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MHLA

Maiden Holdings, Ltd.

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9531
SEC CIK
0001412100
Parsed reports
158

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2024 Filed Mar 18, 2024 16:08 UTC GrantCommon Shares 115,217 $0.00 $0.00
Disclosure

SEC source: 0001412100-24-000019 · wk-form4_1710792479.xml · nonDerivative · entry 3

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,291,020

F2 · shares: These common shares were granted on March 17, 2023 pursuant to the 2019 Omnibus Incentive Plan with vesting on March 17, 2024.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 16:06 UTC
NIGRO STEVEN HAROLDDirector · See remarks
PurchaseCommon Shares 20,000 $1.52 $30,400.00
Disclosure

SEC source: 0001412100-24-000017 · wk-form4_1710792370.xml · nonDerivative · entry 1

NIGRO STEVEN HAROLD · CIK 0001434374 · Director · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 208,043

Read SEC document
March 15, 2024 Filed Mar 18, 2024 16:08 UTC PurchaseCommon Shares 10,000 $1.50 $14,998.00
Disclosure

SEC source: 0001412100-24-000019 · wk-form4_1710792479.xml · nonDerivative · entry 2

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,175,803

Read SEC document
March 14, 2024 Filed Mar 18, 2024 16:09 UTC
METZ LAWRENCE F.See Remarks
GrantRestricted Common Shares 456,835 $0.00 $0.00
Disclosure

SEC source: 0001412100-24-000021 · wk-form4_1710792559.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 541,617

F1 · shares: The restricted shares were issued on March 14, 2024 pursuant to the 2019 Omnibus Incentive Plan, and will vest 50% on the first anniversary and 50% on the second anniversary.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 16:08 UTC GrantRestricted Common Shares 683,453 $0.00 $0.00
Disclosure

SEC source: 0001412100-24-000019 · wk-form4_1710792479.xml · nonDerivative · entry 1

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 798,670

F1 · shares: The restricted shares were issued on March 14, 2024 pursuant to the 2019 Omnibus Incentive Plan, and will vest 50% on the first anniversary and 50% on the second anniversary.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 17:57 UTC SaleCommon Shares 277,000 $2.29 $634,330.00
Disclosure

SEC source: 0001412100-24-000003 · wk-form4_1704236266.xml · nonDerivative · entry 1

NEUBERGER YEHUDA · CIK 0001434377 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On December 31, 2023, the Reporting Person sold these shares in a private transaction in order to comply with restrictions on investments imposed in connection with his spouse's government service.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 16:09 UTC SaleCommon Shares 26,315 $1.90 $49,998.50
Disclosure

SEC source: 0001412100-23-000088 · wk-form4_1695931750.xml · nonDerivative · entry 1

Thomas Keith A · CIK 0001797142 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,839

F1 · shares: These common shares were sold for tax planning purposes.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 16:15 UTC GrantRestricted Common Shares 31,862 $0.00 $0.00
Disclosure

SEC source: 0001412100-23-000065 · wk-form4_1685736935.xml · nonDerivative · entry 1

LYONS SIMCHA G · CIK 0001434373 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,862

F1 · shares: The restricted shares were issued on June 1, 2023 pursuant to the 2019 Omnibus Incentive Plan and will vest in full on June 1, 2024.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 16:02 UTC
NIGRO STEVEN HAROLDDirector · See remarks
GrantRestricted Common Shares 36,764 $0.00 $0.00
Disclosure

SEC source: 0001412100-23-000060 · wk-form4_1685736161.xml · nonDerivative · entry 1

NIGRO STEVEN HAROLD · CIK 0001434374 · Director · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,764

F1 · shares: The restricted shares were issued on June 1, 2023 pursuant to the 2019 Omnibus Incentive Plan and will vest in full on June 1, 2024.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 16:18 UTC GrantRestricted Common Shares 31,862 $0.00 $0.00
Disclosure

SEC source: 0001412100-23-000067 · wk-form4_1685737117.xml · nonDerivative · entry 1

NEFF RAYMOND MICHAEL · CIK 0001434371 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,862

F1 · shares: The restricted shares were issued on June 1, 2023 pursuant to the 2019 Omnibus Incentive Plan and will vest in full on June 1, 2024.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 16:21 UTC GrantRestricted Common Shares 31,862 $0.00 $0.00
Disclosure

SEC source: 0001412100-23-000069 · wk-form4_1685737267.xml · nonDerivative · entry 1

Blanchard Holly Lynn · CIK 0001796867 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,862

F1 · shares: The restricted shares were issued on June 1, 2023 pursuant to the 2019 Omnibus Incentive Plan and will vest in full on June 1, 2024.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 16:11 UTC GrantRestricted Common Shares 31,862 $0.00 $0.00
Disclosure

SEC source: 0001412100-23-000063 · wk-form4_1685736645.xml · nonDerivative · entry 1

Thomas Keith A · CIK 0001797142 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,862

F1 · shares: The restricted shares were issued on June 1, 2023 pursuant to the 2019 Omnibus Incentive Plan and will vest in full on June 1, 2024.

