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MLSS

MILESTONE SCIENTIFIC INC.

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7313
SEC CIK
0000855683
Parsed reports
197

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2022 Filed Mar 29, 2022 20:47 UTC SaleCommon Stock, Par Value $0.001 7,110 $1.33 $9,456.30
Disclosure

SEC source: 0001437749-22-007561 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,272,238

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
March 22, 2022 Filed Mar 23, 2022 00:02 UTC SaleCommon Stock, Par Value $0.001 8,000 $1.26 $10,080.00
Disclosure

SEC source: 0001437749-22-006942 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,279,348

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 00:02 UTC SaleCommon Stock, Par Value $0.001 7,600 $1.30 $9,880.00
Disclosure

SEC source: 0001437749-22-006942 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,287,348

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 22:08 UTC SaleCommon Stock, Par Value $0.001 8,500 $1.18 $10,030.00
Disclosure

SEC source: 0001437749-22-006341 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,294,948

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 22:08 UTC SaleCommon Stock, Par Value $0.001 8,100 $1.23 $9,963.00
Disclosure

SEC source: 0001437749-22-006341 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,303,448

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
March 08, 2022 Filed Mar 8, 2022 23:07 UTC SaleCommon Stock, Par Value $0.001 7,500 $1.35 $10,125.00
Disclosure

SEC source: 0001437749-22-005579 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,311,548

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 23:07 UTC SaleCommon Stock, Par Value $0.001 6,400 $1.53 $9,792.00
Disclosure

SEC source: 0001437749-22-005579 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,319,048

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 22:08 UTC SaleCommon Stock, Par Value $0.001 7,600 $1.32 $10,032.00
Disclosure

SEC source: 0001437749-22-005041 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,325,448

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 22:08 UTC SaleCommon Stock, Par Value $0.001 7,500 $1.33 $9,975.00
Disclosure

SEC source: 0001437749-22-005041 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,333,048

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
February 23, 2022 Filed Feb 23, 2022 21:49 UTC SaleCommon Stock, Par Value $0.001 8,200 $1.22 $10,012.20
Disclosure

SEC source: 0001437749-22-004196 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,340,548

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:49 UTC SaleCommon Stock, Par Value $0.001 7,700 $1.29 $9,894.50
Disclosure

SEC source: 0001437749-22-004196 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,348,748

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
February 15, 2022 Filed Feb 15, 2022 22:22 UTC SaleCommon Stock, Par Value $0.001 8,100 $1.24 $10,044.00
Disclosure

SEC source: 0001437749-22-003453 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,356,448

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 22:22 UTC SaleCommon Stock, Par Value $0.001 8,400 $1.19 $9,996.00
Disclosure

SEC source: 0001437749-22-003453 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,364,548

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
February 08, 2022 Filed Feb 8, 2022 22:27 UTC SaleCommon Stock, Par Value $0.001 7,600 $1.30 $9,880.00
Disclosure

SEC source: 0001437749-22-002764 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,372,948

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 22:27 UTC SaleCommon Stock, Par Value $0.001 8,000 $1.26 $10,096.00
Disclosure

SEC source: 0001437749-22-002764 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,380,548

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
February 01, 2022 Filed Feb 1, 2022 22:45 UTC SaleCommon Stock 7,650 $1.32 $10,059.75
Disclosure

SEC source: 0001437749-22-002129 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,388,548

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:45 UTC SaleCommon Stock 7,800 $1.27 $9,921.60
Disclosure

SEC source: 0001437749-22-002129 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,396,198

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
January 25, 2022 Filed Jan 25, 2022 23:36 UTC SaleCommon Stock, Par Value $0.001 6,600 $1.52 $9,999.00
Disclosure

SEC source: 0001437749-22-001610 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,403,998

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
January 24, 2022 Filed Jan 25, 2022 23:36 UTC SaleCommon Stock, Par Value $0.001 7,200 $1.39 $10,008.00
Disclosure

SEC source: 0001437749-22-001610 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,410,598

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
January 19, 2022 Filed Jan 19, 2022 22:20 UTC SaleCommon Stock, Par Value $0.001 5,800 $1.72 $9,947.00
Disclosure

SEC source: 0001437749-22-001235 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,417,798

