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MMI

Marcus & Millichap, Inc.

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4846
SEC CIK
0001578732
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2018 Filed May 8, 2018 23:15 UTC SaleCommon Stock 44,903 $35.10 $1,576,144.69
Disclosure

SEC source: 0001209191-18-028704 · doc4.xml · nonDerivative · entry 3

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,797,146

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F4 · price: The range of prices for the shares of Common Stock is from $33.90 to $35.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
May 07, 2018 Filed May 8, 2018 23:16 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 13,382 $35.06 $469,115.38
Disclosure

SEC source: 0001209191-18-028705 · doc4.xml · nonDerivative · entry 3

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 17,842,049

F2 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F5 · price: The range of prices for the shares of Common Stock is from $34.615 to $35.19. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F4 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
May 07, 2018 Filed May 8, 2018 23:15 UTC SaleCommon Stock 13,382 $35.06 $469,115.38
Disclosure

SEC source: 0001209191-18-028704 · doc4.xml · nonDerivative · entry 2

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,842,049

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F3 · price: The range of prices for the shares of Common Stock is from $34.615 to $35.19. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
May 04, 2018 Filed May 8, 2018 23:16 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 38,365 $34.95 $1,340,749.33
Disclosure

SEC source: 0001209191-18-028705 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 17,855,431

F2 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F3 · price: The range of prices for the shares of Common Stock is from $34.615 to $35.08. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F4 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
May 04, 2018 Filed May 8, 2018 23:16 UTC
MARCUS GEORGE MDirector · 10% owner
GrantCommon Stock 2,142 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028705 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,021

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 04, 2018 Filed May 8, 2018 23:13 UTC GrantCommon Stock 2,142 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028702 · doc4.xml · nonDerivative · entry 1

SHAHEEN GEORGE T · CIK 0001242465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,690

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 04, 2018 Filed May 8, 2018 19:12 UTC GrantCommon Stock 2,142 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028701 · doc4.xml · nonDerivative · entry 1

MILLICHAP WILLIAM A · CIK 0001194685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,689

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 04, 2018 Filed May 8, 2018 23:15 UTC SaleCommon Stock 38,365 $34.95 $1,340,749.33
Disclosure

SEC source: 0001209191-18-028704 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,855,431

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $34.615 to $35.08. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
May 04, 2018 Filed May 8, 2018 23:14 UTC GrantCommon Stock 2,142 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028703 · doc4.xml · nonDerivative · entry 1

Watters Don C. · CIK 0001588453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,021

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 04, 2018 Filed May 8, 2018 23:11 UTC GrantCommon Stock 2,142 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028700 · doc4.xml · nonDerivative · entry 1

McClanahan Nicholas F. · CIK 0001588281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,065

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 04, 2018 Filed May 8, 2018 23:10 UTC GrantCommon Stock 2,142 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028699 · doc4.xml · nonDerivative · entry 1

Lawrence Norma J. · CIK 0001588559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,065

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 03, 2018 Filed May 4, 2018 00:26 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 28,875 $34.64 $1,000,322.40
Disclosure

SEC source: 0001209191-18-027921 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 17,893,796

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F4 · price: The range of prices for the shares of Common Stock is from $34.45 to $34.84. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
May 03, 2018 Filed May 4, 2018 00:25 UTC SaleCommon Stock 28,875 $34.64 $1,000,322.40
Disclosure

SEC source: 0001209191-18-027920 · doc4.xml · nonDerivative · entry 2

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,893,796

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F3 · price: The range of prices for the shares of Common Stock is from $34.45 to $34.84. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
May 02, 2018 Filed May 4, 2018 00:26 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 42,597 $34.46 $1,467,722.23
Disclosure

SEC source: 0001209191-18-027921 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 17,922,671

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $34.24 to $34.56. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
May 02, 2018 Filed May 4, 2018 00:25 UTC SaleCommon Stock 42,597 $34.46 $1,467,722.23
Disclosure

SEC source: 0001209191-18-027920 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,922,671

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $34.24 to $34.56. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
May 01, 2018 Filed May 1, 2018 23:10 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 19,217 $34.17 $656,719.84
Disclosure

SEC source: 0001209191-18-027198 · doc4.xml · nonDerivative · entry 3

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 17,965,268

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F5 · price: The range of prices for the shares of Common Stock is from $33.99 to $34.32. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
May 01, 2018 Filed May 1, 2018 23:09 UTC SaleCommon Stock 19,217 $34.17 $656,719.84
Disclosure

SEC source: 0001209191-18-027197 · doc4.xml · nonDerivative · entry 3

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,965,268

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F4 · price: The range of prices for the shares of Common Stock is from $33.99 to $34.32. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
April 30, 2018 Filed May 1, 2018 23:10 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 8,604 $34.50 $296,873.28
Disclosure

