Last 12 months
Inside the activity.
0 purchase rows · 276 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Dec 2025 | 0 | 11 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 40 |
| Mar 2026 | 0 | 21 |
| Apr 2026 | 0 | 31 |
| May 2026 | 0 | 38 |
| Jun 2026 | 0 | 11 |
| Jul 2026 | 0 | 27 |
| Aug 2026 | 0 | 30 |
| Sep 2026 | 0 | 52 |
| Oct 2026 | 0 | 10 |
| Nov 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 23, 2016 Filed Nov 28, 2016 23:46 UTC |
Koum JanDirector
|
SaleClass A Common Stock | 2,500 | $121.22 | $303,050.00 |
DisclosureSEC source: 0001127602-16-068529 · form4.xml · nonDerivative · entry 2 Koum Jan · CIK 0001621141 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 Disclosed balance after: 13,319,355 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.01 to $121.30 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held of record by Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 23:46 UTC |
Koum JanDirector
|
SaleClass A Common Stock | 116,349 | $120.40 | $14,008,024.01 |
DisclosureSEC source: 0001127602-16-068529 · form4.xml · nonDerivative · entry 1 Koum Jan · CIK 0001621141 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 Disclosed balance after: 13,321,855 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.95 to $120.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held of record by Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 01:13 UTC |
Koum JanDirector
|
SaleClass A Common Stock | 24,628 | $122.25 | $3,010,652.32 |
DisclosureSEC source: 0001127602-16-068237 · form4.xml · nonDerivative · entry 9 Koum Jan · CIK 0001621141 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 Disclosed balance after: 13,438,204 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.93 to $122.88 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held of record by Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 01:13 UTC |
Koum JanDirector
|
SaleClass A Common Stock | 94,221 | $121.53 | $11,450,970.22 |
DisclosureSEC source: 0001127602-16-068237 · form4.xml · nonDerivative · entry 8 Koum Jan · CIK 0001621141 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 Disclosed balance after: 13,462,832 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.93 to $121.92 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held of record by Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004. Read SEC document |
| November 22, 2016 Filed Nov 25, 2016 19:39 UTC |
THIEL PETERDirector
|
ConversionClass B Common Stock · Derivative | 4,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068438 · form4.xml · derivative · entry 10 THIEL PETER · CIK 0001211060 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Founders Fund IV Principals Fund, LP Disclosed balance after: 13,364 Underlying: Class A Common Stock · 4,885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F7 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F7 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F7 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F8 · balance_after: Includes shares to be received by the holder in connection with the acquisition of Oculus by the issuer pursuant to the agreement and plan of merger (the "Merger Agreement"), which are currently being held in escrow and are subject to forfeiture during the escrow period stated to satisfy claims arising as a result of, among other things, Oculus' breach of any of its representations and warranties or covenants and agreements set forth in the Merger Agreement. F5 · ownership.nature: The reporting person is one of the Managers of FF IV Management, which is the General Partner of The Founders Fund IV Principals Fund, LP ("FFIVPF"), although he disclaims voting and investment power over the securities held by FFIVPF. The reporting person otherwise disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 22, 2016 Filed Nov 25, 2016 19:39 UTC |
THIEL PETERDirector
|
ConversionClass B Common Stock · Derivative | 15,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068438 · form4.xml · derivative · entry 9 THIEL PETER · CIK 0001211060 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Founders Fund IV, LP Disclosed balance after: 41,631 Underlying: Class A Common Stock · 15,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F7 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F7 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F7 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F8 · balance_after: Includes shares to be received by the holder in connection with the acquisition of Oculus by the issuer pursuant to the agreement and plan of merger (the "Merger Agreement"), which are currently being held in escrow and are subject to forfeiture during the escrow period stated to satisfy claims arising as a result of, among other things, Oculus' breach of any of its representations and warranties or covenants and agreements set forth in the Merger Agreement. F1 · ownership.nature: The reporting person is one of the Managers of The Founders Fund IV Management, LLC ("FF IV Management"), which is the General Partner of The Founders Fund IV, LP ("FF IV"), although he disclaims voting and investment power over the securities held by FF IV. The reporting person otherwise disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 22, 2016 Filed Nov 25, 2016 19:39 UTC |
THIEL PETERDirector
|
SaleClass A Common Stock | 704 | $122.32 | $86,115.04 |
DisclosureSEC source: 0001127602-16-068438 · form4.xml · nonDerivative · entry 6 THIEL PETER · CIK 0001211060 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Founders Fund IV Principals Fund, LP Disclosed balance after: 0 F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.01 to $122.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person is one of the Managers of FF IV Management, which is the General Partner of The Founders Fund IV Principals Fund, LP ("FFIVPF"), although he disclaims voting and investment power over the securities held by FFIVPF. The reporting person otherwise disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 22, 2016 Filed Nov 25, 2016 19:39 UTC |
