Last 12 months
Inside the activity.
39 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 17 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 6 | 0 |
| Jun 2026 | 15 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2019 Filed Feb 15, 2019 23:00 UTC |
Short Richard GeorgeVP, Controller
|
Exercise / conversionPerformance Share Units · Derivative | 13,402 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001080730-19-000005 · primary_doc.xml · derivative · entry 4 Short Richard George · CIK 0001507295 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.underlying_shares: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 23:00 UTC |
Short Richard GeorgeVP, Controller
|
GrantPerformance Share Units · Derivative | 13,402 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001080730-19-000005 · primary_doc.xml · derivative · entry 3 Short Richard George · CIK 0001507295 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,402 Underlying: Common Stock · 13,402 shares Expires not disclosed F3 · shares: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period. F3 · derivative.exercise_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period. F3 · derivative.expiration_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period. Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 23:00 UTC |
Short Richard GeorgeVP, Controller
|
Tax withholdingCommon Stock | 6,701 | $15.03 | $100,716.03 |
DisclosureSEC source: 0001080730-19-000005 · primary_doc.xml · nonDerivative · entry 2 Short Richard George · CIK 0001507295 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,982 F2 · price: Represents the average of the intraday high and low trading price on February 14, 2019. Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 23:00 UTC |
Short Richard GeorgeVP, Controller
|
Exercise / conversionCommon Stock | 13,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001080730-19-000005 · primary_doc.xml · nonDerivative · entry 1 Short Richard George · CIK 0001507295 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 22:50 UTC |
Koppensteiner AdolfChief Operating Officer
|
Exercise / conversionPerformance Share Units · Derivative | 30,078 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001080730-19-000004 · primary_doc.xml · derivative · entry 4 Koppensteiner Adolf · CIK 0001732127 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,078 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 22:50 UTC |
Koppensteiner AdolfChief Operating Officer
|
GrantPerformance Share Units · Derivative | 30,078 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001080730-19-000004 · primary_doc.xml · derivative · entry 3 Koppensteiner Adolf · CIK 0001732127 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,078 Underlying: Common Stock · 30,078 shares Expires not disclosed F3 · shares: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period. F3 · derivative.exercise_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period. F3 · derivative.expiration_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period. Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 22:50 UTC |
Koppensteiner AdolfChief Operating Officer
|
Tax withholdingCommon Stock | 15,039 | $15.03 | $226,036.17 |
DisclosureSEC source: 0001080730-19-000004 · primary_doc.xml · nonDerivative · entry 2 Koppensteiner Adolf · CIK 0001732127 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,715 F2 · price: Represents the average of the intraday high and low trading price on February 14, 2019. Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 22:50 UTC |
Koppensteiner AdolfChief Operating Officer
|
Exercise / conversionCommon Stock | 30,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001080730-19-000004 · primary_doc.xml · nonDerivative · entry 1 Koppensteiner Adolf · CIK 0001732127 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 17:26 UTC |
Shepherd JamesDirector
|
SaleCommon Stock | 4,800 | $17.75 | $85,200.00 |
DisclosureSEC source: 0001522288-18-000001 · primary_doc.xml · nonDerivative · entry 1 Shepherd James · CIK 0001522288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,840 Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 17:37 UTC |
WELTY LINDA JDirector
|
GrantCOMMON STOCK | 4,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001205450-18-000003 · primary_doc.xml · nonDerivative · entry 1 WELTY LINDA J · CIK 0001205450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,190 F1 · shares: Ms. Welty was granted 4,190 restricted shares of common stock by Mercer International Inc. ("Mercer") in connection with her role as a director of Mercer. These shares vest and become non-forfeitable on June 18, 2019, unless a change in control of Mercer occurs prior to such date, in which case such shares vest immediately upon the occurrence of such change in control. Read SEC document |
| June 08, 2018 Filed Jun 8, 2018 19:53 UTC |
MCCARTNEY WILLIAMDirector
|
GrantCommon Stock | 4,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001742623-18-000004 · primary_doc.xml · nonDerivative · entry 1 MCCARTNEY WILLIAM · CIK 0001260893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,200 F1 · shares: Mr. McCartney was granted 4,190 restricted shares of common stock by Mercer International Inc. ("Mercer"). These shares vest and become non-forfeitable on June 8, 2019, unless a change in control of Mercer occurs prior to such date, in which case such shares vest immediately upon the occurrence of such change in control. Read SEC document |
| June 08, 2018 Filed Jun 8, 2018 20:09 UTC |
MORFITT MARTHA A MDirector
|
