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Nasdaq · USD

MGNX

MACROGENICS INC

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Tapewire entity
6104
SEC CIK
0001125345
Parsed reports
341

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2025 Filed May 22, 2025 20:02 UTC Exercise / conversionCommon Stock 6,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001125345-25-000080 · wk-form4_1747944136.xml · nonDerivative · entry 1

Ferrante Karen Jean · CIK 0001598502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2025 Filed May 22, 2025 20:02 UTC
Liu MargaretDirector
Exercise / conversionRestricted Stock Unit · Derivative 6,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000079 · wk-form4_1747944121.xml · derivative · entry 2

Liu Margaret · CIK 0001324059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested on May 20, 2025, which was one day prior to the Issuer's 2025 Annual Meeting of Stockholders held on May 21, 2025.

F2 · derivative.expiration_date: The RSUs vested on May 20, 2025, which was one day prior to the Issuer's 2025 Annual Meeting of Stockholders held on May 21, 2025.

Read SEC document
May 20, 2025 Filed May 22, 2025 20:02 UTC
Liu MargaretDirector
Exercise / conversionCommon Stock 6,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001125345-25-000079 · wk-form4_1747944121.xml · nonDerivative · entry 1

Liu Margaret · CIK 0001324059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2025 Filed May 22, 2025 20:01 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000078 · wk-form4_1747944109.xml · derivative · entry 2

HURWITZ EDWARD · CIK 0001211840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested on May 20, 2025, which was one day prior to the Issuer's 2025 Annual Meeting of Stockholders held on May 21, 2025.

F2 · derivative.expiration_date: The RSUs vested on May 20, 2025, which was one day prior to the Issuer's 2025 Annual Meeting of Stockholders held on May 21, 2025.

Read SEC document
May 20, 2025 Filed May 22, 2025 20:01 UTC Exercise / conversionCommon Stock 6,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001125345-25-000078 · wk-form4_1747944109.xml · nonDerivative · entry 1

HURWITZ EDWARD · CIK 0001211840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2025 Filed May 22, 2025 20:01 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000077 · wk-form4_1747944096.xml · derivative · entry 2

Chhabra Meenu · CIK 0001534200 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested on May 20, 2025, which was one day prior to the Issuer's 2025 Annual Meeting of Stockholders held on May 21, 2025.

F2 · derivative.expiration_date: The RSUs vested on May 20, 2025, which was one day prior to the Issuer's 2025 Annual Meeting of Stockholders held on May 21, 2025.

Read SEC document
May 20, 2025 Filed May 22, 2025 20:01 UTC Exercise / conversionCommon Stock 6,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001125345-25-000077 · wk-form4_1747944096.xml · nonDerivative · entry 1

Chhabra Meenu · CIK 0001534200 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2025 Filed May 22, 2025 20:01 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000076 · wk-form4_1747944082.xml · derivative · entry 2

SIEGEL JAY PHILIP · CIK 0001722857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested on May 20, 2025, which was one day prior to the Issuer's 2025 Annual Meeting of Stockholders held on May 21, 2025.

F2 · derivative.expiration_date: The RSUs vested on May 20, 2025, which was one day prior to the Issuer's 2025 Annual Meeting of Stockholders held on May 21, 2025.

Read SEC document
May 20, 2025 Filed May 22, 2025 20:01 UTC Exercise / conversionCommon Stock 6,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001125345-25-000076 · wk-form4_1747944082.xml · nonDerivative · entry 1

SIEGEL JAY PHILIP · CIK 0001722857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:31 UTC
Bonvini EzioSr VP, Research & CSO
Exercise / conversionRestricted Stock Unit · Derivative 16,665 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000037 · wk-form4_1740000666.xml · derivative · entry 2

Bonvini Ezio · CIK 0001588365 · Sr VP, Research & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,665

