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MCCORMICK & CO INC

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1416
SEC CIK
0000063754
Parsed reports
1,362

Last 12 months

Inside the activity.

3 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202500
Jan 202601
Feb 202604
Mar 202600
Apr 202610
May 202600
Jun 202600
Jul 202610
Aug 202601
Sep 202600
Oct 202610

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2018 Filed Dec 3, 2018 22:03 UTC
Foley Brendan MPresident Global Consumer
Tax withholdingCommon Stock - Voting 1,199 $149.39 $179,118.61
Disclosure

SEC source: 0000063754-18-000121 · edgar.xml · nonDerivative · entry 2

Foley Brendan M · CIK 0001644562 · President Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,854.617

Read SEC document
December 01, 2018 Filed Dec 3, 2018 22:03 UTC
Foley Brendan MPresident Global Consumer
Exercise / conversionCommon Stock - Voting 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-18-000121 · edgar.xml · nonDerivative · entry 1

Foley Brendan M · CIK 0001644562 · President Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,053.617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units; no purchase price required.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 21:01 UTC
Foley Brendan MPresident Global Consumer
GrantPhantom Stock · Derivative 9.15 $147.12 $1,346.15
Disclosure

SEC source: 0000063754-18-000119 · edgar.xml · derivative · entry 3

Foley Brendan M · CIK 0001644562 · President Global Consumer

10b5-1 filing: Not disclosed

Ownership: Indirect · Non-Qualified Retirement Savings Plan

Disclosed balance after: 740.7986

Underlying: Common Stock - Voting · 9.15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 21:03 UTC
Manzone LisaSr. VP Global Human Relations
GrantRestricted Stock Units · Derivative 7,011 $0.00 $0.00
Disclosure

SEC source: 0000063754-18-000120 · edgar.xml · derivative · entry 4

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,011

Underlying: Common Stock - Voting · 7,011 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units will vest in thirds on the first, second, and third anniversaries of the grant date beginning November 27, 2019, November 27, 2020 and November 27, 2021.

F3 · derivative.expiration_date: The Restricted Stock Units will vest in thirds on the first, second, and third anniversaries of the grant date beginning November 27, 2019, November 27, 2020 and November 27, 2021.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 21:03 UTC
Manzone LisaSr. VP Global Human Relations
GrantPhantom Stock · Derivative 10.5879 $147.12 $1,557.69
Disclosure

SEC source: 0000063754-18-000120 · edgar.xml · derivative · entry 3

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Indirect · Non-Qualified Retirement Savings Plan

Disclosed balance after: 771.058

Underlying: Common Stock - Voting · 10.5879 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 21:01 UTC
MCMULLEN CHRISTINA MVice President & Controller
GrantPhantom Stock · Derivative 3.8355 $147.12 $564.28
Disclosure

SEC source: 0000063754-18-000118 · edgar.xml · derivative · entry 3

MCMULLEN CHRISTINA M · CIK 0001215869 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · Non-Qualified Retirement Savings Plan

Disclosed balance after: 116.12

Underlying: Common Stock - Voting · 3.8355 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 21:00 UTC
Kurzius Lawrence ErikDirector · Chairman, President & CEO
GrantRestricted Stock Units · Derivative 42,061 $0.00 $0.00
Disclosure

SEC source: 0000063754-18-000117 · edgar.xml · derivative · entry 5

Kurzius Lawrence Erik · CIK 0001352090 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,061

Underlying: Common Stock - Voting · 42,061 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units will vest in thirds on the first, second, and third anniversaries of the grant date beginning November 27, 2019, November 27, 2020 and November 27, 2021.

F3 · derivative.expiration_date: The Restricted Stock Units will vest in thirds on the first, second, and third anniversaries of the grant date beginning November 27, 2019, November 27, 2020 and November 27, 2021.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 20:57 UTC
Schwartz Jeffery DVice President, Gen Counsel
GrantRestricted Stock Units · Derivative 7,011 $0.00 $0.00
Disclosure

SEC source: 0000063754-18-000115 · edgar.xml · derivative · entry 3

Schwartz Jeffery D · CIK 0001626814 · Vice President, Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,011

