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MFA

MFA FINANCIAL, INC.

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5045
SEC CIK
0001055160
Parsed reports
338

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 07, 2025 Filed Jan 10, 2025 22:33 UTC
Samuels Lori RSVP & Chief Loan Ops. Ofcr
Tax withholdingCommon Stock 2,641 $10.05 $26,542.05
Disclosure

SEC source: 0001104659-25-002625 · tm252714-4_4seq1.xml · nonDerivative · entry 3

Samuels Lori R · CIK 0002037536 · SVP & Chief Loan Ops. Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,879

F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Notes 1 and 6.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:33 UTC
Samuels Lori RSVP & Chief Loan Ops. Ofcr
Exercise / conversionCommon Stock 5,751 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-002625 · tm252714-4_4seq1.xml · nonDerivative · entry 2

Samuels Lori R · CIK 0002037536 · SVP & Chief Loan Ops. Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects shares to be acquired in connection with the vesting of performance-based restricted stock units ("PRSUs") (i.e., phantom stock) granted to the Reporting Person in January 2022 as discussed in Notes 7, 8 and 9 below. The number of shares reported also includes 1,752 additional PRSUs representing the value of the dividend equivalents that accrued during the three-year performance period ended December 31, 2024, in respect of the underlying PRSUs that vested. Per the terms and conditions of the PRSU awards, the vested PRSUs and the additional PRSUs in respect of dividend equivalents will settle in January 2026 in the form of one share of common stock of MFA Financial, Inc. for each PRSU.

F3 · shares: Reflects shares to be acquired in connection with the vesting of performance-based restricted stock units ("PRSUs") (i.e., phantom stock) granted to the Reporting Person in January 2022 as discussed in Notes 7, 8 and 9 below. The number of shares reported also includes 1,752 additional PRSUs representing the value of the dividend equivalents that accrued during the three-year performance period ended December 31, 2024, in respect of the underlying PRSUs that vested. Per the terms and conditions of the PRSU awards, the vested PRSUs and the additional PRSUs in respect of dividend equivalents will settle in January 2026 in the form of one share of common stock of MFA Financial, Inc. for each PRSU.

F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was or will be settled in one share of common stock of MFA Financial, Inc.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:33 UTC
Samuels Lori RSVP & Chief Loan Ops. Ofcr
Exercise / conversionCommon Stock 4,902 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-002625 · tm252714-4_4seq1.xml · nonDerivative · entry 1

Samuels Lori R · CIK 0002037536 · SVP & Chief Loan Ops. Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares acquired pursuant to the settlement of time-based restricted stock units ("TRSUs") (i.e., phantom stock) granted to the Reporting Person in January 2022.

F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was or will be settled in one share of common stock of MFA Financial, Inc.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:32 UTC
Roper Michael CharlesSr. VP & Chief Financial Ofcr
Exercise / conversionPhantom Shares · Derivative 8,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-002624 · tm252714d3_4seq1.xml · derivative · entry 6

Roper Michael Charles · CIK 0001903409 · Sr. VP & Chief Financial Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,704

Underlying: Common Stock · 8,417 shares

Expires 2025-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The reported disposition reflects the vesting of PRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc.

F7 · kind: The reported disposition reflects the vesting of PRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc.

F8 · shares: The number of PRSUs reported in Table II represents the "target" number of PRSUs that were granted to the reporting person in January 2022. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2024.

F9 · shares: The Compensation Committee of the Board of Directors of MFA has confirmed and certified the vesting level of the PRSUs as reflected in Table I. Per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of underlying PRSUs that ultimately vested (see Note 3). Per the terms and conditions of the PRSU awards, the vested PRSUs will settle in the form of one share of common stock of MFA Financial, Inc. for each vested phantom share in January 2026.

F7 · price: The reported disposition reflects the vesting of PRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc.

F8 · derivative.underlying_shares: The number of PRSUs reported in Table II represents the "target" number of PRSUs that were granted to the reporting person in January 2022. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2024.