GrantCommon Stock | 4,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001742623-18-000007 · primary_doc.xml · nonDerivative · entry 1 MORFITT MARTHA A M · CIK 0001190813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,190 F1 · shares: Ms. Morfitt was granted 4,190 restricted shares of common stock by Mercer International Inc. ("Mercer"). These shares vest and become non-forfeitable on June 8, 2019, unless a change in control of Mercer occurs prior to such date, in which case such shares vest immediately upon the occurrence of such change in control. Read SEC document |
| June 08, 2018 Filed Jun 8, 2018 20:03 UTC |
Shepherd JamesDirector
|
GrantCommon Stock | 4,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001742623-18-000006 · primary_doc.xml · nonDerivative · entry 1 Shepherd James · CIK 0001522288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,640 F1 · shares: Mr. Shepherd was granted 4,190 restricted shares of common stock by Mercer International Inc. ("Mercer"). These shares vest and become non-forfeitable on June 8, 2019, unless a change in control of Mercer occurs prior to such date, in which case such shares vest immediately upon the occurrence of such change in control. Read SEC document |
| June 08, 2018 Filed Jun 8, 2018 19:59 UTC |
Picchi BernardDirector
|
GrantCommon Stock | 4,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001742623-18-000005 · primary_doc.xml · nonDerivative · entry 1 Picchi Bernard · CIK 0001522266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,200 F1 · shares: Mr. Picchi was granted 4,190 restricted shares of common stock by Mercer International Inc. ("Mercer"). These shares vest and become non-forfeitable on June 8, 2019, unless a change in control of Mercer occurs prior to such date, in which case such shares vest immediately upon the occurrence of such change in control. Read SEC document |
| June 08, 2018 Filed Jun 8, 2018 19:48 UTC |
Purchase KeithDirector
|
GrantCommon Stock | 5,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001742623-18-000003 · primary_doc.xml · nonDerivative · entry 1 Purchase Keith · CIK 0001551528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 F1 · shares: Mr. Purchase was granted 5,990 restricted shares of common stock by Mercer International Inc. ("Mercer"). These shares vest and become non-forfeitable on June 8, 2019, unless a change in control of Mercer occurs prior to such date, in which case such shares vest immediately upon the occurrence of such change in control. Read SEC document |
| June 08, 2018 Filed Jun 8, 2018 19:39 UTC |
Wallace Alan C.Director
|
GrantCommon Stock | 4,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001742623-18-000002 · primary_doc.xml · nonDerivative · entry 1 Wallace Alan C. · CIK 0001742623 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,190 F1 · shares: Mr. Wallace was granted 4,190 restricted shares of common stock by Mercer International Inc. ("Mercer"). These shares vest and become non-forfeitable on June 8, 2019, unless a change in control of Mercer occurs prior to such date, in which case such shares vest immediately upon the occurrence of such change in control. Read SEC document |
| May 21, 2018 Filed May 22, 2018 17:18 UTC |
Lauritzen EricDirector
|
SaleCommon Stock | 11,200 | $15.93 | $178,416.00 |
DisclosureSEC source: 0001294786-18-000005 · primary_doc.xml · nonDerivative · entry 1 Lauritzen Eric · CIK 0001294786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,085 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $15.85 to $16.00. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. Read SEC document |
| April 20, 2018 Filed Apr 24, 2018 17:04 UTC |
Lauritzen EricDirector
|
SaleCommon Stock | 1,400 | $13.70 | $19,182.66 |
DisclosureSEC source: 0001294786-18-000004 · primary_doc.xml · nonDerivative · entry 1 Lauritzen Eric · CIK 0001294786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,285 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $13.65 to $13.775. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 17:46 UTC |
Lauritzen EricDirector
|
SaleCommon Stock | 1,400 | $13.04 | $18,250.96 |
DisclosureSEC source: 0001294786-18-000003 · primary_doc.xml · nonDerivative · entry 1 Lauritzen Eric · CIK 0001294786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,685 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $13.00 to $13.1093. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 22:58 UTC |
ORR NANCYDirector
|
SaleCommon Stock | 1,400 | $12.90 | $18,060.00 |
DisclosureSEC source: 0001578295-18-000003 · primary_doc.xml · nonDerivative · entry 1 ORR NANCY · CIK 0001578295 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,483 Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 18:26 UTC |
ORR NANCYDirector
|
SaleCommon Stock | 1,200 | $12.90 | $15,480.00 |
DisclosureSEC source: 0001578295-18-000002 · primary_doc.xml · nonDerivative · entry 2 ORR NANCY · CIK 0001578295 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,883 Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 18:26 UTC |
ORR NANCYDirector
|
SaleCommon Stock | 1,000 | $12.88 | $12,875.00 |
DisclosureSEC source: 0001578295-18-000002 · primary_doc.xml · nonDerivative · entry 1 ORR NANCY · CIK 0001578295 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,083 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:05 UTC |
ORR NANCYDirector
|
OtherCommon Stock | 1,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001578295-18-000001 · primary_doc.xml · nonDerivative · entry 2 ORR NANCY · CIK 0001578295 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Registered Retirement Savings Plan Disclosed balance after: 3,502 F1 · kind: These transactions represent a transfer of shares from direct ownership to indirect ownership. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:05 UTC |
