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Nasdaq · USD

MDGL

MADRIGAL PHARMACEUTICALS, INC.

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Tapewire entity
3441
SEC CIK
0001157601
Parsed reports
271

Last 12 months

Inside the activity.

0 purchase rows · 202 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025036
Dec 2025034
Jan 2026066
Feb 202600
Mar 2026017
Apr 202600
May 2026013
Jun 202601
Jul 2026010
Aug 202601
Sep 2026024
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2018 Filed Jun 13, 2018 00:50 UTC
BAY CITY CAPITAL LLCDirector · 10% owner
SaleCommon Stock 5,908 $287.46 $1,698,313.68
Disclosure

SEC source: 0001179110-18-008424 · edgar.xml · nonDerivative · entry 2

BAY CITY CAPITAL LLC · CIK 0001288452 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 113,472

F1 · ownership.nature: Bay City Capital LLC, a Delaware limited liability company ("BCC"), Bay City Capital Management IV LLC, a Delaware limited liability company ("Management IV"), Bay City Capital Fund IV, L.P., a Delaware limited partnership ("Fund IV"), and Bay City Capital Fund IV Co-Investment Fund, L.P., a Delaware limited partnership ("Co-Investment IV") are deemed to be a "group" for the purposes of Section 13(d) under the Securities Exchange Act of 1934. Management IV is the general partner of Fund IV and Co-Investment IV and has sole voting and dispositive power with respect to the securities held by Fund IV and Co-Investment IV. BCC, the manager of Management IV, is also an advisor to Fund IV and Co-Investment IV and has sole voting and dispositive power with respect to the securities held by Fund IV and Co-Investment IV.

F3 · ownership.nature: The securities are held by Co-Investment IV.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 00:50 UTC
BAY CITY CAPITAL LLCDirector · 10% owner
SaleCommon Stock 274,092 $287.46 $78,790,486.32
Disclosure

SEC source: 0001179110-18-008424 · edgar.xml · nonDerivative · entry 1

BAY CITY CAPITAL LLC · CIK 0001288452 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,264,382

F1 · ownership.nature: Bay City Capital LLC, a Delaware limited liability company ("BCC"), Bay City Capital Management IV LLC, a Delaware limited liability company ("Management IV"), Bay City Capital Fund IV, L.P., a Delaware limited partnership ("Fund IV"), and Bay City Capital Fund IV Co-Investment Fund, L.P., a Delaware limited partnership ("Co-Investment IV") are deemed to be a "group" for the purposes of Section 13(d) under the Securities Exchange Act of 1934. Management IV is the general partner of Fund IV and Co-Investment IV and has sole voting and dispositive power with respect to the securities held by Fund IV and Co-Investment IV. BCC, the manager of Management IV, is also an advisor to Fund IV and Co-Investment IV and has sole voting and dispositive power with respect to the securities held by Fund IV and Co-Investment IV.

F2 · ownership.nature: The securities are held by Fund IV.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 19:53 UTC
Schneebaum Marc RChief Financial Officer
Exercise / conversionStock Option · Derivative 2,734 $0.00 Strike: $61.60 $0.00
Disclosure

SEC source: 0001179110-18-008437 · edgar.xml · derivative · entry 5

Schneebaum Marc R · CIK 0001396871 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640

Underlying: Common Stock · 2,734 shares

Expires 2025-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 19:53 UTC
Schneebaum Marc RChief Financial Officer
Exercise / conversionStock Option · Derivative 5,223 $0.00 Strike: $99.75 $0.00
Disclosure

SEC source: 0001179110-18-008437 · edgar.xml · derivative · entry 4

Schneebaum Marc R · CIK 0001396871 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205

Underlying: Common Stock · 5,223 shares

Expires 2024-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 19:53 UTC
Schneebaum Marc RChief Financial Officer
SaleCommon Stock 10,099 $287.46 $2,903,058.54
Disclosure

SEC source: 0001179110-18-008437 · edgar.xml · nonDerivative · entry 3

Schneebaum Marc R · CIK 0001396871 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,668

Read SEC document
June 11, 2018 Filed Jun 13, 2018 19:53 UTC
Schneebaum Marc RChief Financial Officer
Exercise / conversionCommon Stock 2,734 $61.60 $168,414.40
Disclosure

SEC source: 0001179110-18-008437 · edgar.xml · nonDerivative · entry 2

Schneebaum Marc R · CIK 0001396871 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 19:53 UTC
Schneebaum Marc RChief Financial Officer
Exercise / conversionCommon Stock 5,223 $99.75 $520,994.25
Disclosure

SEC source: 0001179110-18-008437 · edgar.xml · nonDerivative · entry 1

Schneebaum Marc R · CIK 0001396871 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2018 Filed Dec 13, 2019 13:41 UTC Amendment
CRAVES FRED BDirector · 10% owner
SaleCommon Stock 5,908 $287.46 $1,698,313.68
Disclosure

SEC source: 0000899243-19-029126 · doc4a.xml · nonDerivative · entry 1

CRAVES FRED B · CIK 0001014095 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 113,472

F1 · acquired: On June 12, 2018, the reporting person filed a Form 4 which inadvertently reported a transaction as an acquisition of common stock by including the "A" notation in Box 4 of Table I. In fact, as reported in this amendment, the transaction should have been reported with a "D" in Box 4 of Table I because the transaction in question was a disposition of common stock.

