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MG

Mistras Group, Inc.

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5354
SEC CIK
0001436126
Parsed reports
424

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2017 Filed Mar 21, 2017 17:53 UTC
Lange Michael J.Director · Vice Chairman and Senior EVP
GrantCommon Stock 4,158 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012555 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Director · Vice Chairman and Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,285

F1 · shares: Transaction represents an award of restricted stock units for payment of a performance award earned, which vests 25% per year on December 31 in 2017, 2018, 2019 and 2020.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 17:49 UTC
Vahaviolos Sotirios J.Director · Chairman and CEO · 10% owner
GrantCommon Stock 11,053 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012553 · form4.xml · nonDerivative · entry 1

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,040,475

F1 · shares: Transaction represents an award of restricted stock units for payment of a performance award earned, which vests 25% per year on December 31 in 2017, 2018, 2019 and 2020.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 21:54 UTC
Keefe Michael CEVP, General Counsel
GrantCommon Stock 2,480 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012556 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,760

F1 · shares: Transaction represents an award of restricted stock units for payment of a performance award earned, which vests 25% per year on December 31 in 2017, 2018, 2019 and 2020.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 21:50 UTC
Bertolotti DennisPresident and COO
GrantCommon Stock 5,412 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012554 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,889

F1 · shares: Transaction represents an award of restricted stock units for payment of a performance award earned, which vests 25% per year on December 31 in 2017, 2018, 2019 and 2020.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 21:47 UTC
Wolk Jonathan HSr. EVP, CFO, Treasurer
GrantCommon Stock 4,435 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012552 · form4.xml · nonDerivative · entry 1

Wolk Jonathan H · CIK 0001311412 · Sr. EVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,968

F1 · shares: Transaction represents an award of restricted stock units for payment of a performance award earned, which vests 25% per year on December 31 in 2017, 2018, 2019 and 2020.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 16:16 UTC
Vahaviolos Sotirios J.Director · Chairman and CEO · 10% owner
SaleCommon Stock 89,166 $22.43 $1,999,993.38
Disclosure

SEC source: 0001127602-17-011048 · form4.xml · nonDerivative · entry 1

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,029,422

F1 · shares: Sale of stock to the issuer pursuant to an August 17, 2016 agreement between the issuer and the reporting person. The terms of the agreement are described in a Current Report on Form 8-K filed by the issuer with the Commission on August 18, 2016.

F2 · price: Price is 98% of the average closing price for each of the trading days in February 2017, as provided in the agreement described in footnote 1.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:41 UTC
Bertolotti DennisPresident and COO
Exercise / conversionStock Options (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001127602-17-009287 · form4.xml · derivative · entry 3

Bertolotti Dennis · CIK 0001501429 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:41 UTC
Bertolotti DennisPresident and COO
SaleCommon Stock 5,000 $22.52 $112,600.00
Disclosure

SEC source: 0001127602-17-009287 · form4.xml · nonDerivative · entry 2

Bertolotti Dennis · CIK 0001501429 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,477

F1 · price: The price on this line represents the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line was $22.50 to $22.68. Upon request by the Commission staff or a security holder of the issuer, the full information regarding the number of shares sold at each separate price shall be provided. This information has been provided to the issuer.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:41 UTC
Bertolotti DennisPresident and COO
Exercise / conversionCommon Stock 5,000 $10.00 $50,000.00
Disclosure

SEC source: 0001127602-17-009287 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 09:19 UTC
Vahaviolos Sotirios J.Director · Chairman and CEO · 10% owner
SaleCommon Stock 85,985 $23.26 $2,000,011.10
Disclosure

SEC source: 0001127602-17-006425 · form4.xml · nonDerivative · entry 1

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,118,588

F1 · shares: Sale of stock to the issuer pursuant to an August 17, 2016 agreement between the issuer and the reporting person. The terms of the agreement are described in a Current Report on Form 8-K filed by the issuer with the Commission on August 18, 2016.

F2 · price: Price is 98% of the average closing price for each of the trading days in January 2017, as provided in the agreement described in footnote 1.

