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NYSE · USD

MMI

Marcus & Millichap, Inc.

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Tapewire entity
4846
SEC CIK
0001578732
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2025 Filed Mar 13, 2025 00:10 UTC
Parker John DavidEVP & COO - Eastern Division
Tax withholdingCommon Stock 6,002 $35.47 $212,890.94
Disclosure

SEC source: 0000950170-25-038249 · ownership.xml · nonDerivative · entry 6

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,093

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:10 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionCommon Stock 11,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038249 · ownership.xml · nonDerivative · entry 5

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:10 UTC
Parker John DavidEVP & COO - Eastern Division
Tax withholdingCommon Stock 1,096 $35.47 $38,875.12
Disclosure

SEC source: 0000950170-25-038249 · ownership.xml · nonDerivative · entry 4

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,339

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:10 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionCommon Stock 2,648 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038249 · ownership.xml · nonDerivative · entry 3

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:10 UTC
Parker John DavidEVP & COO - Eastern Division
Tax withholdingCommon Stock 798 $35.47 $28,305.06
Disclosure

SEC source: 0000950170-25-038249 · ownership.xml · nonDerivative · entry 2

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,787

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:10 UTC
Parker John DavidEVP & COO - Eastern Division
Exercise / conversionCommon Stock 2,212 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038249 · ownership.xml · nonDerivative · entry 1

Parker John David · CIK 0001862126 · EVP & COO - Eastern Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:26 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionRestricted Stock Units · Derivative 1,745 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038257 · ownership.xml · derivative · entry 15

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,984

Underlying: Common Stock · 1,745 shares

Expires 2034-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:26 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionRestricted Stock Units · Derivative 4,072 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038257 · ownership.xml · derivative · entry 14

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,218

Underlying: Common Stock · 4,072 shares

Expires 2033-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2024.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:26 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionRestricted Stock Units · Derivative 11,756 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038257 · ownership.xml · derivative · entry 13

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,520

Underlying: Common Stock · 11,756 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2023.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:26 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionRestricted Stock Units · Derivative 2,364 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038257 · ownership.xml · derivative · entry 12

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,366

Underlying: Common Stock · 2,364 shares

Expires 2031-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2022.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:26 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionRestricted Stock Units · Derivative 1,878 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038257 · ownership.xml · derivative · entry 11

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,878 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:26 UTC
Matricaria Richard D.EVP & COO - Western Division
Tax withholdingCommon Stock 623 $35.47 $22,097.81
Disclosure

SEC source: 0000950170-25-038257 · ownership.xml · nonDerivative · entry 10

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,677

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:26 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionCommon Stock 1,745 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038257 · ownership.xml · nonDerivative · entry 9

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:26 UTC
Matricaria Richard D.EVP & COO - Western Division
Tax withholdingCommon Stock 2,064 $35.47 $73,210.08
Disclosure

SEC source: 0000950170-25-038257 · ownership.xml · nonDerivative · entry 8

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,555

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:26 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionCommon Stock 4,072 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038257 · ownership.xml · nonDerivative · entry 7

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:26 UTC
Matricaria Richard D.EVP & COO - Western Division
Tax withholdingCommon Stock 5,628 $35.47 $199,625.16
Disclosure

SEC source: 0000950170-25-038257 · ownership.xml · nonDerivative · entry 6

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,547

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:26 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionCommon Stock 11,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038257 · ownership.xml · nonDerivative · entry 5

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:26 UTC
Matricaria Richard D.EVP & COO - Western Division
Tax withholdingCommon Stock 846 $35.47 $30,007.62
Disclosure

SEC source: 0000950170-25-038257 · ownership.xml · nonDerivative · entry 4

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,419

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:26 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionCommon Stock 2,364 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038257 · ownership.xml · nonDerivative · entry 3

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:26 UTC
Matricaria Richard D.EVP & COO - Western Division
Tax withholdingCommon Stock 672 $35.47 $23,835.84
Disclosure

SEC source: 0000950170-25-038257 · ownership.xml · nonDerivative · entry 2

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,901

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:26 UTC
Matricaria Richard D.EVP & COO - Western Division
Exercise / conversionCommon Stock 1,878 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038257 · ownership.xml · nonDerivative · entry 1