Read SEC document
May 17, 2023 Filed May 17, 2023 16:02 UTC GrantCommon Shares 10,000 $2.01 $20,102.00
Disclosure

SEC source: 0001412100-23-000058 · wf-form4_168435373379654.xml · nonDerivative · entry 1

Haveron Patrick J · CIK 0001396461 · CEO & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,165,803

Read SEC document
March 31, 2023 Filed Apr 3, 2023 16:07 UTC
Jarman WilliamSVP & Chief Actuary
Tax withholdingCommon Shares 17,347 $0.00 $0.00
Disclosure

SEC source: 0001412100-23-000044 · wf-form4_168055245163652.xml · nonDerivative · entry 2

Jarman William · CIK 0001770091 · SVP & Chief Actuary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,727

F2 · shares: Disposition of common shares resulting from withholding of securities for the payment of tax liability relating to the grant described in footnote 1.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 16:07 UTC
Jarman WilliamSVP & Chief Actuary
GrantCommon Shares 43,859 $0.00 $0.00
Disclosure

SEC source: 0001412100-23-000044 · wf-form4_168055245163652.xml · nonDerivative · entry 1

Jarman William · CIK 0001770091 · SVP & Chief Actuary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,074

F1 · shares: The restricted shares were issued on April 23, 2021 pursuant to the 2019 Omnibus Incentive Plan, and vested in full on March 31, 2023.

Read SEC document
March 21, 2023 Filed Mar 21, 2023 17:44 UTC
Jarman WilliamSVP & Chief Actuary
GrantRestricted Common Shares 76,086 $0.00 $0.00
Disclosure

SEC source: 0001412100-23-000037 · wf-form4_167943505104304.xml · nonDerivative · entry 1

Jarman William · CIK 0001770091 · SVP & Chief Actuary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,376

F1 · shares: The restricted shares were issued on March 31, 2023 pursuant to the 2019 Omnibus Incentive Plan, and will vest in full on March 31, 2025.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 17:44 UTC
METZ LAWRENCE F.PRESIDENT & CO-CEO
GrantRestricted Common Shares 169,565 $0.00 $0.00
Disclosure

SEC source: 0001412100-23-000038 · wf-form4_167943506716297.xml · nonDerivative · entry 3

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CO-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,565

F3 · shares: The restricted shares were issued on March 17, 2023 pursuant to the 2019 Omnibus Incentive Plan, and will vest 50% on the first anniversary and 50% on the second anniversary.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 17:44 UTC
METZ LAWRENCE F.PRESIDENT & CO-CEO
Tax withholdingCommon Shares 53,836 $2.30 $123,822.80
Disclosure

SEC source: 0001412100-23-000038 · wf-form4_167943506716297.xml · nonDerivative · entry 2

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CO-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,615,608

F2 · shares: Disposition of common shares resulting from withholding of securities for the payment of tax liability relating to the grant described in footnote 1.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 17:44 UTC
METZ LAWRENCE F.PRESIDENT & CO-CEO
GrantCommon Shares 112,745 $0.00 $0.00
Disclosure

SEC source: 0001412100-23-000038 · wf-form4_167943506716297.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CO-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,669,444

F1 · shares: These common shares were granted pursuant to the 2019 Omnibus Incentive Plan with immediate vesting.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 17:44 UTC
Haveron Patrick JCO-CEO & CFO
GrantRestricted Common Shares 230,434 $0.00 $0.00
Disclosure

SEC source: 0001412100-23-000039 · wf-form4_167943508122831.xml · nonDerivative · entry 3

Haveron Patrick J · CIK 0001396461 · CO-CEO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,434

F3 · shares: The restricted shares were issued on March 17, 2023 pursuant to the 2019 Omnibus Incentive Plan, and will vest 50% on the first anniversary and 50% on the second anniversary.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 17:44 UTC
Haveron Patrick JCO-CEO & CFO
Tax withholdingCommon Shares 41,716 $2.30 $95,946.80
Disclosure

