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Nasdaq · USD

MKSI

MKS INC

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Tapewire entity
110
SEC CIK
0001049502
Parsed reports
467

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026015
Mar 202603
Apr 202600
May 2026016
Jun 202607
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2024 Filed Feb 16, 2024 20:10 UTC
Gitin Mark MiltonEVP & GM, PSD
Exercise / conversionCommon Stock 1,104.105 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005325 · form4.xml · nonDerivative · entry 1

Gitin Mark Milton · CIK 0001842711 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,948.74

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:21 UTC
Taranto Eric RobertEVP & GM, VSD
Exercise / conversionRestricted Stock Unit · Derivative 914 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005331 · form4.xml · derivative · entry 14

Taranto Eric Robert · CIK 0001842235 · EVP & GM, VSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,206.492

Underlying: Common Stock · 914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F9 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F9 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:21 UTC
Taranto Eric RobertEVP & GM, VSD
Exercise / conversionRestricted Stock Unit · Derivative 1,764 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005331 · form4.xml · derivative · entry 13

Taranto Eric Robert · CIK 0001842235 · EVP & GM, VSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,120.492

Underlying: Common Stock · 1,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F8 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F8 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:21 UTC
Taranto Eric RobertEVP & GM, VSD
Exercise / conversionRestricted Stock Unit · Derivative 804 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005331 · form4.xml · derivative · entry 12

Taranto Eric Robert · CIK 0001842235 · EVP & GM, VSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,884.492

Underlying: Common Stock · 804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F7 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F7 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:21 UTC
Taranto Eric RobertEVP & GM, VSD
Exercise / conversionRestricted Stock Unit · Derivative 1,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005331 · form4.xml · derivative · entry 11

Taranto Eric Robert · CIK 0001842235 · EVP & GM, VSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,688.492

Underlying: Common Stock · 1,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F6 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F6 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:21 UTC
Taranto Eric RobertEVP & GM, VSD
Exercise / conversionRestricted Stock Unit · Derivative 387.44 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005331 · form4.xml · derivative · entry 10

Taranto Eric Robert · CIK 0001842235 · EVP & GM, VSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,806.492

Underlying: Common Stock · 387.44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F5 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F5 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:21 UTC
Taranto Eric RobertEVP & GM, VSD
Exercise / conversionRestricted Stock Unit · Derivative 774.88 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005331 · form4.xml · derivative · entry 9

Taranto Eric Robert · CIK 0001842235 · EVP & GM, VSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,193.932

Underlying: Common Stock · 774.88 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F4 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:21 UTC
Taranto Eric RobertEVP & GM, VSD
GrantRestricted Stock Unit · Derivative 2,926.928 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005331 · form4.xml · derivative · entry 8

Taranto Eric Robert · CIK 0001842235 · EVP & GM, VSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,968.812

Underlying: Common Stock · 2,926.928 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:21 UTC
Taranto Eric RobertEVP & GM, VSD
Tax withholdingCommon Stock 1,694 $122.15 $206,922.10
Disclosure

SEC source: 0001127602-24-005331 · form4.xml · nonDerivative · entry 7

Taranto Eric Robert · CIK 0001842235 · EVP & GM, VSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,054.7984

F2 · kind: These shares were withheld by MKS Instruments, Inc. to satisfy the tax withholding obligations triggered by the vesting of RSUs and do not represent a discretionary trade by the reporting person.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:21 UTC
Taranto Eric RobertEVP & GM, VSD
Exercise / conversionCommon Stock 914 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005331 · form4.xml · nonDerivative · entry 6

Taranto Eric Robert · CIK 0001842235 · EVP & GM, VSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,748.7984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:21 UTC
Taranto Eric RobertEVP & GM, VSD
Exercise / conversionCommon Stock 1,764 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005331 · form4.xml · nonDerivative · entry 5

Taranto Eric Robert · CIK 0001842235 · EVP & GM, VSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,834.7984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:21 UTC
Taranto Eric RobertEVP & GM, VSD
Exercise / conversionCommon Stock 804 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005331 · form4.xml · nonDerivative · entry 4

Taranto Eric Robert · CIK 0001842235 · EVP & GM, VSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,070.7984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:21 UTC
Taranto Eric RobertEVP & GM, VSD
Exercise / conversionCommon Stock 1,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005331 · form4.xml · nonDerivative · entry 3

Taranto Eric Robert · CIK 0001842235 · EVP & GM, VSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,266.7984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:21 UTC
Taranto Eric RobertEVP & GM, VSD
Exercise / conversionCommon Stock 387.44 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005331 · form4.xml · nonDerivative · entry 2