Matricaria Richard D. · CIK 0001861750 · EVP & COO - Western Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:27 UTC Exercise / conversionRestricted Stock Units · Derivative 2,140 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038258 · ownership.xml · derivative · entry 9

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,560

Underlying: Common Stock · 2,140 shares

Expires 2034-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:27 UTC Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038258 · ownership.xml · derivative · entry 8

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,508

Underlying: Common Stock · 2,500 shares

Expires 2033-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2024.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:27 UTC Exercise / conversionRestricted Stock Units · Derivative 8,854 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038258 · ownership.xml · derivative · entry 7

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,710

Underlying: Common Stock · 8,854 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2023.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:27 UTC Tax withholdingCommon Stock 764 $35.47 $27,099.08
Disclosure

SEC source: 0000950170-25-038258 · ownership.xml · nonDerivative · entry 6

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,750

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.

F3 · balance_after: Includes 80 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:27 UTC Exercise / conversionCommon Stock 2,140 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038258 · ownership.xml · nonDerivative · entry 5

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:27 UTC Tax withholdingCommon Stock 1,080 $35.47 $38,307.60
Disclosure

SEC source: 0000950170-25-038258 · ownership.xml · nonDerivative · entry 4

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,294

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:27 UTC Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038258 · ownership.xml · nonDerivative · entry 3

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:27 UTC Tax withholdingCommon Stock 3,161 $35.47 $112,120.67
Disclosure

SEC source: 0000950170-25-038258 · ownership.xml · nonDerivative · entry 2

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,874

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:27 UTC Exercise / conversionCommon Stock 8,854 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038258 · ownership.xml · nonDerivative · entry 1

DeGennaro Steven F. · CIK 0001821552 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:28 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 111 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038259 · ownership.xml · derivative · entry 16

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445

Underlying: Common Stock · 111 shares

Expires 2034-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F9 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:28 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 117 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038259 · ownership.xml · derivative · entry 15

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352

Underlying: Common Stock · 117 shares

Expires 2033-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2024.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:28 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038259 · ownership.xml · derivative · entry 14

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 381

Underlying: Common Stock · 190 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2023.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:28 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 89 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038259 · ownership.xml · derivative · entry 13

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92

Underlying: Common Stock · 89 shares

Expires 2031-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2022.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:28 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 147 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038259 · ownership.xml · derivative · entry 12

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 147 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:28 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 46 $35.47 $1,631.62
Disclosure

SEC source: 0000950170-25-038259 · ownership.xml · nonDerivative · entry 10

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,341

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.

F3 · balance_after: Includes 397 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:28 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 111 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038259 · ownership.xml · nonDerivative · entry 9

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:28 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 48 $35.47 $1,702.56
Disclosure

SEC source: 0000950170-25-038259 · ownership.xml · nonDerivative · entry 8

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 879

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:28 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 117 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038259 · ownership.xml · nonDerivative · entry 7

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:28 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 78 $35.47 $2,766.66
Disclosure

SEC source: 0000950170-25-038259 · ownership.xml · nonDerivative · entry 6

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 810

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:28 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 190 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038259 · ownership.xml · nonDerivative · entry 5

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:28 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 37 $35.47 $1,312.39
Disclosure

SEC source: 0000950170-25-038259 · ownership.xml · nonDerivative · entry 4

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 698

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:28 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 89 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038259 · ownership.xml · nonDerivative · entry 3

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:28 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 61 $35.47 $2,163.67
Disclosure

SEC source: 0000950170-25-038259 · ownership.xml · nonDerivative · entry 2

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 646

F2 · kind: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:28 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 147 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038259 · ownership.xml · nonDerivative · entry 1

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:08 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 14,400 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038247 · ownership.xml · derivative · entry 15

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,600

Underlying: Common Stock · 14,400 shares

Expires 2034-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2025.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:08 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 18,400 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038247 · ownership.xml · derivative · entry 14

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,200

Underlying: Common Stock · 18,400 shares

Expires 2033-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2024.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:08 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 18,400 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038247 · ownership.xml · derivative · entry 13

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,800

Underlying: Common Stock · 18,400 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2023.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:08 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 18,400 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038247 · ownership.xml · derivative · entry 12

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,400

Underlying: Common Stock · 18,400 shares

Expires 2031-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2022.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:08 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 18,400 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038247 · ownership.xml · derivative · entry 11

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,400 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.