Underlying: Common Stock - Voting · 7,011 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in thirds on the first, second, and third anniversaries of the grant date beginning November 27, 2019, November 27, 2020 and November 27, 2021.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in thirds on the first, second, and third anniversaries of the grant date beginning November 27, 2019, November 27, 2020 and November 27, 2021.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 20:59 UTC
Smith Michael RExecutive VP & CFO
GrantRestricted Stock Units · Derivative 21,031 $0.00 $0.00
Disclosure

SEC source: 0000063754-18-000116 · edgar.xml · derivative · entry 4

Smith Michael R · CIK 0001531615 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,031

Underlying: Common Stock - Voting · 21,031 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in thirds on the first, second, and third anniversaries of the grant date beginning November 27, 2019, November 27, 2020 and November 27, 2021.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in thirds on the first, second, and third anniversaries of the grant date beginning November 27, 2019, November 27, 2020 and November 27, 2021.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 17:45 UTC
MCMULLEN CHRISTINA MVice President & Controller
GrantPhantom Stock · Derivative 3.8072 $148.21 $564.27
Disclosure

SEC source: 0000063754-18-000111 · edgar.xml · derivative · entry 3

MCMULLEN CHRISTINA M · CIK 0001215869 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · Non-Qualified Retirement Savings Plan

Disclosed balance after: 112.2845

Underlying: Common Stock - Voting · 3.8072 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 17:45 UTC
MCMULLEN CHRISTINA MVice President & Controller
SaleCommon Stock - Voting 400 $147.44 $58,975.96
Disclosure

SEC source: 0000063754-18-000111 · edgar.xml · nonDerivative · entry 1

MCMULLEN CHRISTINA M · CIK 0001215869 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624

Read SEC document
November 13, 2018 Filed Nov 15, 2018 17:44 UTC
Manzone LisaSr. VP Global Human Relations
GrantPhantom Stock · Derivative 10.51 $148.21 $1,557.69
Disclosure

SEC source: 0000063754-18-000110 · edgar.xml · derivative · entry 3

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Indirect · Non-Qualified Retirement Savings Plan

Disclosed balance after: 760.4702

Underlying: Common Stock - Voting · 10.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 17:43 UTC
Foley Brendan MPresident Global Consumer
GrantPhantom Stock · Derivative 9.0827 $148.21 $1,346.15
Disclosure

SEC source: 0000063754-18-000109 · edgar.xml · derivative · entry 3

Foley Brendan M · CIK 0001644562 · President Global Consumer

10b5-1 filing: Not disclosed

Ownership: Indirect · Non-Qualified Retirement Savings Plan

Disclosed balance after: 731.6486

Underlying: Common Stock - Voting · 9.0827 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 19:52 UTC
Manzone LisaSr. VP Global Human Relations
Exercise / conversionOptions - Right to Buy · Derivative 3,600 $0.00 Strike: $71.10 $0.00
Disclosure

SEC source: 0000063754-18-000106 · edgar.xml · derivative · entry 11

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock - Voting · 3,600 shares

Expires 2024-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Option Exercised.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 19:52 UTC
Manzone LisaSr. VP Global Human Relations
Exercise / conversionOptions - Right to Buy · Derivative 3,600 $0.00 Strike: $71.60 $0.00
Disclosure

SEC source: 0000063754-18-000106 · edgar.xml · derivative · entry 10

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock - Voting · 3,600 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Option Exercised.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 19:52 UTC
Manzone LisaSr. VP Global Human Relations
Exercise / conversionOptions - Right to Buy · Derivative 2,400 $0.00 Strike: $54.24 $0.00
Disclosure

SEC source: 0000063754-18-000106 · edgar.xml · derivative · entry 9

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock - Voting · 2,400 shares

Expires 2022-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Option Exercised.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 19:52 UTC
Manzone LisaSr. VP Global Human Relations
SaleCommon Stock - Voting 3,600 $144.77 $521,187.84
Disclosure

SEC source: 0000063754-18-000106 · edgar.xml · nonDerivative · entry 6

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,945

Read SEC document
November 05, 2018 Filed Nov 5, 2018 19:52 UTC
Manzone LisaSr. VP Global Human Relations
Exercise / conversionCommon Stock - Voting 3,600 $71.10 $255,960.00
Disclosure

SEC source: 0000063754-18-000106 · edgar.xml · nonDerivative · entry 5

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 19:52 UTC
Manzone LisaSr. VP Global Human Relations
SaleCommon Stock - Voting 3,600 $144.54 $520,345.44
Disclosure