SEC source: 0001412100-23-000039 · wf-form4_167943508122831.xml · nonDerivative · entry 2

Haveron Patrick J · CIK 0001396461 · CO-CEO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,155,803

F2 · shares: Disposition of common shares resulting from withholding of securities for the payment of tax liability relating to the grant described in footnote 1.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 17:44 UTC
Haveron Patrick JCO-CEO & CFO
GrantCommon Shares 112,745 $0.00 $0.00
Disclosure

SEC source: 0001412100-23-000039 · wf-form4_167943508122831.xml · nonDerivative · entry 1

Haveron Patrick J · CIK 0001396461 · CO-CEO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,197,519

F1 · shares: These common shares were granted pursuant to the 2019 Omnibus Incentive Plan with immediate vesting.

Read SEC document
December 27, 2022 Filed Jan 3, 2023 09:01 UTC GrantCommon Shares 34,440 $0.00 $0.00
Disclosure

SEC source: 0001412100-23-000002 · wf-form4_167275445356129.xml · nonDerivative · entry 1

NEFF RAYMOND MICHAEL · CIK 0001434371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,571

F1 · shares: These common shares were acquired as a result of the Registrant's mandatory conversion of its outstanding preference shares on December 27, 2022.

F2 · balance_after: The amount shown above does not include 26,639 restricted shares that were issued on June 1, 2022 that will fully vest on June 1, 2023, which Mr. Neff has the ability to vote, but is restricted from transferring until the vesting date.

Read SEC document
July 18, 2022 Filed Jul 19, 2022 07:48 UTC
METZ LAWRENCE F.PRESIDENT & CO-CEO
Disposition to issuerCommon Shares 10,000 $2.09 $20,917.00
Disclosure

SEC source: 0001412100-22-000051 · wf-form4_165823128983075.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CO-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556,699

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in September 2021.

F2 · price: The reported price in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $2.04 to $2.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 21, 2022 Filed Jun 21, 2022 16:32 UTC
METZ LAWRENCE F.PRESIDENT & CO-CEO
Disposition to issuerCommon Shares 10,000 $2.03 $20,301.00
Disclosure

SEC source: 0001412100-22-000049 · wf-form4_165584348014692.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CO-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566,699

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in September 2021.

F2 · price: The reported price in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.10 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 01, 2022 Filed Jun 1, 2022 16:10 UTC GrantRestricted Common Shares 26,639 $0.00 $0.00
Disclosure

SEC source: 0001412100-22-000045 · wf-form4_165411418456331.xml · nonDerivative · entry 1

NEFF RAYMOND MICHAEL · CIK 0001434371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,639

F1 · shares: The restricted shares were issued on June 1, 2022 pursuant to the 2019 Omnibus Incentive Plan and will vest in full on June 1, 2023.

Read SEC document
June 01, 2022 Filed Jun 1, 2022 16:09 UTC GrantRestricted Common Shares 26,639 $0.00 $0.00
Disclosure

SEC source: 0001412100-22-000044 · wf-form4_165411415004646.xml · nonDerivative · entry 1

LYONS SIMCHA G · CIK 0001434373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,639

F1 · shares: The restricted shares were issued on June 1, 2022 pursuant to the 2019 Omnibus Incentive Plan and will vest in full on June 1, 2023.

Read SEC document
June 01, 2022 Filed Jun 1, 2022 16:10 UTC
NIGRO STEVEN HAROLDDirector · See remarks
GrantRestricted Common Shares 30,737 $0.00 $0.00
Disclosure

SEC source: 0001412100-22-000047 · wf-form4_165411423039977.xml · nonDerivative · entry 1

NIGRO STEVEN HAROLD · CIK 0001434374 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,737

F1 · shares: The restricted shares were issued on June 1, 2022 pursuant to the 2019 Omnibus Incentive Plan and will vest in full on June 1, 2023.

Read SEC document
June 01, 2022 Filed Jun 1, 2022 16:10 UTC GrantRestricted Common Shares 26,639 $0.00 $0.00
Disclosure

SEC source: 0001412100-22-000046 · wf-form4_165411420856564.xml · nonDerivative · entry 1

Blanchard Holly Lynn · CIK 0001796867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,639

F1 · shares: The restricted shares were issued on June 1, 2022 pursuant to the 2019 Omnibus Incentive Plan and will vest in full on June 1, 2023.