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
January 18, 2022 Filed Jan 19, 2022 22:20 UTC SaleCommon Stock, Par Value $0.001 5,800 $1.72 $9,981.80
Disclosure

SEC source: 0001437749-22-001235 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,423,598

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
January 11, 2022 Filed Jan 11, 2022 22:17 UTC SaleCommon Stock, Par Value $0.001 4,900 $2.02 $9,873.50
Disclosure

SEC source: 0001437749-22-000737 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,429,398

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
January 10, 2022 Filed Jan 11, 2022 22:17 UTC SaleCommon Stock, Par Value $0.001 5,000 $2.02 $10,095.00
Disclosure

SEC source: 0001437749-22-000737 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,434,928

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 22:19 UTC SaleCommon Stock 4,400 $2.09 $9,178.40
Disclosure

SEC source: 0001437749-22-000556 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,439,928

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
January 03, 2022 Filed Jan 3, 2022 23:19 UTC SaleCommon Stock, Par Value $0.001 5,000 $2.15 $10,750.00
Disclosure

SEC source: 0001437749-22-000209 · rdgdoc.xml · nonDerivative · entry 3

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,443,698

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on a. December 13, 2021.

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 23:19 UTC GrantCommon Stock, Par Value $0.001 48,544 $2.06 $100,000.64
Disclosure

SEC source: 0001437749-22-000209 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,448,698

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

F3 · ownership.nature: Shares held of record by US Asian Consulting Group LLC. of which, reporting person is the principal.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 23:19 UTC GrantCommon Stock, Par Value $0.001 48,544 $2.06 $100,000.64
Disclosure

SEC source: 0001437749-22-000209 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400,154

F2 · balance_after: 1,602,600 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
December 28, 2021 Filed Dec 28, 2021 21:52 UTC SaleCommon Stock 5,000 $2.12 $10,590.00
Disclosure

SEC source: 0001437749-21-029349 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,351,610

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,505,512 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 21:52 UTC SaleCommon Stock 4,600 $2.05 $9,407.00
Disclosure

SEC source: 0001437749-21-029349 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,356,610

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,505,512 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
December 21, 2021 Filed Dec 21, 2021 22:26 UTC SaleCommon Stock, Par Value $0.001 4,850 $2.02 $9,816.40
Disclosure

SEC source: 0001437749-21-029048 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,361,210

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,505,512 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
December 20, 2021 Filed Dec 21, 2021 22:26 UTC SaleCommon Stock, Par Value $0.001 5,000 $2.03 $10,125.00
Disclosure

SEC source: 0001437749-21-029048 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,366,060

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,505,512 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
December 16, 2021 Filed Dec 16, 2021 22:31 UTC SaleCommon Stock 3,900 $1.97 $7,667.40
Disclosure

SEC source: 0001437749-21-028784 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,371,060

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,505,512 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:31 UTC SaleCommon Stock 2,100 $1.95 $4,086.60
Disclosure

SEC source: 0001437749-21-028784 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,374,960

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,505,512 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
December 14, 2021 Filed Dec 14, 2021 22:23 UTC SaleCommon Stock, Par Value $0.001 2,100 $1.88 $3,945.90
Disclosure

SEC source: 0001437749-21-028576 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,377,060

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,505,512 of these shares are issuable to the reporting person after the termination of employment.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 22:23 UTC SaleCommon Stock, Par Value $0.001 2,100 $1.97 $4,145.40
Disclosure

SEC source: 0001437749-21-028576 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,379,160

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, which became effective on December 13, 2021.

F2 · balance_after: 1,505,512 of these shares are issuable to the reporting person after the termination of employment.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 21:02 UTC
Trombetta GiandomenicoDirector · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 99,378 $0.00 Strike: $1.61 $0.00
Disclosure

SEC source: 0001437749-21-028080 · rdgdoc.xml · derivative · entry 2

Trombetta Giandomenico · CIK 0001606650 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 99,378 shares

Expires 2022-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 21:02 UTC
Trombetta GiandomenicoDirector · 10% owner
Exercise / conversionCommon Stock, Par Value $0.001 99,378 $1.61 $159,998.58
Disclosure

