Last 12 months
Inside the activity.
0 purchase rows · 51 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 11 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 16 |
| Sep 2026 | 0 | 11 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2017 Filed May 26, 2017 00:36 UTC |
Mandal SumantDirector
|
GrantStock Option (right to buy) · Derivative | 10,363 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001595974-17-000043 · wf-form4_149575897030373.xml · derivative · entry 3 Mandal Sumant · CIK 0001603810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,363 Underlying: Common Stock · 10,363 shares Expires 2027-05-23 F2 · price: Granted as compensation for services. F5 · derivative.exercise_date: The stock options vest in full on the earliest of (i) May 23, 2018, (ii) the date of the next Annual Meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer. Read SEC document |
| May 23, 2017 Filed May 26, 2017 00:36 UTC |
Mandal SumantDirector
|
GrantCommon Stock | 7,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-17-000043 · wf-form4_149575897030373.xml · nonDerivative · entry 1 Mandal Sumant · CIK 0001603810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,458 F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) May 23, 2018, (ii) the date of the next Annual Meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer. F2 · price: Granted as compensation for services. Read SEC document |
| May 23, 2017 Filed May 26, 2017 00:30 UTC |
Spillane Robert FDirector
|
GrantStock Option (right to buy) · Derivative | 10,363 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001595974-17-000037 · wf-form4_149575861312047.xml · derivative · entry 2 Spillane Robert F · CIK 0001603808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,363 Underlying: Common Stock · 10,363 shares Expires 2027-05-23 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: The stock options vest in full on the earliest of (i) May 23, 2018, (ii) the date of the next Annual Meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer. Read SEC document |
| May 23, 2017 Filed May 26, 2017 00:30 UTC |
Spillane Robert FDirector
|
GrantCommon Stock | 7,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-17-000037 · wf-form4_149575861312047.xml · nonDerivative · entry 1 Spillane Robert F · CIK 0001603808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,632 F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) May 23, 2018, (ii) the date of the next Annual Meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer. F2 · price: Granted as compensation for services. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:37 UTC |
RAIFMAN GREGORY RDirector
|
Tax withholdingCommon Stock | 5,016 | $5.83 | $29,243.28 |
DisclosureSEC source: 0001595974-17-000032 · wf-form4_149506781674095.xml · nonDerivative · entry 2 RAIFMAN GREGORY R · CIK 0001111909 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Raifman Family Revocable Trust Disclosed balance after: 420,459 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:33 UTC |
Copple Brian WilliamGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 13,390 | $5.83 | $78,063.70 |
DisclosureSEC source: 0001595974-17-000030 · wf-form4_149506759067089.xml · nonDerivative · entry 1 COPPLE BRIAN W · CIK 0001201674 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Copple family trust Disclosed balance after: 154,110 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares. Read SEC document |
| May 15, 2017 Filed May 18, 2017 00:31 UTC |
Day DavidCFO & CAO
|
Tax withholdingCommon Stock | 20,446 | $5.83 | $119,200.18 |
DisclosureSEC source: 0001595974-17-000028 · wf-form4_149506749329498.xml · nonDerivative · entry 1 Day David · CIK 0001523288 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,328 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares. Read SEC document |
| May 15, 2017 Filed May 18, 2017 00:30 UTC |
ADDANTE FRANKDirector
|
Tax withholdingCommon Stock | 25,972 | $5.83 | $151,416.76 |
DisclosureSEC source: 0001595974-17-000026 · wf-form4_149506738791019.xml · nonDerivative · entry 1 ADDANTE FRANK · CIK 0001603807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,795,969 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares. Read SEC document |
| April 18, 2017 Filed May 17, 2017 20:37 UTC |
RAIFMAN GREGORY RDirector
|
Tax withholdingCommon Stock | 35,100 | $5.55 | $194,805.00 |
DisclosureSEC source: 0001595974-17-000032 · wf-form4_149506781674095.xml · nonDerivative · entry 1 RAIFMAN GREGORY R · CIK 0001111909 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Raifman Family Revocable Trust Disclosed balance after: 425,475 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares. Read SEC document |
