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Nasdaq · USD

MLAB

MESA LABORATORIES INC /CO/

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Tapewire entity
5221
SEC CIK
0000724004
Parsed reports
444

Last 12 months

Inside the activity.

5 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202630
Apr 202600
May 202600
Jun 202606
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2024 Filed Jun 17, 2024 17:41 UTC
Owens Gary MPresident and CEO
Exercise / conversionRestricted Stock Units 2 · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001228924-24-000010 · primary_doc.xml · derivative · entry 4

Owens Gary M · CIK 0001700671 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer' common stock

F5 · derivative.exercise_date: RSUs that vest 1/5 on June 15, 2020 and each of the next 4 anniversary dates

F3 · derivative.expiration_date: Not Applicable

Read SEC document
June 14, 2024 Filed Jun 17, 2024 17:41 UTC
Owens Gary MPresident and CEO
Exercise / conversionRestricted Stock Units 7 · Derivative 2,322 $0.00 $0.00
Disclosure

SEC source: 0001228924-24-000010 · primary_doc.xml · derivative · entry 3

Owens Gary M · CIK 0001700671 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,314

Underlying: Common Stock · 2,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer' common stock

F4 · derivative.exercise_date: RSUs that vest 1/3 on June 15, 2023 and each of the next two anniversary dates

F3 · derivative.expiration_date: Not Applicable

Read SEC document
June 14, 2024 Filed Jun 17, 2024 17:41 UTC
Owens Gary MPresident and CEO
Exercise / conversionRestricted Stock Units 5 · Derivative 1,637 $0.00 $0.00
Disclosure

SEC source: 0001228924-24-000010 · primary_doc.xml · derivative · entry 2

Owens Gary M · CIK 0001700671 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer' common stock

F2 · derivative.exercise_date: RSUs that vest 1/3 on September 1, 2022, 1/3 June 15, 2023 and 1/3 on June 15, 2024

F3 · derivative.expiration_date: Not Applicable

Read SEC document
June 14, 2024 Filed Jun 17, 2024 17:41 UTC
Owens Gary MPresident and CEO
Exercise / conversionCommon Stock 4,959 $0.00 $0.00
Disclosure

SEC source: 0001228924-24-000010 · primary_doc.xml · nonDerivative · entry 1

Owens Gary M · CIK 0001700671 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 15:50 UTC
Archbold Brian DavidSVP Operations
Exercise / conversionRestricted Stock Units 6 · Derivative 535 $0.00 $0.00
Disclosure

SEC source: 0001228924-24-000009 · primary_doc.xml · derivative · entry 4

Archbold Brian David · CIK 0001776947 · SVP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535

Underlying: Common Stock · 535 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F4 · derivative.exercise_date: RSUs that vest 1/3 on June 15, 2023 and each of the next two anniversary dates

F3 · derivative.expiration_date: Not Applicable

Read SEC document
June 14, 2024 Filed Jun 17, 2024 15:50 UTC
Archbold Brian DavidSVP Operations
Exercise / conversionRestricted Stock Units 4 · Derivative 354 $0.00 $0.00
Disclosure

SEC source: 0001228924-24-000009 · primary_doc.xml · derivative · entry 3

Archbold Brian David · CIK 0001776947 · SVP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest 1/3 on September 1, 2022, 1/3 on June 15, 2023 and 1/3 on June 15, 2024

F3 · derivative.expiration_date: Not Applicable

Read SEC document
June 14, 2024 Filed Jun 17, 2024 15:50 UTC
Archbold Brian DavidSVP Operations
Tax withholdingCommon Stock 407 $91.60 $37,281.20
Disclosure

SEC source: 0001228924-24-000009 · primary_doc.xml · nonDerivative · entry 2

Archbold Brian David · CIK 0001776947 · SVP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,040