Read SEC document
February 07, 2017 Filed Feb 10, 2017 14:25 UTC PurchaseCommon Stock 2,500 $22.50 $56,250.00
Disclosure

SEC source: 0001127602-17-004909 · form4.xml · nonDerivative · entry 1

DEBENEDICTIS NICHOLAS · CIK 0001194707 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 12,500

Read SEC document
February 03, 2017 Filed Aug 25, 2017 16:07 UTC PurchaseCommon Stock 5,000 $22.81 $114,050.00
Disclosure

SEC source: 0001127602-17-026497 · form4.xml · nonDerivative · entry 1

Stamatakis Manuel N. · CIK 0001473735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,676

F1 · price: The price on this line represents the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line was $22.79 to $22.84. Upon request by the Commission staff or a security holder of the issuer, the full information regarding the number of shares purchased at each separate price shall be provided. The information has been provided to the issuer.

Read SEC document
January 19, 2017 Filed Jan 19, 2017 21:03 UTC PurchaseCommon Stock 2,500 $22.52 $56,300.00
Disclosure

SEC source: 0001127602-17-002043 · form4.xml · nonDerivative · entry 2

DEBENEDICTIS NICHOLAS · CIK 0001194707 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 10,000

Read SEC document
January 18, 2017 Filed Jan 19, 2017 21:03 UTC PurchaseCommon Stock 2,500 $22.75 $56,875.00
Disclosure

SEC source: 0001127602-17-002043 · form4.xml · nonDerivative · entry 1

DEBENEDICTIS NICHOLAS · CIK 0001194707 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,500

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:12 UTC
Bertolotti DennisPresident and COO
Tax withholdingCommon Stock 979 $23.07 $22,585.53
Disclosure

SEC source: 0001127602-17-001908 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,477

F1 · shares: Represents shares withheld for payment of tax liability as a result of the settlement of a restricted stock unit award.

Read SEC document
January 12, 2017 Filed Jan 12, 2017 16:18 UTC
Vahaviolos Sotirios J.Director · Chairman and CEO · 10% owner
SaleCommon Stock 81,103 $24.66 $1,999,999.98
Disclosure

SEC source: 0001127602-17-001603 · form4.xml · nonDerivative · entry 1

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,213,333

F1 · shares: Sale of stock to the issuer pursuant to an August 17, 2016 agreement between the issuer and the reporting person. The terms of the agreement are described in a Current Report on Form 8-K filed by the issuer with the Commission on August 18, 2016.

F2 · price: Price is 98% of the average closing price for each of the trading days in December 2016, as provided in the agreement described in footnote 1.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 13:48 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001643 · form4.xml · nonDerivative · entry 1

GLANTON RICHARD H · CIK 0001060493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,298

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 13:42 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001641 · form4.xml · nonDerivative · entry 1

FORESE JAMES J · CIK 0001179521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,606

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 08:53 UTC GrantCommon Stock 2,248 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001645 · form4.xml · nonDerivative · entry 1

Stamatakis Manuel N. · CIK 0001473735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,676

F1 · shares: Transaction represents an award of stock for director and committee chair fees.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 14:01 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001647 · form4.xml · nonDerivative · entry 1

WELDON WAYNE CURTIS · CIK 0001512845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,660

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 13:37 UTC GrantCommon Stock 2,170 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001639 · form4.xml · nonDerivative · entry 1

DEBENEDICTIS NICHOLAS · CIK 0001194707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,479

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
December 30, 2016 Filed Jan 27, 2017 20:26 UTC
Vahaviolos Sotirios J.Director · Chairman and CEO · 10% owner
GiftCommon Stock 713 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002757 · form5.xml · nonDerivative · entry 4

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,285,676

Read SEC document
December 29, 2016 Filed Jan 27, 2017 20:26 UTC
Vahaviolos Sotirios J.Director · Chairman and CEO · 10% owner
GiftCommon Stock 382 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002757 · form5.xml · nonDerivative · entry 1

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,285,676

Read SEC document
December 28, 2016 Filed Jan 27, 2017 20:26 UTC
Vahaviolos Sotirios J.Director · Chairman and CEO · 10% owner
GiftCommon Stock 5,475 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002757 · form5.xml · nonDerivative · entry 2

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,285,676

Read SEC document
December 27, 2016 Filed Jan 27, 2017 20:26 UTC
Vahaviolos Sotirios J.Director · Chairman and CEO · 10% owner
GiftCommon Stock 2,190 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002757 · form5.xml · nonDerivative · entry 3

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,285,676

Read SEC document
December 13, 2016 Filed Dec 14, 2016 16:04 UTC
Vahaviolos Sotirios J.Director · Chairman and CEO · 10% owner
SaleCommon Stock 92,795 $21.55 $1,999,732.25
Disclosure

SEC source: 0001127602-16-070003 · form4.xml · nonDerivative · entry 1

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,294,436

F1 · shares: Sale of stock to the issuer pursuant to an August 17, 2016 agreement between the issuer and the reporting person. The terms of the agreement are described in a Current Report on Form 8-K filed by the issuer with the Commission on August 18, 2016.