| March 17, 2017 Filed Mar 22, 2017 01:31 UTC |
BARRETT MICHAEL G.President and CEO
|
GrantStock Option (right to buy) · Derivative | 634,780 | $0.00 Strike: $5.80 | $0.00 |
DisclosureSEC source: 0001595974-17-000020 · wf-form4_149014624953958.xml · derivative · entry 2 BARRETT MICHAEL G. · CIK 0001100612 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,780 Underlying: Common Stock · 634,780 shares Expires 2027-03-17 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: 25% of the stock options will vest on March 17, 2018 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| March 17, 2017 Filed Mar 22, 2017 01:31 UTC |
BARRETT MICHAEL G.President and CEO
|
GrantCommon Stock | 1,099,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-17-000020 · wf-form4_149014624953958.xml · nonDerivative · entry 1 BARRETT MICHAEL G. · CIK 0001100612 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099,138 F1 · shares: Represents restricted stock units that vest as follows: 219,075 on December 21, 2017; 78,608 on May 15, 2018; 137,392 on each November 15 and May 15 thereafter until November 15, 2020; and 114,495 on May 15, 2021. F2 · price: Granted as compensation for services. Read SEC document |
| March 17, 2017 Filed Apr 27, 2017 01:25 UTC Amendment |
BARRETT MICHAEL G.Director · President and CEO
|
GrantStock Option (right to buy) · Derivative | 686,160 | $0.00 Strike: $5.80 | $0.00 |
DisclosureSEC source: 0001595974-17-000024 · wf-form4a_149325632252682.xml · derivative · entry 2 BARRETT MICHAEL G. · CIK 0001100612 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,160 Underlying: Common Stock · 686,160 shares Expires 2027-03-17 F3 · shares: The original Form 4, filed on March 22, 2017, is amended by this Form 4 amendment to correctly reflect the number of stock options granted to the reporting person on March 17, 2017, which were initially reported incorrectly due to a computational error. F2 · price: Granted as compensation for services. F4 · derivative.exercise_date: 25% of the stock options will vest on March 17, 2018 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. F3 · derivative.underlying_shares: The original Form 4, filed on March 22, 2017, is amended by this Form 4 amendment to correctly reflect the number of stock options granted to the reporting person on March 17, 2017, which were initially reported incorrectly due to a computational error. Read SEC document |
| March 17, 2017 Filed Apr 27, 2017 01:25 UTC Amendment |
BARRETT MICHAEL G.Director · President and CEO
|
GrantCommon Stock | 1,099,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-17-000024 · wf-form4a_149325632252682.xml · nonDerivative · entry 1 BARRETT MICHAEL G. · CIK 0001100612 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099,138 F1 · shares: Represents restricted stock units that vest as follows: 219,075 on December 21, 2017; 78,608 on May 15, 2018; 137,392 on each November 15 and May 15 thereafter until November 15, 2020; and 114,495 on May 15, 2021. F2 · price: Granted as compensation for services. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:49 UTC |
Kershaw ThomasChief Technology Officer
|
GrantClass A Common Stock · Derivative | 66,667 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001595974-17-000016 · wf-form4_148980178009540.xml · derivative · entry 3 Kershaw Thomas · CIK 0001686179 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Stock Option (right to buy) · 66,667 shares Expires 2027-03-15 F2 · price: Granted as compensation for services. F4 · derivative.exercise_date: 25% of the stock options will vest on February 1, 2018 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:49 UTC |
Kershaw ThomasChief Technology Officer
|
GrantCommon Stock | 77,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-17-000016 · wf-form4_148980178009540.xml · nonDerivative · entry 2 Kershaw Thomas · CIK 0001686179 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,788 F3 · shares: Represents restricted stock units that vest as follows: 24,306 on May 15, 2018, 9,722 on each November 15 and May 15 thereafter until November 15, 2020, and 4,862 on May 15, 2021. F2 · price: Granted as compensation for services. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:49 UTC |
Kershaw ThomasChief Technology Officer
|
