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MMI

Marcus & Millichap, Inc.

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Tapewire entity
4846
SEC CIK
0001578732
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2018 Filed Nov 7, 2018 01:16 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 50,000 $35.10 $1,755,235.00
Disclosure

SEC source: 0001209191-18-057484 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,293,662

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $34.87 to $35.40. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
November 02, 2018 Filed Nov 7, 2018 01:15 UTC SaleCommon Stock 50,000 $35.10 $1,755,235.00
Disclosure

SEC source: 0001209191-18-057483 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,293,662

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $34.87 to $35.40. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 23:21 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 50,000 $35.06 $1,752,830.00
Disclosure

SEC source: 0001209191-18-057028 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,343,662

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F4 · price: The range of prices for the shares of Common Stock is from $34.60 to $35.46. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 23:19 UTC SaleCommon Stock 50,000 $35.06 $1,752,830.00
Disclosure

SEC source: 0001209191-18-057027 · doc4.xml · nonDerivative · entry 2

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,343,662

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F3 · price: The range of prices for the shares of Common Stock is from $34.60 to $35.46. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 23:21 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 50,000 $34.95 $1,747,375.00
Disclosure

SEC source: 0001209191-18-057028 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,393,662

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $34.74 to $35.495. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 23:19 UTC SaleCommon Stock 50,000 $34.95 $1,747,375.00
Disclosure

SEC source: 0001209191-18-057027 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,393,662

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $34.74 to $35.495. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 23:28 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 8,914 $35.51 $316,555.75
Disclosure

SEC source: 0001209191-18-051290 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,443,662

F1 · price: The range of prices for the shares of Common Stock is from $35.45 to $35.615. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 23:29 UTC SaleCommon Stock 8,914 $35.51 $316,555.75
Disclosure

SEC source: 0001209191-18-051291 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,443,662

F1 · price: The range of prices for the shares of Common Stock is from $35.45 to $35.615. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 00:15 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 14,204 $35.46 $503,736.34
Disclosure

SEC source: 0001209191-18-050980 · doc4.xml · nonDerivative · entry 3

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,452,576

F4 · price: The range of prices for the shares of Common Stock is from $35.40 to $35.54. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 00:14 UTC SaleCommon Stock 14,204 $35.46 $503,736.34
Disclosure

SEC source: 0001209191-18-050978 · doc4.xml · nonDerivative · entry 3

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,452,576

F3 · price: The range of prices for the shares of Common Stock is from $35.40 to $35.54. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 00:15 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 8,000 $35.40 $283,196.00
Disclosure

SEC source: 0001209191-18-050980 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,466,780

F3 · price: The range of prices for the shares of Common Stock is from $35.20 to $35.52. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 00:14 UTC SaleCommon Stock 8,000 $35.40 $283,196.00
Disclosure

SEC source: 0001209191-18-050978 · doc4.xml · nonDerivative · entry 2

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,466,780

F2 · price: The range of prices for the shares of Common Stock is from $35.20 to $35.52. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
September 11, 2018 Filed Sep 14, 2018 00:15 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 30,000 $35.46 $1,063,881.00
Disclosure

SEC source: 0001209191-18-050980 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,474,780

F1 · price: The range of prices for the shares of Common Stock is from $35.40 to $35.60. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
September 11, 2018 Filed Sep 14, 2018 00:14 UTC SaleCommon Stock 30,000 $35.46 $1,063,881.00
Disclosure

SEC source: 0001209191-18-050978 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,474,780

F1 · price: The range of prices for the shares of Common Stock is from $35.40 to $35.60. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
September 10, 2018 Filed Sep 10, 2018 23:56 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 30,698 $35.41 $1,087,126.69
Disclosure

SEC source: 0001209191-18-050375 · doc4.xml · nonDerivative · entry 3

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,504,780

F4 · price: The range of prices for the shares of Common Stock is from $35.35 to $35.5075. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2018 Filed Sep 10, 2018 23:55 UTC SaleCommon Stock 30,698 $35.41 $1,087,126.69
Disclosure

SEC source: 0001209191-18-050374 · doc4.xml · nonDerivative · entry 3

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,504,780

F3 · price: The range of prices for the shares of Common Stock is from $35.35 to $35.5075. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 23:56 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 4,000 $35.44 $141,743.60
Disclosure

SEC source: 0001209191-18-050375 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,535,478

F3 · price: The range of prices for the shares of Common Stock is from $35.13 to $35.55. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 23:55 UTC SaleCommon Stock 4,000 $35.44 $141,743.60
Disclosure

