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MCCORMICK & CO INC

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1416
SEC CIK
0000063754
Parsed reports
1,362

Last 12 months

Inside the activity.

3 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202500
Jan 202601
Feb 202604
Mar 202600
Apr 202610
May 202600
Jun 202600
Jul 202610
Aug 202601
Sep 202600
Oct 202610

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2020 Filed Mar 17, 2020 20:16 UTC Exercise / conversionCommon Stock - Voting 689 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000053 · edgar.xml · nonDerivative · entry 1

HRABOWSKI FREEMAN A III · CIK 0001050738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,038.021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Subject to deferred receipt.

F2 · price: Restricted Stock Units; no purchase price required.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:14 UTC Exercise / conversionRestricted Stock Units · Derivative 689 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000051 · edgar.xml · derivative · entry 4

Tapiero Jacques · CIK 0001479078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock - Voting · 689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F4 · price: Restricted Stock Units granted on March 27, 2019.

F3 · derivative.exercise_date: The reported Restricted Stock Units entitles the reporting person to receive an annual distribution of common stock equal to 100% of the grant.

F3 · derivative.expiration_date: The reported Restricted Stock Units entitles the reporting person to receive an annual distribution of common stock equal to 100% of the grant.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:14 UTC Exercise / conversionCommon Stock - Voting 689 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000051 · edgar.xml · nonDerivative · entry 1

Tapiero Jacques · CIK 0001479078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,365.263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units; no purchase price required.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:13 UTC
Swift MalcolmPresident Flavor Solutions
Exercise / conversionRestricted Stock Units · Derivative 699 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000050 · edgar.xml · derivative · entry 7

Swift Malcolm · CIK 0001603991 · President Flavor Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock - Voting · 699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F5 · price: Restricted Stock Units granted on March 27, 2019.

F4 · derivative.exercise_date: The Restricted Stock Units vest in thirds over a three year period beginning on March 15, 2020, March 15, 2021 and March 15, 2022

F4 · derivative.expiration_date: The Restricted Stock Units vest in thirds over a three year period beginning on March 15, 2020, March 15, 2021 and March 15, 2022

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:13 UTC
Swift MalcolmPresident Flavor Solutions
Exercise / conversionRestricted Stock Units · Derivative 817 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000050 · edgar.xml · derivative · entry 6

Swift Malcolm · CIK 0001603991 · President Flavor Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 818

Underlying: Common Stock - Voting · 817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F3 · price: Restricted Stock Units granted on March 28, 2018.

F2 · derivative.exercise_date: The Restricted Stock Units vest in thirds over a three year period beginning on March 15, 2019, March 15, 2020 and March 15, 2121.

F2 · derivative.expiration_date: The Restricted Stock Units vest in thirds over a three year period beginning on March 15, 2019, March 15, 2020 and March 15, 2121.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:13 UTC
Swift MalcolmPresident Flavor Solutions
Tax withholdingCommn Stock - Voting 329 $132.84 $43,702.72
Disclosure

SEC source: 0000063754-20-000050 · edgar.xml · nonDerivative · entry 4

Swift Malcolm · CIK 0001603991 · President Flavor Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,245.409

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:13 UTC
Swift MalcolmPresident Flavor Solutions
Exercise / conversionCommon Stock - Voting 699 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000050 · edgar.xml · nonDerivative · entry 3

Swift Malcolm · CIK 0001603991 · President Flavor Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,574.409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units; no purchase price required.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:13 UTC
Swift MalcolmPresident Flavor Solutions
Tax withholdingCommon Stock - Voting 384 $132.84 $51,008.64
Disclosure

SEC source: 0000063754-20-000050 · edgar.xml · nonDerivative · entry 2

Swift Malcolm · CIK 0001603991 · President Flavor Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,875.409

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:13 UTC
Swift MalcolmPresident Flavor Solutions
Exercise / conversionCommon Stock - Voting 817 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000050 · edgar.xml · nonDerivative · entry 1

Swift Malcolm · CIK 0001603991 · President Flavor Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,491.409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units; no purchase price required.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:11 UTC Exercise / conversionRestricted Stock Units · Derivative 689 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000049 · edgar.xml · derivative · entry 2

VERNON W ANTHONY · CIK 0001369091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock - Voting · 689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F2 · price: Restricted Stock Units granted on March 27, 2019.