Underlying: Common Stock · 16,665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2023 the reporting person was granted 50,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.exercise_date: On February 15, 2023 the reporting person was granted 50,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.expiration_date: On February 15, 2023 the reporting person was granted 50,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:31 UTC
Bonvini EzioSr VP, Research & CSO
Exercise / conversionCommon Stock 16,665 $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000037 · wk-form4_1740000666.xml · nonDerivative · entry 1

Bonvini Ezio · CIK 0001588365 · Sr VP, Research & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2023 the reporting person was granted 50,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:29 UTC
Karrels JamesSVP, CFO and Secretary
Exercise / conversionRestricted Stock Unit · Derivative 14,998 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000036 · wk-form4_1740000592.xml · derivative · entry 3

Karrels James · CIK 0001587477 · SVP, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,999

Underlying: Common Stock · 14,998 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2023, the reporting person was granted 45,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.exercise_date: On February 15, 2023, the reporting person was granted 45,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.expiration_date: On February 15, 2023, the reporting person was granted 45,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:29 UTC
Karrels JamesSVP, CFO and Secretary
Tax withholdingCommon Stock 5,790 $2.56 $14,822.40
Disclosure

SEC source: 0001125345-25-000036 · wk-form4_1740000592.xml · nonDerivative · entry 2

Karrels James · CIK 0001587477 · SVP, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,801

F2 · ownership.direct: Owned jointly with reporting person's wife.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:29 UTC
Karrels JamesSVP, CFO and Secretary
Exercise / conversionCommon Stock 14,998 $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000036 · wk-form4_1740000592.xml · nonDerivative · entry 1

Karrels James · CIK 0001587477 · SVP, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2023, the reporting person was granted 45,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F2 · ownership.direct: Owned jointly with reporting person's wife.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:28 UTC
Koenig ScottDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 42,329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000035 · wk-form4_1740000523.xml · derivative · entry 2

Koenig Scott · CIK 0001587514 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,330

Underlying: Common Stock · 42,329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2023 the reporting person was granted 127,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.exercise_date: On February 15, 2023 the reporting person was granted 127,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.expiration_date: On February 15, 2023 the reporting person was granted 127,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:28 UTC
Koenig ScottDirector · President and CEO
Exercise / conversionCommon Stock 42,329 $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000035 · wk-form4_1740000523.xml · nonDerivative · entry 1

Koenig Scott · CIK 0001587514 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 777,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2023 the reporting person was granted 127,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:25 UTC
Peters Jeffrey StuartSenior VP and General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 13,332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000033 · wk-form4_1740000341.xml · derivative · entry 3

Peters Jeffrey Stuart · CIK 0001706903 · Senior VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,332

Underlying: Common Stock · 13,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2023, the reporting person was granted 40,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.exercise_date: On February 15, 2023, the reporting person was granted 40,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.expiration_date: On February 15, 2023, the reporting person was granted 40,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:25 UTC
Peters Jeffrey StuartSenior VP and General Counsel
Tax withholdingCommon Stock 5,147 $2.56 $13,176.32
Disclosure

SEC source: 0001125345-25-000033 · wk-form4_1740000341.xml · nonDerivative · entry 2

Peters Jeffrey Stuart · CIK 0001706903 · Senior VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,711

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:25 UTC
Peters Jeffrey StuartSenior VP and General Counsel
Exercise / conversionCommon Stock 13,332 $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000033 · wk-form4_1740000341.xml · nonDerivative · entry 1

Peters Jeffrey Stuart · CIK 0001706903 · Senior VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2023, the reporting person was granted 40,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:23 UTC
Smith Beth AnnVP, Controller & Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 1,095 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000031 · wk-form4_1740000190.xml · derivative · entry 3

Smith Beth Ann · CIK 0002051299 · VP, Controller & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,095

Underlying: Common Stock · 1,095 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2023 the reporting person was granted 3,285 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.exercise_date: On February 15, 2023 the reporting person was granted 3,285 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.expiration_date: On February 15, 2023 the reporting person was granted 3,285 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:23 UTC
Smith Beth AnnVP, Controller & Treasurer
SaleCommon Stock 423 $2.56 $1,082.88
Disclosure