Read SEC document
June 01, 2022 Filed Jun 1, 2022 16:09 UTC GrantRestricted Common Shares 26,639 $0.00 $0.00
Disclosure

SEC source: 0001412100-22-000043 · wf-form4_165411412798757.xml · nonDerivative · entry 1

Thomas Keith A · CIK 0001797142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,639

F1 · shares: The restricted shares were issued on June 1, 2022 pursuant to the 2019 Omnibus Incentive Plan and will vest in full on June 1, 2023.

Read SEC document
May 18, 2022 Filed May 19, 2022 08:00 UTC
METZ LAWRENCE F.PRESIDENT & CO-CEO
Disposition to issuerCommon Shares 10,000 $2.15 $21,506.00
Disclosure

SEC source: 0001412100-22-000037 · wf-form4_165296163538338.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CO-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576,699

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in September 2021.

F2 · price: The reported price in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $2.13 to $2.17 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 18, 2022 Filed Apr 18, 2022 16:10 UTC
METZ LAWRENCE F.PRESIDENT & CO-CEO
Disposition to issuerCommon Shares 10,000 $2.16 $21,564.00
Disclosure

SEC source: 0001412100-22-000027 · wf-form4_165031258763107.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CO-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,586,699

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in September 2021.

F2 · price: The reported price in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $2.14 to $2.17 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 17:24 UTC
Jarman WilliamSVP & Chief Actuary
Tax withholdingCommon Shares 58,631 $0.00 $0.00
Disclosure

SEC source: 0001412100-22-000025 · wf-form4_164910741979203.xml · nonDerivative · entry 2

Jarman William · CIK 0001770091 · SVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,215

F2 · shares: Disposition of common shares resulting from withholding of securities for the payment of tax liability relating to the grant described in footnote 1.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 17:24 UTC
Jarman WilliamSVP & Chief Actuary
GrantCommon Shares 119,047 $0.00 $0.00
Disclosure

SEC source: 0001412100-22-000025 · wf-form4_164910741979203.xml · nonDerivative · entry 1

Jarman William · CIK 0001770091 · SVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,846

F1 · shares: The restricted shares were issued on May 21, 2020 pursuant to the 2019 Omnibus Incentive Plan, and vested in full on March 31, 2022.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 08:01 UTC
METZ LAWRENCE F.PRESIDENT & CO-CEO
Disposition to issuerCommon Shares 10,000 $2.54 $25,400.00
Disclosure

SEC source: 0001412100-22-000021 · wf-form4_164786409334235.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CO-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,596,699

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in September 2021.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $2.47 to $2.63 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:07 UTC
METZ LAWRENCE F.PRESIDENT & CO-CEO
Tax withholdingCommon Shares 107,672 $2.55 $274,563.60
Disclosure

SEC source: 0001412100-22-000019 · wf-form4_164754764833910.xml · nonDerivative · entry 4

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CO-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,606,699

F2 · shares: Disposition of common shares resulting from withholding of securities for the payment of tax liability relating to the grant described in footnote 1.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:07 UTC
METZ LAWRENCE F.PRESIDENT & CO-CEO
GrantCommon Shares 225,490 $0.00 $0.00
Disclosure

SEC source: 0001412100-22-000019 · wf-form4_164754764833910.xml · nonDerivative · entry 3

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CO-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,714,371

F1 · shares: These common shares were granted pursuant to the 2019 Omnibus Incentive Plan with immediate vesting.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:07 UTC
METZ LAWRENCE F.PRESIDENT & CO-CEO
Tax withholdingCommon Shares 65,352 $2.55 $166,647.60
Disclosure

SEC source: 0001412100-22-000019 · wf-form4_164754764833910.xml · nonDerivative · entry 2

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CO-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488,881

F2 · shares: Disposition of common shares resulting from withholding of securities for the payment of tax liability relating to the grant described in footnote 1.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:07 UTC
METZ LAWRENCE F.PRESIDENT & CO-CEO
GrantCommon Shares 136,861 $0.00 $0.00
Disclosure

SEC source: 0001412100-22-000019 · wf-form4_164754764833910.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CO-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554,233

F1 · shares: These common shares were granted pursuant to the 2019 Omnibus Incentive Plan with immediate vesting.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:07 UTC
Jarman WilliamSVP & Chief Actuary
GrantRestricted Common Shares 78,431 $0.00 $0.00
Disclosure

SEC source: 0001412100-22-000018 · wf-form4_164754762333220.xml · nonDerivative · entry 1

Jarman William · CIK 0001770091 · SVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,337

F1 · shares: The restricted shares were issued on March 15, 2022 pursuant to the 2019 Omnibus Incentive Plan, and will vest in full on March 31, 2024.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:07 UTC
Haveron Patrick JCO-CEO & CFO
Tax withholdingCommon Shares 83,432 $2.55 $212,751.60
Disclosure