Read SEC document
June 14, 2024 Filed Jun 17, 2024 15:50 UTC
Archbold Brian DavidSVP Operations
Exercise / conversionCommon Stock 889 $0.00 $0.00
Disclosure

SEC source: 0001228924-24-000009 · primary_doc.xml · nonDerivative · entry 1

Archbold Brian David · CIK 0001776947 · SVP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 15:31 UTC Exercise / conversionRestricted Stock Units - 5 · Derivative 793 $0.00 $0.00
Disclosure

SEC source: 0001228924-24-000008 · primary_doc.xml · derivative · entry 5

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 793

Underlying: Common Stock · 793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F4 · derivative.exercise_date: RSUs that vest 1/3 on June 15, 2023 and each of the next two anniversary dates

F3 · derivative.expiration_date: not applicable

Read SEC document
June 14, 2024 Filed Jun 17, 2024 15:31 UTC Exercise / conversionRestricted Stock Units - 3 · Derivative 511 $0.00 $0.00
Disclosure

SEC source: 0001228924-24-000008 · primary_doc.xml · derivative · entry 4

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 511 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs the vest 1/3 on September 1, 2022, 1/3 on June 15, 2023 and 1/3 on June 15, 2024

F3 · derivative.expiration_date: not applicable

Read SEC document
June 14, 2024 Filed Jun 17, 2024 15:31 UTC Tax withholdingCommon Stock 572 $91.60 $52,395.20
Disclosure

SEC source: 0001228924-24-000008 · primary_doc.xml · nonDerivative · entry 2

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,463

Read SEC document
June 14, 2024 Filed Jun 17, 2024 15:31 UTC Exercise / conversionCommon Stock 1,304 $0.00 $0.00
Disclosure

SEC source: 0001228924-24-000008 · primary_doc.xml · nonDerivative · entry 1

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2024 Filed Apr 3, 2024 13:57 UTC OtherNon Qualified Stock Option · Derivative 450 $0.00 Strike: $142.40 $0.00
Disclosure

SEC source: 0001228924-24-000007 · primary_doc.xml · derivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450 shares

Expires 2024-04-02

F1 · derivative.exercise_date: NSOs that vest 1/5 on each anniversary date of the April 2, 2018 grant date

F2 · derivative.expiration_date: NSOs that expired on April 2, 2024

Read SEC document
April 02, 2024 Filed Apr 3, 2024 13:50 UTC OtherNon Qualified Stock Option · Derivative 2,500 $0.00 Strike: $142.40 $0.00
Disclosure

SEC source: 0001228924-24-000006 · primary_doc.xml · derivative · entry 1

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,793

Underlying: Common Stock · 2,500 shares

Expires 2024-04-02

F1 · derivative.exercise_date: NSOs that vest 1/5 on each anniversary date of the April 2, 2018 grant date

F2 · derivative.expiration_date: NSOs that expired unexercised on April 2, 2024

Read SEC document
April 02, 2024 Filed Apr 3, 2024 13:46 UTC
Owens Gary MPresident and CEO
OtherNon Qualified Stock Options · Derivative 5,000 $0.00 Strike: $142.40 $0.00
Disclosure

SEC source: 0001228924-24-000005 · primary_doc.xml · derivative · entry 1

Owens Gary M · CIK 0001700671 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,769

Underlying: Common Stock · 5,000 shares

Expires 2024-04-02

F1 · derivative.exercise_date: NSOs that vest 1/5 on each anniversary date of the April 2, 2018 grant date

F2 · derivative.expiration_date: NSOs that expired unexercised on April 2, 2024

Read SEC document
April 02, 2024 Filed Apr 3, 2024 13:40 UTC
Archbold Brian DavidSVP Operations
OtherNon Qualified Stock Option · Derivative 420 $0.00 Strike: $142.40 $0.00
Disclosure

SEC source: 0001228924-24-000004 · primary_doc.xml · derivative · entry 1

Archbold Brian David · CIK 0001776947 · SVP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,696