F2 · price: Price is 98% of the average closing price for each of the trading days in November 2016, as provided in the agreement described in footnote 1.

Read SEC document
November 21, 2016 Filed Nov 21, 2016 21:28 UTC
Wolk Jonathan HSr. EVP, CFO, Treasurer
Tax withholdingCommon Stock 2,741 $22.49 $61,645.09
Disclosure

SEC source: 0001127602-16-067878 · form4.xml · nonDerivative · entry 1

Wolk Jonathan H · CIK 0001311412 · Sr. EVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,533

F1 · shares: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award granted on November 18, 2013.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 16:16 UTC
Vahaviolos Sotirios J.Director · Chairman and CEO · 10% owner
SaleCommon Stock 95,980 $20.84 $2,000,223.20
Disclosure

SEC source: 0001127602-16-066241 · form4.xml · nonDerivative · entry 1

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,387,231

F1 · shares: Sale of stock to the issuer pursuant to an August 17, 2016 agreement between the issuer and the reporting person. The terms of the agreement are described in a Current Report on Form 8-K filed by the issuer with the Commission on August 18, 2016.

F2 · price: Price is 98% of the average closing price for each of the trading days in October 2016, as provided in the agreement described in footnote 1.

Read SEC document
October 25, 2016 Filed Oct 26, 2016 17:18 UTC
Vahaviolos Sotirios J.Director · Chairman and CEO · 10% owner
SaleCommon Stock 85,234 $23.46 $1,999,589.64
Disclosure

SEC source: 0001127602-16-065301 · form4.xml · nonDerivative · entry 1

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,483,211

F1 · shares: Sale of stock to the issuer pursuant to an August 17, 2016 agreement between the issuer and the reporting person. The terms of the agreement are described in a Current Report on Form 8-K filed by the issuer with the Commission on August 18, 2016.

F2 · price: Price is 98% of the average closing price for each of the trading days in September 2016, as provided in the agreement described in footnote 1.

Read SEC document
October 24, 2016 Filed Oct 26, 2016 16:17 UTC
Lange Michael J.Director · Vice Chairman and Senior EVP
Tax withholdingCommon Stock 523 $21.00 $10,983.00
Disclosure

SEC source: 0001127602-16-065269 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Director · Vice Chairman and Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,127

F1 · shares: Represents shares withheld for payment of tax liability as a result of the partial settlement of restricted stock unit award.

Read SEC document
October 17, 2016 Filed Oct 17, 2016 17:09 UTC
Lange Michael J.Director · Vice Chairman and Senior EVP
Tax withholdingCommon Stock 3,217 $20.60 $66,270.20
Disclosure

SEC source: 0001127602-16-064851 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Director · Vice Chairman and Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,650

F1 · shares: Represents shares withheld for payment of tax liability as a result of the settlement of a restricted stock unit award.

Read SEC document
October 17, 2016 Filed Oct 17, 2016 21:15 UTC
Keefe Michael CEVP, General Counsel
Tax withholdingCommon Stock 1,454 $20.60 $29,952.40
Disclosure

SEC source: 0001127602-16-064855 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,280

F1 · shares: Represents shares withheld for payment of tax liability as a result of the settlement of a restricted stock unit award.

Read SEC document
October 17, 2016 Filed Oct 17, 2016 21:04 UTC
Bertolotti DennisPresident and COO
Tax withholdingCommon Stock 1,862 $20.60 $38,357.20
Disclosure

SEC source: 0001127602-16-064849 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,456

F1 · shares: Represents shares withheld for payment of tax liability as a result of the settlement of a restricted stock unit award.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 16:27 UTC
Lange Michael J.Director · Vice Chairman and Senior EVP
OtherPerformance Share Unit · Derivative 14,696 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062395 · form4.xml · derivative · entry 5

Lange Michael J. · CIK 0001473738 · Director · Vice Chairman and Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,696 shares

Expires not disclosed

F4 · kind: Transaction represents the expiration and surrender of performance share units unearned.