SEC source: 0000063754-18-000106 · edgar.xml · nonDerivative · entry 4

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,945

Read SEC document
November 05, 2018 Filed Nov 5, 2018 19:52 UTC
Manzone LisaSr. VP Global Human Relations
Exercise / conversionCommon Stock - Voting 3,600 $71.60 $257,760.00
Disclosure

SEC source: 0000063754-18-000106 · edgar.xml · nonDerivative · entry 3

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 19:52 UTC
Manzone LisaSr. VP Global Human Relations
SaleCommon Stock - Voting 2,400 $144.56 $346,935.12
Disclosure

SEC source: 0000063754-18-000106 · edgar.xml · nonDerivative · entry 2

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,945

Read SEC document
November 05, 2018 Filed Nov 5, 2018 19:52 UTC
Manzone LisaSr. VP Global Human Relations
Exercise / conversionCommon Stock - Voting 2,400 $54.24 $130,176.00
Disclosure

SEC source: 0000063754-18-000106 · edgar.xml · nonDerivative · entry 1

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 20:10 UTC Exercise / conversionOptions - Right to Buy · Derivative 5,000 $0.00 Strike: $54.24 $0.00
Disclosure

SEC source: 0000063754-18-000108 · edgar.xml · derivative · entry 4

LITTLE PATRICIA A · CIK 0001435912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock - Voting · 5,000 shares

Expires 2022-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Option Exercised.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 20:10 UTC SaleCommon Stock - Voting 5,000 $146.13 $730,632.50
Disclosure

SEC source: 0000063754-18-000108 · edgar.xml · nonDerivative · entry 2

LITTLE PATRICIA A · CIK 0001435912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,637

Read SEC document
November 05, 2018 Filed Nov 6, 2018 20:10 UTC Exercise / conversionCommon Stock - Voting 5,000 $54.24 $271,200.00
Disclosure

SEC source: 0000063754-18-000108 · edgar.xml · nonDerivative · entry 1

LITTLE PATRICIA A · CIK 0001435912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 19:53 UTC
Schwartz Jeffery DVice President, Gen Counsel
Exercise / conversionOptions - Right to Buy · Derivative 3,700 $0.00 Strike: $54.24 $0.00
Disclosure

SEC source: 0000063754-18-000107 · edgar.xml · derivative · entry 4

Schwartz Jeffery D · CIK 0001626814 · Vice President, Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock - Voting · 3,700 shares

Expires 2022-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Option Exercised.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 19:53 UTC
Schwartz Jeffery DVice President, Gen Counsel
Tax withholdingCommon Stock - Voting 2,413 $144.97 $349,812.61
Disclosure

SEC source: 0000063754-18-000107 · edgar.xml · nonDerivative · entry 2

Schwartz Jeffery D · CIK 0001626814 · Vice President, Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,573

Read SEC document
November 02, 2018 Filed Nov 5, 2018 19:53 UTC
Schwartz Jeffery DVice President, Gen Counsel
Exercise / conversionCommon Stock - Voting 3,700 $54.24 $200,688.00
Disclosure

SEC source: 0000063754-18-000107 · edgar.xml · nonDerivative · entry 1

Schwartz Jeffery D · CIK 0001626814 · Vice President, Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 14:20 UTC
Swift MalcolmPresident Global Industrial &
Exercise / conversionOption _ Right to Buy · Derivative 27,700 $0.00 Strike: $54.24 $0.00
Disclosure

SEC source: 0000063754-18-000105 · edgar.xml · derivative · entry 5

Swift Malcolm · CIK 0001603991 · President Global Industrial &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock - Voting · 27,700 shares

Expires 2022-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Option Exercised.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 14:20 UTC
Swift MalcolmPresident Global Industrial &
SaleCommon Stock - Voting 27,700 $142.33 $3,942,432.97
Disclosure

SEC source: 0000063754-18-000105 · edgar.xml · nonDerivative · entry 3

Swift Malcolm · CIK 0001603991 · President Global Industrial &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,809.925

Read SEC document
October 31, 2018 Filed Nov 2, 2018 14:20 UTC
Swift MalcolmPresident Global Industrial &
Exercise / conversionCommon Stock - Voting 27,700 $54.24 $1,502,448.00
Disclosure