SEC source: 0001125345-25-000031 · wk-form4_1740000190.xml · nonDerivative · entry 2

Smith Beth Ann · CIK 0002051299 · VP, Controller & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,532

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:23 UTC
Smith Beth AnnVP, Controller & Treasurer
Exercise / conversionCommon Stock 1,095 $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000031 · wk-form4_1740000190.xml · nonDerivative · entry 1

Smith Beth Ann · CIK 0002051299 · VP, Controller & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2023 the reporting person was granted 3,285 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:24 UTC
Risser Eric BlasiusChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 16,665 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000032 · wk-form4_1740000258.xml · derivative · entry 3

Risser Eric Blasius · CIK 0001587774 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,665

Underlying: Common Stock · 16,665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2023, the reporting person was granted 50,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.exercise_date: On February 15, 2023, the reporting person was granted 50,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.expiration_date: On February 15, 2023, the reporting person was granted 50,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:24 UTC
Risser Eric BlasiusChief Operating Officer
Tax withholdingCommon Stock 6,433 $2.56 $16,468.48
Disclosure

SEC source: 0001125345-25-000032 · wk-form4_1740000258.xml · nonDerivative · entry 2

Risser Eric Blasius · CIK 0001587774 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,989

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:24 UTC
Risser Eric BlasiusChief Operating Officer
Exercise / conversionCommon Stock 16,665 $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000032 · wk-form4_1740000258.xml · nonDerivative · entry 1

Risser Eric Blasius · CIK 0001587774 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2023, the reporting person was granted 50,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:22 UTC
Spitznagel ThomasSr VP, Technical Ops
Exercise / conversionRestricted Stock Unit · Derivative 13,332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000030 · wk-form4_1740000120.xml · derivative · entry 3

Spitznagel Thomas · CIK 0001675464 · Sr VP, Technical Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,332

Underlying: Common Stock · 13,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2023 the reporting person was granted 40,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.exercise_date: On February 15, 2023 the reporting person was granted 40,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.expiration_date: On February 15, 2023 the reporting person was granted 40,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:22 UTC
Spitznagel ThomasSr VP, Technical Ops
Tax withholdingCommon Stock 5,520 $2.56 $14,131.20
Disclosure

SEC source: 0001125345-25-000030 · wk-form4_1740000120.xml · nonDerivative · entry 2

Spitznagel Thomas · CIK 0001675464 · Sr VP, Technical Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,402

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:22 UTC
Spitznagel ThomasSr VP, Technical Ops
Exercise / conversionCommon Stock 13,332 $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000030 · wk-form4_1740000120.xml · nonDerivative · entry 1

Spitznagel Thomas · CIK 0001675464 · Sr VP, Technical Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2023 the reporting person was granted 40,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:20 UTC
Eck Stephen L.Chief Medical Officer
Exercise / conversionRestricted Stock Unit · Derivative 16,665 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000029 · wk-form4_1740000037.xml · derivative · entry 3

Eck Stephen L. · CIK 0001669041 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,665

Underlying: Common Stock · 16,665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2023, the reporting person was granted 50,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.exercise_date: On February 15, 2023, the reporting person was granted 50,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.expiration_date: On February 15, 2023, the reporting person was granted 50,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:20 UTC
Eck Stephen L.Chief Medical Officer
Tax withholdingCommon Stock 4,942 $2.56 $12,651.52
Disclosure

SEC source: 0001125345-25-000029 · wk-form4_1740000037.xml · nonDerivative · entry 2

Eck Stephen L. · CIK 0001669041 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,377

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:20 UTC
Eck Stephen L.Chief Medical Officer
Exercise / conversionCommon Stock 16,665 $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000029 · wk-form4_1740000037.xml · nonDerivative · entry 1