THIEL PETERDirector
|
SaleClass A Common Stock | 4,181 | $121.57 | $508,295.04 |
DisclosureSEC source: 0001127602-16-068438 · form4.xml · nonDerivative · entry 5 THIEL PETER · CIK 0001211060 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Founders Fund IV Principals Fund, LP Disclosed balance after: 704 F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.01 to $122.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person is one of the Managers of FF IV Management, which is the General Partner of The Founders Fund IV Principals Fund, LP ("FFIVPF"), although he disclaims voting and investment power over the securities held by FFIVPF. The reporting person otherwise disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 22, 2016 Filed Nov 25, 2016 19:39 UTC |
THIEL PETERDirector
|
ConversionClass A Common Stock | 4,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068438 · form4.xml · nonDerivative · entry 4 THIEL PETER · CIK 0001211060 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Founders Fund IV Principals Fund, LP Disclosed balance after: 4,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: The reporting person is one of the Managers of FF IV Management, which is the General Partner of The Founders Fund IV Principals Fund, LP ("FFIVPF"), although he disclaims voting and investment power over the securities held by FFIVPF. The reporting person otherwise disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 22, 2016 Filed Nov 25, 2016 19:39 UTC |
THIEL PETERDirector
|
SaleClass A Common Stock | 2,211 | $122.32 | $270,457.04 |
DisclosureSEC source: 0001127602-16-068438 · form4.xml · nonDerivative · entry 3 THIEL PETER · CIK 0001211060 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Founders Fund IV, LP Disclosed balance after: 0 F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.01 to $122.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The reporting person is one of the Managers of The Founders Fund IV Management, LLC ("FF IV Management"), which is the General Partner of The Founders Fund IV, LP ("FF IV"), although he disclaims voting and investment power over the securities held by FF IV. The reporting person otherwise disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 22, 2016 Filed Nov 25, 2016 19:39 UTC |
THIEL PETERDirector
|
SaleClass A Common Stock | 13,008 | $121.57 | $1,581,402.07 |
DisclosureSEC source: 0001127602-16-068438 · form4.xml · nonDerivative · entry 2 THIEL PETER · CIK 0001211060 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Founders Fund IV, LP Disclosed balance after: 2,211 F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.01 to $122.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The reporting person is one of the Managers of The Founders Fund IV Management, LLC ("FF IV Management"), which is the General Partner of The Founders Fund IV, LP ("FF IV"), although he disclaims voting and investment power over the securities held by FF IV. The reporting person otherwise disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 22, 2016 Filed Nov 25, 2016 19:39 UTC |
THIEL PETERDirector
|
ConversionClass A Common Stock | 15,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068438 · form4.xml · nonDerivative · entry 1 THIEL PETER · CIK 0001211060 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Founders Fund IV, LP Disclosed balance after: 15,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person is one of the Managers of The Founders Fund IV Management, LLC ("FF IV Management"), which is the General Partner of The Founders Fund IV, LP ("FF IV"), although he disclaims voting and investment power over the securities held by FF IV. The reporting person otherwise disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 22, 2016 Filed Nov 26, 2016 00:40 UTC |
Stretch ColinVP and General Counsel
|
SaleClass A Common Stock | 750 | $122.35 | $91,762.50 |
DisclosureSEC source: 0001127602-16-068439 · form4.xml · nonDerivative · entry 1 Stretch Colin · CIK 0001580549 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,209 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 22, 2016 Filed Nov 26, 2016 01:14 UTC |
Schroepfer Michael ToddChief Technology Officer
|
ConversionClass B Common Stock · Derivative | 66,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068440 · form4.xml · derivative · entry 8 Schroepfer Michael Todd · CIK 0001509441 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 66,256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F7 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F8 · shares: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis. F7 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F7 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| November 22, 2016 Filed Nov 26, 2016 01:14 UTC |
Schroepfer Michael ToddChief Technology Officer
|
Exercise / conversionClass B Common Stock · Derivative | 66,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068440 · form4.xml · derivative · entry 7 Schroepfer Michael Todd · CIK 0001509441 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,256 Underlying: Class A Common Stock · 66,256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F7 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F7 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F7 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| November 22, 2016 Filed Nov 26, 2016 01:14 UTC |
Schroepfer Michael ToddChief Technology Officer
|
Exercise / conversionStock Option (Right to Buy Class B Common Stock) · Derivative | 66,256 | $0.00 Strike: $1.85 | $0.00 |
DisclosureSEC source: 0001127602-16-068440 · form4.xml · derivative · entry 6 Schroepfer Michael Todd · CIK 0001509441 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,229 Underlying: Class B Common Stock · 66,256 shares Expires 2019-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested as to 1/5th of the total shares on October 29, 2009, after which 1/60th of the total shares vest monthly, subject to continued service through each vesting date. F7 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| November 22, 2016 Filed Nov 26, 2016 01:14 UTC |
