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Nasdaq · USD

MGNI

MAGNITE, INC.

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Tapewire entity
2049
SEC CIK
0001595974
Parsed reports
687

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202501
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 2026011
Jul 202605
Aug 2026016
Sep 2026011
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2021 Filed Apr 5, 2021 20:37 UTC
Day DavidChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 23,634 $0.00 Strike: $42.80 $0.00
Disclosure

SEC source: 0001209191-21-025159 · doc4.xml · derivative · entry 2

Day David · CIK 0001523288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,634

Underlying: Common Stock · 23,634 shares

Expires 2031-04-01

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

F3 · derivative.exercise_date: 25% of the total number of shares underlying this option will vest on April 1, 2022 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:37 UTC
Day DavidChief Financial Officer
GrantCommon Stock 31,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025159 · doc4.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,095

F1 · shares: Represents restricted stock units that vest as follows: 8,602 on May 15, 2022, 1,985 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2025 and 1,323 on May 15, 2025, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:44 UTC
Soroca Adam LeeHead of Global Buyer Team
GrantEmployee Stock Option (right to buy) · Derivative 17,726 $0.00 Strike: $42.80 $0.00
Disclosure

SEC source: 0001209191-21-025178 · doc4.xml · derivative · entry 2

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,726

Underlying: Common Stock · 17,726 shares

Expires 2031-04-01

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

F3 · derivative.exercise_date: 25% of the total number of shares underlying this option will vest on April 1, 2022 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:44 UTC
Soroca Adam LeeHead of Global Buyer Team
GrantCommon Stock 23,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025178 · doc4.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,931

F1 · shares: Represents restricted stock units that vest as follows: 6,451 on May 15, 2022, 1,489 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2025 and 990 on May 15, 2025, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:39 UTC
Evans Katie SeitzChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 17,726 $0.00 Strike: $42.80 $0.00
Disclosure

SEC source: 0001209191-21-025165 · doc4.xml · derivative · entry 4

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,726

Underlying: Common Stock · 17,726 shares

Expires 2031-04-01

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

F6 · derivative.exercise_date: 25% of the total number of shares underlying this option will vest on April 1, 2022 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:39 UTC
Evans Katie SeitzChief Operating Officer
SaleCommon Stock 55,363 $44.11 $2,442,061.93
Disclosure

SEC source: 0001209191-21-025165 · doc4.xml · nonDerivative · entry 3

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,794

F3 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 1, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.773 to $44.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:39 UTC
Evans Katie SeitzChief Operating Officer
SaleCommon Stock 40,238 $43.36 $1,744,719.68
Disclosure

SEC source: 0001209191-21-025165 · doc4.xml · nonDerivative · entry 2

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,157

F3 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 1, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.75 to $43.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:39 UTC
Evans Katie SeitzChief Operating Officer
GrantCommon Stock 23,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025165 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,395

F1 · shares: Represents restricted stock units that vest as follows: 6,451 on May 15, 2022, 1,489 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2025 and 990 on May 15, 2025, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 23:41 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,454 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001595974-21-000018 · wf-form4_161680209176844.xml · derivative · entry 3

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,584

Underlying: Common Stock · 10,454 shares

Expires 2028-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Granted as compensation for services.

F2 · derivative.exercise_date: 25% of the stock options vested on February 1, 2019 and the remaining option shares have vested or will vest in 36 equal installments each calendar month thereafter.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 23:41 UTC SaleCommon Stock 10,454 $39.74 $415,441.96
Disclosure

SEC source: 0001595974-21-000018 · wf-form4_161680209176844.xml · nonDerivative · entry 2

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,335

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 23:41 UTC Exercise / conversionCommon Stock 10,454 $1.97 $20,594.38
Disclosure

SEC source: 0001595974-21-000018 · wf-form4_161680209176844.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 01:42 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,125 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001595974-21-000017 · wf-form4_161559970613396.xml · derivative · entry 3

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,146

Underlying: Common Stock · 20,125 shares

Expires 2029-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Granted as compensation for services.

