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NYSE · USD

MMI

Marcus & Millichap, Inc.

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Tapewire entity
4846
SEC CIK
0001578732
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2024 Filed Mar 13, 2024 01:30 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionCommon Stock 4,130 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004805 · doc4.xml · nonDerivative · entry 9

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:30 UTC
Parker John DavidEVP & COO - Eastern Division
Tax withholdingCommon Stock 5,054 $34.06 $172,139.24
Disclosure

SEC source: 0001209191-24-004805 · doc4.xml · nonDerivative · entry 8

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,320

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:30 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionCommon Stock 11,756 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004805 · doc4.xml · nonDerivative · entry 7

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:30 UTC
Parker John DavidEVP & COO - Eastern Division
Tax withholdingCommon Stock 955 $34.06 $32,527.30
Disclosure

SEC source: 0001209191-24-004805 · doc4.xml · nonDerivative · entry 6

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,618

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:30 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionCommon Stock 2,648 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004805 · doc4.xml · nonDerivative · entry 5

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:30 UTC
Parker John DavidEVP & COO - Eastern Division
Tax withholdingCommon Stock 796 $34.06 $27,111.76
Disclosure

SEC source: 0001209191-24-004805 · doc4.xml · nonDerivative · entry 4

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,925

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:30 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionCommon Stock 2,204 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004805 · doc4.xml · nonDerivative · entry 3

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:30 UTC
Parker John DavidEVP & COO - Eastern Division
Tax withholdingCommon Stock 642 $34.06 $21,866.52
Disclosure

SEC source: 0001209191-24-004805 · doc4.xml · nonDerivative · entry 2

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,517

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:30 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionCommon Stock 1,780 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004805 · doc4.xml · nonDerivative · entry 1

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 21:27 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionRestricted Stock Units · Derivative 4,072 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004803 · doc4.xml · derivative · entry 16

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,290

Underlying: Common Stock · 4,072 shares

Expires 2033-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2024.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 21:27 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionRestricted Stock Units · Derivative 11,756 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004803 · doc4.xml · derivative · entry 15

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,276

Underlying: Common Stock · 11,756 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2023.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 21:27 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionRestricted Stock Units · Derivative 2,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004803 · doc4.xml · derivative · entry 14

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,730

Underlying: Common Stock · 2,364 shares

Expires 2031-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2022.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 21:27 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionRestricted Stock Units · Derivative 1,874 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004803 · doc4.xml · derivative · entry 13

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,878

Underlying: Common Stock · 1,874 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 21:27 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionRestricted Stock Units · Derivative 1,376 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004803 · doc4.xml · derivative · entry 12

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,376 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2020.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 21:27 UTC
Matricaria Richard D.EVP & COO - Western Division
Tax withholdingCommon Stock 2,064 $34.06 $70,299.84
Disclosure

SEC source: 0001209191-24-004803 · doc4.xml · nonDerivative · entry 10

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,578

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 21:27 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionCommon Stock 4,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004803 · doc4.xml · nonDerivative · entry 9

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 21:27 UTC
Matricaria Richard D.EVP & COO - Western Division
Tax withholdingCommon Stock 4,355 $34.06 $148,331.30
Disclosure

SEC source: 0001209191-24-004803 · doc4.xml · nonDerivative · entry 8

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,570

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 21:27 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionCommon Stock 11,756 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004803 · doc4.xml · nonDerivative · entry 7

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 21:27 UTC
Matricaria Richard D.EVP & COO - Western Division
Tax withholdingCommon Stock 846 $34.06 $28,814.76
Disclosure

SEC source: 0001209191-24-004803 · doc4.xml · nonDerivative · entry 6

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,169

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 21:27 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionCommon Stock 2,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004803 · doc4.xml · nonDerivative · entry 5

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 21:27 UTC
Matricaria Richard D.EVP & COO - Western Division
Tax withholdingCommon Stock 670 $34.06 $22,820.20
Disclosure

