Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2019 Filed Feb 8, 2019 22:40 UTC |
Spitznagel ThomasSr VP, BPD & Manufacturing
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 1,770 | $0.00 Strike: $7.51 | $0.00 |
DisclosureSEC source: 0001125345-19-000016 · wf-form4_154966559772237.xml · derivative · entry 3 Spitznagel Thomas · CIK 0001675464 · Sr VP, BPD & Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,147 Underlying: Common Stock · 1,770 shares Expires 2023-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:40 UTC |
Spitznagel ThomasSr VP, BPD & Manufacturing
|
SaleCommon Stock | 1,770 | $30.00 | $53,100.00 |
DisclosureSEC source: 0001125345-19-000016 · wf-form4_154966559772237.xml · nonDerivative · entry 2 Spitznagel Thomas · CIK 0001675464 · Sr VP, BPD & Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:40 UTC |
Spitznagel ThomasSr VP, BPD & Manufacturing
|
Exercise / conversionCommon Stock | 1,770 | $7.51 | $13,292.70 |
DisclosureSEC source: 0001125345-19-000016 · wf-form4_154966559772237.xml · nonDerivative · entry 1 Spitznagel Thomas · CIK 0001675464 · Sr VP, BPD & Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2019 Filed Jan 28, 2019 21:12 UTC |
Risser Eric BlasiusSr VP & Chief Business Officer
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 6,000 | $0.00 Strike: $0.94 | $0.00 |
DisclosureSEC source: 0001125345-19-000010 · wf-form4_154870993915153.xml · derivative · entry 2 Risser Eric Blasius · CIK 0001587774 · Sr VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,497 Underlying: Common Stock · 6,000 shares Expires 2019-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction represents an exercise and hold of expiring options. F2 · balance_after: 4,000 stock options were inadvertently omitted from the total amount of derivative securities beneficially owned and reported on the Form 4 filed by the reporting person on October 23, 2018. The amount in Table II, Column 9 reflects the corrected amount of derivative securities beneficially owned by the reporting person following the transaction reported herein. Read SEC document |
| January 28, 2019 Filed Jan 28, 2019 21:12 UTC |
Risser Eric BlasiusSr VP & Chief Business Officer
|
Exercise / conversionCommon Stock | 6,000 | $0.94 | $5,640.00 |
DisclosureSEC source: 0001125345-19-000010 · wf-form4_154870993915153.xml · nonDerivative · entry 1 Risser Eric Blasius · CIK 0001587774 · Sr VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 21:10 UTC |
Karrels JamesSVP, CFO and Secretary
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 2,000 | $0.00 Strike: $0.94 | $0.00 |
DisclosureSEC source: 0001125345-19-000008 · wf-form4_154870982637663.xml · derivative · entry 4 Karrels James · CIK 0001587477 · SVP, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,320 Underlying: Common Stock · 2,000 shares Expires 2021-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 21:10 UTC |
Karrels JamesSVP, CFO and Secretary
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 5,326 | $0.00 Strike: $0.94 | $0.00 |
DisclosureSEC source: 0001125345-19-000008 · wf-form4_154870982637663.xml · derivative · entry 3 Karrels James · CIK 0001587477 · SVP, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,326 shares Expires 2020-01-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 21:10 UTC |
Karrels JamesSVP, CFO and Secretary
|
Exercise / conversionCommon Stock | 2,000 | $0.94 | $1,880.00 |
DisclosureSEC source: 0001125345-19-000008 · wf-form4_154870982637663.xml · nonDerivative · entry 2 Karrels James · CIK 0001587477 · SVP, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Owned jointly with reporting person's wife. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 21:10 UTC |
Karrels JamesSVP, CFO and Secretary
|
Exercise / conversionCommon Stock | 5,326 | $0.94 | $5,006.44 |
DisclosureSEC source: 0001125345-19-000008 · wf-form4_154870982637663.xml · nonDerivative · entry 1 Karrels James · CIK 0001587477 · SVP, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Owned jointly with reporting person's wife. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 20:58 UTC |
Karrels JamesSVP, CFO and Secretary
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 5,314 | $0.00 Strike: $0.94 | $0.00 |
DisclosureSEC source: 0001125345-19-000004 · wf-form4_154715391380526.xml · derivative · entry 2 Karrels James · CIK 0001587477 · SVP, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,314 shares Expires 2019-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The transaction represents an exercise and hold of expiring options. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 20:58 UTC |
Karrels JamesSVP, CFO and Secretary
|