F2 · derivative.exercise_date: 25% of the stock options vested on February 1, 2020 and the remaining option shares have vested or will vest in 36 equal installments each calendar month thereafter.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 01:42 UTC SaleCommon Stock 20,125 $46.99 $945,673.75
Disclosure

SEC source: 0001595974-21-000017 · wf-form4_161559970613396.xml · nonDerivative · entry 2

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,335

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 01:42 UTC Exercise / conversionCommon Stock 20,125 $4.92 $99,015.00
Disclosure

SEC source: 0001595974-21-000017 · wf-form4_161559970613396.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:32 UTC
Saltz AaronGeneral Counsel
SaleCommon Stock 24,131 $56.13 $1,354,473.03
Disclosure

SEC source: 0001595974-21-000003 · wf-form4_161369835682043.xml · nonDerivative · entry 1

Saltz Aaron · CIK 0001807986 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,467

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 20:47 UTC
Kershaw ThomasChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001595974-21-000007 · wf-form4_161369925015084.xml · derivative · entry 3

Kershaw Thomas · CIK 0001686179 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,000

Underlying: Common Stock · 50,000 shares

Expires 2029-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Granted as compensation for services.

F2 · derivative.exercise_date: 25% of the stock options vested on February 1, 2020 and the remaining option shares have vested or will vest in 36 equal installments each calendar month thereafter.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 20:47 UTC
Kershaw ThomasChief Technology Officer
SaleCommon Stock 50,000 $59.20 $2,960,000.00
Disclosure

SEC source: 0001595974-21-000007 · wf-form4_161369925015084.xml · nonDerivative · entry 2

Kershaw Thomas · CIK 0001686179 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,216

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 20:47 UTC
Kershaw ThomasChief Technology Officer
Exercise / conversionCommon Stock 50,000 $4.92 $246,000.00
Disclosure

SEC source: 0001595974-21-000007 · wf-form4_161369925015084.xml · nonDerivative · entry 1

Kershaw Thomas · CIK 0001686179 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:41 UTC Exercise / conversionStock Option (right to buy) · Derivative 7,372 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001595974-21-000005 · wf-form4_161369884295054.xml · derivative · entry 3

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,372 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Granted as compensation for services.

F2 · derivative.exercise_date: Exercisable in full.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:41 UTC SaleCommon Stock 7,372 $60.69 $447,406.68
Disclosure

SEC source: 0001595974-21-000005 · wf-form4_161369884295054.xml · nonDerivative · entry 2

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,335

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:41 UTC Exercise / conversionCommon Stock 7,372 $6.06 $44,674.32
Disclosure

SEC source: 0001595974-21-000005 · wf-form4_161369884295054.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:34 UTC
Evans Katie SeitzChief Operating Officer
SaleCommon Stock 30,138 $56.13 $1,691,645.94
Disclosure

SEC source: 0001595974-21-000004 · wf-form4_161369843296189.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,575

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 20:13 UTC
Evans Katie SeitzChief Operating Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,442 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001595974-21-000002 · wf-form4_161177841762985.xml · derivative · entry 2

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,442 shares

Expires 2021-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Granted as compensation for services.

F1 · derivative.exercise_date: Exercisable in full.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 20:13 UTC
Evans Katie SeitzChief Operating Officer
Exercise / conversionCommon Stock 1,442 $3.96 $5,710.32
Disclosure

SEC source: 0001595974-21-000002 · wf-form4_161177841762985.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:52 UTC
Soroca Adam LeeHead of Global Buyer Team
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 878 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001595974-21-000001 · wf-form4_160997714018068.xml · derivative · entry 6

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,970

Underlying: Common Stock · 878 shares

Expires 2029-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Granted as compensation for services.