SEC source: 0000063754-18-000105 · edgar.xml · nonDerivative · entry 2

Swift Malcolm · CIK 0001603991 · President Global Industrial &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,509.925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 14:46 UTC
Kurzius Lawrence ErikDirector · Chairman, President & CEO
Exercise / conversionCommon Stock - Voting · Derivative 51,300 $0.00 Strike: $54.24 $0.00
Disclosure

SEC source: 0000063754-18-000101 · edgar.xml · derivative · entry 6

Kurzius Lawrence Erik · CIK 0001352090 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock - Voting · 51,300 shares

Expires 2022-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Option Exercised.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 14:46 UTC
Kurzius Lawrence ErikDirector · Chairman, President & CEO
SaleCommon Stock - Voting 51,300 $142.01 $7,285,113.00
Disclosure

SEC source: 0000063754-18-000101 · edgar.xml · nonDerivative · entry 2

Kurzius Lawrence Erik · CIK 0001352090 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,159

Read SEC document
October 30, 2018 Filed Oct 31, 2018 14:46 UTC
Kurzius Lawrence ErikDirector · Chairman, President & CEO
Exercise / conversionCommon Stock - Voting 51,300 $54.24 $2,782,512.00
Disclosure

SEC source: 0000063754-18-000101 · edgar.xml · nonDerivative · entry 1

Kurzius Lawrence Erik · CIK 0001352090 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 14:35 UTC
Smith Michael RExecutive VP & CFO
Exercise / conversionOptions - Right to Buy · Derivative 7,200 $0.00 Strike: $47.40 $0.00
Disclosure

SEC source: 0000063754-18-000100 · edgar.xml · derivative · entry 5

Smith Michael R · CIK 0001531615 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock - Voting · 7,200 shares

Expires 2021-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Options exercised.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 14:35 UTC
Smith Michael RExecutive VP & CFO
SaleCommon Stock - Voting 7,200 $142.59 $1,026,648.00
Disclosure

SEC source: 0000063754-18-000100 · edgar.xml · nonDerivative · entry 2

Smith Michael R · CIK 0001531615 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,758.668

Read SEC document
October 30, 2018 Filed Oct 31, 2018 14:35 UTC
Smith Michael RExecutive VP & CFO
Exercise / conversionCommon Stock - Voting 7,200 $47.40 $341,280.00
Disclosure

SEC source: 0000063754-18-000100 · edgar.xml · nonDerivative · entry 1

Smith Michael R · CIK 0001531615 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,958.668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 13:42 UTC
Foley Brendan MPresident Global Consumer
GrantPhantom Stock · Derivative 9.2998 $144.75 $1,346.15
Disclosure

SEC source: 0000063754-18-000104 · edgar.xml · derivative · entry 4

Foley Brendan M · CIK 0001644562 · President Global Consumer

10b5-1 filing: Not disclosed

Ownership: Indirect · Non-Qualified Retirement Savings Plan

Disclosed balance after: 722.566

Underlying: Common Stock - Voting · 9.2998 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F2 · derivative.exercise_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F2 · derivative.expiration_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

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October 30, 2018 Filed Nov 1, 2018 13:41 UTC
MCMULLEN CHRISTINA MVice President & Controller
GrantPhantom Stock · Derivative 3.8983 $144.75 $564.28
Disclosure

SEC source: 0000063754-18-000103 · edgar.xml · derivative · entry 4

MCMULLEN CHRISTINA M · CIK 0001215869 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · Non-Qualified Retirement Savings Plan

Disclosed balance after: 108.4773

Underlying: Common Stock - Voting · 3.8983 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F2 · derivative.exercise_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F2 · derivative.expiration_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

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October 30, 2018 Filed Nov 1, 2018 13:39 UTC
Manzone LisaSr. VP Global Human Relations
GrantPhantom Stock · Derivative 10.7612 $144.75 $1,557.68
Disclosure

SEC source: 0000063754-18-000102 · edgar.xml · derivative · entry 4

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Indirect · Non-Qualified Retirement Savings Plan

Disclosed balance after: 749.9601

Underlying: Common Stock - Voting · 10.7612 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F2 · derivative.exercise_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

F2 · derivative.expiration_date: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.

