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Nasdaq · USD

MLAB

MESA LABORATORIES INC /CO/

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Tapewire entity
5221
SEC CIK
0000724004
Parsed reports
444

Last 12 months

Inside the activity.

5 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202630
Apr 202600
May 202600
Jun 202606
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2023 Filed Mar 27, 2023 13:40 UTC Exercise / conversionCommon Stock 1,000 $122.66 $122,660.00
Disclosure

SEC source: 0001228924-23-000008 · primary_doc.xml · nonDerivative · entry 3

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2023 Filed Mar 27, 2023 13:40 UTC OtherNon Qualified Stock Option · Derivative 2,500 $0.00 Strike: $122.66 $0.00
Disclosure

SEC source: 0001228924-23-000008 · primary_doc.xml · derivative · entry 8

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,802

Underlying: Common Stock · 2,500 shares

Expires 2023-04-03

F1 · derivative.exercise_date: 1/5 exercisable on each anniversary date of the 04/03/17 grant date

Read SEC document
March 22, 2023 Filed Mar 27, 2023 13:40 UTC SaleCommon Stock 2,500 $171.62 $429,050.00
Disclosure

SEC source: 0001228924-23-000008 · primary_doc.xml · nonDerivative · entry 2

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,696

F3 · shares: Sale reported on the Form 4 was effected pursuant to a Rule 10B5-1 trading plan adopted by the reporting person on June 14, 2022

Read SEC document
March 22, 2023 Filed Mar 27, 2023 13:40 UTC Exercise / conversionCommon Stock 2,500 $122.66 $306,650.00
Disclosure

SEC source: 0001228924-23-000008 · primary_doc.xml · nonDerivative · entry 1

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:42 UTC OtherIncentive Stock Option · Derivative 1,000 $0.00 Strike: $70.56 $0.00
Disclosure

SEC source: 0001228924-23-000007 · primary_doc.xml · derivative · entry 4

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,302

Underlying: Common Stock · 1,000 shares

Expires 2023-04-01

F1 · derivative.exercise_date: 1/7 exercisable on each anniversary date of the 04/01/2015 grant date

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:42 UTC SaleCommon Stock 1,000 $165.71 $165,710.00
Disclosure

SEC source: 0001228924-23-000007 · primary_doc.xml · nonDerivative · entry 2

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,696

F2 · shares: Sale reported on this Form 4 was effected pursuant to a Rule 10B5-1 trading plan adopted by the reporting person on June 14, 2022

Read SEC document
March 15, 2023 Filed Mar 16, 2023 18:42 UTC Exercise / conversionCommon Stock 1,000 $70.56 $70,560.00
Disclosure

SEC source: 0001228924-23-000007 · primary_doc.xml · nonDerivative · entry 1

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2023 Filed Mar 9, 2023 23:13 UTC OtherIncentive Stock Option · Derivative 400 $0.00 Strike: $70.56 $0.00
Disclosure

SEC source: 0001228924-23-000006 · primary_doc.xml · derivative · entry 4

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,302

Underlying: Common Stock · 400 shares

Expires 2023-04-01

F1 · derivative.exercise_date: 1/7 exercisable on each anniversary date of the 04/01/2015 grant date

Read SEC document
March 09, 2023 Filed Mar 9, 2023 23:13 UTC SaleCommon Stock 400 $169.97 $67,988.00
Disclosure

SEC source: 0001228924-23-000006 · primary_doc.xml · nonDerivative · entry 2

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,696

F2 · shares: Sale reported on this Form 4 was effected pursuant to a Rule 10B5-1 trading plan adopted by the reporting person on June 14, 2022

Read SEC document
March 09, 2023 Filed Mar 9, 2023 23:13 UTC Exercise / conversionCommon Stock 400 $70.56 $28,224.00
Disclosure

SEC source: 0001228924-23-000006 · primary_doc.xml · nonDerivative · entry 1

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 01:04 UTC OtherNon Qualified Stock Option · Derivative 1,000 $0.00 Strike: $51.85 $0.00
Disclosure

