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MIST

Milestone Pharmaceuticals Inc.

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6561
SEC CIK
0001408443
Parsed reports
158

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202505
Jan 202607
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2019 Filed Sep 11, 2019 21:30 UTC
Maness TimothyChief Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $22.45 $0.00
Disclosure

SEC source: 0001209191-19-049211 · doc4.xml · derivative · entry 1

Maness Timothy · CIK 0001774294 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Shares · 20,000 shares

Expires 2029-09-09

F1 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vest on September 9, 2020 and one forty-eighth (1/48th) of the shares subject to the option vest on each one month anniversary thereafter, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 21:29 UTC
Hasija AmitCFO & EVP of Corp. Development
GrantEmployee Stock Option (right to buy) · Derivative 147,000 $0.00 Strike: $22.45 $0.00
Disclosure

SEC source: 0001209191-19-049210 · doc4.xml · derivative · entry 1

Hasija Amit · CIK 0001787700 · CFO & EVP of Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,000

Underlying: Common Shares · 147,000 shares

Expires 2029-09-09

F1 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vest on September 9, 2020 and one forty-eighth (1/48th) of the shares subject to the option vest on each one month anniversary thereafter, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:31 UTC Exercise / conversionCLASS D PREFERRED SHARES · Derivative 964,089 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029660 · doc4.xml · derivative · entry 5

Novo Holdings A/S · CIK 0001388325 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON SHARES · 964,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Class C Preferred share and Class D Preferred share automatically converted into one Common share upon the completion of the initial public offering.

F1 · derivative.exercise_date: Each Class C Preferred share and Class D Preferred share automatically converted into one Common share upon the completion of the initial public offering.

F1 · derivative.expiration_date: Each Class C Preferred share and Class D Preferred share automatically converted into one Common share upon the completion of the initial public offering.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:31 UTC Exercise / conversionCLASS C PREFERRED SHARES · Derivative 1,377,048 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029660 · doc4.xml · derivative · entry 4

Novo Holdings A/S · CIK 0001388325 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON SHARES · 1,377,048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Class C Preferred share and Class D Preferred share automatically converted into one Common share upon the completion of the initial public offering.

F1 · derivative.exercise_date: Each Class C Preferred share and Class D Preferred share automatically converted into one Common share upon the completion of the initial public offering.

F1 · derivative.expiration_date: Each Class C Preferred share and Class D Preferred share automatically converted into one Common share upon the completion of the initial public offering.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:31 UTC PurchaseCOMMON SHARES 333,333 $15.00 $4,999,995.00
Disclosure

SEC source: 0001209191-19-029660 · doc4.xml · nonDerivative · entry 3

Novo Holdings A/S · CIK 0001388325 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,674,470

Read SEC document
May 13, 2019 Filed May 14, 2019 20:31 UTC Exercise / conversionCOMMON SHARES 964,089 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029660 · doc4.xml · nonDerivative · entry 2

Novo Holdings A/S · CIK 0001388325 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,341,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:31 UTC Exercise / conversionCOMMON SHARES 1,377,048 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029660 · doc4.xml · nonDerivative · entry 1

Novo Holdings A/S · CIK 0001388325 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:35 UTC
Douville PhilippeChief Scientific Officer
ConversionClass A-1 Preferred · Derivative 4,124 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029668 · doc4.xml · derivative · entry 2

Douville Philippe · CIK 0001771205 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class A-1 Preferred was convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, had no expiration date and converted into Common Shares upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Class A-1 Preferred was convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, had no expiration date and converted into Common Shares upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Class A-1 Preferred was convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, had no expiration date and converted into Common Shares upon the closing of the Issuer's initial public offering.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:35 UTC
Douville PhilippeChief Scientific Officer
ConversionCommon Shares 4,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-029668 · doc4.xml · nonDerivative · entry 1

Douville Philippe · CIK 0001771205 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class A-1 Preferred was convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, had no expiration date and converted into Common Shares upon the closing of the Issuer's initial public offering.