F9 · derivative.underlying_shares: The Compensation Committee of the Board of Directors of MFA has confirmed and certified the vesting level of the PRSUs as reflected in Table I. Per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of underlying PRSUs that ultimately vested (see Note 3). Per the terms and conditions of the PRSU awards, the vested PRSUs will settle in the form of one share of common stock of MFA Financial, Inc. for each vested phantom share in January 2026.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:32 UTC
Roper Michael CharlesSr. VP & Chief Financial Ofcr
Exercise / conversionPhantom Shares · Derivative 4,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-002624 · tm252714d3_4seq1.xml · derivative · entry 5

Roper Michael Charles · CIK 0001903409 · Sr. VP & Chief Financial Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,121

Underlying: Common Stock · 4,902 shares

Expires 2025-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The reported disposition reflects the settlement of TRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

F6 · kind: The reported disposition reflects the settlement of TRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

F6 · price: The reported disposition reflects the settlement of TRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:32 UTC
Roper Michael CharlesSr. VP & Chief Financial Ofcr
Tax withholdingCommon Stock 8,279 $10.05 $83,203.95
Disclosure

SEC source: 0001104659-25-002624 · tm252714d3_4seq1.xml · nonDerivative · entry 4

Roper Michael Charles · CIK 0001903409 · Sr. VP & Chief Financial Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,589

F5 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of previously vested phantom shares.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:32 UTC
Roper Michael CharlesSr. VP & Chief Financial Ofcr
Tax withholdingCommon Stock 2,910 $10.05 $29,245.50
Disclosure

SEC source: 0001104659-25-002624 · tm252714d3_4seq1.xml · nonDerivative · entry 3

Roper Michael Charles · CIK 0001903409 · Sr. VP & Chief Financial Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,868

F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Notes 1 and 6.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:32 UTC
Roper Michael CharlesSr. VP & Chief Financial Ofcr
Exercise / conversionCommon Stock 5,751 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-002624 · tm252714d3_4seq1.xml · nonDerivative · entry 2

Roper Michael Charles · CIK 0001903409 · Sr. VP & Chief Financial Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects shares to be acquired in connection with the vesting of performance-based restricted stock units ("PRSUs") (i.e., phantom stock) granted to the Reporting Person in January 2022 as discussed in Notes 7, 8 and 9 below. The number of shares reported also includes 1,752 additional PRSUs representing the value of the dividend equivalents that accrued during the three-year performance period ended December 31, 2024, in respect of the underlying PRSUs that vested. Per the terms and conditions of the PRSU awards, the vested PRSUs and the additional PRSUs in respect of dividend equivalents will settle in January 2026 in the form of one share of common stock of MFA Financial, Inc. for each PRSU.

F3 · shares: Reflects shares to be acquired in connection with the vesting of performance-based restricted stock units ("PRSUs") (i.e., phantom stock) granted to the Reporting Person in January 2022 as discussed in Notes 7, 8 and 9 below. The number of shares reported also includes 1,752 additional PRSUs representing the value of the dividend equivalents that accrued during the three-year performance period ended December 31, 2024, in respect of the underlying PRSUs that vested. Per the terms and conditions of the PRSU awards, the vested PRSUs and the additional PRSUs in respect of dividend equivalents will settle in January 2026 in the form of one share of common stock of MFA Financial, Inc. for each PRSU.

F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was or will be settled in one share of common stock of MFA Financial, Inc.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:32 UTC
Roper Michael CharlesSr. VP & Chief Financial Ofcr
Exercise / conversionCommon Stock 4,902 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-002624 · tm252714d3_4seq1.xml · nonDerivative · entry 1

Roper Michael Charles · CIK 0001903409 · Sr. VP & Chief Financial Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares acquired pursuant to the settlement of time-based restricted stock units ("TRSUs") (i.e., phantom stock) granted to the Reporting Person in January 2022.

F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was or will be settled in one share of common stock of MFA Financial, Inc.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:32 UTC
Lin MeiSr. VP & Co-Controller
Exercise / conversionPhantom Shares · Derivative 4,677 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-002623 · tm252714-2_4seq1.xml · derivative · entry 6

Lin Mei · CIK 0001903408 · Sr. VP & Co-Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,843

Underlying: Common Stock · 4,677 shares

Expires 2025-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The reported disposition reflects the vesting of PRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc.

F7 · kind: The reported disposition reflects the vesting of PRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc.

F8 · shares: The number of PRSUs reported in Table II represents the "target" number of PRSUs that were granted to the reporting person in January 2022. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2024.

F9 · shares: The Compensation Committee of the Board of Directors of MFA has confirmed and certified the vesting level of the PRSUs as reflected in Table I. Per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of underlying PRSUs that ultimately vested (see Note 3). Per the terms and conditions of the PRSU awards, the vested PRSUs will settle in the form of one share of common stock of MFA Financial, Inc. for each vested phantom share in January 2026.