SEC source: 0001228924-23-000005 · primary_doc.xml · derivative · entry 4

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,702

Underlying: Common Stock · 1,000 shares

Expires 2023-04-01

F1 · derivative.exercise_date: 1/4 exercisable on each anniversary date of the 04/01/2013 grant date

Read SEC document
February 09, 2023 Filed Feb 10, 2023 01:04 UTC SaleCommon Stock 1,000 $184.27 $184,270.00
Disclosure

SEC source: 0001228924-23-000005 · primary_doc.xml · nonDerivative · entry 2

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,696

F2 · shares: Sale reported on this Form 4 was effected pursuant to a Rule 10B5-1 trading plan adopted by the reporting person on June 14, 2022

Read SEC document
February 09, 2023 Filed Feb 10, 2023 01:04 UTC Exercise / conversionCommon Stock 1,000 $51.85 $51,850.00
Disclosure

SEC source: 0001228924-23-000005 · primary_doc.xml · nonDerivative · entry 1

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 16:50 UTC GiftCommon Stock 14,580 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000004 · primary_doc.xml · nonDerivative · entry 2

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 44,580

F1 · shares: Represents a gift of shares to a spousal lifetime access trust

Read SEC document
February 02, 2023 Filed Feb 6, 2023 16:50 UTC GiftCommon Stock 14,580 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000004 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,232

F1 · shares: Represents a gift of shares to a spousal lifetime access trust

Read SEC document
January 23, 2023 Filed Jan 25, 2023 17:23 UTC OtherNon Qualified Stock Option · Derivative 2,100 $0.00 Strike: $70.56 $0.00
Disclosure

SEC source: 0001228924-23-000003 · primary_doc.xml · derivative · entry 4

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,702

Underlying: Common Stock · 2,100 shares

Expires 2023-04-01

F1 · derivative.exercise_date: 1/7 exercisable on each anniversary of the 04/01/2015 grant date

Read SEC document
January 23, 2023 Filed Jan 25, 2023 17:23 UTC SaleCommon Stock 2,100 $210.19 $441,399.00
Disclosure

SEC source: 0001228924-23-000003 · primary_doc.xml · nonDerivative · entry 2

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,696

F2 · shares: Sale reported on this Form 4 was effected pursuant to a Rule 10B5-1 trading plan adopted by the reporting person on June 14, 2022

Read SEC document
January 23, 2023 Filed Jan 25, 2023 17:23 UTC Exercise / conversionCommon Stock 2,100 $70.56 $148,176.00
Disclosure

SEC source: 0001228924-23-000003 · primary_doc.xml · nonDerivative · entry 1

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2023 Filed Jan 17, 2023 17:33 UTC Amendment SaleCommon Stock 1,571 $191.31 $300,548.01
Disclosure

SEC source: 0001228924-23-000002 · primary_doc.xml · nonDerivative · entry 1

Schmieder John Bradley · CIK 0001637852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,976

F1 · shares: Sale reported on this Form 4 (and the previous version filed on January 17, 2023) was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2022.

Read SEC document
January 13, 2023 Filed Jan 17, 2023 15:52 UTC OtherNon Qualified Stock Option · Derivative 1,000 $0.00 Strike: $122.66 $0.00
Disclosure

SEC source: 0001228924-23-000001 · primary_doc.xml · derivative · entry 5

Schmieder John Bradley · CIK 0001637852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450

Underlying: Common Stock · 1,000 shares

Expires 2023-04-03

F2 · derivative.exercise_date: 1/5 exercisable on each anniversary date of the 04/03/2017 grant date

Read SEC document
January 13, 2023 Filed Jan 17, 2023 15:52 UTC OtherNon Qualified Stock Options · Derivative 571 $0.00 Strike: $72.02 $0.00
Disclosure

SEC source: 0001228924-23-000001 · primary_doc.xml · derivative · entry 4

Schmieder John Bradley · CIK 0001637852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450

Underlying: Common Stock · 571 shares

Expires 2023-04-08

F1 · derivative.exercise_date: 1/7 exercisable on each anniversary date of the 04/08/2015 grant date