SEC source: 0001209191-18-050374 · doc4.xml · nonDerivative · entry 2

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,535,478

F2 · price: The range of prices for the shares of Common Stock is from $35.13 to $35.55. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 23:56 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 2,206 $35.55 $78,424.84
Disclosure

SEC source: 0001209191-18-050375 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,539,478

F1 · price: The range of prices for the shares of Common Stock is from $35.55 to $35.555. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 23:55 UTC SaleCommon Stock 2,206 $35.55 $78,424.84
Disclosure

SEC source: 0001209191-18-050374 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,539,478

F1 · price: The range of prices for the shares of Common Stock is from $35.55 to $35.555. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 00:04 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 700 $36.01 $25,203.64
Disclosure

SEC source: 0001209191-18-049690 · doc4.xml · nonDerivative · entry 3

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,541,684

F4 · price: The range of prices for the shares of Common Stock is from $36.00 to $36.01. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 00:03 UTC SaleCommon Stock 700 $36.01 $25,203.64
Disclosure

SEC source: 0001209191-18-049688 · doc4.xml · nonDerivative · entry 3

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,541,684

F3 · price: The range of prices for the shares of Common Stock is from $36.00 to $36.01. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 00:04 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 3,332 $36.27 $120,835.65
Disclosure

SEC source: 0001209191-18-049690 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,542,384

F3 · price: The range of prices for the shares of Common Stock is from $36.20 to $36.355. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 00:03 UTC SaleCommon Stock 3,332 $36.27 $120,835.65
Disclosure

SEC source: 0001209191-18-049688 · doc4.xml · nonDerivative · entry 2

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,542,384

F2 · price: The range of prices for the shares of Common Stock is from $36.20 to $36.355. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
August 31, 2018 Filed Sep 6, 2018 00:04 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 25,470 $36.42 $927,660.70
Disclosure

SEC source: 0001209191-18-049690 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,545,716

F1 · price: The range of prices for the shares of Common Stock is from $36.35 to $36.51. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
August 31, 2018 Filed Sep 6, 2018 00:03 UTC SaleCommon Stock 25,470 $36.42 $927,660.70
Disclosure

SEC source: 0001209191-18-049688 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,545,716

F1 · price: The range of prices for the shares of Common Stock is from $36.35 to $36.51. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 00:03 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 11,534 $36.39 $419,724.57
Disclosure

SEC source: 0001209191-18-049025 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,571,186

F3 · price: The range of prices for the shares of Common Stock is from $36.30 to $36.485. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 00:03 UTC SaleCommon Stock 11,534 $36.39 $419,724.57
Disclosure

SEC source: 0001209191-18-049024 · doc4.xml · nonDerivative · entry 2

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,571,186

F2 · price: The range of prices for the shares of Common Stock is from $36.30 to $36.485. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 00:03 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 17,694 $36.49 $645,740.76
Disclosure

SEC source: 0001209191-18-049025 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,582,720

F1 · price: The range of prices for the shares of Common Stock is from $36.37 to $36.58. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 00:03 UTC SaleCommon Stock 17,694 $36.49 $645,740.76
Disclosure

SEC source: 0001209191-18-049024 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,582,720

F1 · price: The range of prices for the shares of Common Stock is from $36.37 to $36.58. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
August 28, 2018 Filed Aug 29, 2018 00:12 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 41,756 $36.52 $1,524,899.89
Disclosure

SEC source: 0001209191-18-048751 · doc4.xml · nonDerivative · entry 3

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,600,414

F4 · price: The range of prices for the shares of Common Stock is from $36.45 to $36.555. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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August 28, 2018 Filed Aug 29, 2018 00:11 UTC SaleCommon Stock 41,756 $36.52 $1,524,899.89
Disclosure

SEC source: 0001209191-18-048750 · doc4.xml · nonDerivative · entry 3

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,600,414

F3 · price: The range of prices for the shares of Common Stock is from $36.45 to $36.555. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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August 27, 2018 Filed Aug 29, 2018 00:12 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 1,420 $36.81 $52,273.61
Disclosure

SEC source: 0001209191-18-048751 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,642,170

F3 · price: The range of prices for the shares of Common Stock is from $36.78 to $36.95. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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August 27, 2018 Filed Aug 29, 2018 00:11 UTC SaleCommon Stock 1,420 $36.81 $52,273.61
Disclosure

SEC source: 0001209191-18-048750 · doc4.xml · nonDerivative · entry 2

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,642,170

F2 · price: The range of prices for the shares of Common Stock is from $36.78 to $36.95. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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August 24, 2018 Filed Aug 29, 2018 00:12 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 1,909 $36.68 $70,029.37
Disclosure

SEC source: 0001209191-18-048751 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,643,590

