MHO

SEC source: 0001140361-17-005797 · doc1.xml · nonDerivative · entry 11

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,290

F1 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005797 · doc1.xml · nonDerivative · entry 10

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,490

F1 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005797 · doc1.xml · nonDerivative · entry 9

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,790

F1 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005797 · doc1.xml · nonDerivative · entry 8

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,459

F1 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005797 · doc1.xml · nonDerivative · entry 7

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,159

F1 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005797 · doc1.xml · nonDerivative · entry 6

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,259

F1 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005797 · doc1.xml · nonDerivative · entry 5

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,959

F1 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005797 · doc1.xml · nonDerivative · entry 4

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,691

F1 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005797 · doc1.xml · nonDerivative · entry 3

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,290

F1 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005797 · doc1.xml · nonDerivative · entry 2

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,510

F1 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005797 · doc1.xml · nonDerivative · entry 1

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,910

F1 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · derivative · entry 31

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Common Shares · 82,500 shares

Expires 2027-02-08

F3 · security: The Option was granted pursuant to the M/I Homes, Inc. 2009 Long-Term Incentive Plan.

F4 · derivative.exercise_date: Twenty percent (20%) of grant becomes exercisable on December 31 immediately following the date of grant and each of the first four anniversaries thereof.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 30

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,560

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 29

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,760

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 28

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,360

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 27

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,560

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 26

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,560

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 25

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,860

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 24

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,671

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 23

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,251

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 22

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,351

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 21

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,551

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 20

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,651

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 19

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,851

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 18

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,651

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 17

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,051

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 16

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,251

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 15

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,751

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 14

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,851

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 13

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,351

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 12

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,041

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 11

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,351

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 10

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,651

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 9

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,851

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 8

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,651

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 7

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,951

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 6

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,950

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 5

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,350

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 4

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,120

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 3

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,320

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 2

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,820

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005793 · doc1.xml · nonDerivative · entry 1

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,120

F1 · security: These common shares were acquired by the reporting person upon the vesting of an equal number of performance share units on February 8, 2017 that were settled on a one for one basis in common shares.

F2 · ownership.direct: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001140361-17-005790 · doc1.xml · derivative · entry 2

CREEK PHILLIP G · CIK 0001204733 · Director · Ex. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Shares · 55,000 shares

Expires 2027-02-08

F2 · security: The Option was granted pursuant to the M/I Homes, Inc. 2009 Long-Term Incentive Plan.

F3 · derivative.exercise_date: Twenty percent (20%) of grant becomes exercisable on December 31 immediately following the date of grant and each of the first four anniversaries thereof.

SEC source: 0001140361-17-005790 · doc1.xml · nonDerivative · entry 1

CREEK PHILLIP G · CIK 0001204733 · Director · Ex. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,190

F1 · security: These common shares were acquired by the reporting person upon the vesting of an equal number of performance share units on February 8, 2017 that were settled on a one for one basis in common shares.

SEC source: 0001140361-17-005787 · doc1.xml · derivative · entry 2

Mason J Thomas · CIK 0001352847 · Director · Ex. VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Shares · 27,500 shares

Expires 2027-02-08

F2 · security: The Option was granted pursuant to the M/I Homes, Inc. 2009 Long-Term Incentive Plan.

F3 · derivative.exercise_date: Twenty percent (20%) of grant becomes exercisable on December 31 immediately following the date of grant and each of the first four anniversaries thereof.

SEC source: 0001140361-17-005787 · doc1.xml · nonDerivative · entry 1

Mason J Thomas · CIK 0001352847 · Director · Ex. VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,609

F1 · security: These common shares were acquired by the reporting person upon the vesting of an equal number of performance share units on February 8, 2017 that were settled on a one for one basis in common shares.

SEC source: 0001140361-17-005786 · doc1.xml · derivative · entry 1

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Shares · 5,000 shares

Expires 2027-02-08

F1 · security: The Option was granted pursuant to the M/I Homes, Inc. 2009 Long-Term Incentive Plan.

F2 · derivative.exercise_date: Twenty percent (20%) of grant becomes exercisable on December 31 immediately following the date of grant and each of the first four anniversaries thereof.