Read SEC document
January 13, 2023 Filed Jan 17, 2023 15:52 UTC SaleCommon Stock 1,571 $191.31 $300,548.01
Disclosure

SEC source: 0001228924-23-000001 · primary_doc.xml · nonDerivative · entry 3

Schmieder John Bradley · CIK 0001637852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,976

Read SEC document
January 13, 2023 Filed Jan 17, 2023 15:52 UTC OtherCommon Stock 571 $72.02 $41,123.42
Disclosure

SEC source: 0001228924-23-000001 · primary_doc.xml · nonDerivative · entry 1

Schmieder John Bradley · CIK 0001637852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,547

Read SEC document
December 08, 2022 Filed Dec 9, 2022 14:00 UTC
Hall ShannonDirector
SaleCommon Stock 230 $174.98 $40,244.25
Disclosure

SEC source: 0001228924-22-000044 · primary_doc.xml · nonDerivative · entry 1

Hall Shannon · CIK 0001621222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957

Read SEC document
November 28, 2022 Filed Nov 29, 2022 15:52 UTC GiftCommon Stock 1,425 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000043 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,812

Read SEC document
November 15, 2022 Filed Dec 14, 2022 16:26 UTC GrantRestricted Stock Units - 3 · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000045 · primary_doc.xml · derivative · entry 1

Ladiwala Shiraz Shabanali · CIK 0001715573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs granted in lieu of cash compensation for Board Services that vest on August 15, 2023

F3 · derivative.expiration_date: Not Applicable

Read SEC document
November 11, 2022 Filed Nov 21, 2022 15:06 UTC SaleCommon Stock 2,500 $175.45 $438,625.00
Disclosure

SEC source: 0001228924-22-000042 · primary_doc.xml · nonDerivative · entry 1

Schmieder John Bradley · CIK 0001637852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,976

F1 · shares: Sale reported on Form 4 was effected pursuant to a Rule 10b%-1 trading plan, adopted by the reporting person on August 16, 2022

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:30 UTC
Owens Gary MPresident and CEO
Exercise / conversionRestricted Stock Unit - 5 · Derivative 1,643 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000040 · primary_doc.xml · derivative · entry 5

Owens Gary M · CIK 0001700671 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,274

Underlying: Common Stock · 1,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of the Issuer's common stock

F4 · derivative.exercise_date: RSUs that vest 1/3 on September 1, 2022, 1/3 on June 15, 2023 and 1/3 on June 15, 2024

F3 · derivative.expiration_date: Not Applicable

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:30 UTC
Owens Gary MPresident and CEO
Exercise / conversionRestricted Stock Unit - 6 · Derivative 4,025 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000040 · primary_doc.xml · derivative · entry 4

Owens Gary M · CIK 0001700671 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs vesting on September 1, 2022

F3 · derivative.expiration_date: Not Applicable

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:30 UTC
Owens Gary MPresident and CEO
Tax withholdingCommon Stock 722 $178.42 $128,819.24
Disclosure

SEC source: 0001228924-22-000040 · primary_doc.xml · nonDerivative · entry 3

Owens Gary M · CIK 0001700671 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,586

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:30 UTC
Owens Gary MPresident and CEO
Exercise / conversionCommon Stock 1,643 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000040 · primary_doc.xml · nonDerivative · entry 2

Owens Gary M · CIK 0001700671 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:30 UTC
Owens Gary MPresident and CEO
Exercise / conversionCommon Stock 4,025 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000040 · primary_doc.xml · nonDerivative · entry 1

Owens Gary M · CIK 0001700671 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:46 UTC Exercise / conversionRestricted Stock Units - 3 · Derivative 514 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000041 · primary_doc.xml · derivative · entry 6

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023

Underlying: Common Stock · 514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F4 · derivative.exercise_date: RSUs that vest 1/3 on September 1, 2022, 1/3 on June 15, 2023 and 1/3 on June 15, 2024