F3 · derivative.exercise_date: The reported Restricted Stock Units entitles the reporting person to receive an annual distribution of common stock equal to 100% of the grant.

F3 · derivative.expiration_date: The reported Restricted Stock Units entitles the reporting person to receive an annual distribution of common stock equal to 100% of the grant.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:11 UTC Exercise / conversionCommon Stock - Voting 689 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000049 · edgar.xml · nonDerivative · entry 1

VERNON W ANTHONY · CIK 0001369091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units; no purchase price required.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:08 UTC Exercise / conversionRestricted Stock Units · Derivative 408 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000048 · edgar.xml · derivative · entry 9

Rimmer Nneka Louise · CIK 0001638423 · Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816

Underlying: Common Stock - Voting · 408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F7 · price: Restricted Stock Units granted on March 27, 2019.

F6 · derivative.exercise_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2020, March 15, 2021 and March 15, 2022.

F6 · derivative.expiration_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2020, March 15, 2021 and March 15, 2022.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:08 UTC Exercise / conversionRestricted Stock Units · Derivative 3,235 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000048 · edgar.xml · derivative · entry 8

Rimmer Nneka Louise · CIK 0001638423 · Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,235

Underlying: Common Stock - Voting · 3,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F5 · price: Restricted Stoick Units granted on June 26, 2018.

F4 · derivative.exercise_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2019, March 15, 2020 and March 15, 2021

F4 · derivative.expiration_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2019, March 15, 2020 and March 15, 2021

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:08 UTC Exercise / conversionRestricted Stock Units · Derivative 490 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000048 · edgar.xml · derivative · entry 7

Rimmer Nneka Louise · CIK 0001638423 · Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492

Underlying: Common Stock - Voting · 490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F3 · price: Restricted Stock Units granted on March 28, 2018.

F2 · derivative.exercise_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2019, March 15, 2020 and March 15, 2021

F2 · derivative.expiration_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2019, March 15, 2020 and March 15, 2021

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:08 UTC Tax withholdingCommon Stock - Voting 198 $132.84 $26,301.33
Disclosure

SEC source: 0000063754-20-000048 · edgar.xml · nonDerivative · entry 6

Rimmer Nneka Louise · CIK 0001638423 · Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,199

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:08 UTC Exercise / conversionCommon Stock - Voting 408 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000048 · edgar.xml · nonDerivative · entry 5

Rimmer Nneka Louise · CIK 0001638423 · Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units; no purchase price required.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:08 UTC Tax withholdingCommon Stock - Voting 1,314 $132.84 $174,545.19
Disclosure

SEC source: 0000063754-20-000048 · edgar.xml · nonDerivative · entry 4

Rimmer Nneka Louise · CIK 0001638423 · Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,989

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:08 UTC Exercise / conversionCommon Stock - Voting 3,235 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000048 · edgar.xml · nonDerivative · entry 3

Rimmer Nneka Louise · CIK 0001638423 · Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units; no purchase price required.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:08 UTC Tax withholdingCommon Stock - Voting 164 $132.84 $21,784.94
Disclosure

SEC source: 0000063754-20-000048 · edgar.xml · nonDerivative · entry 2

Rimmer Nneka Louise · CIK 0001638423 · Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,068

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:08 UTC Exercise / conversionCommon Stock - Voting 490 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000048 · edgar.xml · nonDerivative · entry 1

Rimmer Nneka Louise · CIK 0001638423 · Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units; no purchase price required.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:07 UTC
Foley Brendan MPresident Global Consumer
Exercise / conversionRestricted Stock Units · Derivative 932 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000047 · edgar.xml · derivative · entry 8

Foley Brendan M · CIK 0001644562 · President Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,866

Underlying: Common Stock - Voting · 932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F6 · price: Restricted Stock Units granted on March 27, 2019.

