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Nasdaq · USD

MLAB

MESA LABORATORIES INC /CO/

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Tapewire entity
5221
SEC CIK
0000724004
Parsed reports
444

Last 12 months

Inside the activity.

5 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202630
Apr 202600
May 202600
Jun 202606
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2020 Filed Apr 3, 2020 23:01 UTC Exercise / conversionCommon Stock 200 $122.66 $24,532.00
Disclosure

SEC source: 0001228924-20-000008 · primary_doc.xml · nonDerivative · entry 2

Dwyer Robert V · CIK 0001360778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2020 Filed Apr 3, 2020 23:01 UTC Exercise / conversionCommon Stock 200 $97.78 $19,556.00
Disclosure

SEC source: 0001228924-20-000008 · primary_doc.xml · nonDerivative · entry 1

Dwyer Robert V · CIK 0001360778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2020 Filed Apr 3, 2020 22:47 UTC OtherNon Qualified Stock Option · Derivative 189 $0.00 Strike: $70.56 $0.00
Disclosure

SEC source: 0001228924-20-000007 · primary_doc.xml · derivative · entry 6

Dwyer Robert V · CIK 0001360778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,945

Underlying: Common Stock · 189 shares

Expires 2023-04-01

F1 · derivative.exercise_date: 1/7 exercisable on each of the first 7 anniversary dates

Read SEC document
April 03, 2020 Filed Apr 3, 2020 22:47 UTC OtherNon Qualified Stock Option · Derivative 17 $0.00 Strike: $58.51 $0.00
Disclosure

SEC source: 0001228924-20-000007 · primary_doc.xml · derivative · entry 5

Dwyer Robert V · CIK 0001360778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,134

Underlying: Common Stock · 17 shares

Expires 2022-10-02

F1 · derivative.exercise_date: 1/7 exercisable on each of the first 7 anniversary dates

Read SEC document
April 03, 2020 Filed Apr 3, 2020 22:47 UTC OtherNon Qualified Stock Option · Derivative 172 $0.00 Strike: $89.70 $0.00
Disclosure

SEC source: 0001228924-20-000007 · primary_doc.xml · derivative · entry 4

Dwyer Robert V · CIK 0001360778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,151

Underlying: Common Stock · 172 shares

Expires 2022-04-01

F1 · derivative.exercise_date: 1/7 exercisable on each of the first 7 anniversary dates

Read SEC document
April 03, 2020 Filed Apr 3, 2020 22:47 UTC Exercise / conversionCommon Stock 189 $70.56 $13,335.84
Disclosure

SEC source: 0001228924-20-000007 · primary_doc.xml · nonDerivative · entry 3

Dwyer Robert V · CIK 0001360778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2020 Filed Apr 3, 2020 22:47 UTC Exercise / conversionCommon Stock 17 $58.51 $994.67
Disclosure

SEC source: 0001228924-20-000007 · primary_doc.xml · nonDerivative · entry 2

Dwyer Robert V · CIK 0001360778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2020 Filed Apr 3, 2020 22:47 UTC Exercise / conversionCommon Stock 172 $89.70 $15,428.40
Disclosure

SEC source: 0001228924-20-000007 · primary_doc.xml · nonDerivative · entry 1

Dwyer Robert V · CIK 0001360778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC OtherIncentive Stock Option · Derivative 799 $0.00 Strike: $70.56 $0.00
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · derivative · entry 9

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,988

Underlying: Common Stock · 799 shares

Expires 2023-04-01

F3 · derivative.exercise_date: 1/7 exercisable on each anniversary date of the 4-1-15 grant date

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC OtherIncentive Stock Option · Derivative 785 $0.00 Strike: $89.70 $0.00
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · derivative · entry 8

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,787

Underlying: Common Stock · 785 shares

Expires 2022-04-01

F2 · derivative.exercise_date: 1/7 exercisable on each anniversary date of the 04/01/14 grant date

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC OtherNon Qualified Stock Option · Derivative 208 $0.00 Strike: $89.70 $0.00
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · derivative · entry 7

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,572

Underlying: Common Stock · 208 shares

Expires 2022-04-01

F2 · derivative.exercise_date: 1/7 exercisable on each anniversary date of the 04/01/14 grant date

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC OtherNon Qualified Stock Option · Derivative 1,494 $0.00 Strike: $51.85 $0.00
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · derivative · entry 6

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,780

Underlying: Common Stock · 1,494 shares

Expires 2023-04-01

F1 · derivative.exercise_date: 1/4 exercisable on each anniverary date of the 04/01/13 grant

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC Exercise / conversionCommon Stock 799 $70.56 $56,377.44
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · nonDerivative · entry 5

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC Exercise / conversionCommon Stock 785 $89.70 $70,414.50
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · nonDerivative · entry 4

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC SaleCommon Stock 1,702 $256.02 $435,746.04
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · nonDerivative · entry 3