Exercise / conversionCommon Stock | 5,314 | $0.94 | $4,995.16 |
DisclosureSEC source: 0001125345-19-000004 · wf-form4_154715391380526.xml · nonDerivative · entry 1 Karrels James · CIK 0001587477 · SVP, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Owned jointly with reporting person's wife. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 21:29 UTC |
Koenig ScottDirector · President and CEO
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 39,897 | $0.00 Strike: $0.94 | $0.00 |
DisclosureSEC source: 0001125345-19-000002 · wf-form4_154663732415783.xml · derivative · entry 4 Koenig Scott · CIK 0001587514 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,897 shares Expires 2019-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction represents an exercise and hold of expiring options. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 21:29 UTC |
Koenig ScottDirector · President and CEO
|
Exercise / conversionCommon Stock | 39,897 | $0.94 | $37,503.18 |
DisclosureSEC source: 0001125345-19-000002 · wf-form4_154663732415783.xml · nonDerivative · entry 1 Koenig Scott · CIK 0001587514 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:04 UTC |
Karrels JamesSVP, CFO and Secretary
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 5,000 | $0.00 Strike: $0.94 | $0.00 |
DisclosureSEC source: 0001125345-18-000111 · wf-form4_154533982610455.xml · derivative · entry 2 Karrels James · CIK 0001587477 · SVP, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,314 Underlying: Common Stock · 5,000 shares Expires 2019-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The transaction represents an exercise and hold of expiring options. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:04 UTC |
Karrels JamesSVP, CFO and Secretary
|
Exercise / conversionCommon Stock | 5,000 | $0.94 | $4,700.00 |
DisclosureSEC source: 0001125345-18-000111 · wf-form4_154533982610455.xml · nonDerivative · entry 1 Karrels James · CIK 0001587477 · SVP, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Owned jointly with reporting person's wife. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 21:39 UTC |
Risser Eric BlasiusSr VP & Chief Business Officer
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 5,000 | $0.00 Strike: $0.94 | $0.00 |
DisclosureSEC source: 0001125345-18-000109 · wf-form4_154473716711792.xml · derivative · entry 2 Risser Eric Blasius · CIK 0001587774 · Sr VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,497 Underlying: Common Stock · 5,000 shares Expires 2019-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The transaction represents an exercise and hold of expiring options. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 21:39 UTC |
Risser Eric BlasiusSr VP & Chief Business Officer
|
Exercise / conversionCommon Stock | 5,000 | $0.94 | $4,700.00 |
DisclosureSEC source: 0001125345-18-000109 · wf-form4_154473716711792.xml · nonDerivative · entry 1 Risser Eric Blasius · CIK 0001587774 · Sr VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This includes 792 shares acquired under the MacroGenics, Inc. Employee Stock Purchase Plan (ESPP) on May 31, 2018, and 417 shares acquired under the ESPP on November 30, 2018. Read SEC document |
| November 27, 2018 Filed Nov 27, 2018 21:44 UTC |
Karrels JamesSVP, CFO and Secretary
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 3,000 | $0.00 Strike: $0.94 | $0.00 |
DisclosureSEC source: 0001125345-18-000105 · wf-form4_154335506381111.xml · derivative · entry 2 Karrels James · CIK 0001587477 · SVP, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,420 Underlying: Common Stock · 3,000 shares Expires 2019-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The transaction represents an exercise and hold of expiring options. Read SEC document |
| November 27, 2018 Filed Nov 27, 2018 21:44 UTC |
Karrels JamesSVP, CFO and Secretary
|
Exercise / conversionCommon Stock | 3,000 | $0.94 | $2,820.00 |
DisclosureSEC source: 0001125345-18-000105 · wf-form4_154335506381111.xml · nonDerivative · entry 1 Karrels James · CIK 0001587477 · SVP, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Owned jointly with reporting person's wife. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 21:32 UTC |
Koenig ScottDirector · President and CEO
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 40,000 | $0.00 Strike: $0.94 | $0.00 |
DisclosureSEC source: 0001125345-18-000101 · wf-form4_154223111325336.xml · derivative · entry 2 Koenig Scott · CIK 0001587514 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,897 Underlying: Common Stock · 40,000 shares Expires 2019-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction represents an exercise and hold of expiring options. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 21:32 UTC |