F4 · derivative.exercise_date: 25% of the stock options vested on February 1, 2020 and the remaining option shares have vested or will vest in 36 equal installments each calendar month thereafter.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:52 UTC
Soroca Adam LeeHead of Global Buyer Team
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,792 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001595974-21-000001 · wf-form4_160997714018068.xml · derivative · entry 5

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,315

Underlying: Common Stock · 2,792 shares

Expires 2028-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Granted as compensation for services.

F2 · derivative.exercise_date: 25% of the stock options vested on February 1, 2019 and the remaining option shares have vested or will vest in 36 equal installments each calendar month thereafter.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:52 UTC
Soroca Adam LeeHead of Global Buyer Team
Exercise / conversionCommon Stock 3,670 $29.44 $108,044.80
Disclosure

SEC source: 0001595974-21-000001 · wf-form4_160997714018068.xml · nonDerivative · entry 4

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:52 UTC
Soroca Adam LeeHead of Global Buyer Team
Exercise / conversionCommon Stock 878 $4.92 $4,319.76
Disclosure

SEC source: 0001595974-21-000001 · wf-form4_160997714018068.xml · nonDerivative · entry 3

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:52 UTC
Soroca Adam LeeHead of Global Buyer Team
Exercise / conversionCommon Stock 2,792 $1.97 $5,500.24
Disclosure

SEC source: 0001595974-21-000001 · wf-form4_160997714018068.xml · nonDerivative · entry 2

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:52 UTC
Soroca Adam LeeHead of Global Buyer Team
SaleCommon Stock 6,695 $29.44 $197,100.80
Disclosure

SEC source: 0001595974-21-000001 · wf-form4_160997714018068.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,111

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 03, 2020 Filed Dec 3, 2020 21:18 UTC
Soroca Adam LeeHead of Global Buyer Team
SaleCommon Stock 10,000 $20.00 $200,000.00
Disclosure

SEC source: 0001595974-20-000165 · wf-form4_160703029474304.xml · nonDerivative · entry 5

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,806

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:18 UTC
Soroca Adam LeeHead of Global Buyer Team
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 878 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001595974-20-000165 · wf-form4_160703029474304.xml · derivative · entry 7

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,848

Underlying: Common Stock · 878 shares

Expires 2029-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Granted as compensation for services.

F4 · derivative.exercise_date: 25% of the stock options will vest on February 1, 2020 and the remaining option shares have vested or will vest in 36 equal installments each calendar month thereafter.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:18 UTC
Soroca Adam LeeHead of Global Buyer Team
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,792 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001595974-20-000165 · wf-form4_160703029474304.xml · derivative · entry 6

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,107

Underlying: Common Stock · 2,792 shares

Expires 2028-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Granted as compensation for services.

F2 · derivative.exercise_date: 25% of the stock options will vest on February 1, 2019 and the remaining option shares have vested or will vest in 36 equal installments each calendar month thereafter.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:18 UTC
Soroca Adam LeeHead of Global Buyer Team
SaleCommon Stock 3,670 $19.47 $71,454.90
Disclosure

SEC source: 0001595974-20-000165 · wf-form4_160703029474304.xml · nonDerivative · entry 4

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,806

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:18 UTC
Soroca Adam LeeHead of Global Buyer Team
Exercise / conversionCommon Stock 878 $4.92 $4,319.76
Disclosure

SEC source: 0001595974-20-000165 · wf-form4_160703029474304.xml · nonDerivative · entry 3

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:18 UTC
Soroca Adam LeeHead of Global Buyer Team
Exercise / conversionCommon Stock 2,792 $1.97 $5,500.24
Disclosure

SEC source: 0001595974-20-000165 · wf-form4_160703029474304.xml · nonDerivative · entry 2

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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December 01, 2020 Filed Dec 3, 2020 21:18 UTC
Soroca Adam LeeHead of Global Buyer Team
SaleCommon Stock 6,695 $19.47 $130,351.65
Disclosure

SEC source: 0001595974-20-000165 · wf-form4_160703029474304.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,806