Eck Stephen L. · CIK 0001669041 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2023, the reporting person was granted 50,000 restricted stock units, 33% of which vested on February 15, 2024 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:34 UTC
Eck Stephen L.Chief Medical Officer
Exercise / conversionRestricted Stock Unit · Derivative 11,168 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000020 · wk-form4_1739324076.xml · derivative · entry 5

Eck Stephen L. · CIK 0001669041 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,332

Underlying: Common Stock · 11,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 8, 2024 the reporting person was granted 33,500 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.exercise_date: On February 8, 2024 the reporting person was granted 33,500 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.expiration_date: On February 8, 2024 the reporting person was granted 33,500 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:34 UTC
Eck Stephen L.Chief Medical Officer
Tax withholdingCommon Stock 3,312 $2.60 $8,611.20
Disclosure

SEC source: 0001125345-25-000020 · wk-form4_1739324076.xml · nonDerivative · entry 2

Eck Stephen L. · CIK 0001669041 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,654

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:34 UTC
Eck Stephen L.Chief Medical Officer
Exercise / conversionCommon Stock 11,168 $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000020 · wk-form4_1739324076.xml · nonDerivative · entry 1

Eck Stephen L. · CIK 0001669041 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 8, 2024 the reporting person was granted 33,500 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:33 UTC
Bonvini EzioSr VP, Research & CSO
Exercise / conversionRestricted Stock Unit · Derivative 11,168 $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000019 · wk-form4_1739324028.xml · derivative · entry 5

Bonvini Ezio · CIK 0001588365 · Sr VP, Research & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,332

Underlying: Common Stock · 11,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 8, 2024 the reporting person was granted 33,500 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.exercise_date: On February 8, 2024 the reporting person was granted 33,500 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.expiration_date: On February 8, 2024 the reporting person was granted 33,500 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:33 UTC
Bonvini EzioSr VP, Research & CSO
Tax withholdingCommon Stock 4,311 $2.60 $11,208.60
Disclosure

SEC source: 0001125345-25-000019 · wk-form4_1739324028.xml · nonDerivative · entry 2

Bonvini Ezio · CIK 0001588365 · Sr VP, Research & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,749

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:33 UTC
Bonvini EzioSr VP, Research & CSO
Exercise / conversionCommon Stock 11,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001125345-25-000019 · wk-form4_1739324028.xml · nonDerivative · entry 1

Bonvini Ezio · CIK 0001588365 · Sr VP, Research & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 8, 2024 the reporting person was granted 33,500 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:33 UTC
Risser Eric BlasiusChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 11,168 $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000018 · wk-form4_1739323980.xml · derivative · entry 5

Risser Eric Blasius · CIK 0001587774 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,332

Underlying: Common Stock · 11,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 8, 2024 the reporting person was granted 33,500 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.exercise_date: On February 8, 2024 the reporting person was granted 33,500 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.expiration_date: On February 8, 2024 the reporting person was granted 33,500 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:33 UTC
Risser Eric BlasiusChief Operating Officer
Tax withholdingCommon Stock 4,311 $2.60 $11,208.60
Disclosure

SEC source: 0001125345-25-000018 · wk-form4_1739323980.xml · nonDerivative · entry 2

Risser Eric Blasius · CIK 0001587774 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,757

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:33 UTC
Risser Eric BlasiusChief Operating Officer
Exercise / conversionCommon Stock 11,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001125345-25-000018 · wk-form4_1739323980.xml · nonDerivative · entry 1

Risser Eric Blasius · CIK 0001587774 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 8, 2024 the reporting person was granted 33,500 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:30 UTC
Karrels JamesSVP, CFO and Secretary
Exercise / conversionRestricted Stock Unit · Derivative 10,002 $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000017 · wk-form4_1739323818.xml · derivative · entry 5

Karrels James · CIK 0001587477 · SVP, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,998

Underlying: Common Stock · 10,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 8, 2024 the reporting person was granted 30,000 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.exercise_date: On February 8, 2024 the reporting person was granted 30,000 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.expiration_date: On February 8, 2024 the reporting person was granted 30,000 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:30 UTC
Karrels JamesSVP, CFO and Secretary
Tax withholdingCommon Stock 3,861 $2.60 $10,038.60
Disclosure

SEC source: 0001125345-25-000017 · wk-form4_1739323818.xml · nonDerivative · entry 2

Karrels James · CIK 0001587477 · SVP, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,593

F2 · ownership.direct: Owned jointly with reporting person's wife.