Koenig ScottDirector · President and CEO
|
Exercise / conversionCommon Stock | 40,000 | $0.94 | $37,600.00 |
DisclosureSEC source: 0001125345-18-000101 · wf-form4_154223111325336.xml · nonDerivative · entry 1 Koenig Scott · CIK 0001587514 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 21:48 UTC |
Risser Eric BlasiusSr VP & Chief Business Officer
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 4,000 | $0.00 Strike: $0.94 | $0.00 |
DisclosureSEC source: 0001125345-18-000103 · wf-form4_154223210952380.xml · derivative · entry 2 Risser Eric Blasius · CIK 0001587774 · Sr VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,497 Underlying: Common Stock · 4,000 shares Expires 2019-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction represents an exercise and hold of expiring options. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 21:48 UTC |
Risser Eric BlasiusSr VP & Chief Business Officer
|
Exercise / conversionCommon Stock | 4,000 | $0.94 | $3,760.00 |
DisclosureSEC source: 0001125345-18-000103 · wf-form4_154223210952380.xml · nonDerivative · entry 1 Risser Eric Blasius · CIK 0001587774 · Sr VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 16:32 UTC |
Risser Eric BlasiusSr VP & Chief Business Officer
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 3,000 | $0.00 Strike: $0.94 | $0.00 |
DisclosureSEC source: 0001125345-18-000088 · wf-form4_154031231718754.xml · derivative · entry 2 Risser Eric Blasius · CIK 0001587774 · Sr VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,497 Underlying: Common Stock · 3,000 shares Expires 2019-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 16:32 UTC |
Risser Eric BlasiusSr VP & Chief Business Officer
|
Exercise / conversionCommon Stock | 3,000 | $0.94 | $2,820.00 |
DisclosureSEC source: 0001125345-18-000088 · wf-form4_154031231718754.xml · nonDerivative · entry 1 Risser Eric Blasius · CIK 0001587774 · Sr VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:55 UTC |
Galbraith KennethDirector
|
GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0001125345-18-000075 · wf-form4_152693609377614.xml · derivative · entry 1 Galbraith Kenneth · CIK 0001567045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-05-17 F1 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards to whole shares) beginning one month from the date of grant. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:54 UTC |
Ferrante Karen JeanDirector
|
GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0001125345-18-000074 · wf-form4_152693607650703.xml · derivative · entry 1 Ferrante Karen Jean · CIK 0001598502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-05-17 F1 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:54 UTC |
SIEGEL JAY PHILIPDirector
|
GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001125345-18-000073 · wf-form4_152693605779917.xml · derivative · entry 1 SIEGEL JAY PHILIP · CIK 0001722857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-05-17 F1 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:54 UTC |
Costa Paulo FDirector
|
GrantStock Option (right to buy) · Derivative | 6,293 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0001125345-18-000072 · wf-form4_152693603931653.xml · derivative · entry 2 Costa Paulo F · CIK 0001465928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,293 Underlying: Common Stock · 6,293 shares Expires 2028-05-17 F1 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:54 UTC |
Costa Paulo FDirector
|
GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0001125345-18-000072 · wf-form4_152693603931653.xml · derivative · entry 1 Costa Paulo F · CIK 0001465928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-05-17 F1 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:53 UTC |
HURWITZ EDWARDDirector
|
GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0001125345-18-000071 · wf-form4_152693601812675.xml · derivative · entry 1 HURWITZ EDWARD · CIK 0001211840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-05-17 F1 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards to whole shares) beginning one month from the date of grant. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:53 UTC |
STUMP DAVID CDirector
|
GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0001125345-18-000070 · wf-form4_152693600090813.xml · derivative · entry 1 STUMP DAVID C · CIK 0001191235 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-05-17 F1 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:53 UTC |
Jackson Scott ThomasDirector
|
GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0001125345-18-000069 · wf-form4_152693598301732.xml · derivative · entry 1 Jackson Scott Thomas · CIK 0001566617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-05-17 F1 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:52 UTC |
Fust Matthew KDirector
|
GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0001125345-18-000068 · wf-form4_152693596609406.xml · derivative · entry 1 Fust Matthew K · CIK 0001397266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-05-17 F1 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 17, 2018 Filed May 20, 2019 21:37 UTC Amendment |
SIEGEL JAY PHILIPDirector
|
GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0001125345-19-000063 · wf-form4a_155838825374989.xml · derivative · entry 1 SIEGEL JAY PHILIP · CIK 0001722857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-05-17 F1 · derivative.exercise_price: Due to a clerical error, the Issuer is filing this Form 4/A to correct the exercise price of the derivative security reported on the initial Form 4 filed on May 21, 2018, from $2.34 to $21.34. F2 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 21:12 UTC |
Risser Eric BlasiusSr VP & Chief Business Officer
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 1,000 | $0.00 Strike: $0.94 | $0.00 |
DisclosureSEC source: 0001125345-18-000051 · wf-form4_152106190721065.xml · derivative · entry 3 Risser Eric Blasius · CIK 0001587774 · Sr VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,497 Underlying: Common Stock · 1,000 shares Expires 2019-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 21:12 UTC |
Risser Eric BlasiusSr VP & Chief Business Officer
|
SaleCommon Stock | 1,000 | $31.08 | $31,080.00 |
DisclosureSEC source: 0001125345-18-000051 · wf-form4_152106190721065.xml · nonDerivative · entry 2 Risser Eric Blasius · CIK 0001587774 · Sr VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,100 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $30.94 to $31.23. The price reported above reflects the weighted average sale price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 21:12 UTC |
Risser Eric BlasiusSr VP & Chief Business Officer
|
Exercise / conversionCommon Stock | 1,000 | $0.94 | $940.00 |
DisclosureSEC source: 0001125345-18-000051 · wf-form4_152106190721065.xml · nonDerivative · entry 1 Risser Eric Blasius · CIK 0001587774 · Sr VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 22:24 UTC |
Risser Eric BlasiusSr VP & Chief Business Officer
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 4,000 | $0.00 Strike: $0.94 | $0.00 |
DisclosureSEC source: 0001125345-18-000044 · wf-form4_152037504013275.xml · derivative · entry 4 Risser Eric Blasius · CIK 0001587774 · Sr VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,497 Underlying: Common Stock · 4,000 shares Expires 2019-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 23:46 UTC |
Karrels JamesSVP, CFO and Secretary
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SaleCommon Stock | 5,000 | $31.00 | $155,000.00 |
DisclosureSEC source: 0001125345-18-000049 · wf-form4_152046638490230.xml · nonDerivative · entry 1 Karrels James · CIK 0001587477 · SVP, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,847 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2017. F2 · ownership.direct: Owned jointly with reporting person's wife. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:25 UTC |
Karrels JamesSVP, CFO and Secretary
|
GrantEmployee stock option (right to buy) · Derivative | 70,000 | $0.00 Strike: $28.94 | $0.00 |
DisclosureSEC source: 0001125345-18-000047 · wf-form4_152037509666671.xml · derivative · entry 1 Karrels James · CIK 0001587477 · SVP, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2028-03-02 F1 · derivative.exercise_date: 12.5% of the options become exercisable 6 months after the date of grant and the remaining 87.5% shall vest in 14 substantially equal quarterly installments thereafter. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:24 UTC |
Peters Jeffrey StuartActing General Counsel
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GrantEmployee stock option (right to buy) · Derivative | 50,000 | $0.00 Strike: $28.94 | $0.00 |
DisclosureSEC source: 0001125345-18-000046 · wf-form4_152037507437531.xml · derivative · entry 1 Peters Jeffrey Stuart · CIK 0001706903 · Acting General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-03-02 F1 · derivative.exercise_date: 12.5% of the options become exercisable 6 months after the date of grant and the remaining 87.5% shall vest in 14 substantially equal quarterly installments thereafter. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:24 UTC |
Bonvini EzioSr VP, Research & CSO