Taranto Eric Robert · CIK 0001842235 · EVP & GM, VSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,148.7984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:21 UTC
Taranto Eric RobertEVP & GM, VSD
Exercise / conversionCommon Stock 774.88 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005331 · form4.xml · nonDerivative · entry 1

Taranto Eric Robert · CIK 0001842235 · EVP & GM, VSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,761.3584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC
Schreiner James AlanEVP & COO, MSD
Exercise / conversionRestricted Stock Unit · Derivative 1,329 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · derivative · entry 14

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,228.467

Underlying: Common Stock · 1,329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F9 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F9 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC
Schreiner James AlanEVP & COO, MSD
Exercise / conversionRestricted Stock Unit · Derivative 2,565 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · derivative · entry 13

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,557.467

Underlying: Common Stock · 2,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F8 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F8 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC
Schreiner James AlanEVP & COO, MSD
Exercise / conversionRestricted Stock Unit · Derivative 1,173 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · derivative · entry 12

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,122.467

Underlying: Common Stock · 1,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F7 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F7 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC
Schreiner James AlanEVP & COO, MSD
Exercise / conversionRestricted Stock Unit · Derivative 1,629 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · derivative · entry 11

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,295.467

Underlying: Common Stock · 1,629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F6 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F6 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC
Schreiner James AlanEVP & COO, MSD
Exercise / conversionRestricted Stock Unit · Derivative 653.93 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · derivative · entry 10

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,924.467

Underlying: Common Stock · 653.93 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F5 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F5 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC
Schreiner James AlanEVP & COO, MSD
Exercise / conversionRestricted Stock Unit · Derivative 1,306.861 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · derivative · entry 9

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,578.397

Underlying: Common Stock · 1,306.861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F4 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC
Schreiner James AlanEVP & COO, MSD
GrantRestricted Stock Unit · Derivative 3,633.428 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · derivative · entry 8

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,885.258

Underlying: Common Stock · 3,633.428 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC
Schreiner James AlanEVP & COO, MSD
Tax withholdingCommon Stock 3,756 $122.15 $458,795.40
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · nonDerivative · entry 7

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,468.229

F2 · kind: These shares were withheld by MKS Instruments, Inc. to satisfy the tax withholding obligations triggered by the vesting of RSUs and do not represent a discretionary trade by the reporting person.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC
Schreiner James AlanEVP & COO, MSD
Exercise / conversionCommon Stock 1,329 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · nonDerivative · entry 6

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,224.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC
Schreiner James AlanEVP & COO, MSD
Exercise / conversionCommon Stock 2,565 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · nonDerivative · entry 5

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,895.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC
Schreiner James AlanEVP & COO, MSD
Exercise / conversionCommon Stock 1,173 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · nonDerivative · entry 4

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,330.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC
Schreiner James AlanEVP & COO, MSD
Exercise / conversionCommon Stock 1,629 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · nonDerivative · entry 3

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,157.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC
Schreiner James AlanEVP & COO, MSD
Exercise / conversionCommon Stock 653.93 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · nonDerivative · entry 2

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,528.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC
Schreiner James AlanEVP & COO, MSD
Exercise / conversionCommon Stock 1,306.861 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · nonDerivative · entry 1

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,874.299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:13 UTC
Henry David PhilipEVP, Operations & Corp Mktg
Exercise / conversionRestricted Stock Unit · Derivative 1,246 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005327 · form4.xml · derivative · entry 14

Henry David Philip · CIK 0001842459 · EVP, Operations & Corp Mktg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,767.723

Underlying: Common Stock · 1,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F9 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F9 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:13 UTC
Henry David PhilipEVP, Operations & Corp Mktg
Exercise / conversionRestricted Stock Unit · Derivative 2,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005327 · form4.xml · derivative · entry 13

Henry David Philip · CIK 0001842459 · EVP, Operations & Corp Mktg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,013.723

Underlying: Common Stock · 2,405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F8 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F8 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:13 UTC
Henry David PhilipEVP, Operations & Corp Mktg
Exercise / conversionRestricted Stock Unit · Derivative 1,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005327 · form4.xml · derivative · entry 12

Henry David Philip · CIK 0001842459 · EVP, Operations & Corp Mktg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,418.723

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F7 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F7 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:13 UTC
Henry David PhilipEVP, Operations & Corp Mktg
Exercise / conversionRestricted Stock Unit · Derivative 1,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005327 · form4.xml · derivative · entry 11

Henry David Philip · CIK 0001842459 · EVP, Operations & Corp Mktg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,518.723