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:30 UTC
Karrels JamesSVP, CFO and Secretary
Exercise / conversionCommon Stock 10,002 Not disclosed Not disclosed
Disclosure

SEC source: 0001125345-25-000017 · wk-form4_1739323818.xml · nonDerivative · entry 1

Karrels James · CIK 0001587477 · SVP, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 8, 2024 the reporting person was granted 30,000 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F2 · ownership.direct: Owned jointly with reporting person's wife.

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:29 UTC
Smith Beth AnnVP, Controller & Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 1,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000016 · wk-form4_1739323737.xml · derivative · entry 5

Smith Beth Ann · CIK 0002051299 · VP, Controller & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,167

Underlying: Common Stock · 1,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 8, 2024 the reporting person was granted 4,750 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.exercise_date: On February 8, 2024 the reporting person was granted 4,750 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.expiration_date: On February 8, 2024 the reporting person was granted 4,750 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:29 UTC
Smith Beth AnnVP, Controller & Treasurer
Tax withholdingCommon Stock 612 $2.60 $1,591.20
Disclosure

SEC source: 0001125345-25-000016 · wk-form4_1739323737.xml · nonDerivative · entry 2

Smith Beth Ann · CIK 0002051299 · VP, Controller & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,860

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:29 UTC
Smith Beth AnnVP, Controller & Treasurer
Exercise / conversionCommon Stock 1,583 Not disclosed Not disclosed
Disclosure

SEC source: 0001125345-25-000016 · wk-form4_1739323737.xml · nonDerivative · entry 1

Smith Beth Ann · CIK 0002051299 · VP, Controller & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 8, 2024 the reporting person was granted 4,750 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:28 UTC
Koenig ScottDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 31,673 $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000015 · wk-form4_1739323682.xml · derivative · entry 2

Koenig Scott · CIK 0001587514 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,327

Underlying: Common Stock · 31,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 8, 2024 the reporting person was granted 95,000 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.exercise_date: On February 8, 2024 the reporting person was granted 95,000 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.expiration_date: On February 8, 2024 the reporting person was granted 95,000 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:28 UTC
Koenig ScottDirector · President and CEO
GrantCommon Stock 31,673 $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000015 · wk-form4_1739323682.xml · nonDerivative · entry 1

Koenig Scott · CIK 0001587514 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 735,086

F1 · price: On February 8, 2024 the reporting person was granted 95,000 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:20 UTC
Spitznagel ThomasSr VP, Technical Ops
Exercise / conversionRestricted Stock Unit · Derivative 9,001 $0.00 $0.00
Disclosure

SEC source: 0001125345-25-000013 · wk-form4_1739323240.xml · derivative · entry 5

Spitznagel Thomas · CIK 0001675464 · Sr VP, Technical Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,999

Underlying: Common Stock · 9,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 8, 2024 the reporting person was granted 27,000 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.exercise_date: On February 8, 2024 the reporting person was granted 27,000 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

F1 · derivative.expiration_date: On February 8, 2024 the reporting person was granted 27,000 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis.

Read SEC document
February 08, 2025 Filed Feb 12, 2025 01:20 UTC
Spitznagel ThomasSr VP, Technical Ops
Tax withholdingCommon Stock 3,727 $2.60 $9,690.20
Disclosure

SEC source: 0001125345-25-000013 · wk-form4_1739323240.xml · nonDerivative · entry 2

Spitznagel Thomas · CIK 0001675464 · Sr VP, Technical Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,590

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.