GrantCommon Stock | 24,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-17-000016 · wf-form4_148980178009540.xml · nonDerivative · entry 1 Kershaw Thomas · CIK 0001686179 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,010 F1 · shares: Represents restricted stock units that vest as follows: 12,005 on September 1, 2017 and 12,005 on March 1, 2018. F2 · price: Granted as compensation for services. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:48 UTC |
Copple Brian WilliamGeneral Counsel and Secretary
|
GrantStock Option (right to buy) · Derivative | 31,200 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001595974-17-000014 · wf-form4_148980169606165.xml · derivative · entry 2 COPPLE BRIAN W · CIK 0001201674 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Copple family trust Disclosed balance after: 31,200 Underlying: Common Stock · 31,200 shares Expires 2027-03-15 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: 25% of the stock options will vest on February 1, 2018 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:48 UTC |
Copple Brian WilliamGeneral Counsel and Secretary
|
GrantCommon Stock | 36,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-17-000014 · wf-form4_148980169606165.xml · nonDerivative · entry 1 COPPLE BRIAN W · CIK 0001201674 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Copple family trust Disclosed balance after: 167,500 F1 · shares: Represents restricted stock units that vest as follows: 11,375 on May 15, 2018, 4,550 on each November 15 and May 15 thereafter until November 15, 2020, and 2,275 on May 15, 2021. F2 · price: Granted as compensation for services. Read SEC document |
| March 15, 2017 Filed Mar 18, 2017 01:46 UTC |
Day DavidCFO & CAO
|
GrantStock Option (right to buy) · Derivative | 32,167 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001595974-17-000012 · wf-form4_148980159704663.xml · derivative · entry 2 Day David · CIK 0001523288 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,167 Underlying: Common Stock · 32,167 shares Expires 2027-03-15 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: 25% of the stock options will vest on February 1, 2018 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| March 15, 2017 Filed Mar 18, 2017 01:46 UTC |
Day DavidCFO & CAO
|
GrantCommon Stock | 37,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-17-000012 · wf-form4_148980159704663.xml · nonDerivative · entry 1 Day David · CIK 0001523288 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,774 F1 · shares: Represents restricted stock units that vest as follows: 11,727 on May 15, 2018, 4,691 on each November 15 and May 15 thereafter until November 15, 2020, and 2,346 on May 15, 2021. F2 · price: Granted as compensation for services. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:39 UTC |
Patz Harry JrChief Revenue Officer
|
SaleCommon Stock | 891 | $7.50 | $6,682.50 |
DisclosureSEC source: 0001595974-17-000002 · wf-form4_148365594766064.xml · nonDerivative · entry 1 Patz Harry Jr · CIK 0001680850 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · balance_after: Includes 891 shares acquired under the The Rubicon Project, Inc. 2014 Employee Stock Purchase Plan on November 15, 2016. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:32 UTC |
RAIFMAN GREGORY RDirector · President
|
Tax withholdingCommon Stock | 14,406 | $7.72 | $111,214.32 |
DisclosureSEC source: 0001595974-16-000058 · wf-form4_147943632133626.xml · nonDerivative · entry 3 RAIFMAN GREGORY R · CIK 0001111909 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Raifman Family Revocable Trust Disclosed balance after: 460,575 F2 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:36 UTC |
Kershaw ThomasSee remarks
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $7.72 | $0.00 |
DisclosureSEC source: 0001595974-16-000060 · wf-form4_147943659927107.xml · derivative · entry 2 Kershaw Thomas · CIK 0001686179 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 0 shares Expires 2026-11-15 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 50,000 shares, becomes exercisable with respect to 25% of the grant on October 3, 2017 and becomes exercisable with respect to the remainder in 36 equal installments each calendar month thereafter. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:36 UTC |
Kershaw ThomasSee remarks
|
GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-16-000060 · wf-form4_147943659927107.xml · nonDerivative · entry 1 Kershaw Thomas · CIK 0001686179 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 F1 · shares: Represents restricted stock units that vest as follows: 31,250 RSUs on November 15, 2017 and 15,625 RSUs on each May 15 and November 15 thereafter until November 15, 2020. F2 · price: Granted as compensation for services. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:16 UTC |