ORR NANCYDirector
|
OtherCommon Stock | 1,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001578295-18-000001 · primary_doc.xml · nonDerivative · entry 1 ORR NANCY · CIK 0001578295 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,083 F1 · kind: These transactions represent a transfer of shares from direct ownership to indirect ownership. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:02 UTC |
LEE JIMMY S HDirector · Executive Chairman
|
Exercise / conversionPerformance Share Units · Derivative | 32,017 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001732127-18-000003 · primary_doc.xml · derivative · entry 3 LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:02 UTC |
LEE JIMMY S HDirector · Executive Chairman
|
GrantPerformance Share Units · Derivative | 32,017 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001732127-18-000003 · primary_doc.xml · derivative · entry 2 LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,017 Underlying: Common Stock · 32,017 shares Expires not disclosed F2 · shares: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. F2 · derivative.exercise_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. F2 · derivative.expiration_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:02 UTC |
LEE JIMMY S HDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 32,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001732127-18-000003 · primary_doc.xml · nonDerivative · entry 1 LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,747,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:42 UTC |
MERWIN BRIANVP Strategic Initiatives
|
Exercise / conversionPerformance Share Units · Derivative | 4,965 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001485000-18-000001 · primary_doc.xml · derivative · entry 4 MERWIN BRIAN · CIK 0001485000 · VP Strategic Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:42 UTC |
MERWIN BRIANVP Strategic Initiatives
|
GrantPerformance Share Units · Derivative | 4,965 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001485000-18-000001 · primary_doc.xml · derivative · entry 3 MERWIN BRIAN · CIK 0001485000 · VP Strategic Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,965 Underlying: Common Stock · 4,965 shares Expires not disclosed F3 · shares: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. F3 · derivative.exercise_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. F3 · derivative.expiration_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:42 UTC |
MERWIN BRIANVP Strategic Initiatives
|
Tax withholdingCommon Stock | 2,483 | $13.20 | $32,775.60 |
DisclosureSEC source: 0001485000-18-000001 · primary_doc.xml · nonDerivative · entry 2 MERWIN BRIAN · CIK 0001485000 · VP Strategic Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,299 F2 · price: Represents the average of the intraday high and low trading price on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:42 UTC |
MERWIN BRIANVP Strategic Initiatives
|
Exercise / conversionCommon Stock | 4,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001485000-18-000001 · primary_doc.xml · nonDerivative · entry 1 MERWIN BRIAN · CIK 0001485000 · VP Strategic Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:25 UTC |
Ure David KentChief Financial Officer
|
Exercise / conversionPerformance Share Units · Derivative | 9,693 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001732127-18-000005 · primary_doc.xml · derivative · entry 4 Ure David Kent · CIK 0001378338 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,693 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:25 UTC |
Ure David KentChief Financial Officer
|
GrantPerformance Share Units · Derivative | 9,693 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001732127-18-000005 · primary_doc.xml · derivative · entry 3 Ure David Kent · CIK 0001378338 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,693 Underlying: Common Stock · 9,693 shares Expires not disclosed F3 · shares: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. F3 · derivative.exercise_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. F3 · derivative.expiration_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:25 UTC |
Ure David KentChief Financial Officer
|
Tax withholdingCommon Stock | 4,847 | $13.20 | $63,980.40 |
DisclosureSEC source: 0001732127-18-000005 · primary_doc.xml · nonDerivative · entry 2 Ure David Kent · CIK 0001378338 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,438 F2 · price: Represents the average of the intraday high and low trading price on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:25 UTC |
Ure David KentChief Financial Officer
|
Exercise / conversionCommon Stock | 9,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001732127-18-000005 · primary_doc.xml · nonDerivative · entry 1 Ure David Kent · CIK 0001378338 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:15 UTC |
GANDOSSI DAVID MDirector · Chief Executive Officer
|
Exercise / conversionPerformance Share Units · Derivative | 24,102 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001732127-18-000004 · primary_doc.xml · derivative · entry 4 GANDOSSI DAVID M · CIK 0001258686 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,102 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:15 UTC |
GANDOSSI DAVID MDirector · Chief Executive Officer
|
GrantPerformance Share Units · Derivative | 24,102 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001732127-18-000004 · primary_doc.xml · derivative · entry 3 GANDOSSI DAVID M · CIK 0001258686 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,102 Underlying: Common Stock · 24,102 shares Expires not disclosed F3 · shares: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. F3 · derivative.exercise_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. F3 · derivative.expiration_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:15 UTC |
