930 $32.15 $29,899.50
Disclosure

SEC source: 0001209191-23-018718 · doc4.xml · nonDerivative · entry 6

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,374

F2 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:38 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionCommon Stock 1,874 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018718 · doc4.xml · nonDerivative · entry 5

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:38 UTC
Matricaria Richard D.EVP & COO - Western Division
Tax withholdingCommon Stock 682 $32.15 $21,926.30
Disclosure

SEC source: 0001209191-23-018718 · doc4.xml · nonDerivative · entry 4

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430

F2 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.

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March 10, 2023 Filed Mar 14, 2023 20:38 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionCommon Stock 1,372 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018718 · doc4.xml · nonDerivative · entry 3

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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March 10, 2023 Filed Mar 14, 2023 20:38 UTC
Matricaria Richard D.EVP & COO - Western Division
Tax withholdingCommon Stock 642 $32.15 $20,640.30
Disclosure

SEC source: 0001209191-23-018718 · doc4.xml · nonDerivative · entry 2

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740

F2 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.

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March 10, 2023 Filed Mar 14, 2023 20:38 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionCommon Stock 1,294 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018718 · doc4.xml · nonDerivative · entry 1

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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March 10, 2023 Filed Mar 15, 2023 00:37 UTC Exercise / conversionRestricted Stock Units · Derivative 8,854 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018716 · doc4.xml · derivative · entry 3

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,418

Underlying: Common Stock · 8,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2023.

F4 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning March 10, 2023.

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March 10, 2023 Filed Mar 15, 2023 00:37 UTC Tax withholdingCommon Stock 3,916 $32.15 $125,899.40
Disclosure

SEC source: 0001209191-23-018716 · doc4.xml · nonDerivative · entry 2

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,968

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.

F3 · balance_after: Includes 131 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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March 10, 2023 Filed Mar 15, 2023 00:37 UTC Exercise / conversionCommon Stock 8,854 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018716 · doc4.xml · nonDerivative · entry 1

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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March 10, 2023 Filed Mar 15, 2023 00:43 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018726 · doc4.xml · derivative · entry 15

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761

Underlying: Common Stock · 190 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F9 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2023.

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March 10, 2023 Filed Mar 15, 2023 00:43 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 89 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018726 · doc4.xml · derivative · entry 14

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270

Underlying: Common Stock · 89 shares

Expires 2031-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2022.

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March 10, 2023 Filed Mar 15, 2023 00:43 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 147 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018726 · doc4.xml · derivative · entry 13

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294

Underlying: Common Stock · 147 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

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March 10, 2023 Filed Mar 15, 2023 00:43 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 404 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018726 · doc4.xml · derivative · entry 12

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Common Stock · 404 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2020.

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March 10, 2023 Filed Mar 15, 2023 00:43 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018726 · doc4.xml · derivative · entry 11

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 130 shares

Expires 2028-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.