F1 · price: The range of prices for the shares of Common Stock is from $36.65 to $36.71. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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August 24, 2018 Filed Aug 29, 2018 00:11 UTC SaleCommon Stock 1,909 $36.68 $70,029.37
Disclosure

SEC source: 0001209191-18-048750 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,643,590

F1 · price: The range of prices for the shares of Common Stock is from $36.65 to $36.71. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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August 21, 2018 Filed Aug 22, 2018 20:12 UTC
LaBar Mitchell RExecutive VP and COO
SaleCommon Stock 11,000 $38.44 $422,808.10
Disclosure

SEC source: 0001209191-18-048066 · doc4.xml · nonDerivative · entry 1

LaBar Mitchell R · CIK 0001669426 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419

F1 · price: The range of prices for the shares of Common Stock is from $38.37 to $38.58. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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August 21, 2018 Filed Aug 24, 2018 00:27 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 27,001 $38.55 $1,041,018.15
Disclosure

SEC source: 0001209191-18-048282 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,645,499

F1 · price: The range of prices for the shares of Common Stock is from $38.45 to $38.665. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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August 21, 2018 Filed Aug 24, 2018 00:26 UTC SaleCommon Stock 27,001 $38.55 $1,041,018.15
Disclosure

SEC source: 0001209191-18-048281 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,645,499

F1 · price: The range of prices for the shares of Common Stock is from $38.45 to $38.665. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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August 20, 2018 Filed Aug 21, 2018 00:04 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 28,315 $38.30 $1,084,402.21
Disclosure

SEC source: 0001209191-18-047705 · doc4.xml · nonDerivative · entry 3

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,672,500

F4 · price: The range of prices for the shares of Common Stock is from $38.00 to $38.45. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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August 20, 2018 Filed Aug 21, 2018 00:03 UTC SaleCommon Stock 28,315 $38.30 $1,084,402.21
Disclosure

SEC source: 0001209191-18-047704 · doc4.xml · nonDerivative · entry 3

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,672,500

F3 · price: The range of prices for the shares of Common Stock is from $38.00 to $38.45. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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August 17, 2018 Filed Aug 21, 2018 00:04 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 42,929 $37.86 $1,625,386.38
Disclosure

SEC source: 0001209191-18-047705 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,700,815

F3 · price: The range of prices for the shares of Common Stock is from $37.68 to $38.00. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 00:03 UTC SaleCommon Stock 42,929 $37.86 $1,625,386.38
Disclosure

SEC source: 0001209191-18-047704 · doc4.xml · nonDerivative · entry 2

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,700,815

F2 · price: The range of prices for the shares of Common Stock is from $37.68 to $38.00. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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August 16, 2018 Filed Aug 21, 2018 00:04 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 38,214 $37.79 $1,444,061.20
Disclosure

SEC source: 0001209191-18-047705 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,743,744

F1 · price: The range of prices for the shares of Common Stock is from $37.65 to $38.00. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
August 16, 2018 Filed Aug 21, 2018 00:03 UTC SaleCommon Stock 38,214 $37.79 $1,444,061.20
Disclosure

SEC source: 0001209191-18-047704 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,743,744

F1 · price: The range of prices for the shares of Common Stock is from $37.65 to $38.00. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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August 15, 2018 Filed Aug 16, 2018 20:54 UTC
MARCUS GEORGE MDirector · 10% owner
GiftCommon Stock 550,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047095 · doc4.xml · nonDerivative · entry 3

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,021

F3 · kind: Gift of shares to charitable foundation.

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August 15, 2018 Filed Aug 16, 2018 20:54 UTC
MARCUS GEORGE MDirector · 10% owner
OtherCommon Stock 550,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047095 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,021

F1 · kind: Pro rata distribution by Phoenix Investments Holdings LLC, to unitholders, including Mr. Marcus.

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August 15, 2018 Filed Aug 16, 2018 20:54 UTC
MARCUS GEORGE MDirector · 10% owner
OtherCommon Stock 559,091 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047095 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,781,958

F1 · kind: Pro rata distribution by Phoenix Investments Holdings LLC, to unitholders, including Mr. Marcus.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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August 15, 2018 Filed Aug 16, 2018 20:53 UTC OtherCommon Stock 559,091 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047093 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,781,958

F1 · kind: PRO RATA DISTRIBUTION BY PHOENIX INVESTMENTS HOLDINGS LLC TO UNITHOLDERS.

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August 09, 2018 Filed Aug 14, 2018 00:12 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 13,700 $38.42 $526,419.76
Disclosure

SEC source: 0001209191-18-046522 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 16,341,049

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $38.40 to $38.4575. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.