F5 · derivative.exercise_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2020, March 15, 2021 and March 15, 2022.

F5 · derivative.expiration_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2020, March 15, 2021 and March 15, 2022.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:07 UTC
Foley Brendan MPresident Global Consumer
Exercise / conversionRestricted Stock Units · Derivative 1,144 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000047 · edgar.xml · derivative · entry 7

Foley Brendan M · CIK 0001644562 · President Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,145

Underlying: Common Stock - Voting · 1,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F4 · price: Restricted Stock Units granted on March 28, 2018.

F3 · derivative.exercise_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2019, March 15, 2020 and March 15, 2021.

F3 · derivative.expiration_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2019, March 15, 2020 and March 15, 2021.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:07 UTC
Foley Brendan MPresident Global Consumer
Tax withholdingCommon Stock - Voting 451 $132.84 $59,908.59
Disclosure

SEC source: 0000063754-20-000047 · edgar.xml · nonDerivative · entry 4

Foley Brendan M · CIK 0001644562 · President Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,504.814

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:07 UTC
Foley Brendan MPresident Global Consumer
Exercise / conversionCommon Stock - Voting 932 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000047 · edgar.xml · nonDerivative · entry 3

Foley Brendan M · CIK 0001644562 · President Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,955.814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units; no purchase price required.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:07 UTC
Foley Brendan MPresident Global Consumer
Tax withholdingCommon Stock - Voting 553 $132.84 $73,457.76
Disclosure

SEC source: 0000063754-20-000047 · edgar.xml · nonDerivative · entry 2

Foley Brendan M · CIK 0001644562 · President Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,023.814

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:07 UTC
Foley Brendan MPresident Global Consumer
Exercise / conversionCommon Stock - Voting 1,144 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000047 · edgar.xml · nonDerivative · entry 1

Foley Brendan M · CIK 0001644562 · President Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,576.814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units; no purchase price required.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:06 UTC
Manzone LisaSr. VP Global Human Relations
Exercise / conversionRestricted Stock Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000046 · edgar.xml · derivative · entry 10

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875

Underlying: Common Stock - Voting · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F9 · price: Restricted Stock Units granted on March 27, 2019.

F8 · derivative.exercise_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2020, March 15, 2021 and March 15, 2022.

F8 · derivative.expiration_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2020, March 15, 2021 and March 15, 2022.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:06 UTC
Manzone LisaSr. VP Global Human Relations
Exercise / conversionRestricted Stock Units · Derivative 490 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000046 · edgar.xml · derivative · entry 9

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492

Underlying: Common Stock - Voting · 490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F7 · price: Restricted Stock Units granted on March 28, 2018.

F6 · derivative.exercise_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2019, March 15, 2020 and March 15, 2021

F6 · derivative.expiration_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2019, March 15, 2020 and March 15, 2021

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:06 UTC
Manzone LisaSr. VP Global Human Relations
Exercise / conversionRestricted Stock Units · Derivative 439 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000046 · edgar.xml · derivative · entry 8

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock - Voting · 439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F5 · price: Restricted Stock Units were granted on March 29, 2017

F4 · derivative.exercise_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2018, March 15, 2019 and March 15, 2020.