Schroepfer Michael ToddChief Technology Officer
|
SaleClass A Common Stock | 3,400 | $122.12 | $415,218.88 |
DisclosureSEC source: 0001127602-16-068440 · form4.xml · nonDerivative · entry 4 Schroepfer Michael Todd · CIK 0001509441 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,462 F3 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.95 to $122.44 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2016 Filed Nov 26, 2016 01:14 UTC |
Schroepfer Michael ToddChief Technology Officer
|
SaleClass A Common Stock | 34,602 | $121.53 | $4,205,181.06 |
DisclosureSEC source: 0001127602-16-068440 · form4.xml · nonDerivative · entry 3 Schroepfer Michael Todd · CIK 0001509441 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,862 F3 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.94 to $121.93 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2016 Filed Nov 26, 2016 01:14 UTC |
Schroepfer Michael ToddChief Technology Officer
|
ConversionClass A Common Stock | 66,256 | $1.85 | $122,838.62 |
DisclosureSEC source: 0001127602-16-068440 · form4.xml · nonDerivative · entry 2 Schroepfer Michael Todd · CIK 0001509441 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the number of shares that were acquired upon the conversion of Class B Common Stock to Class A Common Stock in connection with the exercise of the stock options listed in Table II. Read SEC document |
| November 22, 2016 Filed Nov 30, 2016 23:11 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
ConversionClass B Common Stock · Derivative | 408,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068704 · form4.xml · derivative · entry 24 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By CZI Holdings, LLC Disclosed balance after: 402,439,886 Underlying: Class A Common Stock · 408,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F16 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F16 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F17 · shares: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis. F16 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F16 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F3 · ownership.nature: Shares held of record by CZI Holdings, LLC ("CZI"). The 2006 Trust is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. Read SEC document |
| November 22, 2016 Filed Nov 30, 2016 23:11 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
GiftClass B Common Stock · Derivative | 3,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068704 · form4.xml · derivative · entry 23 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Chan Zuckerberg Foundation Disclosed balance after: 6,078,979 Underlying: Class A Common Stock · 3,200,000 shares Expires not disclosed F16 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F16 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F16 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F16 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F5 · ownership.nature: Shares held of record by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Foundation ("CZ Foundation"). Read SEC document |
| November 22, 2016 Filed Nov 30, 2016 23:11 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
GiftClass B Common Stock · Derivative | 3,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068704 · form4.xml · derivative · entry 22 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By CZI Holdings, LLC Disclosed balance after: 402,848,286 Underlying: Class A Common Stock · 3,200,000 shares Expires not disclosed F16 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F16 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F16 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F16 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F3 · ownership.nature: Shares held of record by CZI Holdings, LLC ("CZI"). The 2006 Trust is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. Read SEC document |
| November 22, 2016 Filed Nov 30, 2016 23:11 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
OtherClass B Common Stock · Derivative | 350,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068704 · form4.xml · derivative · entry 21 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 Disclosed balance after: 5,207,492 Underlying: Class A Common Stock · 350,169 shares Expires not disclosed F16 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F16 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F1 · kind: This transaction represents a transfer of shares that were beneficially owned by the reporting person for the purposes of estate planning and not a sale of securities. F16 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F16 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F2 · ownership.nature: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"). Read SEC document |
| November 22, 2016 Filed Nov 30, 2016 23:11 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
OtherClass B Common Stock · Derivative | 350,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068704 · form4.xml · derivative · entry 20 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By CZI Holdings, LLC Disclosed balance after: 406,048,286 Underlying: Class A Common Stock · 350,169 shares Expires not disclosed F16 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F16 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F1 · kind: This transaction represents a transfer of shares that were beneficially owned by the reporting person for the purposes of estate planning and not a sale of securities. F16 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F16 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F3 · ownership.nature: Shares held of record by CZI Holdings, LLC ("CZI"). The 2006 Trust is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. Read SEC document |