F4 · shares: Transaction represents the expiration and surrender of performance share units unearned.

F5 · derivative.exercise_date: These performance share units vest to the extent earned on or about September 7, 2017.

F5 · derivative.expiration_date: These performance share units vest to the extent earned on or about September 7, 2017.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 16:27 UTC
Lange Michael J.Director · Vice Chairman and Senior EVP
OtherPerformance Share Unit · Derivative 38,379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062395 · form4.xml · derivative · entry 4

Lange Michael J. · CIK 0001473738 · Director · Vice Chairman and Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,379 shares

Expires not disclosed

F4 · kind: Transaction represents the expiration and surrender of performance share units unearned.

F4 · shares: Transaction represents the expiration and surrender of performance share units unearned.

F3 · derivative.exercise_date: These performance share units vested to the extent earned on or about September 8, 2016.

F3 · derivative.expiration_date: These performance share units vested to the extent earned on or about September 8, 2016.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 16:27 UTC
Lange Michael J.Director · Vice Chairman and Senior EVP
ConversionPerformance Share Unit · Derivative 11,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062395 · form4.xml · derivative · entry 3

Lange Michael J. · CIK 0001473738 · Director · Vice Chairman and Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,379

Underlying: Common Stock · 11,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction represents the settlement of performance share units granted January 21, 2014 that were earned and vested for the one and two year cycles.

F3 · derivative.exercise_date: These performance share units vested to the extent earned on or about September 8, 2016.

F3 · derivative.expiration_date: These performance share units vested to the extent earned on or about September 8, 2016.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 16:27 UTC
Lange Michael J.Director · Vice Chairman and Senior EVP
Tax withholdingCommon Stock 3,939 $24.60 $96,899.40
Disclosure

SEC source: 0001127602-16-062395 · form4.xml · nonDerivative · entry 2

Lange Michael J. · CIK 0001473738 · Director · Vice Chairman and Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,867

F2 · shares: Represents shares withheld for the payment of tax liability as a result of the settlement of performance share units earned and vested.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 16:27 UTC
Lange Michael J.Director · Vice Chairman and Senior EVP
ConversionCommon Stock 11,409 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062395 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Director · Vice Chairman and Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction represents the settlement of performance share units granted January 21, 2014 that were earned and vested for the one and two year cycles.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 16:25 UTC
Vahaviolos Sotirios J.Director · Chairman and CEO · 10% owner
OtherPerformance Share Unit · Derivative 46,856 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062393 · form4.xml · derivative · entry 5

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,856 shares

Expires not disclosed

F4 · kind: Transaction represents the expiration and surrender of performance share units unearned.

F4 · shares: Transaction represents the expiration and surrender of performance share units unearned.

F5 · derivative.exercise_date: These performance share units vest to the extent earned on or about September 7, 2017.

F5 · derivative.expiration_date: These performance share units vest to the extent earned on or about September 7, 2017.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 16:25 UTC
Vahaviolos Sotirios J.Director · Chairman and CEO · 10% owner
OtherPerformance Share Unit · Derivative 122,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062393 · form4.xml · derivative · entry 4

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 122,375 shares

Expires not disclosed

F4 · kind: Transaction represents the expiration and surrender of performance share units unearned.

F4 · shares: Transaction represents the expiration and surrender of performance share units unearned.

F3 · derivative.exercise_date: These performance share units vested to the extent earned on or about September 8, 2016.

F3 · derivative.expiration_date: These performance share units vested to the extent earned on or about September 8, 2016.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 16:25 UTC
Vahaviolos Sotirios J.Director · Chairman and CEO · 10% owner
ConversionPerformance Share Unit · Derivative 36,382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062393 · form4.xml · derivative · entry 3

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,375

Underlying: Common Stock · 36,382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction represents the settlement of performance share units granted January 21, 2014 that were earned and vested for the one and two year cycles.

F3 · derivative.exercise_date: These performance share units vested to the extent earned on or about September 8, 2016.