Underlying: Common Stock · 420 shares

Expires 2024-04-02

F1 · derivative.exercise_date: NSOs that vest 1/5 on each anniversary date of the April 2, 2018 grant date

F2 · derivative.expiration_date: NSOs expired unexercised on April 2,2024

Read SEC document
February 15, 2024 Filed Feb 16, 2024 18:10 UTC GrantRestricted Stock Units -1 · Derivative 724 $0.00 $0.00
Disclosure

SEC source: 0001228924-24-000002 · primary_doc.xml · derivative · entry 1

Capone Mark Christopher · CIK 0001352413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724

Underlying: Common Stock · 724 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on August 15, 2024

F3 · derivative.expiration_date: Not Applicable

Read SEC document
January 08, 2024 Filed Mar 26, 2024 16:51 UTC
Archbold Brian DavidSVP Operations
OtherNon Qualified Stock Option · Derivative 290 $0.00 Strike: $129.10 $0.00
Disclosure

SEC source: 0001228924-24-000003 · primary_doc.xml · derivative · entry 1

Archbold Brian David · CIK 0001776947 · SVP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,116

Underlying: Common Stock · 290 shares

Expires 2024-01-08

F1 · derivative.exercise_date: NSOs that vest 1/5 on each anniversary date of the January 8, 2018 grant date.

F2 · derivative.expiration_date: NSOs expired unexercised on January 8, 2024

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:21 UTC
Archbold Brian DavidSVP Operations
SaleCommon Stock 1,500 $112.36 $168,540.00
Disclosure

SEC source: 0001228924-23-000040 · primary_doc.xml · nonDerivative · entry 1

Archbold Brian David · CIK 0001776947 · SVP Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 558

F1 · shares: Sale reported on the Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 14, 2023

Read SEC document
November 09, 2023 Filed Nov 14, 2023 11:11 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000039 · primary_doc.xml · nonDerivative · entry 3

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,804

Read SEC document
November 09, 2023 Filed Nov 14, 2023 11:11 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000039 · primary_doc.xml · nonDerivative · entry 2

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 44,780

F1 · shares: Represents a gift of shares to a spousal lifetime access trust

Read SEC document
November 09, 2023 Filed Nov 14, 2023 11:11 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000039 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,804

F1 · shares: Represents a gift of shares to a spousal lifetime access trust

Read SEC document
September 15, 2023 Filed Sep 19, 2023 16:34 UTC SaleCommon Stock 1,000 $123.74 $123,740.00
Disclosure

SEC source: 0001228924-23-000038 · primary_doc.xml · nonDerivative · entry 2

Schmieder John Bradley · CIK 0001637852 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,760

F2 · kind: Sale of securities under a 10b5-1 trading plan implemented June 14, 2023

Read SEC document
September 14, 2023 Filed Sep 19, 2023 16:34 UTC SaleCommon Stock 3,000 $123.05 $369,150.00
Disclosure

SEC source: 0001228924-23-000038 · primary_doc.xml · nonDerivative · entry 1

Schmieder John Bradley · CIK 0001637852 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,760

F1 · kind: Mr. Schmieder is no longer a director of the Company effective August 25, 2023

F2 · kind: Sale of securities under a 10b5-1 trading plan implemented June 14, 2023

Read SEC document
September 13, 2023 Filed Sep 14, 2023 17:47 UTC SaleCommon Stock 3,000 $123.32 $369,965.10
Disclosure

SEC source: 0001228924-23-000036 · primary_doc.xml · nonDerivative · entry 1

Schmieder John Bradley · CIK 0001637852 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,760

F1 · security: Mr. Schmieder is no long a director of the Company effective August 25, 2023

F2 · kind: Sale of securities effected under a 10b5-1 trading plan implemented June 14, 2023

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:11 UTC GrantRestricted Stock Unit - 6 · Derivative 3,109 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000030 · primary_doc.xml · derivative · entry 1