| November 22, 2016 Filed Nov 30, 2016 23:11 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
GiftClass A Common Stock | 408,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068704 · form4.xml · nonDerivative · entry 4 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By CZI Holdings, LLC Disclosed balance after: 350,169 F3 · ownership.nature: Shares held of record by CZI Holdings, LLC ("CZI"). The 2006 Trust is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. Read SEC document |
| November 22, 2016 Filed Nov 30, 2016 23:11 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
ConversionClass A Common Stock | 408,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068704 · form4.xml · nonDerivative · entry 3 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By CZI Holdings, LLC Disclosed balance after: 758,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock at the election of the holder. F3 · ownership.nature: Shares held of record by CZI Holdings, LLC ("CZI"). The 2006 Trust is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. Read SEC document |
| November 22, 2016 Filed Nov 30, 2016 23:11 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
OtherClass A Common Stock | 350,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068704 · form4.xml · nonDerivative · entry 2 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By CZI Holdings, LLC Disclosed balance after: 350,169 F1 · kind: This transaction represents a transfer of shares that were beneficially owned by the reporting person for the purposes of estate planning and not a sale of securities. F3 · ownership.nature: Shares held of record by CZI Holdings, LLC ("CZI"). The 2006 Trust is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. Read SEC document |
| November 22, 2016 Filed Nov 30, 2016 23:11 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
OtherClass A Common Stock | 350,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068704 · form4.xml · nonDerivative · entry 1 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 Disclosed balance after: 0 F1 · kind: This transaction represents a transfer of shares that were beneficially owned by the reporting person for the purposes of estate planning and not a sale of securities. F2 · ownership.nature: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"). Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 01:13 UTC |
Koum JanDirector
|
SaleClass A Common Stock | 52,692 | $121.53 | $6,403,906.41 |
DisclosureSEC source: 0001127602-16-068237 · form4.xml · nonDerivative · entry 7 Koum Jan · CIK 0001621141 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 Disclosed balance after: 13,557,053 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.95 to $121.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held of record by Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 01:13 UTC |
Koum JanDirector
|
SaleClass A Common Stock | 22,349 | $120.64 | $2,696,136.43 |
DisclosureSEC source: 0001127602-16-068237 · form4.xml · nonDerivative · entry 6 Koum Jan · CIK 0001621141 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 Disclosed balance after: 13,609,745 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.955 to $120.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held of record by Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 01:13 UTC |
Koum JanDirector
|
SaleClass A Common Stock | 32,093 | $119.56 | $3,836,923.55 |
DisclosureSEC source: 0001127602-16-068237 · form4.xml · nonDerivative · entry 5 Koum Jan · CIK 0001621141 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 Disclosed balance after: 13,632,094 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.95 to $119.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held of record by Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 01:13 UTC |
Koum JanDirector
|
SaleClass A Common Stock | 11,715 | $118.36 | $1,386,601.46 |
DisclosureSEC source: 0001127602-16-068237 · form4.xml · nonDerivative · entry 4 Koum Jan · CIK 0001621141 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 Disclosed balance after: 13,664,187 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.89 to $118.88 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held of record by Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 23:15 UTC |
Wehner David M.Chief Financial Officer
|
SaleClass A Common Stock | 5,265 | $119.90 | $631,273.50 |
DisclosureSEC source: 0001127602-16-068388 · form4.xml · nonDerivative · entry 2 Wehner David M. · CIK 0001534965 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,453 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 23:15 UTC |
Wehner David M.Chief Financial Officer
|
SaleClass A Common Stock | 5,265 | $118.20 | $622,323.00 |
DisclosureSEC source: 0001127602-16-068388 · form4.xml · nonDerivative · entry 1 Wehner David M. · CIK 0001534965 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,718 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 21, 2016 Filed Nov 26, 2016 01:14 UTC |
Schroepfer Michael ToddChief Technology Officer
|
GiftClass A Common Stock | 93,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068440 · form4.xml · nonDerivative · entry 1 Schroepfer Michael Todd · CIK 0001509441 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649,208 F1 · kind: Represents shares of Class A Common Stock that the reporting person donated as a gift to a charitable entity. Read SEC document |
| November 21, 2016 Filed Nov 30, 2016 23:05 UTC |
Sandberg SherylDirector · Chief Operating Officer
|
GiftClass A Common Stock | 880,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068703 · form4.xml · nonDerivative · entry 1 Sandberg Sheryl · CIK 0001366010 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,097,344 F1 · kind: Represents shares of Class A Common Stock that the reporting person donated as a gift to the Sheryl Sandberg & Dave Goldberg Family Fund, a donor advised fund. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 00:02 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
