Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 7 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2019 Filed Sep 11, 2019 21:30 UTC |
Maness TimothyChief Accounting Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $22.45 | $0.00 |
DisclosureSEC source: 0001209191-19-049211 · doc4.xml · derivative · entry 1 Maness Timothy · CIK 0001774294 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Shares · 20,000 shares Expires 2029-09-09 F1 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vest on September 9, 2020 and one forty-eighth (1/48th) of the shares subject to the option vest on each one month anniversary thereafter, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 21:29 UTC |
Hasija AmitCFO & EVP of Corp. Development
|
GrantEmployee Stock Option (right to buy) · Derivative | 147,000 | $0.00 Strike: $22.45 | $0.00 |
DisclosureSEC source: 0001209191-19-049210 · doc4.xml · derivative · entry 1 Hasija Amit · CIK 0001787700 · CFO & EVP of Corp. Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,000 Underlying: Common Shares · 147,000 shares Expires 2029-09-09 F1 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vest on September 9, 2020 and one forty-eighth (1/48th) of the shares subject to the option vest on each one month anniversary thereafter, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| May 13, 2019 Filed May 14, 2019 20:31 UTC |
NOVO HOLDINGS A/S10% owner
|
Exercise / conversionCLASS D PREFERRED SHARES · Derivative | 964,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029660 · doc4.xml · derivative · entry 5 Novo Holdings A/S · CIK 0001388325 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON SHARES · 964,089 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Class C Preferred share and Class D Preferred share automatically converted into one Common share upon the completion of the initial public offering. F1 · derivative.exercise_date: Each Class C Preferred share and Class D Preferred share automatically converted into one Common share upon the completion of the initial public offering. F1 · derivative.expiration_date: Each Class C Preferred share and Class D Preferred share automatically converted into one Common share upon the completion of the initial public offering. Read SEC document |
| May 13, 2019 Filed May 14, 2019 20:31 UTC |
NOVO HOLDINGS A/S10% owner
|
Exercise / conversionCLASS C PREFERRED SHARES · Derivative | 1,377,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029660 · doc4.xml · derivative · entry 4 Novo Holdings A/S · CIK 0001388325 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON SHARES · 1,377,048 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Class C Preferred share and Class D Preferred share automatically converted into one Common share upon the completion of the initial public offering. F1 · derivative.exercise_date: Each Class C Preferred share and Class D Preferred share automatically converted into one Common share upon the completion of the initial public offering. F1 · derivative.expiration_date: Each Class C Preferred share and Class D Preferred share automatically converted into one Common share upon the completion of the initial public offering. Read SEC document |
| May 13, 2019 Filed May 14, 2019 20:31 UTC |
NOVO HOLDINGS A/S10% owner
|
PurchaseCOMMON SHARES | 333,333 | $15.00 | $4,999,995.00 |
DisclosureSEC source: 0001209191-19-029660 · doc4.xml · nonDerivative · entry 3 Novo Holdings A/S · CIK 0001388325 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,674,470 Read SEC document |
| May 13, 2019 Filed May 14, 2019 20:31 UTC |
NOVO HOLDINGS A/S10% owner
|
Exercise / conversionCOMMON SHARES | 964,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029660 · doc4.xml · nonDerivative · entry 2 Novo Holdings A/S · CIK 0001388325 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,341,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2019 Filed May 14, 2019 20:31 UTC |
NOVO HOLDINGS A/S10% owner
|
Exercise / conversionCOMMON SHARES | 1,377,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029660 · doc4.xml · nonDerivative · entry 1 Novo Holdings A/S · CIK 0001388325 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,377,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2019 Filed May 14, 2019 20:35 UTC |
Douville PhilippeChief Scientific Officer
|
ConversionClass A-1 Preferred · Derivative | 4,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029668 · doc4.xml · derivative · entry 2 Douville Philippe · CIK 0001771205 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 4,124 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class A-1 Preferred was convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, had no expiration date and converted into Common Shares upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Class A-1 Preferred was convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, had no expiration date and converted into Common Shares upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Class A-1 Preferred was convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, had no expiration date and converted into Common Shares upon the closing of the Issuer's initial public offering. Read SEC document |
| May 13, 2019 Filed May 14, 2019 20:35 UTC |
Douville PhilippeChief Scientific Officer
|
ConversionCommon Shares | 4,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-029668 · doc4.xml · nonDerivative · entry 1 Douville Philippe · CIK 0001771205 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class A-1 Preferred was convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, had no expiration date and converted into Common Shares upon the closing of the Issuer's initial public offering. Read SEC document |
| May 13, 2019 Filed May 15, 2019 14:49 UTC | ConversionSeries D-1 Preferred · Derivative | 306,092 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · derivative · entry 11 FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 306,092 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. Read SEC document |