SEC source: 0001209191-18-027198 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 17,984,485

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F4 · price: The range of prices for the shares of Common Stock is from $34.11 to $34.81. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
April 30, 2018 Filed May 1, 2018 23:09 UTC SaleCommon Stock 8,604 $34.50 $296,873.28
Disclosure

SEC source: 0001209191-18-027197 · doc4.xml · nonDerivative · entry 2

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,984,485

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F3 · price: The range of prices for the shares of Common Stock is from $34.11 to $34.81. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
April 27, 2018 Filed May 1, 2018 23:10 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 30,613 $34.37 $1,052,306.57
Disclosure

SEC source: 0001209191-18-027198 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 17,993,089

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $34.25 to $34.51. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
April 27, 2018 Filed May 1, 2018 23:09 UTC SaleCommon Stock 30,613 $34.37 $1,052,306.57
Disclosure

SEC source: 0001209191-18-027197 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,993,089

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $34.25 to $34.51. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
April 26, 2018 Filed Apr 26, 2018 22:50 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 16,861 $34.36 $579,426.58
Disclosure

SEC source: 0001209191-18-026318 · doc4.xml · nonDerivative · entry 3

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,023,702

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F5 · price: The range of prices for the shares of Common Stock is from $34.19 to $34.535. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
April 26, 2018 Filed Apr 26, 2018 22:49 UTC SaleCommon Stock 16,861 $34.36 $579,426.58
Disclosure

SEC source: 0001209191-18-026317 · doc4.xml · nonDerivative · entry 3

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,023,702

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F4 · price: The range of prices for the shares of Common Stock is from $34.19 to $34.535. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 22:50 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 14,277 $34.30 $489,691.11
Disclosure

SEC source: 0001209191-18-026318 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,040,563

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F4 · price: The range of prices for the shares of Common Stock is from $34.16 to $34.55. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 22:49 UTC SaleCommon Stock 14,277 $34.30 $489,691.11
Disclosure

SEC source: 0001209191-18-026317 · doc4.xml · nonDerivative · entry 2

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,040,563

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F3 · price: The range of prices for the shares of Common Stock is from $34.16 to $34.55. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 22:50 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 7,990 $35.07 $280,246.85
Disclosure

SEC source: 0001209191-18-026318 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,054,840

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $34.80 to $35.405. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 22:49 UTC SaleCommon Stock 7,990 $35.07 $280,246.85
Disclosure

SEC source: 0001209191-18-026317 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,054,840

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $34.80 to $35.405. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
April 23, 2018 Filed Apr 24, 2018 21:50 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 2,611 $35.16 $91,796.23
Disclosure

SEC source: 0001209191-18-026007 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,062,830

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F4 · price: The range of prices for the shares of Common Stock is from $35.12 to $35.64. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
April 23, 2018 Filed Apr 24, 2018 21:49 UTC SaleCommon Stock 2,611 $35.16 $91,796.23
Disclosure

SEC source: 0001209191-18-026006 · doc4.xml · nonDerivative · entry 2

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,062,830

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F3 · price: The range of prices for the shares of Common Stock is from $35.12 to $35.64. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
April 20, 2018 Filed Apr 24, 2018 21:50 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 3,493 $35.56 $124,202.00
Disclosure

SEC source: 0001209191-18-026007 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,065,441

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $35.55 to $35.705. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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April 20, 2018 Filed Apr 24, 2018 21:49 UTC SaleCommon Stock 3,493 $35.56 $124,202.00
Disclosure

SEC source: 0001209191-18-026006 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,065,441

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $35.55 to $35.705. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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March 31, 2018 Filed Apr 3, 2018 17:14 UTC
LaBar Mitchell RExecutive VP and COO
Exercise / conversionRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023170 · doc4.xml · derivative · entry 3

LaBar Mitchell R · CIK 0001669426 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 31, 2017.

F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning March 31, 2017.

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March 31, 2018 Filed Apr 3, 2018 17:14 UTC
LaBar Mitchell RExecutive VP and COO
Tax withholdingCommon Stock 2,975 $35.92 $106,862.00
Disclosure

SEC source: 0001209191-18-023170 · doc4.xml · nonDerivative · entry 2

LaBar Mitchell R · CIK 0001669426 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,419

F2 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price of the date of settlement.

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March 31, 2018 Filed Apr 3, 2018 17:14 UTC
LaBar Mitchell RExecutive VP and COO
Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023170 · doc4.xml · nonDerivative · entry 1

LaBar Mitchell R · CIK 0001669426 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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March 27, 2018 Filed Mar 30, 2018 00:07 UTC
Nadji HessamDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-022162 · doc4.xml · derivative · entry 1

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 27, 2019.

F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning March 27, 2019.