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,347

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC Exercise / conversionCommon Stock 208 $89.70 $18,657.60
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · nonDerivative · entry 2

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC Exercise / conversionCommon Stock 1,494 $51.85 $77,463.90
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 23:35 UTC Othernon Qualified Stock Option · Derivative 970 $0.00 Strike: $89.70 $0.00
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · derivative · entry 10

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,274

Underlying: Common Stock · 970 shares

Expires 2022-04-01

F3 · derivative.exercise_date: 1/7 exercisable each anniversary date of the 4-1-14 grant date

Read SEC document
February 26, 2020 Filed Feb 27, 2020 23:35 UTC OtherNon Qualified Stock Option · Derivative 100 $0.00 Strike: $51.85 $0.00
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · derivative · entry 9

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,244

Underlying: Common Stock · 100 shares

Expires 2023-04-01

F2 · derivative.exercise_date: 25% exercisable on each anniversary date of the 4-1-13 grant date

Read SEC document
February 26, 2020 Filed Feb 27, 2020 23:35 UTC SaleCommon Stock 1,070 $263.39 $281,827.30
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · nonDerivative · entry 6

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,347

Read SEC document
February 26, 2020 Filed Feb 27, 2020 23:35 UTC Exercise / conversionCommon Stock 970 $89.70 $87,009.00
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · nonDerivative · entry 5

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 23:35 UTC Exercise / conversionCommon Stock 100 $51.85 $5,185.00
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · nonDerivative · entry 4

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:35 UTC OtherNon Qualified Stock Option · Derivative 2,206 $0.00 Strike: $51.85 $0.00
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · derivative · entry 8

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,344

Underlying: Common Stock · 2,206 shares

Expires 2023-04-01

F2 · derivative.exercise_date: 25% exercisable on each anniversary date of the 4-1-13 grant date

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:35 UTC OtherNon Qualified Stock Option · Derivative 6,000 $0.00 Strike: $50.50 $0.00
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · derivative · entry 7

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,550

Underlying: Common Stock · 6,000 shares

Expires 2022-04-02

F1 · derivative.exercise_date: 25% Exercisable on each anniversary of the 4-2-13 grant date

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:35 UTC SaleCommon Stock 8,206 $267.09 $2,191,740.54
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · nonDerivative · entry 3

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,347

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:35 UTC Exercise / conversionCommon Stock 2,206 $51.85 $114,381.10
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · nonDerivative · entry 2

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:35 UTC Exercise / conversionCommon Stock 6,000 $50.50 $303,000.00
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 21, 2020 22:55 UTC
Archbold Brian DavidSVP of Continuous Improvement
SaleCommon Stock 123 $268.19 $32,987.49
Disclosure

SEC source: 0001228924-20-000004 · primary_doc.xml · nonDerivative · entry 1

Archbold Brian David · CIK 0001776947 · SVP of Continuous Improvement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232

Read SEC document
February 19, 2020 Filed Feb 19, 2020 22:53 UTC SaleCommon Stock 1,800 $266.46 $479,628.00
Disclosure

SEC source: 0001228924-20-000003 · primary_doc.xml · nonDerivative · entry 1

Schmieder John Bradley · CIK 0001637852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,437

Read SEC document
February 13, 2020 Filed Feb 13, 2020 22:41 UTC SaleCommon Stock 6,133 $258.62 $1,586,116.46
Disclosure

SEC source: 0001228924-20-000001 · primary_doc.xml · nonDerivative · entry 2

Dwyer Robert V · CIK 0001360778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,696

Read SEC document
February 12, 2020 Filed Feb 13, 2020 22:41 UTC SaleCommon Stock 1,367 $258.72 $353,670.24
Disclosure

SEC source: 0001228924-20-000001 · primary_doc.xml · nonDerivative · entry 1

Dwyer Robert V · CIK 0001360778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,829

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:53 UTC OtherCommon Stock 118 $0.00 $0.00
Disclosure

SEC source: 0001228924-20-000002 · primary_doc.xml · nonDerivative · entry 1

Schmieder John Bradley · CIK 0001637852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,237

F1 · kind: 118 shares received as a gift

Read SEC document
December 16, 2019 Filed Dec 17, 2019 00:22 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000054 · primary_doc.xml · nonDerivative · entry 2

GUILLEMIN EVAN · CIK 0001246295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,848

Read SEC document
December 16, 2019 Filed Dec 17, 2019 00:22 UTC SaleCommon Stock 7,500 $251.31 $1,884,825.00
Disclosure

SEC source: 0001228924-19-000054 · primary_doc.xml · nonDerivative · entry 1

GUILLEMIN EVAN · CIK 0001246295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,848

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:32 UTC SaleCommon Stock 700 $238.06 $166,642.00
Disclosure

SEC source: 0001228924-19-000053 · primary_doc.xml · nonDerivative · entry 1

Schmieder John Bradley · CIK 0001637852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,119