F7 · price: The reported disposition reflects the vesting of PRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc.

F8 · derivative.underlying_shares: The number of PRSUs reported in Table II represents the "target" number of PRSUs that were granted to the reporting person in January 2022. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2024.

F9 · derivative.underlying_shares: The Compensation Committee of the Board of Directors of MFA has confirmed and certified the vesting level of the PRSUs as reflected in Table I. Per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of underlying PRSUs that ultimately vested (see Note 3). Per the terms and conditions of the PRSU awards, the vested PRSUs will settle in the form of one share of common stock of MFA Financial, Inc. for each vested phantom share in January 2026.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:32 UTC
Lin MeiSr. VP & Co-Controller
Exercise / conversionPhantom Shares · Derivative 2,724 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-002623 · tm252714-2_4seq1.xml · derivative · entry 5

Lin Mei · CIK 0001903408 · Sr. VP & Co-Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,520

Underlying: Common Stock · 2,724 shares

Expires 2025-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The reported disposition reflects the settlement of TRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

F6 · kind: The reported disposition reflects the settlement of TRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

F6 · price: The reported disposition reflects the settlement of TRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:32 UTC
Lin MeiSr. VP & Co-Controller
Tax withholdingCommon Stock 3,214 $10.05 $32,300.70
Disclosure

SEC source: 0001104659-25-002623 · tm252714-2_4seq1.xml · nonDerivative · entry 4

Lin Mei · CIK 0001903408 · Sr. VP & Co-Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,553

F5 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of previously vested phantom shares.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:32 UTC
Lin MeiSr. VP & Co-Controller
Tax withholdingCommon Stock 1,079 $10.05 $10,843.95
Disclosure

SEC source: 0001104659-25-002623 · tm252714-2_4seq1.xml · nonDerivative · entry 3

Lin Mei · CIK 0001903408 · Sr. VP & Co-Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,767

F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Notes 1 and 6.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:32 UTC
Lin MeiSr. VP & Co-Controller
Exercise / conversionCommon Stock 3,194 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-002623 · tm252714-2_4seq1.xml · nonDerivative · entry 2

Lin Mei · CIK 0001903408 · Sr. VP & Co-Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects shares to be acquired in connection with the vesting of performance-based restricted stock units ("PRSUs") (i.e., phantom stock) granted to the Reporting Person in January 2022 as discussed in Notes 7, 8 and 9 below. The number of shares reported also includes 972 additional PRSUs representing the value of the dividend equivalents that accrued during the three-year performance period ended December 31, 2024, in respect of the underlying PRSUs that vested. Per the terms and conditions of the PRSU awards, the vested PRSUs and the additional PRSUs in respect of dividend equivalents will settle in January 2026 in the form of one share of common stock of MFA Financial, Inc. for each PRSU.

F3 · shares: Reflects shares to be acquired in connection with the vesting of performance-based restricted stock units ("PRSUs") (i.e., phantom stock) granted to the Reporting Person in January 2022 as discussed in Notes 7, 8 and 9 below. The number of shares reported also includes 972 additional PRSUs representing the value of the dividend equivalents that accrued during the three-year performance period ended December 31, 2024, in respect of the underlying PRSUs that vested. Per the terms and conditions of the PRSU awards, the vested PRSUs and the additional PRSUs in respect of dividend equivalents will settle in January 2026 in the form of one share of common stock of MFA Financial, Inc. for each PRSU.

F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was or will be settled in one share of common stock of MFA Financial, Inc.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:32 UTC
Lin MeiSr. VP & Co-Controller
Exercise / conversionCommon Stock 2,724 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-002623 · tm252714-2_4seq1.xml · nonDerivative · entry 1

Lin Mei · CIK 0001903408 · Sr. VP & Co-Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares acquired pursuant to the settlement of time-based restricted stock units ("TRSUs") (i.e., phantom stock) granted to the Reporting Person in January 2022.

F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was or will be settled in one share of common stock of MFA Financial, Inc.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:31 UTC
Knutson Craig LDirector · CEO
Exercise / conversionPhantom Shares · Derivative 119,701 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-002622 · tm252714d1_4seq1.xml · derivative · entry 6

Knutson Craig L · CIK 0001431830 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,249,595

Underlying: Common Stock · 119,701 shares

Expires 2025-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The reported disposition reflects the vesting of PRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc.