ConversionClass B Common Stock · Derivative | 127,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067956 · form4.xml · derivative · entry 22 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By CZI Holdings, LLC Disclosed balance after: 406,398,455 Underlying: Class A Common Stock · 127,529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F13 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F13 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F13 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F5 · ownership.nature: Shares held of record by CZI. Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust") is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 00:02 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
ConversionClass B Common Stock · Derivative | 276,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067956 · form4.xml · derivative · entry 21 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Chan Zuckerberg Foundation Disclosed balance after: 2,878,979 Underlying: Class A Common Stock · 276,314 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F13 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F13 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F13 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F1 · ownership.nature: Shares held of record by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Foundation ("CZ Foundation"). Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 00:02 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
SaleClass A Common Stock | 4,800 | $118.93 | $570,854.88 |
DisclosureSEC source: 0001127602-16-067956 · form4.xml · nonDerivative · entry 14 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By CZI Holdings, LLC Disclosed balance after: 0 F2 · kind: The sales reported were effected by CZ Foundation and CZI Holdings, LLC ("CZI"), as applicable, pursuant to their Rule 10b5-1trading plans. These sales are part of Mr. Zuckerberg's previously-announced plan to gift or otherwise direct substantially all of his shares of Facebook stock, or the net after-tax proceeds from sales of such shares, to further the mission of advancing human potential and promoting equality by means of philanthropic, public advocacy, and other activities for the public good, with such plan to sell or gift no more than $1 billion of Facebook stock each year through 2018. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.85 to $119.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: Shares held of record by CZI. Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust") is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 00:02 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
SaleClass A Common Stock | 23,758 | $118.45 | $2,814,142.23 |
DisclosureSEC source: 0001127602-16-067956 · form4.xml · nonDerivative · entry 13 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By CZI Holdings, LLC Disclosed balance after: 4,800 F2 · kind: The sales reported were effected by CZ Foundation and CZI Holdings, LLC ("CZI"), as applicable, pursuant to their Rule 10b5-1trading plans. These sales are part of Mr. Zuckerberg's previously-announced plan to gift or otherwise direct substantially all of his shares of Facebook stock, or the net after-tax proceeds from sales of such shares, to further the mission of advancing human potential and promoting equality by means of philanthropic, public advocacy, and other activities for the public good, with such plan to sell or gift no more than $1 billion of Facebook stock each year through 2018. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.85 to $118.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: Shares held of record by CZI. Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust") is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 00:02 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
SaleClass A Common Stock | 98,971 | $117.36 | $11,614,969.34 |
DisclosureSEC source: 0001127602-16-067956 · form4.xml · nonDerivative · entry 12 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By CZI Holdings, LLC Disclosed balance after: 28,558 F2 · kind: The sales reported were effected by CZ Foundation and CZI Holdings, LLC ("CZI"), as applicable, pursuant to their Rule 10b5-1trading plans. These sales are part of Mr. Zuckerberg's previously-announced plan to gift or otherwise direct substantially all of his shares of Facebook stock, or the net after-tax proceeds from sales of such shares, to further the mission of advancing human potential and promoting equality by means of philanthropic, public advocacy, and other activities for the public good, with such plan to sell or gift no more than $1 billion of Facebook stock each year through 2018. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.85 to $117.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: Shares held of record by CZI. Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust") is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 00:02 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
ConversionClass A Common Stock | 127,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067956 · form4.xml · nonDerivative · entry 11 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By CZI Holdings, LLC Disclosed balance after: 127,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: Shares held of record by CZI. Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust") is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 00:02 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
SaleClass A Common Stock | 11,074 | $118.93 | $1,317,004.24 |