GANDOSSI DAVID MDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 12,051 | $13.20 | $159,073.20 |
DisclosureSEC source: 0001732127-18-000004 · primary_doc.xml · nonDerivative · entry 2 GANDOSSI DAVID M · CIK 0001258686 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,765 F2 · price: Represents the average of the intraday high and low trading price on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:15 UTC |
GANDOSSI DAVID MDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 24,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001732127-18-000004 · primary_doc.xml · nonDerivative · entry 1 GANDOSSI DAVID M · CIK 0001258686 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 20:46 UTC |
Koppensteiner AdolfChief Operating Officer
|
Exercise / conversionPerformance Share Units · Derivative | 9,353 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001732127-18-000002 · primary_doc.xml · derivative · entry 4 Koppensteiner Adolf · CIK 0001732127 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 20:46 UTC |
Koppensteiner AdolfChief Operating Officer
|
GrantPerformance Share Units · Derivative | 9,353 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001732127-18-000002 · primary_doc.xml · derivative · entry 3 Koppensteiner Adolf · CIK 0001732127 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,353 Underlying: Common Stock · 9,353 shares Expires not disclosed F3 · shares: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. F3 · derivative.exercise_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. F3 · derivative.expiration_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 20:46 UTC |
Koppensteiner AdolfChief Operating Officer
|
Tax withholdingCommon Stock | 4,677 | $13.20 | $61,736.40 |
DisclosureSEC source: 0001732127-18-000002 · primary_doc.xml · nonDerivative · entry 2 Koppensteiner Adolf · CIK 0001732127 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,676 F2 · price: Represents the average of the intraday high and low trading price on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 20:46 UTC |
Koppensteiner AdolfChief Operating Officer
|
Exercise / conversionCommon Stock | 9,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001732127-18-000002 · primary_doc.xml · nonDerivative · entry 1 Koppensteiner Adolf · CIK 0001732127 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 18:18 UTC |
STANNUS GENEVIEVETreasurer
|
Exercise / conversionPerformance Share Units · Derivative | 3,843 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001507295-18-000002 · primary_doc.xml · derivative · entry 4 STANNUS GENEVIEVE · CIK 0001486247 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,843 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 18:18 UTC |
STANNUS GENEVIEVETreasurer
|
GrantPerformance Share Units · Derivative | 3,843 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001507295-18-000002 · primary_doc.xml · derivative · entry 3 STANNUS GENEVIEVE · CIK 0001486247 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,843 Underlying: Common Stock · 3,843 shares Expires not disclosed F3 · shares: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. F3 · derivative.exercise_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. F3 · derivative.expiration_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 18:18 UTC |
STANNUS GENEVIEVETreasurer
|
Tax withholdingCommon Stock | 1,922 | $13.20 | $25,370.40 |
DisclosureSEC source: 0001507295-18-000002 · primary_doc.xml · nonDerivative · entry 2 STANNUS GENEVIEVE · CIK 0001486247 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,629 F2 · price: Represents the average of the intraday high and low trading price on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 18:18 UTC |
STANNUS GENEVIEVETreasurer
|
Exercise / conversionCommon Stock | 3,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001507295-18-000002 · primary_doc.xml · nonDerivative · entry 1 STANNUS GENEVIEVE · CIK 0001486247 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:28 UTC |
Lauritzen EricDirector
|
SaleCommon Stock | 1,400 | $13.18 | $18,452.00 |
DisclosureSEC source: 0001294786-18-000002 · primary_doc.xml · nonDerivative · entry 1 Lauritzen Eric · CIK 0001294786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,085 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $13.00 to $13.30. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 18:29 UTC |
Heine Eric XavierVP, Sales, Marketing NA & Asia
|
Exercise / conversionPerformance Share Units · Derivative | 6,621 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001507295-18-000003 · primary_doc.xml · derivative · entry 4 Heine Eric Xavier · CIK 0001331804 · VP, Sales, Marketing NA & Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,621 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 18:29 UTC |
Heine Eric XavierVP, Sales, Marketing NA & Asia
|
GrantPerformance Share Units · Derivative | 6,621 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001507295-18-000003 · primary_doc.xml · derivative · entry 3 Heine Eric Xavier · CIK 0001331804 · VP, Sales, Marketing NA & Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,621 Underlying: Common Stock · 6,621 shares Expires not disclosed F3 · shares: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. F3 · derivative.exercise_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. F3 · derivative.expiration_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.