Sakys John · CIK 0001197710 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,109

Underlying: Common Stock · 3,109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to received one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest 1/3 on September 1, 2024, June 21, 2025 and June 21, 2026

F3 · derivative.expiration_date: Not Applicable

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:04 UTC
Archbold Brian DavidSVP Operations
GrantRestricted Stock Units - 7 · Derivative 2,533 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000029 · primary_doc.xml · derivative · entry 1

Archbold Brian David · CIK 0001776947 · SVP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,533

Underlying: Common Stock · 2,533 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest 1/3 on September 1, 2024, June 21, 2025 and June 21, 2026

F3 · derivative.expiration_date: Not Applicable

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:52 UTC
Owens Gary MPresident and CEO
GrantRestricted Stock Units - 8 · Derivative 9,902 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000028 · primary_doc.xml · derivative · entry 1

Owens Gary M · CIK 0001700671 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,902

Underlying: Common Stock · 9,902 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest 1/3 on September 1, 2024, June 21, 2025 and June 21, 2026

F3 · derivative.expiration_date: Not Applicable

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:34 UTC
Owens Gary MPresident and CEO
OtherNon Qualified Stock Options · Derivative 2,000 $0.00 Strike: $136.42 $0.00
Disclosure

SEC source: 0001228924-23-000027 · primary_doc.xml · derivative · entry 3

Owens Gary M · CIK 0001700671 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,769

Underlying: Common Stock · 2,000 shares

Expires 2023-09-01

F1 · derivative.exercise_date: 1/5 exercisable on each anniversary date of the 09-01-2017 grant date

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:34 UTC
Owens Gary MPresident and CEO
SaleCommon Stock 2,000 $142.82 $285,640.00
Disclosure

SEC source: 0001228924-23-000027 · primary_doc.xml · nonDerivative · entry 2

Owens Gary M · CIK 0001700671 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,032

F2 · shares: Sale reported on this Form 4 was effected pursuant to a Rule 10B5-1 trading plan adopted by the reporting person on May 30, 2023

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:34 UTC
Owens Gary MPresident and CEO
Exercise / conversionCommon Stock 2,000 $136.42 $272,840.00
Disclosure

SEC source: 0001228924-23-000027 · primary_doc.xml · nonDerivative · entry 1

Owens Gary M · CIK 0001700671 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 16:36 UTC Exercise / conversionRestricted Stock Units - 4 · Derivative 1,574 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000035 · primary_doc.xml · derivative · entry 2

Ladiwala Shiraz Shabanali · CIK 0001715573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,574

Underlying: Common Stock · 1,574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on September 1, 2024

F3 · derivative.expiration_date: Not Applicable

Read SEC document
September 01, 2023 Filed Sep 6, 2023 16:26 UTC
Hall ShannonDirector
Exercise / conversionRestricted Stock Units - 6 · Derivative 1,074 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000034 · primary_doc.xml · derivative · entry 1

Hall Shannon · CIK 0001621222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 1,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on September 1, 2024

F3 · derivative.expiration_date: Not Applicable

Read SEC document
September 01, 2023 Filed Sep 6, 2023 16:15 UTC Exercise / conversionRestricted Stock Units 7 · Derivative 1,074 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000033 · primary_doc.xml · derivative · entry 1

Alltoft Jennifer Sadie · CIK 0001769053 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 1,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on September 1, 2024

F3 · derivative.expiration_date: Not Applicable

Read SEC document
September 01, 2023 Filed Sep 6, 2023 16:06 UTC Exercise / conversionRestricted Stock Units - 8 · Derivative 1,074 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000032 · primary_doc.xml · derivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 1,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on September 1, 2024

F3 · derivative.expiration_date: Not Applicable

Read SEC document
September 01, 2023 Filed Sep 6, 2023 15:59 UTC Exercise / conversionRestricted Stock Units - 2 · Derivative 1,074 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000031 · primary_doc.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 1,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on September 1, 2024