F7 · kind: The reported disposition reflects the vesting of PRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc.

F8 · shares: The number of PRSUs reported in Table II represents the "target" number of PRSUs that were granted to the reporting person in January 2022. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2024.

F9 · shares: The Compensation Committee of the Board of Directors of MFA has confirmed and certified the vesting level of the PRSUs as reflected in Table I. Per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of underlying PRSUs that ultimately vested (see Note 3). Per the terms and conditions of the PRSU awards, the vested PRSUs will settle in the form of one share of common stock of MFA Financial, Inc. for each vested phantom share in January 2026.

F7 · price: The reported disposition reflects the vesting of PRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc.

F8 · derivative.underlying_shares: The number of PRSUs reported in Table II represents the "target" number of PRSUs that were granted to the reporting person in January 2022. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2024.

F9 · derivative.underlying_shares: The Compensation Committee of the Board of Directors of MFA has confirmed and certified the vesting level of the PRSUs as reflected in Table I. Per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of underlying PRSUs that ultimately vested (see Note 3). Per the terms and conditions of the PRSU awards, the vested PRSUs will settle in the form of one share of common stock of MFA Financial, Inc. for each vested phantom share in January 2026.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:31 UTC
Knutson Craig LDirector · CEO
Exercise / conversionPhantom Shares · Derivative 69,717 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-002622 · tm252714d1_4seq1.xml · derivative · entry 5

Knutson Craig L · CIK 0001431830 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,369,296

Underlying: Common Stock · 69,717 shares

Expires 2025-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The reported disposition reflects the settlement of TRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

F6 · kind: The reported disposition reflects the settlement of TRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

F6 · price: The reported disposition reflects the settlement of TRSUs (i.e., phantom stock) granted to the Reporting Person in January 2022. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:31 UTC
Knutson Craig LDirector · CEO
Tax withholdingCommon Stock 102,196 $10.05 $1,027,069.80
Disclosure

SEC source: 0001104659-25-002622 · tm252714d1_4seq1.xml · nonDerivative · entry 4

Knutson Craig L · CIK 0001431830 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625,599

F5 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of previously vested phantom shares.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:31 UTC
Knutson Craig LDirector · CEO
Tax withholdingCommon Stock 34,406 $10.05 $345,780.30
Disclosure

SEC source: 0001104659-25-002622 · tm252714d1_4seq1.xml · nonDerivative · entry 3

Knutson Craig L · CIK 0001431830 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 727,795

F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Notes 1 and 6.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:31 UTC
Knutson Craig LDirector · CEO
Exercise / conversionCommon Stock 81,818 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-002622 · tm252714d1_4seq1.xml · nonDerivative · entry 2

Knutson Craig L · CIK 0001431830 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 762,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects shares to be acquired in connection with the vesting of performance-based restricted stock units ("PRSUs") (i.e., phantom stock) granted to the Reporting Person in January 2022 as discussed in Notes 7, 8 and 9 below. The number of shares reported also includes 24,945 additional PRSUs representing the value of the dividend equivalents that accrued during the three-year performance period ended December 31, 2024, in respect of the underlying PRSUs that vested. Per the terms and conditions of the PRSU awards, the vested PRSUs and the additional PRSUs in respect of dividend equivalents will settle in January 2026 in the form of one share of common stock of MFA Financial, Inc. for each PRSU.

F3 · shares: Reflects shares to be acquired in connection with the vesting of performance-based restricted stock units ("PRSUs") (i.e., phantom stock) granted to the Reporting Person in January 2022 as discussed in Notes 7, 8 and 9 below. The number of shares reported also includes 24,945 additional PRSUs representing the value of the dividend equivalents that accrued during the three-year performance period ended December 31, 2024, in respect of the underlying PRSUs that vested. Per the terms and conditions of the PRSU awards, the vested PRSUs and the additional PRSUs in respect of dividend equivalents will settle in January 2026 in the form of one share of common stock of MFA Financial, Inc. for each PRSU.

F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was or will be settled in one share of common stock of MFA Financial, Inc.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:31 UTC
Knutson Craig LDirector · CEO
Exercise / conversionCommon Stock 69,717 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-002622 · tm252714d1_4seq1.xml · nonDerivative · entry 1

Knutson Craig L · CIK 0001431830 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares acquired pursuant to the settlement of time-based restricted stock units ("TRSUs") (i.e., phantom stock) granted to the Reporting Person in January 2022.