Read SEC document
May 13, 2019 Filed May 15, 2019 14:49 UTC ConversionSeries D-1 Preferred · Derivative 306,092 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · derivative · entry 11

FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 306,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

Read SEC document
May 13, 2019 Filed May 15, 2019 14:49 UTC ConversionSeries C Preferred · Derivative 437,203 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · derivative · entry 10

FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 437,203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

Read SEC document
May 13, 2019 Filed May 15, 2019 14:49 UTC ConversionSeries B Preferred · Derivative 574,292 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · derivative · entry 9

FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 574,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

Read SEC document
May 13, 2019 Filed May 15, 2019 14:49 UTC ConversionSeries A-2 Preferred · Derivative 798,974 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · derivative · entry 8

FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 798,974 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

Read SEC document
May 13, 2019 Filed May 15, 2019 14:49 UTC ConversionSeries A-1 Preferred · Derivative 139,849 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · derivative · entry 7

FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 139,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

Read SEC document
May 13, 2019 Filed May 15, 2019 14:49 UTC PurchaseCommon Shares 433,333 $15.00 $6,499,995.00
Disclosure

SEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · nonDerivative · entry 6

FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,720,310

Read SEC document
May 13, 2019 Filed May 15, 2019 14:49 UTC ConversionCommon Shares 306,092 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · nonDerivative · entry 5

FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,286,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

Read SEC document
May 13, 2019 Filed May 15, 2019 14:49 UTC ConversionCommon Shares 437,203 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · nonDerivative · entry 4

FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,980,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

Read SEC document
May 13, 2019 Filed May 15, 2019 14:49 UTC ConversionCommon Shares 574,292 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · nonDerivative · entry 3

FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,543,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

Read SEC document
May 13, 2019 Filed May 15, 2019 14:49 UTC ConversionCommon Shares 798,974 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · nonDerivative · entry 2

FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

Read SEC document
May 13, 2019 Filed May 15, 2019 14:49 UTC ConversionCommon Shares 139,849 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · nonDerivative · entry 1

FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering.

Read SEC document
May 09, 2019 Filed May 9, 2019 20:21 UTC
WONG RODERICK10% owner
ConversionClass D-2 Preferred · Derivative 203,942 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-006679 · ownership.xml · derivative · entry 5

RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner

WONG RODERICK · CIK 0001493280 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By RTW

Disclosed balance after: 0

Underlying: Common Shares · 203,942 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019.

F1 · price: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019.

F1 · derivative.exercise_date: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019.

F1 · derivative.expiration_date: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019.

F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) RTW Investments, LP ("RTW"), which is deemed the beneficial owner of shares held by RTW Master Fund, Ltd. and RTW Innovation Master Fund, Ltd. (the "Funds"), which are investment funds managed by RTW, and (ii) Roderick Wong, M.D who serves as the Managing Partner and Chief Investment Officer of RTW. Dr. Wong exercises voting and dispositive control over the securities held by RTW and is therefore deemed to be a beneficial owner of securities owned or controlled by RTW. Each of RTW and Dr. Wong disclaim beneficial ownership of the reported securities held by the Funds, except to the extent of its or his pecuniary interest therein.

Read SEC document
May 09, 2019 Filed May 9, 2019 20:21 UTC
WONG RODERICK10% owner
ConversionClass D-1 Preferred · Derivative 2,651,247 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-006679 · ownership.xml · derivative · entry 4

RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner

WONG RODERICK · CIK 0001493280 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By RTW

Disclosed balance after: 0

Underlying: Common Shares · 2,651,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019.

F1 · price: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019.

F1 · derivative.exercise_date: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019.

F1 · derivative.expiration_date: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019.

F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) RTW Investments, LP ("RTW"), which is deemed the beneficial owner of shares held by RTW Master Fund, Ltd. and RTW Innovation Master Fund, Ltd. (the "Funds"), which are investment funds managed by RTW, and (ii) Roderick Wong, M.D who serves as the Managing Partner and Chief Investment Officer of RTW. Dr. Wong exercises voting and dispositive control over the securities held by RTW and is therefore deemed to be a beneficial owner of securities owned or controlled by RTW. Each of RTW and Dr. Wong disclaim beneficial ownership of the reported securities held by the Funds, except to the extent of its or his pecuniary interest therein.

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May 09, 2019 Filed May 9, 2019 20:21 UTC
WONG RODERICK10% owner
PurchaseCommon Shares 666,667 $15.00 $10,000,005.00
Disclosure

SEC source: 0001493152-19-006679 · ownership.xml · nonDerivative · entry 3

RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner

WONG RODERICK · CIK 0001493280 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By RTW

Disclosed balance after: 3,521,856

F3 · balance_after: Consists of 2,708,386 shares held directly by RTW Master Fund, Ltd. and 813,470 shares held by RTW Innovation Master Fund, Ltd.