DisclosureSEC source: 0001127602-16-067956 · form4.xml · nonDerivative · entry 10 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Chan Zuckerberg Foundation Disclosed balance after: 0 F2 · kind: The sales reported were effected by CZ Foundation and CZI Holdings, LLC ("CZI"), as applicable, pursuant to their Rule 10b5-1trading plans. These sales are part of Mr. Zuckerberg's previously-announced plan to gift or otherwise direct substantially all of his shares of Facebook stock, or the net after-tax proceeds from sales of such shares, to further the mission of advancing human potential and promoting equality by means of philanthropic, public advocacy, and other activities for the public good, with such plan to sell or gift no more than $1 billion of Facebook stock each year through 2018. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.85 to $119.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Shares held of record by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Foundation ("CZ Foundation"). Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 00:02 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
SaleClass A Common Stock | 50,577 | $118.45 | $5,990,607.94 |
DisclosureSEC source: 0001127602-16-067956 · form4.xml · nonDerivative · entry 9 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Chan Zuckerberg Foundation Disclosed balance after: 11,074 F2 · kind: The sales reported were effected by CZ Foundation and CZI Holdings, LLC ("CZI"), as applicable, pursuant to their Rule 10b5-1trading plans. These sales are part of Mr. Zuckerberg's previously-announced plan to gift or otherwise direct substantially all of his shares of Facebook stock, or the net after-tax proceeds from sales of such shares, to further the mission of advancing human potential and promoting equality by means of philanthropic, public advocacy, and other activities for the public good, with such plan to sell or gift no more than $1 billion of Facebook stock each year through 2018. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.85 to $118.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Shares held of record by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Foundation ("CZ Foundation"). Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 00:02 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
SaleClass A Common Stock | 214,663 | $117.36 | $25,192,355.96 |
DisclosureSEC source: 0001127602-16-067956 · form4.xml · nonDerivative · entry 8 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Chan Zuckerberg Foundation Disclosed balance after: 61,651 F2 · kind: The sales reported were effected by CZ Foundation and CZI Holdings, LLC ("CZI"), as applicable, pursuant to their Rule 10b5-1trading plans. These sales are part of Mr. Zuckerberg's previously-announced plan to gift or otherwise direct substantially all of his shares of Facebook stock, or the net after-tax proceeds from sales of such shares, to further the mission of advancing human potential and promoting equality by means of philanthropic, public advocacy, and other activities for the public good, with such plan to sell or gift no more than $1 billion of Facebook stock each year through 2018. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.85 to $117.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Shares held of record by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Foundation ("CZ Foundation"). Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 00:02 UTC |
Zuckerberg MarkDirector · COB and CEO · 10% owner
|
ConversionClass A Common Stock | 276,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067956 · form4.xml · nonDerivative · entry 7 Zuckerberg Mark · CIK 0001548760 · Director · COB and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Chan Zuckerberg Foundation Disclosed balance after: 276,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held of record by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Foundation ("CZ Foundation"). Read SEC document |
| November 18, 2016 Filed Nov 23, 2016 01:08 UTC |
Desmond-Hellmann SusanDirector
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SaleClass A Common Stock | 625 | $118.33 | $73,956.25 |
DisclosureSEC source: 0001127602-16-068236 · form4.xml · nonDerivative · entry 1 Desmond-Hellmann Susan · CIK 0001507911 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Hellmann Family Trust Disclosed balance after: 23,791 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · ownership.nature: The shares are held of record by Nicholas S. Hellmann and Susan D. Desmond-Hellmann as the co-trustees of Hellmann Family Trust. Read SEC document |
| November 18, 2016 Filed Nov 23, 2016 01:13 UTC |
Koum JanDirector
|
SaleClass A Common Stock | 2,200 | $118.98 | $261,748.96 |
DisclosureSEC source: 0001127602-16-068237 · form4.xml · nonDerivative · entry 3 Koum Jan · CIK 0001621141 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 Disclosed balance after: 13,675,902 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.92 to $119.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held of record by Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004. Read SEC document |
| November 18, 2016 Filed Nov 23, 2016 01:13 UTC |
Koum JanDirector
|
SaleClass A Common Stock | 28,408 | $118.48 | $3,365,805.41 |
DisclosureSEC source: 0001127602-16-068237 · form4.xml · nonDerivative · entry 2 Koum Jan · CIK 0001621141 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 Disclosed balance after: 13,678,102 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.92 to $118.91 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held of record by Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004. Read SEC document |
| November 18, 2016 Filed Nov 23, 2016 01:13 UTC |
Koum JanDirector
|
SaleClass A Common Stock | 88,241 | $117.36 | $10,356,131.42 |
DisclosureSEC source: 0001127602-16-068237 · form4.xml · nonDerivative · entry 1 Koum Jan · CIK 0001621141 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 Disclosed balance after: 13,706,510 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.92 to $117.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held of record by Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.