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:36 UTC GrantRestricted Stock Unit - 3 · Derivative 477 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000047 · primary_doc.xml · derivative · entry 1

KELLY DAVID M · CIK 0001191768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

Underlying: Common Stock · 477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on November 15, 2020

F3 · derivative.expiration_date: Not Applicable

Read SEC document
November 15, 2019 Filed Nov 18, 2019 22:22 UTC GrantRestricted Stock Units - 2 · Derivative 477 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000052 · primary_doc.xml · derivative · entry 1

Perez David Brian · CIK 0001765355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

Underlying: Common Stock · 477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on November 15, 2020

F3 · derivative.expiration_date: Not Applicable

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:58 UTC GrantRestricted Stock Units - 2 · Derivative 477 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000051 · primary_doc.xml · derivative · entry 1

Alltoft Jennifer Sadie · CIK 0001769053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

Underlying: Common Stock · 477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on November 15, 2020

F3 · derivative.expiration_date: Not Applicable

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:53 UTC GrantRestricted Stock Units - 3 · Derivative 477 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000050 · primary_doc.xml · derivative · entry 1

GUILLEMIN EVAN · CIK 0001246295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

Underlying: Common Stock · 477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on November 15, 2020

F3 · derivative.expiration_date: Not Applicable

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:47 UTC GrantRestricted Stock Units - 3 · Derivative 477 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000049 · primary_doc.xml · derivative · entry 1

Dwyer Robert V · CIK 0001360778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

Underlying: Common Stock · 477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest of November 15, 2020

F3 · derivative.expiration_date: Not Applicable

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:42 UTC GrantRestricted Stock Units - 3 · Derivative 477 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000048 · primary_doc.xml · derivative · entry 1

Schmieder John Bradley · CIK 0001637852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

Underlying: Common Stock · 477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on November 15, 2020

F3 · derivative.expiration_date: Not Applicable

Read SEC document
November 15, 2019 Filed Nov 18, 2019 20:30 UTC GrantRestricted Stock Units - 3 · Derivative 477 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000046 · primary_doc.xml · derivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

Underlying: Common Stock · 477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: Restricted Stock Units that vest on November 15, 2020

F3 · derivative.expiration_date: Not Applicable

Read SEC document
November 07, 2019 Filed Nov 7, 2019 17:28 UTC Exercise / conversionRestricted Stock Units - 1 · Derivative 275 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000045 · primary_doc.xml · derivative · entry 2

Perez David Brian · CIK 0001765355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vested on November 7, 2019

F3 · derivative.expiration_date: Not Applicable

Read SEC document
November 07, 2019 Filed Nov 7, 2019 17:28 UTC Exercise / conversionCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000045 · primary_doc.xml · nonDerivative · entry 1

Perez David Brian · CIK 0001765355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents stock from RSUs that vested on November 7, 2019. No shares were sold by the reporting person in connection with this transaction.

Read SEC document
November 07, 2019 Filed Nov 7, 2019 17:21 UTC Exercise / conversionRestricted Stock Units - 1 · Derivative 209 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000044 · primary_doc.xml · derivative · entry 2

Alltoft Jennifer Sadie · CIK 0001769053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 209 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vested on November 7, 2019

F3 · derivative.expiration_date: Not Applicable

Read SEC document
November 07, 2019 Filed Nov 7, 2019 17:21 UTC Exercise / conversionCommon Stock 209 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000044 · primary_doc.xml · nonDerivative · entry 1

Alltoft Jennifer Sadie · CIK 0001769053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents stock from RSUs that vested on November 7, 2019. No shares were sold by the reporting person in connection with this transaction.

Read SEC document
November 07, 2019 Filed Nov 7, 2019 17:14 UTC Exercise / conversionRestricted Stock Units - 2 · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000043 · primary_doc.xml · derivative · entry 2

GUILLEMIN EVAN · CIK 0001246295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vested on November 7, 2019

F3 · derivative.expiration_date: Not Applicable

Read SEC document
November 07, 2019 Filed Nov 7, 2019 17:14 UTC Exercise / conversionCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000043 · primary_doc.xml · nonDerivative · entry 1

GUILLEMIN EVAN · CIK 0001246295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents stock from RSUs that vested on November 7, 2019. No shares were sold by the reporting person in connection with this transaction

Read SEC document
November 07, 2019 Filed Nov 7, 2019 17:07 UTC Exercise / conversionRestricted Stock Units - 2 · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000042 · primary_doc.xml · derivative · entry 2

Dwyer Robert V · CIK 0001360778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vested on November 7, 2019

F3 · derivative.expiration_date: Not Applicable

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November 07, 2019 Filed Nov 7, 2019 17:07 UTC Exercise / conversionCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000042 · primary_doc.xml · nonDerivative · entry 1

Dwyer Robert V · CIK 0001360778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents stock from RSUs that vested on November 7, 2019. No shares were sold by the reporting person in connection with this transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.