SEC source: 0001437749-21-028080 · rdgdoc.xml · nonDerivative · entry 1

Trombetta Giandomenico · CIK 0001606650 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,261,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 21:14 UTC Exercise / conversionWarrants (right to buy) · Derivative 71,250 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001437749-21-027698 · rdgdoc.xml · derivative · entry 4

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

Underlying: Common Stock · 71,250 shares

Expires 2022-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Recordholder is Pershing LLC. the reporting person is the beneficial owner of these shares thru his brokerage account at Pershing.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 21:14 UTC Exercise / conversionCommon Stock, Par Value $0.001 71,250 $0.50 $35,625.00
Disclosure

SEC source: 0001437749-21-027698 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 4,381,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 1,505,512 of these shares are issuable to the reporting person at the termination of employment.

F2 · ownership.nature: Recordholder is Pershing LLC. the reporting person is the beneficial owner of these shares thru his brokerage account at Pershing.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:14 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 62,112 $0.00 Strike: $1.71 $0.00
Disclosure

SEC source: 0001437749-21-027698 · rdgdoc.xml · derivative · entry 3

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,112 shares

Expires 2022-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:14 UTC Exercise / conversionCommon Stock, Par Value $0.001 62,112 $1.71 $106,211.52
Disclosure

SEC source: 0001437749-21-027698 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,310,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 1,505,512 of these shares are issuable to the reporting person at the termination of employment.

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November 09, 2021 Filed Nov 12, 2021 21:06 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 171,429 $0.00 Strike: $1.93 $0.00
Disclosure

SEC source: 0001437749-21-026475 · rdgdoc.xml · derivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 171,429 shares

Expires 2021-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2021 Filed Nov 12, 2021 21:06 UTC Exercise / conversionCommon Stock, Par Value $0.001 171,429 $1.93 $330,857.97
Disclosure

SEC source: 0001437749-21-026475 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,310,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 1,505,512 of these shares are issuable to the reporting person at the termination of employment and 62,112 shares issuable under options exercisable within 60 days.

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September 17, 2021 Filed Sep 17, 2021 21:39 UTC SaleCommon Stock, Par Value $0.001 5,567 $1.92 $10,688.64
Disclosure

SEC source: 0001437749-21-022356 · rdgdoc.xml · nonDerivative · entry 8

Bernhard Leslie · CIK 0001333581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,358

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September 17, 2021 Filed Sep 17, 2021 21:39 UTC SaleCommon Stock, Par Value $0.001 2,371 $1.93 $4,576.03
Disclosure

SEC source: 0001437749-21-022356 · rdgdoc.xml · nonDerivative · entry 7

Bernhard Leslie · CIK 0001333581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,925

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September 16, 2021 Filed Sep 17, 2021 21:39 UTC SaleCommon Stock, Par Value $0.001 9,889 $1.90 $18,789.10
Disclosure

SEC source: 0001437749-21-022356 · rdgdoc.xml · nonDerivative · entry 6

Bernhard Leslie · CIK 0001333581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,296

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September 16, 2021 Filed Sep 17, 2021 21:39 UTC SaleCommon Stock, Par Value $0.001 17,173 $1.89 $32,456.97
Disclosure

SEC source: 0001437749-21-022356 · rdgdoc.xml · nonDerivative · entry 5

Bernhard Leslie · CIK 0001333581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,185

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September 15, 2021 Filed Sep 17, 2021 21:39 UTC SaleCommon Stock, Par Value $0.001 5,200 $1.93 $10,036.00
Disclosure

SEC source: 0001437749-21-022356 · rdgdoc.xml · nonDerivative · entry 4

Bernhard Leslie · CIK 0001333581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,358

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September 15, 2021 Filed Sep 17, 2021 21:39 UTC SaleCommon Stock, Par Value $0.001 406 $1.94 $787.64
Disclosure

SEC source: 0001437749-21-022356 · rdgdoc.xml · nonDerivative · entry 3

Bernhard Leslie · CIK 0001333581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,558

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September 15, 2021 Filed Sep 17, 2021 21:39 UTC SaleCommon Stock, Par Value $0.001 2,500 $1.92 $4,800.00
Disclosure

SEC source: 0001437749-21-022356 · rdgdoc.xml · nonDerivative · entry 2

Bernhard Leslie · CIK 0001333581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,964

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.