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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November 30, 2020 Filed Dec 2, 2020 21:57 UTC SaleCommon Stock 5,674 $19.45 $110,359.30
Disclosure

SEC source: 0001595974-20-000164 · wf-form4_160694624887950.xml · nonDerivative · entry 2

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,335

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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November 30, 2020 Filed Dec 2, 2020 21:57 UTC SaleCommon Stock 12,359 $19.43 $240,135.37
Disclosure

SEC source: 0001595974-20-000164 · wf-form4_160694624887950.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,009

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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November 24, 2020 Filed Nov 25, 2020 23:02 UTC
Soroca Adam LeeHead of Global Buyer Team
SaleCommon Stock 10,000 $17.06 $170,600.00
Disclosure

SEC source: 0001595974-20-000163 · wf-form4_160634532332574.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,501

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 00:36 UTC Exercise / conversionStock Option (right to buy) · Derivative 12,795 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001595974-20-000161 · wf-form4_160617819372079.xml · derivative · entry 12

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,372

Underlying: Common Stock · 12,795 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: Granted as compensation for services

F7 · derivative.exercise_date: 25% of the stock options vested on February 1, 2018 and the remaining option shares have vested or will vest in 36 equal installments each calendar month thereafter.

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November 23, 2020 Filed Nov 24, 2020 00:36 UTC SaleCommon Stock 12,795 $15.90 $203,440.50
Disclosure

SEC source: 0001595974-20-000161 · wf-form4_160617819372079.xml · nonDerivative · entry 8

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,368

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 00:36 UTC Exercise / conversionCommon Stock 12,795 $6.06 $77,537.70
Disclosure

SEC source: 0001595974-20-000161 · wf-form4_160617819372079.xml · nonDerivative · entry 7

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 00:36 UTC Exercise / conversionStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001595974-20-000161 · wf-form4_160617819372079.xml · derivative · entry 11

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,167

Underlying: Common Stock · 12,000 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: Granted as compensation for services

F7 · derivative.exercise_date: 25% of the stock options vested on February 1, 2018 and the remaining option shares have vested or will vest in 36 equal installments each calendar month thereafter.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 00:36 UTC SaleCommon Stock 12,000 $14.96 $179,520.00
Disclosure

SEC source: 0001595974-20-000161 · wf-form4_160617819372079.xml · nonDerivative · entry 6

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,368

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 00:36 UTC Exercise / conversionCommon Stock 12,000 $6.06 $72,720.00
Disclosure

SEC source: 0001595974-20-000161 · wf-form4_160617819372079.xml · nonDerivative · entry 5

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 00:37 UTC
Soroca Adam LeeHead of Global Buyer Team
SaleCommon Stock 10,000 $15.00 $150,000.00
Disclosure

SEC source: 0001595974-20-000162 · wf-form4_160617821541228.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,501

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 00:36 UTC Exercise / conversionStock Option (right to buy) · Derivative 70,601 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001595974-20-000161 · wf-form4_160617819372079.xml · derivative · entry 10

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,601 shares

Expires 2023-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: Granted as compensation for services

F6 · derivative.exercise_date: 25% of the stock options vested on March 25, 2014 and the remaining option shares have vested or will vest in 36 equal installments each calendar month thereafter.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 00:36 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 63,729 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001595974-20-000161 · wf-form4_160617819372079.xml · derivative · entry 9

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,271

Underlying: Common Stock · 63,729 shares

Expires 2029-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: Granted as compensation for services

F4 · derivative.exercise_date: 25% of the stock options vested on February 1, 2020 and the remaining option shares have vested or will vest in 36 equal installments each calendar month thereafter.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 00:36 UTC SaleCommon Stock 70,601 $12.72 $898,044.72
Disclosure

SEC source: 0001595974-20-000161 · wf-form4_160617819372079.xml · nonDerivative · entry 4

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,368

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.95, inclusive.

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.