Underlying: Common Stock · 1,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F6 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F6 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:13 UTC
Henry David PhilipEVP, Operations & Corp Mktg
Exercise / conversionRestricted Stock Unit · Derivative 581.16 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005327 · form4.xml · derivative · entry 10

Henry David Philip · CIK 0001842459 · EVP, Operations & Corp Mktg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,046.723

Underlying: Common Stock · 581.16 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F5 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F5 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:13 UTC
Henry David PhilipEVP, Operations & Corp Mktg
Exercise / conversionRestricted Stock Unit · Derivative 1,162.321 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005327 · form4.xml · derivative · entry 9

Henry David Philip · CIK 0001842459 · EVP, Operations & Corp Mktg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,627.883

Underlying: Common Stock · 1,162.321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F4 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:13 UTC
Henry David PhilipEVP, Operations & Corp Mktg
GrantRestricted Stock Unit · Derivative 3,835.285 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005327 · form4.xml · derivative · entry 8

Henry David Philip · CIK 0001842459 · EVP, Operations & Corp Mktg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,790.204

Underlying: Common Stock · 3,835.285 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:13 UTC
Henry David PhilipEVP, Operations & Corp Mktg
Tax withholdingCommon Stock 2,692 $122.15 $328,827.80
Disclosure

SEC source: 0001127602-24-005327 · form4.xml · nonDerivative · entry 7

Henry David Philip · CIK 0001842459 · EVP, Operations & Corp Mktg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,529.903

F2 · kind: These shares were withheld by MKS Instruments, Inc. to satisfy the tax withholding obligations triggered by the vesting of RSUs and do not represent a discretionary trade by the reporting person.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:13 UTC
Henry David PhilipEVP, Operations & Corp Mktg
Exercise / conversionCommon Stock 1,246 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005327 · form4.xml · nonDerivative · entry 6

Henry David Philip · CIK 0001842459 · EVP, Operations & Corp Mktg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,221.903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:13 UTC
Henry David PhilipEVP, Operations & Corp Mktg
Exercise / conversionCommon Stock 2,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005327 · form4.xml · nonDerivative · entry 5

Henry David Philip · CIK 0001842459 · EVP, Operations & Corp Mktg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,975.903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:13 UTC
Henry David PhilipEVP, Operations & Corp Mktg
Exercise / conversionCommon Stock 1,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005327 · form4.xml · nonDerivative · entry 4

Henry David Philip · CIK 0001842459 · EVP, Operations & Corp Mktg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,570.903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:13 UTC
Henry David PhilipEVP, Operations & Corp Mktg
Exercise / conversionCommon Stock 1,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005327 · form4.xml · nonDerivative · entry 3

Henry David Philip · CIK 0001842459 · EVP, Operations & Corp Mktg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,470.903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:13 UTC
Henry David PhilipEVP, Operations & Corp Mktg
Exercise / conversionCommon Stock 581.16 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005327 · form4.xml · nonDerivative · entry 2

Henry David Philip · CIK 0001842459 · EVP, Operations & Corp Mktg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,942.903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:13 UTC
Henry David PhilipEVP, Operations & Corp Mktg
Exercise / conversionCommon Stock 1,162.321 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005327 · form4.xml · nonDerivative · entry 1

Henry David Philip · CIK 0001842459 · EVP, Operations & Corp Mktg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,361.743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:05 UTC
Burke Kathleen FlahertyEVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 1,869 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005323 · form4.xml · derivative · entry 14

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,833.926

Underlying: Common Stock · 1,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F9 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F9 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:05 UTC
Burke Kathleen FlahertyEVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 3,608 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005323 · form4.xml · derivative · entry 13

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,702.926

Underlying: Common Stock · 3,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F8 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F8 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:05 UTC
Burke Kathleen FlahertyEVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 1,645 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005323 · form4.xml · derivative · entry 12

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,310.926

Underlying: Common Stock · 1,645 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F7 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F7 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:05 UTC
Burke Kathleen FlahertyEVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,287 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005323 · form4.xml · derivative · entry 11

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,955.926

Underlying: Common Stock · 2,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F6 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F6 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:05 UTC
Burke Kathleen FlahertyEVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 1,016.78 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005323 · form4.xml · derivative · entry 10

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,242.926

Underlying: Common Stock · 1,016.78 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F5 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F5 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:05 UTC
Burke Kathleen FlahertyEVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,032.561 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005323 · form4.xml · derivative · entry 9

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,259.706

Underlying: Common Stock · 2,032.561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F4 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:05 UTC
Burke Kathleen FlahertyEVP, GC & Secretary
GrantRestricted Stock Unit · Derivative 4,945.499 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005323 · form4.xml · derivative · entry 8

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,292.267

Underlying: Common Stock · 4,945.499 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.