F4 · derivative.expiration_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2018, March 15, 2019 and March 15, 2020.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:06 UTC
Manzone LisaSr. VP Global Human Relations
Tax withholdingCommon Stock - Voting 201 $132.84 $26,699.84
Disclosure

SEC source: 0000063754-20-000046 · edgar.xml · nonDerivative · entry 5

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,893

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:06 UTC
Manzone LisaSr. VP Global Human Relations
Exercise / conversionCommon Stock - Voting 437 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000046 · edgar.xml · nonDerivative · entry 4

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units; no purchase price required.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:06 UTC
Manzone LisaSr. VP Global Human Relations
Tax withholdingCommon Stock - Voting 225 $132.84 $29,887.88
Disclosure

SEC source: 0000063754-20-000046 · edgar.xml · nonDerivative · entry 3

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,657

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:06 UTC
Manzone LisaSr. VP Global Human Relations
Exercise / conversionCommon Stock - Voting 490 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000046 · edgar.xml · nonDerivative · entry 2

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units; no purchase price required.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:06 UTC
Manzone LisaSr. VP Global Human Relations
Exercise / conversionCommon Stock - Voting 439 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000046 · edgar.xml · nonDerivative · entry 1

Manzone Lisa · CIK 0001642708 · Sr. VP Global Human Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Subject to deferred receipt.

F1 · price: Restricted Stock Units; no purchase price required.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:03 UTC
MCMULLEN CHRISTINA MVice President & Controller
Exercise / conversionRestricted Stock Units · Derivative 105 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000045 · edgar.xml · derivative · entry 8

MCMULLEN CHRISTINA M · CIK 0001215869 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210

Underlying: Common Stock - Voting · 105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F6 · price: Restricted Stock Units granted on March 27, 2019.

F5 · derivative.exercise_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2020, March 15, 2021 and March 15, 2022.

F5 · derivative.expiration_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2020, March 15, 2021 and March 15, 2022.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:03 UTC
MCMULLEN CHRISTINA MVice President & Controller
Exercise / conversionRestricted Stock Units · Derivative 147 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000045 · edgar.xml · derivative · entry 7

MCMULLEN CHRISTINA M · CIK 0001215869 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148

Underlying: Common Stock - Voting · 147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F4 · price: Restricted Stock Units granted on March 28, 2018.

F3 · derivative.exercise_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2019, March 15, 2020 and March 15, 2021

F3 · derivative.expiration_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2019, March 15, 2020 and March 15, 2021

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:03 UTC
MCMULLEN CHRISTINA MVice President & Controller
Tax withholdingCommon Stock - Voting 33 $132.84 $4,383.56
Disclosure

SEC source: 0000063754-20-000045 · edgar.xml · nonDerivative · entry 4

MCMULLEN CHRISTINA M · CIK 0001215869 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:03 UTC
MCMULLEN CHRISTINA MVice President & Controller
Exercise / conversionCommon Stock - Voting 105 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000045 · edgar.xml · nonDerivative · entry 3

MCMULLEN CHRISTINA M · CIK 0001215869 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units; no purchase price required.

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March 15, 2020 Filed Mar 17, 2020 20:03 UTC
MCMULLEN CHRISTINA MVice President & Controller
Tax withholdingCommon Stock - Voting 45 $132.84 $5,977.58
Disclosure

SEC source: 0000063754-20-000045 · edgar.xml · nonDerivative · entry 2

MCMULLEN CHRISTINA M · CIK 0001215869 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:03 UTC
MCMULLEN CHRISTINA MVice President & Controller
Exercise / conversionCommon Stock - Voting 147 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000045 · edgar.xml · nonDerivative · entry 1

MCMULLEN CHRISTINA M · CIK 0001215869 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units; no purchase price required.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:57 UTC Exercise / conversionRestricted Stock Units · Derivative 689 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000044 · edgar.xml · derivative · entry 4

PRESTON MARGARET M V · CIK 0001261238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock - Voting · 689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F5 · price: Restricted Stock Units granted on March 27, 2019.

F4 · derivative.exercise_date: The reported Restricted Stock Units entitles the reporting person to receive an annual distribution of common stock equal to 100% of the grant.

F4 · derivative.expiration_date: The reported Restricted Stock Units entitles the reporting person to receive an annual distribution of common stock equal to 100% of the grant.

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March 15, 2020 Filed Mar 17, 2020 19:57 UTC Exercise / conversionCommon Stock - Voting 689 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000044 · edgar.xml · nonDerivative · entry 1

PRESTON MARGARET M V · CIK 0001261238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,018.856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Subject to deferred receipt.