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March 21, 2018 Filed Mar 23, 2018 21:37 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 28,015 $35.88 $1,005,105.36
Disclosure

SEC source: 0001209191-18-021457 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,068,934

F1 · price: The range of prices for the shares of Common Stock is from $35.7001 to $36.00. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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March 21, 2018 Filed Mar 23, 2018 21:37 UTC SaleCommon Stock 28,015 $35.88 $1,005,105.36
Disclosure

SEC source: 0001209191-18-021455 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,068,934

F1 · price: The range of prices for the shares of Common Stock is from $35.7001 to $36.00. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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March 20, 2018 Filed Mar 20, 2018 23:37 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 81,401 $35.72 $2,908,034.44
Disclosure

SEC source: 0001209191-18-020996 · doc4.xml · nonDerivative · entry 3

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,096,949

F4 · price: The range of prices for the shares of Common Stock is from $35.34 to $35.96. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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March 20, 2018 Filed Mar 20, 2018 23:36 UTC SaleCommon Stock 81,401 $35.72 $2,908,034.44
Disclosure

SEC source: 0001209191-18-020995 · doc4.xml · nonDerivative · entry 3

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,096,949

F3 · price: The range of prices for the shares of Common Stock is from $35.34 to $35.96. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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March 19, 2018 Filed Mar 20, 2018 23:37 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 50,000 $35.51 $1,775,565.00
Disclosure

SEC source: 0001209191-18-020996 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,178,350

F3 · price: The range of prices for the shares of Common Stock is from $35.20 to $35.70. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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March 19, 2018 Filed Mar 20, 2018 23:36 UTC SaleCommon Stock 50,000 $35.51 $1,775,565.00
Disclosure

SEC source: 0001209191-18-020995 · doc4.xml · nonDerivative · entry 2

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,178,350

F2 · price: The range of prices for the shares of Common Stock is from $35.20 to $35.70. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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March 16, 2018 Filed Mar 20, 2018 23:37 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 67,609 $35.81 $2,421,139.14
Disclosure

SEC source: 0001209191-18-020996 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,228,350

F1 · price: The range of prices for the shares of Common Stock is from $35.50 to $35.97. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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March 16, 2018 Filed Mar 20, 2018 23:36 UTC SaleCommon Stock 67,609 $35.81 $2,421,139.14
Disclosure

SEC source: 0001209191-18-020995 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,228,350

F1 · price: The range of prices for the shares of Common Stock is from $35.50 to $35.97. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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March 15, 2018 Filed Mar 15, 2018 22:19 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 101,208 $35.98 $3,641,909.16
Disclosure

SEC source: 0001209191-18-019937 · doc4.xml · nonDerivative · entry 3

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,295,959

F4 · price: The range of prices for the shares of Common Stock is from $35.65 to $36.19. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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March 15, 2018 Filed Mar 15, 2018 22:18 UTC SaleCommon Stock 101,208 $35.98 $3,641,909.16
Disclosure

SEC source: 0001209191-18-019936 · doc4.xml · nonDerivative · entry 3

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,295,959

F3 · price: The range of prices for the shares of Common Stock is from $35.65 to $36.19. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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March 14, 2018 Filed Mar 15, 2018 22:19 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 69,599 $36.02 $2,507,262.22
Disclosure

SEC source: 0001209191-18-019937 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,397,167

F3 · price: The range of prices for the shares of Common Stock is from $35.48 to $36.23. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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March 14, 2018 Filed Mar 15, 2018 22:18 UTC SaleCommon Stock 69,599 $36.02 $2,507,262.22
Disclosure

SEC source: 0001209191-18-019936 · doc4.xml · nonDerivative · entry 2

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,397,167

F2 · price: The range of prices for the shares of Common Stock is from $35.48 to $36.23. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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March 14, 2018 Filed Mar 15, 2018 21:22 UTC
Hughes William E.SVP Marcus & Millichap Capital
SaleCommon Stock 12,255 $36.00 $441,180.00
Disclosure

SEC source: 0001209191-18-019906 · doc4.xml · nonDerivative · entry 1

Hughes William E. · CIK 0001588435 · SVP Marcus & Millichap Capital

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 99,162

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · ownership.nature: Voting and investment power over the shares held by The William E. Hughes, Jr. Revocable Trust Dated August 26, 2005 is exercised by Mr. William E. Hughes, Jr., its trustee.

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March 13, 2018 Filed Mar 15, 2018 22:19 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 47,639 $36.13 $1,721,378.10
Disclosure

SEC source: 0001209191-18-019937 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,466,766

F1 · price: The range of prices for the shares of Common Stock is from $36.10 to $36.215. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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March 13, 2018 Filed Mar 15, 2018 22:18 UTC SaleCommon Stock 47,639 $36.13 $1,721,378.10
Disclosure

SEC source: 0001209191-18-019936 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,466,766

F1 · price: The range of prices for the shares of Common Stock is from $36.10 to $36.215. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.