F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was or will be settled in one share of common stock of MFA Financial, Inc.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:07 UTC
Wulfsohn BryanPres. & Chief Invest. Ofcr.
GrantPhantom Shares · Derivative 142,061 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000908 · tm251769-8_4seq1.xml · derivative · entry 2

Wulfsohn Bryan · CIK 0001629935 · Pres. & Chief Invest. Ofcr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 648,249

Underlying: Common Stock · 142,061 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.

F3 · shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.exercise_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.exercise_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.expiration_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.expiration_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.underlying_shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.underlying_shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:07 UTC
Wulfsohn BryanPres. & Chief Invest. Ofcr.
GrantPhantom Shares · Derivative 88,063 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000908 · tm251769-8_4seq1.xml · derivative · entry 1

Wulfsohn Bryan · CIK 0001629935 · Pres. & Chief Invest. Ofcr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 506,188

Underlying: Common Stock · 88,063 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2027, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.

F2 · derivative.expiration_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2027, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:06 UTC
Seemungal NatashaSr. VP & Co-Controller
GrantPhantom Shares · Derivative 9,156 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000907 · tm251769-7_4seq1.xml · derivative · entry 2

Seemungal Natasha · CIK 0001903410 · Sr. VP & Co-Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,244

Underlying: Common Stock · 9,156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.

F3 · shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.exercise_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.exercise_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.expiration_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.expiration_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.underlying_shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.underlying_shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:06 UTC
Seemungal NatashaSr. VP & Co-Controller
GrantPhantom Shares · Derivative 5,676 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000907 · tm251769-7_4seq1.xml · derivative · entry 1

Seemungal Natasha · CIK 0001903410 · Sr. VP & Co-Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,088

Underlying: Common Stock · 5,676 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2027, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.

F2 · derivative.expiration_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2027, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:05 UTC
Schwartz Harold ESenior Vice President
GrantPhantom Shares · Derivative 47,354 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000906 · tm251769-6_4seq1.xml · derivative · entry 2

Schwartz Harold E · CIK 0001527449 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,360

Underlying: Common Stock · 47,354 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.

F3 · shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.exercise_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.exercise_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.expiration_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.expiration_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.underlying_shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.underlying_shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:05 UTC
Schwartz Harold ESenior Vice President
GrantPhantom Shares · Derivative 29,355 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000906 · tm251769-6_4seq1.xml · derivative · entry 1

Schwartz Harold E · CIK 0001527449 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,006

Underlying: Common Stock · 29,355 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2027, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.

F2 · derivative.expiration_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2027, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:04 UTC
Samuels Lori RSr VP & Chief Loan Ops Ofcr
GrantPhantom Shares · Derivative 37,884 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000904 · tm251769-5_4seq1.xml · derivative · entry 2

Samuels Lori R · CIK 0002037536 · Sr VP & Chief Loan Ops Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,487

Underlying: Common Stock · 37,884 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.

F3 · shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.exercise_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.exercise_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.expiration_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.expiration_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.underlying_shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.underlying_shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:04 UTC
Samuels Lori RSr VP & Chief Loan Ops Ofcr
GrantPhantom Shares · Derivative 23,484 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000904 · tm251769-5_4seq1.xml · derivative · entry 1

Samuels Lori R · CIK 0002037536 · Sr VP & Chief Loan Ops Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,603

Underlying: Common Stock · 23,484 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2027, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.

F2 · derivative.expiration_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2027, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:03 UTC
Roper Michael CharlesSr VP & Chief Financial Ofcr
GrantPhantom Shares · Derivative 50,512 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000903 · tm251769-4_4seq1.xml · derivative · entry 2

Roper Michael Charles · CIK 0001903409 · Sr VP & Chief Financial Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,023

Underlying: Common Stock · 50,512 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.

F3 · shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.exercise_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.exercise_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.expiration_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.expiration_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.underlying_shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.underlying_shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:03 UTC
Roper Michael CharlesSr VP & Chief Financial Ofcr
GrantPhantom Shares · Derivative 31,312 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000903 · tm251769-4_4seq1.xml · derivative · entry 1

Roper Michael Charles · CIK 0001903409 · Sr VP & Chief Financial Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,511

Underlying: Common Stock · 31,312 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2027, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.