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GrantEmployee stock option (right to buy) · Derivative | 70,000 | $0.00 Strike: $28.94 | $0.00 |
DisclosureSEC source: 0001125345-18-000045 · wf-form4_152037505793642.xml · derivative · entry 1 Bonvini Ezio · CIK 0001588365 · Sr VP, Research & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2028-03-02 F1 · derivative.exercise_date: 12.5% of the options become exercisable 6 months after the date of grant and the remaining 87.5% shall vest in 14 substantially equal quarterly installments thereafter. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:24 UTC |
Risser Eric BlasiusSr VP & Chief Business Officer
|
GrantEmployee stock option (right to buy) · Derivative | 70,000 | $0.00 Strike: $28.94 | $0.00 |
DisclosureSEC source: 0001125345-18-000044 · wf-form4_152037504013275.xml · derivative · entry 3 Risser Eric Blasius · CIK 0001587774 · Sr VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2028-03-02 F3 · derivative.exercise_date: 12.5% of the options become exercisable 6 months after the date of grant and the remaining 87.5% shall vest in 14 substantially equal quarterly installments thereafter. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:24 UTC |
Risser Eric BlasiusSr VP & Chief Business Officer
|
SaleCommon Stock | 4,000 | $30.00 | $120,000.00 |
DisclosureSEC source: 0001125345-18-000044 · wf-form4_152037504013275.xml · nonDerivative · entry 2 Risser Eric Blasius · CIK 0001587774 · Sr VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,100 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.05.The price reported above reflects the weighted average sale price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:24 UTC |
Risser Eric BlasiusSr VP & Chief Business Officer
|
Exercise / conversionCommon Stock | 4,000 | $0.94 | $3,760.00 |
DisclosureSEC source: 0001125345-18-000044 · wf-form4_152037504013275.xml · nonDerivative · entry 1 Risser Eric Blasius · CIK 0001587774 · Sr VP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:23 UTC |
Wigginton Jon MarcSr VP, Clinical Dev. & CMO
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GrantEmployee stock option (right to buy) · Derivative | 70,000 | $0.00 Strike: $28.94 | $0.00 |
DisclosureSEC source: 0001125345-18-000043 · wf-form4_152037501659395.xml · derivative · entry 1 Wigginton Jon Marc · CIK 0001587487 · Sr VP, Clinical Dev. & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2028-03-02 F1 · derivative.exercise_date: 12.5% of the options become exercisable 6 months after the date of grant and the remaining 87.5% shall vest in 14 substantially equal quarterly installments thereafter. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:23 UTC |
Koenig ScottDirector · President and CEO
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GrantEmployee stock option (right to buy) · Derivative | 225,000 | $0.00 Strike: $28.94 | $0.00 |
DisclosureSEC source: 0001125345-18-000042 · wf-form4_152037499084075.xml · derivative · entry 1 Koenig Scott · CIK 0001587514 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 225,000 shares Expires 2028-03-02 F1 · derivative.exercise_date: 12.5% of the options become exercisable 6 months after the date of grant and the remaining 87.5% shall vest in 14 substantially equal quarterly installments thereafter. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:23 UTC |
Spitznagel ThomasSr VP, BPD & Manufacturing
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GrantEmployee stock option (right to buy) · Derivative | 50,000 | $0.00 Strike: $28.94 | $0.00 |
DisclosureSEC source: 0001125345-18-000041 · wf-form4_152037497145731.xml · derivative · entry 1 Spitznagel Thomas · CIK 0001675464 · Sr VP, BPD & Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-03-02 F1 · derivative.exercise_date: 12.5% of the options become exercisable 6 months after the date of grant and the remaining 87.5% shall vest in 14 substantially equal quarterly installments thereafter. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:22 UTC |
Cilinski LynnVP, Controller and Treasurer
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GrantEmployee stock option (right to buy) · Derivative | 28,000 | $0.00 Strike: $28.94 | $0.00 |
DisclosureSEC source: 0001125345-18-000040 · wf-form4_152037494752620.xml · derivative · entry 1 Cilinski Lynn · CIK 0001587150 · VP, Controller and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 28,000 shares Expires 2028-03-02 F1 · derivative.exercise_date: 12.5% of the options become exercisable 6 months after the date of grant and the remaining 87.5% shall vest in 14 substantially equal quarterly installments thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.