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October 24, 2018 Filed Oct 25, 2018 17:42 UTC Exercise / conversionOptions - Right to Buy · Derivative 1,250 $0.00 Strike: $29.89 $0.00
Disclosure

SEC source: 0000063754-18-000098 · edgar.xml · derivative · entry 6

MANGAN MICHAEL D · CIK 0001215862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock - Non Voting · 1,250 shares

Expires 2019-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Option Exercised.

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October 24, 2018 Filed Oct 25, 2018 17:42 UTC Exercise / conversionOptions - Right to Buy · Derivative 3,750 $0.00 Strike: $29.89 $0.00
Disclosure

SEC source: 0000063754-18-000098 · edgar.xml · derivative · entry 5

MANGAN MICHAEL D · CIK 0001215862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock - Voting · 3,750 shares

Expires 2019-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Option Exercised.

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October 24, 2018 Filed Oct 25, 2018 17:42 UTC SaleCommon Stock - Non Voting 1,250 $142.00 $177,500.00
Disclosure

SEC source: 0000063754-18-000098 · edgar.xml · nonDerivative · entry 4

MANGAN MICHAEL D · CIK 0001215862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,117

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October 24, 2018 Filed Oct 25, 2018 17:42 UTC Exercise / conversionCommon Stock - Non Voting 1,250 $29.89 $37,362.50
Disclosure

SEC source: 0000063754-18-000098 · edgar.xml · nonDerivative · entry 3

MANGAN MICHAEL D · CIK 0001215862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2018 Filed Oct 25, 2018 17:42 UTC SaleCommon Stock - Voting 3,750 $142.00 $532,500.00
Disclosure

SEC source: 0000063754-18-000098 · edgar.xml · nonDerivative · entry 2

MANGAN MICHAEL D · CIK 0001215862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,114

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October 24, 2018 Filed Oct 25, 2018 17:42 UTC Exercise / conversionCommon Stock - Voting 3,750 $29.89 $112,087.50
Disclosure

SEC source: 0000063754-18-000098 · edgar.xml · nonDerivative · entry 1

MANGAN MICHAEL D · CIK 0001215862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2018 Filed Nov 1, 2018 13:42 UTC
Foley Brendan MPresident Global Consumer
OtherPhantom Stock · Derivative 2.5842 $141.03 $364.45
Disclosure

SEC source: 0000063754-18-000104 · edgar.xml · derivative · entry 3

Foley Brendan M · CIK 0001644562 · President Global Consumer

10b5-1 filing: Not disclosed

Ownership: Indirect · Non Qulified Retirement Savings Plan

Disclosed balance after: 713.2662

Underlying: Common Stock - Voting · 2.5842 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend Reinvestment

F1 · derivative.exercise_date: Dividend Reinvestment

F1 · derivative.expiration_date: Dividend Reinvestment

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October 23, 2018 Filed Nov 1, 2018 13:41 UTC
MCMULLEN CHRISTINA MVice President & Controller
OtherPhantom Stock · Derivative 0.3691 $141.03 $52.05
Disclosure

SEC source: 0000063754-18-000103 · edgar.xml · derivative · entry 3

MCMULLEN CHRISTINA M · CIK 0001215869 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · Non-Qualified Retirement Savings Plan

Disclosed balance after: 104.579

Underlying: Common Stock - Voting · 0.3691 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend Reinvestment

F1 · derivative.exercise_date: Dividend Reinvestment

F1 · derivative.expiration_date: Dividend Reinvestment

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October 23, 2018 Filed Nov 1, 2018 13:39 UTC
Manzone LisaSr. VP Global Human Relations
OtherPhantom Stock · Derivative 2.6738 $141.03 $377.09
Disclosure

SEC source: 0000063754-18-000102 · edgar.xml · derivative · entry 3

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Indirect · Non-Qualified Retirement Savings Plan

Disclosed balance after: 739.1989

Underlying: Common Stock - Voting · 2.6738 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend Reinvestment

F1 · derivative.exercise_date: Dividend Reinvestment

F1 · derivative.expiration_date: Dividend Reinvestment

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October 23, 2018 Filed Nov 2, 2018 14:20 UTC
Swift MalcolmPresident Global Industrial &
OtherCommon Stock - Non Voting 0.859 $139.81 $120.09
Disclosure

SEC source: 0000063754-18-000105 · edgar.xml · nonDerivative · entry 4

Swift Malcolm · CIK 0001603991 · President Global Industrial &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272.571

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.