F2 · derivative.expiration_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2027, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.

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January 02, 2025 Filed Jan 3, 2025 23:02 UTC
Lin MeiSr. VP & Co-Controller
GrantPhantom Shares · Derivative 9,156 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000902 · tm251769-3_4seq1.xml · derivative · entry 2

Lin Mei · CIK 0001903408 · Sr. VP & Co-Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,244

Underlying: Common Stock · 9,156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.

F3 · shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.exercise_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.exercise_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.expiration_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.expiration_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.underlying_shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.underlying_shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:02 UTC
Lin MeiSr. VP & Co-Controller
GrantPhantom Shares · Derivative 5,676 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000902 · tm251769-3_4seq1.xml · derivative · entry 1

Lin Mei · CIK 0001903408 · Sr. VP & Co-Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,088

Underlying: Common Stock · 5,676 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2027, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.

F2 · derivative.expiration_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2027, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:01 UTC
Knutson Craig LDirector · Chief Executive Officer
GrantPhantom Shares · Derivative 257,604 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000901 · tm251769-2_4seq1.xml · derivative · entry 2

Knutson Craig L · CIK 0001431830 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,439,013

Underlying: Common Stock · 257,604 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.

F3 · shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.exercise_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.exercise_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.expiration_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.expiration_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.underlying_shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.underlying_shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:01 UTC
Knutson Craig LDirector · Chief Executive Officer
GrantPhantom Shares · Derivative 159,687 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000901 · tm251769-2_4seq1.xml · derivative · entry 1

Knutson Craig L · CIK 0001431830 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,181,409

Underlying: Common Stock · 159,687 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2027 (subject to earlier vesting in certain circumstances), and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.

F2 · derivative.expiration_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2027 (subject to earlier vesting in certain circumstances), and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:00 UTC
Doran BryanSr VP & Chief Accounting Ofcr
GrantPhantom Shares · Derivative 13,260 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000900 · tm251769-1_4seq1.xml · derivative · entry 2

Doran Bryan · CIK 0002004201 · Sr VP & Chief Accounting Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,129

Underlying: Common Stock · 13,260 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.

F3 · shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.exercise_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.exercise_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.expiration_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.expiration_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

F3 · derivative.underlying_shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the "target" number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2027 (or such later date that the Compensation Committee of MFA's Board of Directors shall certify the achievement of the pre-established performance metric), based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended.

F4 · derivative.underlying_shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock in January 2029.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:00 UTC
Doran BryanSr VP & Chief Accounting Ofcr
GrantPhantom Shares · Derivative 8,220 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000900 · tm251769-1_4seq1.xml · derivative · entry 1

Doran Bryan · CIK 0002004201 · Sr VP & Chief Accounting Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,869

Underlying: Common Stock · 8,220 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2027, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.

F2 · derivative.expiration_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2027, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 21:19 UTC GrantRestricted Stock Units · Derivative 13,941 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-069147 · tm2416618-6_4seq1.xml · derivative · entry 1

Wald Richard C. · CIK 0001815213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,415

Underlying: Common Stock · 13,941 shares

Expires 2030-01-15

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2030.

F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2030.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 21:19 UTC GrantRestricted Stock Units · Derivative 13,941 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-069146 · tm2416618-5_4seq1.xml · derivative · entry 1

Stamps Sheila A · CIK 0001600782 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,272

Underlying: Common Stock · 13,941 shares

Expires 2030-01-15

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2030.

F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2030.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 21:18 UTC
POLSKY LISADirector
GrantRestricted Stock Units · Derivative 13,941 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-069145 · tm2416618d4_4seq1.xml · derivative · entry 1

POLSKY LISA · CIK 0001390950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,415

Underlying: Common Stock · 13,941 shares

Expires 2030-01-15

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2030.

F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2030.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 21:17 UTC GrantRestricted Stock Units · Derivative 13,941 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-069143 · tm2416618-3_4seq1.xml · derivative · entry 1

Oelerich Francis J. III · CIK 0001777852 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,566

Underlying: Common Stock · 13,941 shares

Expires 2030-01-15

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2030.

F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2030.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 21:15 UTC GrantRestricted Stock Units · Derivative 24,628 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-069141 · tm2416618-1_4seq1.xml · derivative · entry 1

Goodman Laurie · CIK 0001612789 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,033

Underlying: Common Stock · 24,628 shares

Expires 2030-01-15

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2030.