|
| May 13, 2019 Filed May 15, 2019 14:49 UTC | ConversionSeries C Preferred · Derivative | 437,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · derivative · entry 10 FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 437,203 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. Read SEC document |
|
| May 13, 2019 Filed May 15, 2019 14:49 UTC | ConversionSeries B Preferred · Derivative | 574,292 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · derivative · entry 9 FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 574,292 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. Read SEC document |
|
| May 13, 2019 Filed May 15, 2019 14:49 UTC | ConversionSeries A-2 Preferred · Derivative | 798,974 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · derivative · entry 8 FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 798,974 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. Read SEC document |
|
| May 13, 2019 Filed May 15, 2019 14:49 UTC | ConversionSeries A-1 Preferred · Derivative | 139,849 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · derivative · entry 7 FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 139,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. Read SEC document |
|
| May 13, 2019 Filed May 15, 2019 14:49 UTC | PurchaseCommon Shares | 433,333 | $15.00 | $6,499,995.00 |
DisclosureSEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · nonDerivative · entry 6 FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,720,310 Read SEC document |
|
| May 13, 2019 Filed May 15, 2019 14:49 UTC | ConversionCommon Shares | 306,092 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · nonDerivative · entry 5 FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,286,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. Read SEC document |
|
| May 13, 2019 Filed May 15, 2019 14:49 UTC | ConversionCommon Shares | 437,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · nonDerivative · entry 4 FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,980,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. Read SEC document |
|
| May 13, 2019 Filed May 15, 2019 14:49 UTC | ConversionCommon Shares | 574,292 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · nonDerivative · entry 3 FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,543,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. Read SEC document |
|
| May 13, 2019 Filed May 15, 2019 14:49 UTC | ConversionCommon Shares | 798,974 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · nonDerivative · entry 2 FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. Read SEC document |
|
| May 13, 2019 Filed May 15, 2019 14:49 UTC | ConversionCommon Shares | 139,849 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-001098 · es1900658_4-fonds.xml · nonDerivative · entry 1 FONDS DE SOLIDARITE DES TRAVAILLEURS DU QUEBEC · CIK 0000903337 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class A-1 Preferred, Class A-2 Preferred, Class B Preferred, Class C Preferred and Class D-1 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and has converted into Common Shares upon the closing of the Issuer's initial public offering. Read SEC document |
|
| May 09, 2019 Filed May 9, 2019 20:21 UTC |
RTW INVESTMENTS, LP10% owner
WONG RODERICK10% owner
|
ConversionClass D-2 Preferred · Derivative | 203,942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-006679 · ownership.xml · derivative · entry 5 RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner WONG RODERICK · CIK 0001493280 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By RTW Disclosed balance after: 0 Underlying: Common Shares · 203,942 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019. F1 · price: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019. F1 · derivative.exercise_date: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019. F1 · derivative.expiration_date: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) RTW Investments, LP ("RTW"), which is deemed the beneficial owner of shares held by RTW Master Fund, Ltd. and RTW Innovation Master Fund, Ltd. (the "Funds"), which are investment funds managed by RTW, and (ii) Roderick Wong, M.D who serves as the Managing Partner and Chief Investment Officer of RTW. Dr. Wong exercises voting and dispositive control over the securities held by RTW and is therefore deemed to be a beneficial owner of securities owned or controlled by RTW. Each of RTW and Dr. Wong disclaim beneficial ownership of the reported securities held by the Funds, except to the extent of its or his pecuniary interest therein. Read SEC document |
| May 09, 2019 Filed May 9, 2019 20:21 UTC |
RTW INVESTMENTS, LP10% owner
WONG RODERICK10% owner
|
ConversionClass D-1 Preferred · Derivative | 2,651,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-006679 · ownership.xml · derivative · entry 4 RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner WONG RODERICK · CIK 0001493280 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By RTW Disclosed balance after: 0 Underlying: Common Shares · 2,651,247 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019. F1 · price: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019. F1 · derivative.exercise_date: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019. F1 · derivative.expiration_date: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) RTW Investments, LP ("RTW"), which is deemed the beneficial owner of shares held by RTW Master Fund, Ltd. and RTW Innovation Master Fund, Ltd. (the "Funds"), which are investment funds managed by RTW, and (ii) Roderick Wong, M.D who serves as the Managing Partner and Chief Investment Officer of RTW. Dr. Wong exercises voting and dispositive control over the securities held by RTW and is therefore deemed to be a beneficial owner of securities owned or controlled by RTW. Each of RTW and Dr. Wong disclaim beneficial ownership of the reported securities held by the Funds, except to the extent of its or his pecuniary interest therein. Read SEC document |