F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) RTW Investments, LP ("RTW"), which is deemed the beneficial owner of shares held by RTW Master Fund, Ltd. and RTW Innovation Master Fund, Ltd. (the "Funds"), which are investment funds managed by RTW, and (ii) Roderick Wong, M.D who serves as the Managing Partner and Chief Investment Officer of RTW. Dr. Wong exercises voting and dispositive control over the securities held by RTW and is therefore deemed to be a beneficial owner of securities owned or controlled by RTW. Each of RTW and Dr. Wong disclaim beneficial ownership of the reported securities held by the Funds, except to the extent of its or his pecuniary interest therein.

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May 09, 2019 Filed May 9, 2019 20:21 UTC
WONG RODERICK10% owner
ConversionCommon Shares 203,942 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-006679 · ownership.xml · nonDerivative · entry 2

RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner

WONG RODERICK · CIK 0001493280 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By RTW

Disclosed balance after: 2,855,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019.

F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) RTW Investments, LP ("RTW"), which is deemed the beneficial owner of shares held by RTW Master Fund, Ltd. and RTW Innovation Master Fund, Ltd. (the "Funds"), which are investment funds managed by RTW, and (ii) Roderick Wong, M.D who serves as the Managing Partner and Chief Investment Officer of RTW. Dr. Wong exercises voting and dispositive control over the securities held by RTW and is therefore deemed to be a beneficial owner of securities owned or controlled by RTW. Each of RTW and Dr. Wong disclaim beneficial ownership of the reported securities held by the Funds, except to the extent of its or his pecuniary interest therein.

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May 09, 2019 Filed May 9, 2019 20:21 UTC
WONG RODERICK10% owner
ConversionCommon Shares 2,651,247 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-006679 · ownership.xml · nonDerivative · entry 1

RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner

WONG RODERICK · CIK 0001493280 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By RTW

Disclosed balance after: 2,651,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019.

F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) RTW Investments, LP ("RTW"), which is deemed the beneficial owner of shares held by RTW Master Fund, Ltd. and RTW Innovation Master Fund, Ltd. (the "Funds"), which are investment funds managed by RTW, and (ii) Roderick Wong, M.D who serves as the Managing Partner and Chief Investment Officer of RTW. Dr. Wong exercises voting and dispositive control over the securities held by RTW and is therefore deemed to be a beneficial owner of securities owned or controlled by RTW. Each of RTW and Dr. Wong disclaim beneficial ownership of the reported securities held by the Funds, except to the extent of its or his pecuniary interest therein.

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May 08, 2019 Filed May 9, 2019 21:54 UTC PurchaseCommon Shares 200,000 $15.00 $3,000,000.00
Disclosure

SEC source: 0000930413-19-001627 · ownership.xml · nonDerivative · entry 1

BDC CAPITAL INC. · CIK 0001430885 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,388,088

F1 · balance_after: Consists of the purchase of shares reported hereunder and upon the closing of the Issuer's IPO of 1,094,011 shares held by BDC Capital, Inc., or BDC Capital, and 1,094,011 shares held by GO Capital, s.e.c., a fund for which BDC Capital is the general partner and investment manager. BDC Capital has the power to vote and the power to direct the disposition of all such shares held by itself and Go Capital, s.e.c. BDC Capital's investment in our company is managed by Amplitude Ventures Capital Management Inc., or Amplitude, of which Dion Madsen and Jean-Francois Pariseau serve as partners. Go Capital, s.e.c. is managed by Dominique Belanger, Managing Partner, Co-Investments at BDC Capital. BDC Capital retains the right to approve of certain investment, voting or divestiture decisions proposed by Amplitude, such decisions being approved, depending on their quantum and potential impact, by either senior management at BDC Capital or by BDC Capital's investment committee.

F2 · balance_after: The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GO Capital, s.e.c., in which the Reporting Person has no pecuniary interest.

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May 08, 2019 Filed May 9, 2019 20:57 UTC
Maness TimothyVice President, Finance
GrantEmployee Stock Option (right to buy) · Derivative 46,998 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001209191-19-028517 · doc4.xml · derivative · entry 1

Maness Timothy · CIK 0001774294 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,998

Underlying: Common Shares · 46,998 shares

Expires 2029-05-08

F1 · derivative.exercise_date: One-fourth (1/4th) of the share subject to the option vest on April 11, 2020 and one forty-eighth (1/48th) of the shares subject to the option vest on each one month anniversary thereafter, subject to the Reporting Person continuing to provide service through each such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.