F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2030.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 21:16 UTC GrantRestricted Stock Units · Derivative 13,941 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-069142 · tm2416618-2_4seq1.xml · derivative · entry 1

JOSEPHS ROBIN · CIK 0001222801 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,576

Underlying: Common Stock · 13,941 shares

Expires 2030-01-15

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2030.

F2 · derivative.expiration_date: The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2030.

F3 · balance_after: Number of securities reported reflects the correction of a typographical error in Form 4 report filed on June 9, 2023, which underreported number of securities by two restricted stock units.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 00:41 UTC
Wulfsohn BryanSVP & Co-Chief Invest. Ofcr.
Exercise / conversionPhantom Shares · Derivative 41,127 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-003075 · tm241620-15_4seq1.xml · derivative · entry 5

Wulfsohn Bryan · CIK 0001629935 · SVP & Co-Chief Invest. Ofcr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,125

Underlying: Common Stock · 41,127 shares

Expires 2024-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The reported disposition reflects the vesting of PRSUs (i.e., phantom stock) granted to the Reporting Person in January 2021. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc.

F6 · kind: The reported disposition reflects the vesting of PRSUs (i.e., phantom stock) granted to the Reporting Person in January 2021. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc.

F7 · shares: The number of PRSUs reported in Table II represents the "target" number of PRSUs that were granted to the reporting person in January 2021. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2023.

F8 · shares: The Compensation Committee of the Board of Directors of MFA has confirmed and certified the vesting level of the PRSUs as reflected in Table I. Per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of underlying PRSUs that ultimately vested (see Note 3). Per the terms and conditions of the PRSU awards, the vested PRSUs will settle in the form of one share of common stock of MFA Financial, Inc. for each vested phantom share in January 2025.

F6 · price: The reported disposition reflects the vesting of PRSUs (i.e., phantom stock) granted to the Reporting Person in January 2021. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc.

F7 · derivative.underlying_shares: The number of PRSUs reported in Table II represents the "target" number of PRSUs that were granted to the reporting person in January 2021. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2023.

F8 · derivative.underlying_shares: The Compensation Committee of the Board of Directors of MFA has confirmed and certified the vesting level of the PRSUs as reflected in Table I. Per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of underlying PRSUs that ultimately vested (see Note 3). Per the terms and conditions of the PRSU awards, the vested PRSUs will settle in the form of one share of common stock of MFA Financial, Inc. for each vested phantom share in January 2025.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 00:41 UTC
Wulfsohn BryanSVP & Co-Chief Invest. Ofcr.
Exercise / conversionPhantom Shares · Derivative 21,277 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-003075 · tm241620-15_4seq1.xml · derivative · entry 4

Wulfsohn Bryan · CIK 0001629935 · SVP & Co-Chief Invest. Ofcr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 459,252

Underlying: Common Stock · 21,277 shares

Expires 2024-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The reported disposition reflects the settlement of TRSUs (i.e., phantom stock) granted to the Reporting Person in January 2021. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

F5 · kind: The reported disposition reflects the settlement of TRSUs (i.e., phantom stock) granted to the Reporting Person in January 2021. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

F5 · price: The reported disposition reflects the settlement of TRSUs (i.e., phantom stock) granted to the Reporting Person in January 2021. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

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January 08, 2024 Filed Jan 11, 2024 00:41 UTC
Wulfsohn BryanSVP & Co-Chief Invest. Ofcr.
Tax withholdingCommon Stock 11,646 $11.47 $133,579.62
Disclosure

SEC source: 0001104659-24-003075 · tm241620-15_4seq1.xml · nonDerivative · entry 3

Wulfsohn Bryan · CIK 0001629935 · SVP & Co-Chief Invest. Ofcr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,593

F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Notes 1 and 5.

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January 08, 2024 Filed Jan 11, 2024 00:41 UTC
Wulfsohn BryanSVP & Co-Chief Invest. Ofcr.
Exercise / conversionCommon Stock 54,411 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-003075 · tm241620-15_4seq1.xml · nonDerivative · entry 2

Wulfsohn Bryan · CIK 0001629935 · SVP & Co-Chief Invest. Ofcr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects shares to be acquired in connection with the vesting of performance-based restricted stock units ("PRSUs") (i.e., phantom stock) granted to the Reporting Person in January 2021 as discussed in Notes 6, 7 and 8 below. The number of shares reported also includes 15,796 additional PRSUs representing the value of the dividend equivalents that accrued during the three-year performance period ended December 31, 2023, in respect of the underlying PRSUs that vested. Per the terms and conditions of the PRSU awards, the vested PRSUs and the additional PRSUs in respect of dividend equivalents will settle in January 2025 in the form of one share of common stock of MFA Financial, Inc. for each PRSU.