SEC source: 0001412100-22-000017 · wf-form4_164754760501687.xml · nonDerivative · entry 4

Haveron Patrick J · CIK 0001396461 · CO-CEO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084,774

F2 · shares: Disposition of common shares resulting from withholding of securities for the payment of tax liability relating to the grant described in footnote 1.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:07 UTC
Haveron Patrick JCO-CEO & CFO
GrantCommon Shares 225,490 $0.00 $0.00
Disclosure

SEC source: 0001412100-22-000017 · wf-form4_164754760501687.xml · nonDerivative · entry 3

Haveron Patrick J · CIK 0001396461 · CO-CEO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,168,206

F1 · shares: These shares were granted pursuant to the 2019 Omnibus Incentive Plan with immediate vesting.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:07 UTC
Haveron Patrick JCO-CEO & CFO
Tax withholdingCommon Shares 50,639 $2.55 $129,129.45
Disclosure

SEC source: 0001412100-22-000017 · wf-form4_164754760501687.xml · nonDerivative · entry 2

Haveron Patrick J · CIK 0001396461 · CO-CEO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,942,716

F2 · shares: Disposition of common shares resulting from withholding of securities for the payment of tax liability relating to the grant described in footnote 1.

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March 15, 2022 Filed Mar 17, 2022 16:07 UTC
Haveron Patrick JCO-CEO & CFO
GrantCommon Shares 136,861 $0.00 $0.00
Disclosure

SEC source: 0001412100-22-000017 · wf-form4_164754760501687.xml · nonDerivative · entry 1

Haveron Patrick J · CIK 0001396461 · CO-CEO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,993,355

F1 · shares: These shares were granted pursuant to the 2019 Omnibus Incentive Plan with immediate vesting.

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November 06, 2021 Filed Nov 12, 2021 16:14 UTC
Haveron Patrick JCO-CEO & CFO
Tax withholdingCommon Shares 13,794 $3.50 $48,279.00
Disclosure

SEC source: 0001628280-21-023156 · wf-form4_163675162353434.xml · nonDerivative · entry 2

Haveron Patrick J · CIK 0001396461 · CO-CEO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,856,494

F2 · shares: Disposition of common shares resulting from withholding of securities for the payment of tax liability relating to the grant described in footnote 1.

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November 06, 2021 Filed Nov 12, 2021 16:14 UTC
Haveron Patrick JCO-CEO & CFO
GrantCommon Shares 37,279 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-023156 · wf-form4_163675162353434.xml · nonDerivative · entry 1

Haveron Patrick J · CIK 0001396461 · CO-CEO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,870,288

F1 · shares: These restricted common shares were granted on November 6, 2018 with vesting on November 6, 2021.

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August 13, 2021 Filed Aug 16, 2021 09:02 UTC
NIGRO STEVEN HAROLDDirector · See remarks
PurchaseCommon Shares 15,000 $3.12 $46,800.00
Disclosure

SEC source: 0001412100-21-000072 · wf-form4_162911891550735.xml · nonDerivative · entry 1

NIGRO STEVEN HAROLD · CIK 0001434374 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,000

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August 09, 2021 Filed Aug 10, 2021 16:32 UTC
METZ LAWRENCE F.PRESIDENT & CO-CEO
Tax withholdingCommon Shares 21,509 $3.43 $73,775.87
Disclosure

SEC source: 0001412100-21-000070 · wf-form4_162862748055961.xml · nonDerivative · entry 2

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CO-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417,372

F2 · shares: Disposition of common shares resulting from withholding of securities for the payment of tax liability relating to the grant described in footnote 1.

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August 08, 2021 Filed Aug 10, 2021 16:32 UTC
METZ LAWRENCE F.PRESIDENT & CO-CEO
GrantCommon Shares 45,045 $0.00 $0.00
Disclosure

SEC source: 0001412100-21-000070 · wf-form4_162862748055961.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CO-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438,881

F1 · shares: These restricted common shares were granted on August 8, 2018 with vesting on August 8, 2021.

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June 11, 2021 Filed Jun 14, 2021 16:20 UTC SaleCommon Shares 15,000 $3.47 $52,050.00
Disclosure

SEC source: 0001412100-21-000058 · wf-form4_162370202872331.xml · nonDerivative · entry 3

Thomas Keith A · CIK 0001797142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

F1 · shares: These common shares were sold for tax planning purposes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.