F3 · derivative.expiration_date: Not Applicable

Read SEC document
August 15, 2023 Filed Aug 16, 2023 19:54 UTC Exercise / conversionRestricted Stock Units - 1 · Derivative 1,105 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000026 · primary_doc.xml · derivative · entry 2

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to acquire one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on August 15, 2023

F3 · derivative.expiration_date: Not Applicable

Read SEC document
August 15, 2023 Filed Aug 16, 2023 19:54 UTC Exercise / conversionCommon Stock 1,105 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000026 · primary_doc.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 19:45 UTC Exercise / conversionRestricted Stock Units - 2 · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000025 · primary_doc.xml · derivative · entry 2

Ladiwala Shiraz Shabanali · CIK 0001715573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on August 15, 2023

F3 · derivative.expiration_date: Not Applicable

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August 15, 2023 Filed Aug 16, 2023 19:45 UTC Exercise / conversionCommon Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000025 · primary_doc.xml · nonDerivative · entry 1

Ladiwala Shiraz Shabanali · CIK 0001715573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 15, 2023 Filed Aug 16, 2023 19:37 UTC Exercise / conversionRestricted Stock Units - 7 · Derivative 754 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000024 · primary_doc.xml · derivative · entry 3

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to acquire one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on August 15, 2023

F3 · derivative.expiration_date: Not Applicable

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August 15, 2023 Filed Aug 16, 2023 19:37 UTC Exercise / conversionCommon Stock 754 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000024 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 15, 2023 Filed Aug 16, 2023 19:28 UTC Exercise / conversionRestricted Stock Units - 6 · Derivative 754 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000023 · primary_doc.xml · derivative · entry 2

Alltoft Jennifer Sadie · CIK 0001769053 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on August 15, 2023

F3 · derivative.expiration_date: Not Applicable

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August 15, 2023 Filed Aug 16, 2023 19:28 UTC Exercise / conversionCommon Stock 754 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000023 · primary_doc.xml · nonDerivative · entry 1

Alltoft Jennifer Sadie · CIK 0001769053 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 15, 2023 Filed Aug 16, 2023 19:19 UTC Exercise / conversionRestricted Stock Units - 7 · Derivative 754 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000022 · primary_doc.xml · derivative · entry 2

Schmieder John Bradley · CIK 0001637852 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs the vest on August 15, 2023

F3 · derivative.expiration_date: Not Applicable

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August 15, 2023 Filed Aug 16, 2023 19:19 UTC Exercise / conversionCommon Stock 754 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000022 · primary_doc.xml · nonDerivative · entry 1

Schmieder John Bradley · CIK 0001637852 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 15, 2023 Filed Aug 16, 2023 18:03 UTC
Hall ShannonDirector
Exercise / conversionRestricted Stock Units - 5 · Derivative 754 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000021 · primary_doc.xml · derivative · entry 2

Hall Shannon · CIK 0001621222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on August 15, 2023

F3 · derivative.expiration_date: Not Applicable

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August 15, 2023 Filed Aug 16, 2023 18:03 UTC
Hall ShannonDirector
Exercise / conversionCommon Stock 754 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000021 · primary_doc.xml · nonDerivative · entry 1

Hall Shannon · CIK 0001621222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 15, 2023 Filed Sep 6, 2023 16:36 UTC Exercise / conversionRestricted Stock Units - 3 · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000035 · primary_doc.xml · derivative · entry 3

Ladiwala Shiraz Shabanali · CIK 0001715573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F4 · derivative.exercise_date: RSUs that vested on August 15, 2023

F3 · derivative.expiration_date: Not Applicable

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August 15, 2023 Filed Sep 6, 2023 16:36 UTC Exercise / conversionCommon Stock 40 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000035 · primary_doc.xml · nonDerivative · entry 1

Ladiwala Shiraz Shabanali · CIK 0001715573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.