F3 · shares: Reflects shares to be acquired in connection with the vesting of performance-based restricted stock units ("PRSUs") (i.e., phantom stock) granted to the Reporting Person in January 2021 as discussed in Notes 6, 7 and 8 below. The number of shares reported also includes 15,796 additional PRSUs representing the value of the dividend equivalents that accrued during the three-year performance period ended December 31, 2023, in respect of the underlying PRSUs that vested. Per the terms and conditions of the PRSU awards, the vested PRSUs and the additional PRSUs in respect of dividend equivalents will settle in January 2025 in the form of one share of common stock of MFA Financial, Inc. for each PRSU.

F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was or will be settled in one share of common stock of MFA Financial, Inc.

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January 08, 2024 Filed Jan 11, 2024 00:41 UTC
Wulfsohn BryanSVP & Co-Chief Invest. Ofcr.
Exercise / conversionCommon Stock 21,277 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-003075 · tm241620-15_4seq1.xml · nonDerivative · entry 1

Wulfsohn Bryan · CIK 0001629935 · SVP & Co-Chief Invest. Ofcr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares acquired pursuant to the settlement of time-based restricted stock units ("TRSUs") (i.e., phantom stock) granted to the Reporting Person in January 2021.

F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was or will be settled in one share of common stock of MFA Financial, Inc.

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January 08, 2024 Filed Jan 11, 2024 00:40 UTC
Schwartz Harold ESenior Vice President
Exercise / conversionPhantom Shares · Derivative 19,279 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-003074 · tm241620-14_4seq1.xml · derivative · entry 5

Schwartz Harold E · CIK 0001527449 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,651

Underlying: Common Stock · 19,279 shares

Expires 2024-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The reported disposition reflects the vesting of PRSUs (i.e., phantom stock) granted to the Reporting Person in January 2021. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc.

F6 · kind: The reported disposition reflects the vesting of PRSUs (i.e., phantom stock) granted to the Reporting Person in January 2021. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc.

F7 · shares: The number of PRSUs reported in Table II represents the "target" number of PRSUs that were granted to the reporting person in January 2021. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2023.

F8 · shares: The Compensation Committee of the Board of Directors of MFA has confirmed and certified the vesting level of the PRSUs as reflected in Table I. Per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of underlying PRSUs that ultimately vested (see Note 3). Per the terms and conditions of the PRSU awards, the vested PRSUs will settle in the form of one share of common stock of MFA Financial, Inc. for each vested phantom share in January 2025.

F6 · price: The reported disposition reflects the vesting of PRSUs (i.e., phantom stock) granted to the Reporting Person in January 2021. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc.

F7 · derivative.underlying_shares: The number of PRSUs reported in Table II represents the "target" number of PRSUs that were granted to the reporting person in January 2021. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2023.

F8 · derivative.underlying_shares: The Compensation Committee of the Board of Directors of MFA has confirmed and certified the vesting level of the PRSUs as reflected in Table I. Per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of underlying PRSUs that ultimately vested (see Note 3). Per the terms and conditions of the PRSU awards, the vested PRSUs will settle in the form of one share of common stock of MFA Financial, Inc. for each vested phantom share in January 2025.

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January 08, 2024 Filed Jan 11, 2024 00:40 UTC
Schwartz Harold ESenior Vice President
Exercise / conversionPhantom Shares · Derivative 9,974 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-003074 · tm241620-14_4seq1.xml · derivative · entry 4

Schwartz Harold E · CIK 0001527449 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,930

Underlying: Common Stock · 9,974 shares

Expires 2024-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The reported disposition reflects the settlement of TRSUs (i.e., phantom stock) granted to the Reporting Person in January 2021. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

F5 · kind: The reported disposition reflects the settlement of TRSUs (i.e., phantom stock) granted to the Reporting Person in January 2021. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

F5 · price: The reported disposition reflects the settlement of TRSUs (i.e., phantom stock) granted to the Reporting Person in January 2021. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.