F3 · derivative.expiration_date: Not applicable

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:46 UTC Exercise / conversionRestricted Stock Units - 4 · Derivative 1,303 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000041 · primary_doc.xml · derivative · entry 5

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vested on September 1, 2022

F3 · derivative.expiration_date: Not applicable

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:46 UTC Tax withholdingCommon Stock 799 $178.42 $142,557.58
Disclosure

SEC source: 0001228924-22-000041 · primary_doc.xml · nonDerivative · entry 3

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,696

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:46 UTC Exercise / conversionCommon Stock 514 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000041 · primary_doc.xml · nonDerivative · entry 2

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:46 UTC Exercise / conversionCommon Stock 1,303 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000041 · primary_doc.xml · nonDerivative · entry 1

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:14 UTC Exercise / conversionRestricted Stock Units - 6 · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000039 · primary_doc.xml · derivative · entry 5

Archbold Brian David · CIK 0001776947 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F4 · derivative.exercise_date: RSUs that vest 1/3 one September 1, 2022, June 15, 2023 and June 15, 2024

F3 · derivative.expiration_date: Not Applicable

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:14 UTC Exercise / conversionRestricted Stock Unit - 5 · Derivative 546 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000039 · primary_doc.xml · derivative · entry 4

Archbold Brian David · CIK 0001776947 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on September 1, 2022

F3 · derivative.expiration_date: Not Applicable

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:14 UTC Tax withholdingCommon Stock 412 $178.42 $73,509.04
Disclosure

SEC source: 0001228924-22-000039 · primary_doc.xml · nonDerivative · entry 3

Archbold Brian David · CIK 0001776947 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:14 UTC Exercise / conversionCommon Stock 357 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000039 · primary_doc.xml · nonDerivative · entry 2

Archbold Brian David · CIK 0001776947 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:14 UTC Exercise / conversionCommon Stock 546 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000039 · primary_doc.xml · nonDerivative · entry 1

Archbold Brian David · CIK 0001776947 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 16:59 UTC Exercise / conversionRestricted Stock Units - 6 · Derivative 787 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000038 · primary_doc.xml · derivative · entry 3

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: vested RSUs issued for Board of Director Services

F3 · derivative.expiration_date: Not Applicable

Read SEC document
September 01, 2022 Filed Sep 2, 2022 16:59 UTC Exercise / conversionCommon Stock 787 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000038 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 16:43 UTC Exercise / conversionRestricted Stock Units - 6 · Derivative 431 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000037 · primary_doc.xml · derivative · entry 2

Schmieder John Bradley · CIK 0001637852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 431 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: Vested RSUs for Board of Directors services

F3 · derivative.expiration_date: Not applicable

Read SEC document
September 01, 2022 Filed Sep 2, 2022 16:43 UTC Exercise / conversionCommon Stock 431 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000037 · primary_doc.xml · nonDerivative · entry 1

Schmieder John Bradley · CIK 0001637852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 16:37 UTC
Hall ShannonDirector
Exercise / conversionRestricted Stock Units - 4 · Derivative 431 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000036 · primary_doc.xml · derivative · entry 2

Hall Shannon · CIK 0001621222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 431 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: Vested RSUs for Board of Director Services

F3 · derivative.expiration_date: Not applicable

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September 01, 2022 Filed Sep 2, 2022 16:37 UTC
Hall ShannonDirector
Exercise / conversionCommon Stock 431 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000036 · primary_doc.xml · nonDerivative · entry 1

Hall Shannon · CIK 0001621222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 01, 2022 Filed Sep 2, 2022 16:24 UTC OtherRestricted Stock Units - 6 · Derivative 431 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000035 · primary_doc.xml · derivative · entry 2

GUILLEMIN EVAN · CIK 0001246295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 431 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: Vested RSUs for Board of Director services

F3 · derivative.expiration_date: Not applicable

Read SEC document
September 01, 2022 Filed Sep 2, 2022 16:24 UTC Exercise / conversionCommon Stock 431 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000035 · primary_doc.xml · nonDerivative · entry 1

GUILLEMIN EVAN · CIK 0001246295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.