F3 · derivative.expiration_date: These performance share units vested to the extent earned on or about September 8, 2016.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 16:25 UTC
Vahaviolos Sotirios J.Director · Chairman and CEO · 10% owner
Tax withholdingCommon Stock 12,317 $24.60 $302,998.20
Disclosure

SEC source: 0001127602-16-062393 · form4.xml · nonDerivative · entry 2

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,568,445

F2 · shares: Represents shares withheld for payment of tax liability as a result of the settlement of performance share units earned and vested.

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September 08, 2016 Filed Sep 12, 2016 16:25 UTC
Vahaviolos Sotirios J.Director · Chairman and CEO · 10% owner
ConversionCommon Stock 36,382 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062393 · form4.xml · nonDerivative · entry 1

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,580,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction represents the settlement of performance share units granted January 21, 2014 that were earned and vested for the one and two year cycles.

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September 08, 2016 Filed Sep 12, 2016 20:31 UTC
Keefe Michael CEVP, General Counsel
OtherPerformance Share Unit · Derivative 9,777 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062399 · form4.xml · derivative · entry 5

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,777 shares

Expires not disclosed

F4 · kind: Transaction represents the expiration and surrender of performance share units unearned.

F4 · shares: Transaction represents the expiration and surrender of performance share units unearned.

F5 · derivative.exercise_date: These performance share units vest to the extent earned on or about September 7, 2017.

F5 · derivative.expiration_date: These performance share units vest to the extent earned on or about September 7, 2017.

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September 08, 2016 Filed Sep 12, 2016 20:31 UTC
Keefe Michael CEVP, General Counsel
OtherPerformance Share Unit · Derivative 25,534 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062399 · form4.xml · derivative · entry 4

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,534 shares

Expires not disclosed

F4 · kind: Transaction represents the expiration and surrender of performance share units unearned.

F4 · shares: Transaction represents the expiration and surrender of performance share units unearned.

F3 · derivative.exercise_date: These performance share units vested to the extent earned on or about September 8, 2016.

F3 · derivative.expiration_date: These performance share units vested to the extent earned on or about September 8, 2016.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 20:31 UTC
Keefe Michael CEVP, General Counsel
ConversionPerformance Share Unit · Derivative 7,592 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062399 · form4.xml · derivative · entry 3

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,534

Underlying: Common Stock · 7,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction represents the settlement of performance share units granted January 21, 2014 that were earned and vested for the one and two year cycles.

F3 · derivative.exercise_date: These performance share units vested to the extent earned on or about September 8, 2016.

F3 · derivative.expiration_date: These performance share units vested to the extent earned on or about September 8, 2016.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 20:31 UTC
Keefe Michael CEVP, General Counsel
Tax withholdingCommon Stock 3,679 $24.60 $90,503.40
Disclosure

SEC source: 0001127602-16-062399 · form4.xml · nonDerivative · entry 2

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,734

F2 · shares: Represents shares withheld for payment of tax liability as a result of the settlement of performance share units earned and vested.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 20:31 UTC
Keefe Michael CEVP, General Counsel
ConversionCommon Stock 7,592 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062399 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction represents the settlement of performance share units granted January 21, 2014 that were earned and vested for the one and two year cycles.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 20:28 UTC
Bertolotti DennisPresident and COO
OtherPerformance Share Unit · Derivative 28,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062397 · form4.xml · derivative · entry 5

Bertolotti Dennis · CIK 0001501429 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,260 shares

Expires not disclosed

F4 · kind: Transaction represents the expiration and surrender of performance share units unearned.

F4 · shares: Transaction represents the expiration and surrender of performance share units unearned.

F3 · derivative.exercise_date: These performance share units vested to the extent earned on or about September 8, 2016.

F3 · derivative.expiration_date: These performance share units vested to the extent earned on or about September 8, 2016.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 20:28 UTC
Bertolotti DennisPresident and COO
OtherPerformance Share Unit · Derivative 10,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062397 · form4.xml · derivative · entry 4

Bertolotti Dennis · CIK 0001501429 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,850 shares

Expires not disclosed

F4 · kind: Transaction represents the expiration and surrender of performance share units unearned.

F4 · shares: Transaction represents the expiration and surrender of performance share units unearned.

F5 · derivative.exercise_date: These performance share units vest to the extent earned on or about September 7, 2017.

F5 · derivative.expiration_date: These performance share units vest to the extent earned on or about September 7, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.