Copple Brian WilliamGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 4,750 | $7.72 | $36,670.00 |
DisclosureSEC source: 0001595974-16-000056 · wf-form4_147943538037484.xml · nonDerivative · entry 1 COPPLE BRIAN W · CIK 0001201674 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Copple family trust Disclosed balance after: 131,100 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 02:14 UTC |
Day DavidCFO & CAO
|
SaleCommon Stock | 1,202 | $7.84 | $9,423.68 |
DisclosureSEC source: 0001595974-16-000054 · wf-form4_147943526709139.xml · nonDerivative · entry 2 Day David · CIK 0001523288 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,246 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.82 to $7.87, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 02:14 UTC |
Day DavidCFO & CAO
|
Tax withholdingCommon Stock | 3,156 | $7.72 | $24,364.32 |
DisclosureSEC source: 0001595974-16-000054 · wf-form4_147943526709139.xml · nonDerivative · entry 1 Day David · CIK 0001523288 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,448 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares. F2 · balance_after: Includes 1,202 shares acquired under the The Rubicon Project, Inc. 2014 Employee Stock Purchase Plan on November 15, 2016. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 02:34 UTC |
ADDANTE FRANKDirector · See remarks
|
Tax withholdingCommon Stock | 12,639 | $7.72 | $97,573.08 |
DisclosureSEC source: 0001595974-16-000059 · wf-form4_147943645844717.xml · nonDerivative · entry 1 ADDANTE FRANK · CIK 0001603807 · Director · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,821,941 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares. Read SEC document |
| May 24, 2016 Filed Nov 17, 2016 21:32 UTC |
RAIFMAN GREGORY RDirector · President
|
GiftStock Option (right to buy) · Derivative | 58,884 | $0.00 Strike: $13.16 | $0.00 |
DisclosureSEC source: 0001595974-16-000058 · wf-form4_147943632133626.xml · derivative · entry 9 RAIFMAN GREGORY R · CIK 0001111909 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Raifman Family Revocable Trust Disclosed balance after: 58,884 Underlying: Common Stock · 58,884 shares Expires 2026-02-01 F1 · kind: On May 24, 2016, the reporting person transferred all of his vested and unvested equity awards to the Raifman Family Revocable Trust. The assignment was for the direct benefit of the reporting person and his family, for estate planning purposes, and does not change beneficial ownership of the shares. F4 · price: Granted as compensation for services. F6 · derivative.exercise_date: 25% of the stock options will vest on February 1, 2017 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| May 24, 2016 Filed Nov 17, 2016 21:32 UTC |
RAIFMAN GREGORY RDirector · President
|
GiftStock Option (right to buy) · Derivative | 58,884 | $0.00 Strike: $13.16 | $0.00 |
DisclosureSEC source: 0001595974-16-000058 · wf-form4_147943632133626.xml · derivative · entry 8 RAIFMAN GREGORY R · CIK 0001111909 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,884 shares Expires 2026-02-01 F1 · kind: On May 24, 2016, the reporting person transferred all of his vested and unvested equity awards to the Raifman Family Revocable Trust. The assignment was for the direct benefit of the reporting person and his family, for estate planning purposes, and does not change beneficial ownership of the shares. F4 · price: Granted as compensation for services. F6 · derivative.exercise_date: 25% of the stock options will vest on February 1, 2017 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| May 24, 2016 Filed Nov 17, 2016 21:32 UTC |
RAIFMAN GREGORY RDirector · President
|
GiftStock Option (right to buy) · Derivative | 62,585 | $0.00 Strike: $16.75 | $0.00 |
DisclosureSEC source: 0001595974-16-000058 · wf-form4_147943632133626.xml · derivative · entry 7 RAIFMAN GREGORY R · CIK 0001111909 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Raifman Family Revocable Trust Disclosed balance after: 62,585 Underlying: Common Stock · 62,585 shares Expires 2025-05-19 F1 · kind: On May 24, 2016, the reporting person transferred all of his vested and unvested equity awards to the Raifman Family Revocable Trust. The assignment was for the direct benefit of the reporting person and his family, for estate planning purposes, and does not change beneficial ownership of the shares. F4 · price: Granted as compensation for services. F5 · derivative.exercise_date: 25% of the stock options will vest on February 1, 2016 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| May 24, 2016 Filed Nov 17, 2016 21:32 UTC |