| May 09, 2019 Filed May 9, 2019 20:21 UTC |
RTW INVESTMENTS, LP10% owner
WONG RODERICK10% owner
|
PurchaseCommon Shares | 666,667 | $15.00 | $10,000,005.00 |
DisclosureSEC source: 0001493152-19-006679 · ownership.xml · nonDerivative · entry 3 RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner WONG RODERICK · CIK 0001493280 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By RTW Disclosed balance after: 3,521,856 F3 · balance_after: Consists of 2,708,386 shares held directly by RTW Master Fund, Ltd. and 813,470 shares held by RTW Innovation Master Fund, Ltd. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) RTW Investments, LP ("RTW"), which is deemed the beneficial owner of shares held by RTW Master Fund, Ltd. and RTW Innovation Master Fund, Ltd. (the "Funds"), which are investment funds managed by RTW, and (ii) Roderick Wong, M.D who serves as the Managing Partner and Chief Investment Officer of RTW. Dr. Wong exercises voting and dispositive control over the securities held by RTW and is therefore deemed to be a beneficial owner of securities owned or controlled by RTW. Each of RTW and Dr. Wong disclaim beneficial ownership of the reported securities held by the Funds, except to the extent of its or his pecuniary interest therein. Read SEC document |
| May 09, 2019 Filed May 9, 2019 20:21 UTC |
RTW INVESTMENTS, LP10% owner
WONG RODERICK10% owner
|
ConversionCommon Shares | 203,942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-006679 · ownership.xml · nonDerivative · entry 2 RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner WONG RODERICK · CIK 0001493280 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By RTW Disclosed balance after: 2,855,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) RTW Investments, LP ("RTW"), which is deemed the beneficial owner of shares held by RTW Master Fund, Ltd. and RTW Innovation Master Fund, Ltd. (the "Funds"), which are investment funds managed by RTW, and (ii) Roderick Wong, M.D who serves as the Managing Partner and Chief Investment Officer of RTW. Dr. Wong exercises voting and dispositive control over the securities held by RTW and is therefore deemed to be a beneficial owner of securities owned or controlled by RTW. Each of RTW and Dr. Wong disclaim beneficial ownership of the reported securities held by the Funds, except to the extent of its or his pecuniary interest therein. Read SEC document |
| May 09, 2019 Filed May 9, 2019 20:21 UTC |
RTW INVESTMENTS, LP10% owner
WONG RODERICK10% owner
|
ConversionCommon Shares | 2,651,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-006679 · ownership.xml · nonDerivative · entry 1 RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner WONG RODERICK · CIK 0001493280 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By RTW Disclosed balance after: 2,651,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) RTW Investments, LP ("RTW"), which is deemed the beneficial owner of shares held by RTW Master Fund, Ltd. and RTW Innovation Master Fund, Ltd. (the "Funds"), which are investment funds managed by RTW, and (ii) Roderick Wong, M.D who serves as the Managing Partner and Chief Investment Officer of RTW. Dr. Wong exercises voting and dispositive control over the securities held by RTW and is therefore deemed to be a beneficial owner of securities owned or controlled by RTW. Each of RTW and Dr. Wong disclaim beneficial ownership of the reported securities held by the Funds, except to the extent of its or his pecuniary interest therein. Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:54 UTC |
BDC CAPITAL INC.10% owner
|
PurchaseCommon Shares | 200,000 | $15.00 | $3,000,000.00 |
DisclosureSEC source: 0000930413-19-001627 · ownership.xml · nonDerivative · entry 1 BDC CAPITAL INC. · CIK 0001430885 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,388,088 F1 · balance_after: Consists of the purchase of shares reported hereunder and upon the closing of the Issuer's IPO of 1,094,011 shares held by BDC Capital, Inc., or BDC Capital, and 1,094,011 shares held by GO Capital, s.e.c., a fund for which BDC Capital is the general partner and investment manager. BDC Capital has the power to vote and the power to direct the disposition of all such shares held by itself and Go Capital, s.e.c. BDC Capital's investment in our company is managed by Amplitude Ventures Capital Management Inc., or Amplitude, of which Dion Madsen and Jean-Francois Pariseau serve as partners. Go Capital, s.e.c. is managed by Dominique Belanger, Managing Partner, Co-Investments at BDC Capital. BDC Capital retains the right to approve of certain investment, voting or divestiture decisions proposed by Amplitude, such decisions being approved, depending on their quantum and potential impact, by either senior management at BDC Capital or by BDC Capital's investment committee. F2 · balance_after: The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GO Capital, s.e.c., in which the Reporting Person has no pecuniary interest. Read SEC document |
| May 08, 2019 Filed May 9, 2019 20:57 UTC |
Maness TimothyVice President, Finance
|
GrantEmployee Stock Option (right to buy) · Derivative | 46,998 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028517 · doc4.xml · derivative · entry 1 Maness Timothy · CIK 0001774294 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,998 Underlying: Common Shares · 46,998 shares Expires 2029-05-08 F1 · derivative.exercise_date: One-fourth (1/4th) of the share subject to the option vest on April 11, 2020 and one forty-eighth (1/48th) of the shares subject to the option vest on each one month anniversary thereafter, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.