SEC source: 0001209191-24-004803 · doc4.xml · nonDerivative · entry 4

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,651

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 21:27 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionCommon Stock 1,874 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004803 · doc4.xml · nonDerivative · entry 3

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 21:27 UTC
Matricaria Richard D.EVP & COO - Western Division
Tax withholdingCommon Stock 492 $34.06 $16,757.52
Disclosure

SEC source: 0001209191-24-004803 · doc4.xml · nonDerivative · entry 2

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,447

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 21:27 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionCommon Stock 1,376 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004803 · doc4.xml · nonDerivative · entry 1

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:25 UTC Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004801 · doc4.xml · derivative · entry 6

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,008

Underlying: Common Stock · 2,500 shares

Expires 2033-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2024.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:25 UTC Exercise / conversionRestricted Stock Units · Derivative 8,854 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004801 · doc4.xml · derivative · entry 5

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,564

Underlying: Common Stock · 8,854 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2023.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:25 UTC Tax withholdingCommon Stock 892 $34.06 $30,381.52
Disclosure

SEC source: 0001209191-24-004801 · doc4.xml · nonDerivative · entry 4

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,482

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.

F3 · balance_after: Includes 154 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:25 UTC Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004801 · doc4.xml · nonDerivative · entry 3

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:25 UTC Tax withholdingCommon Stock 3,161 $34.06 $107,663.66
Disclosure

SEC source: 0001209191-24-004801 · doc4.xml · nonDerivative · entry 2

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,720

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:25 UTC Exercise / conversionCommon Stock 8,854 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004801 · doc4.xml · nonDerivative · entry 1

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 117 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004806 · doc4.xml · derivative · entry 15

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 469

Underlying: Common Stock · 117 shares

Expires 2033-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F9 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2024.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004806 · doc4.xml · derivative · entry 14

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571

Underlying: Common Stock · 190 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2023.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 89 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004806 · doc4.xml · derivative · entry 13

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181

Underlying: Common Stock · 89 shares

Expires 2031-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2022.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 147 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004806 · doc4.xml · derivative · entry 12

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147

Underlying: Common Stock · 147 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 410 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004806 · doc4.xml · derivative · entry 11

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 410 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2020.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 48 $34.06 $1,634.88
Disclosure

SEC source: 0001209191-24-004806 · doc4.xml · nonDerivative · entry 10

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 8,236

F3 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.

F4 · balance_after: Includes 431 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 117 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004806 · doc4.xml · nonDerivative · entry 9

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 7,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 78 $34.06 $2,656.68
Disclosure

SEC source: 0001209191-24-004806 · doc4.xml · nonDerivative · entry 8

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 7,736

F3 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 190 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004806 · doc4.xml · nonDerivative · entry 7

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 7,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 37 $34.06 $1,260.22
Disclosure

SEC source: 0001209191-24-004806 · doc4.xml · nonDerivative · entry 6

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 7,624

F3 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 89 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004806 · doc4.xml · nonDerivative · entry 5

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 7,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 61 $34.06 $2,077.66
Disclosure

SEC source: 0001209191-24-004806 · doc4.xml · nonDerivative · entry 4

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 7,572

F3 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 147 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004806 · doc4.xml · nonDerivative · entry 3

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 7,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 169 $34.06 $5,756.14
Disclosure

SEC source: 0001209191-24-004806 · doc4.xml · nonDerivative · entry 2

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 7,486

F3 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 410 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004806 · doc4.xml · nonDerivative · entry 1

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 7,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:30 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 18,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004804 · doc4.xml · derivative · entry 16

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,600

Underlying: Common Stock · 18,400 shares

Expires 2033-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2024.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:30 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 18,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004804 · doc4.xml · derivative · entry 15

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,200

Underlying: Common Stock · 18,400 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2023.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:30 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 18,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004804 · doc4.xml · derivative · entry 14

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,800

Underlying: Common Stock · 18,400 shares

Expires 2031-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2022.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:30 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 18,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004804 · doc4.xml · derivative · entry 13

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,400

Underlying: Common Stock · 18,400 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:30 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 18,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004804 · doc4.xml · derivative · entry 12

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,400 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.