RAIFMAN GREGORY RDirector · President
|
GiftStock Option (right to buy) · Derivative | 62,585 | $0.00 Strike: $16.75 | $0.00 |
DisclosureSEC source: 0001595974-16-000058 · wf-form4_147943632133626.xml · derivative · entry 6 RAIFMAN GREGORY R · CIK 0001111909 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,585 shares Expires 2025-05-19 F1 · kind: On May 24, 2016, the reporting person transferred all of his vested and unvested equity awards to the Raifman Family Revocable Trust. The assignment was for the direct benefit of the reporting person and his family, for estate planning purposes, and does not change beneficial ownership of the shares. F4 · price: Granted as compensation for services. F5 · derivative.exercise_date: 25% of the stock options will vest on February 1, 2016 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| May 24, 2016 Filed Nov 17, 2016 21:32 UTC |
RAIFMAN GREGORY RDirector · President
|
GiftStock Option (right to buy) · Derivative | 585,700 | $0.00 Strike: $7.80 | $0.00 |
DisclosureSEC source: 0001595974-16-000058 · wf-form4_147943632133626.xml · derivative · entry 5 RAIFMAN GREGORY R · CIK 0001111909 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Raifman Family Revocable Trust Disclosed balance after: 585,700 Underlying: Common Stock · 585,700 shares Expires 2023-02-01 F1 · kind: On May 24, 2016, the reporting person transferred all of his vested and unvested equity awards to the Raifman Family Revocable Trust. The assignment was for the direct benefit of the reporting person and his family, for estate planning purposes, and does not change beneficial ownership of the shares. F4 · price: Granted as compensation for services. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 785,700 shares, became exercisable with respect to 25% of the grant on January 28, 2014 and becomes exercisable with respect to the remainder in 36 equal installments each calendar month thereafter. Read SEC document |
| May 24, 2016 Filed Nov 17, 2016 21:32 UTC |
RAIFMAN GREGORY RDirector · President
|
GiftStock Option (right to buy) · Derivative | 585,700 | $0.00 Strike: $7.80 | $0.00 |
DisclosureSEC source: 0001595974-16-000058 · wf-form4_147943632133626.xml · derivative · entry 4 RAIFMAN GREGORY R · CIK 0001111909 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 585,700 shares Expires 2023-02-01 F1 · kind: On May 24, 2016, the reporting person transferred all of his vested and unvested equity awards to the Raifman Family Revocable Trust. The assignment was for the direct benefit of the reporting person and his family, for estate planning purposes, and does not change beneficial ownership of the shares. F4 · price: Granted as compensation for services. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 785,700 shares, became exercisable with respect to 25% of the grant on January 28, 2014 and becomes exercisable with respect to the remainder in 36 equal installments each calendar month thereafter. Read SEC document |
| May 24, 2016 Filed Nov 17, 2016 21:32 UTC |
RAIFMAN GREGORY RDirector · President
|
GiftCommon Stock | 369,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-16-000058 · wf-form4_147943632133626.xml · nonDerivative · entry 2 RAIFMAN GREGORY R · CIK 0001111909 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Raifman Family Revocable Trust Disclosed balance after: 474,981 F1 · kind: On May 24, 2016, the reporting person transferred all of his vested and unvested equity awards to the Raifman Family Revocable Trust. The assignment was for the direct benefit of the reporting person and his family, for estate planning purposes, and does not change beneficial ownership of the shares. Read SEC document |
| May 24, 2016 Filed Nov 17, 2016 21:32 UTC |
RAIFMAN GREGORY RDirector · President
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GiftCommon Stock | 369,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-16-000058 · wf-form4_147943632133626.xml · nonDerivative · entry 1 RAIFMAN GREGORY R · CIK 0001111909 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On May 24, 2016, the reporting person transferred all of his vested and unvested equity awards to the Raifman Family Revocable Trust. The assignment was for the direct benefit of the reporting person and his family, for estate planning purposes, and does not change beneficial ownership of the shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.