F2 · price: Restricted Stock Units; no purchase price required.

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March 15, 2020 Filed Mar 17, 2020 19:56 UTC Exercise / conversionRestricted Stock Units · Derivative 689 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000043 · edgar.xml · derivative · entry 2

Conway Michael Aaron · CIK 0001642817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock - Voting · 689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F3 · price: Restricted Stock Units granted om March 27, 2019.

F2 · derivative.exercise_date: The reported Restricted Stock Units entitles the reporting person to receive an annual distribution of common stock equal to 100% of the grant.

F2 · derivative.expiration_date: The reported Restricted Stock Units entitles the reporting person to receive an annual distribution of common stock equal to 100% of the grant.

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March 15, 2020 Filed Mar 17, 2020 19:56 UTC Exercise / conversionCommon Stock - Voting 689 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000043 · edgar.xml · nonDerivative · entry 1

Conway Michael Aaron · CIK 0001642817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units; no purchase price required.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:55 UTC Exercise / conversionRestricted Stock Units · Derivative 689 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000042 · edgar.xml · derivative · entry 3

LITTLE PATRICIA A · CIK 0001435912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock - Voting · 689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F4 · price: Restricted Stock Units granted om March 27, 2019.

F3 · derivative.exercise_date: The reported Restricted Stock Units entitles the reporting person to receive an annual distribution of common stock equal to 100% of the grant.

F3 · derivative.expiration_date: The reported Restricted Stock Units entitles the reporting person to receive an annual distribution of common stock equal to 100% of the grant.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:55 UTC Exercise / conversionCommon Stock - Voting 689 Not disclosed Not disclosed
Disclosure

SEC source: 0000063754-20-000042 · edgar.xml · nonDerivative · entry 1

LITTLE PATRICIA A · CIK 0001435912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Subject to deferred receipt.

F2 · price: Restricted Stock Units; no purchase price required.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:52 UTC
Smith Michael RExecutive VP & CFO
Exercise / conversionRestricted Stock Units · Derivative 874 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000040 · edgar.xml · derivative · entry 10

Smith Michael R · CIK 0001531615 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock - Voting · 874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F8 · price: Restricted Stock Units granted on March 27, 2019.

F7 · derivative.exercise_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2020, March 15, 2021 and March 15, 2022.

F7 · derivative.expiration_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2020, March 15, 2021 and March 15, 2022.

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March 15, 2020 Filed Mar 17, 2020 19:52 UTC
Smith Michael RExecutive VP & CFO
Exercise / conversionRestricted Stock Units · Derivative 817 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000040 · edgar.xml · derivative · entry 9

Smith Michael R · CIK 0001531615 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 818

Underlying: Common Stock - Voting · 817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F6 · price: Restricted Stock Units granted on March 28, 2018.

F5 · derivative.exercise_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2019, March 15, 2020 and March 15, 2021

F5 · derivative.expiration_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2019, March 15, 2020 and March 15, 2021

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:52 UTC
Smith Michael RExecutive VP & CFO
Exercise / conversionRestricted Stock Units · Derivative 2,100 $0.00 $0.00
Disclosure

SEC source: 0000063754-20-000040 · edgar.xml · derivative · entry 8

Smith Michael R · CIK 0001531615 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock - Voting · 2,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units; no purchase price required.

F4 · price: Restricted Stock Units granted on March 29, 2017.

F3 · derivative.exercise_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2018, March 15, 2019 and March 15, 2020.

F3 · derivative.expiration_date: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2018, March 15, 2019 and March 15, 2020.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:52 UTC
Smith Michael RExecutive VP & CFO
Tax withholdingCommon Stock - Voting 375 $132.84 $49,813.13
Disclosure

SEC source: 0000063754-20-000040 · edgar.xml · nonDerivative · entry 5

Smith Michael R · CIK 0001531615 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,576.668

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.