F2 · ownership.nature: Bay City Capital LLC, a Delaware limited liability company ("BCC"), Bay City Capital Management IV LLC, a Delaware limited liability company ("Management IV"), Bay City Capital Fund IV, L.P., a Delaware limited partnership ("Fund IV"), and Bay City Capital Fund IV Co-Investment Fund, L.P., a Delaware limited partnership ("Co-Investment IV") are deemed to be a "group" for the purposes of Section 13(d) under the Securities Exchange Act of 1934. Management IV is the general partner of Fund IV and Co-Investment IV and has sole voting and dispositive power with respect to the securities held by Fund IV and Co-Investment IV. BCC, the manager of Management IV, is also an advisor to Fund IV and Co-Investment IV and has sole voting and dispositive power with respect to the securities held by Fund IV and Co-Investment IV.

F3 · ownership.nature: These securities are held by Co-Investment IV. Dr. Craves disclaims beneficial ownership of these securities held by Co-Investment IV, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in the securities by virtue of the limited liability company interests he owns in BCC.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:47 UTC
Schneebaum Marc RChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 28,000 $0.00 Strike: $124.45 $0.00
Disclosure

SEC source: 0001179110-18-003407 · edgar.xml · derivative · entry 1

Schneebaum Marc R · CIK 0001396871 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires 2028-03-01

F1 · derivative.exercise_date: The option vests as to 25% of the shares on the first anniversary of the date of grant (March 1, 2019) and, thereafter, 6.25% of the shares shall vest on the last day of each successive three month period, provided the Reporting Person continues to serve as an officer of the Issuer on each such date.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:47 UTC
Taub RebeccaDirector · Chief Medical Officer, EVP R&D · 10% owner
GrantStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $124.45 $0.00
Disclosure

SEC source: 0001179110-18-003406 · edgar.xml · derivative · entry 1

Taub Rebecca · CIK 0001423898 · Director · Chief Medical Officer, EVP R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2028-03-01

F1 · derivative.exercise_date: The option vests as to 25% of the shares on the first anniversary of the date of grant (March 1, 2019) and, thereafter, 6.25% of the shares shall vest on the last day of each successive three month period, provided the Reporting Person continues to serve as an officer of the Issuer on each such date.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:46 UTC
FRIEDMAN PAUL ADirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $124.45 $0.00
Disclosure

SEC source: 0001179110-18-003405 · edgar.xml · derivative · entry 1

FRIEDMAN PAUL A · CIK 0001236927 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-03-01

F1 · derivative.exercise_date: The option vests as to 25% of the shares on the first anniversary of the date of grant (March 1, 2019) and, thereafter, 6.25% of the shares shall vest on the last day of each successive three month period, provided the Reporting Person continues to serve as an officer of the Issuer on each such date.

Read SEC document
August 23, 2017 Filed Aug 24, 2017 20:04 UTC PurchaseCommon Stock 7 $16.25 $113.75
Disclosure

SEC source: 0001179110-17-011806 · edgar.xml · nonDerivative · entry 4

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Read SEC document
August 23, 2017 Filed Aug 24, 2017 20:04 UTC PurchaseCommon Stock 1,793 $16.12 $28,903.16
Disclosure

SEC source: 0001179110-17-011806 · edgar.xml · nonDerivative · entry 3

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,093

Read SEC document
August 23, 2017 Filed Aug 24, 2017 20:04 UTC PurchaseCommon Stock 100 $16.11 $1,611.00
Disclosure

SEC source: 0001179110-17-011806 · edgar.xml · nonDerivative · entry 2

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,300

Read SEC document
August 23, 2017 Filed Aug 24, 2017 20:04 UTC PurchaseCommon Stock 100 $16.08 $1,608.00
Disclosure

SEC source: 0001179110-17-011806 · edgar.xml · nonDerivative · entry 1

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Read SEC document
August 22, 2017 Filed Aug 23, 2017 20:03 UTC PurchaseCommon Stock 127 $16.14 $2,049.78
Disclosure

SEC source: 0001179110-17-011766 · edgar.xml · nonDerivative · entry 4

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,100

Read SEC document
August 22, 2017 Filed Aug 23, 2017 20:03 UTC PurchaseCommon Stock 2,944 $16.12 $47,457.28
Disclosure

SEC source: 0001179110-17-011766 · edgar.xml · nonDerivative · entry 3

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,973

Read SEC document
August 22, 2017 Filed Aug 23, 2017 20:03 UTC PurchaseCommon Stock 389 $16.10 $6,262.90
Disclosure

SEC source: 0001179110-17-011766 · edgar.xml · nonDerivative · entry 2

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,029

Read SEC document
August 22, 2017 Filed Aug 23, 2017 20:03 UTC PurchaseCommon Stock 90 $15.99 $1,439.10
Disclosure

SEC source: 0001179110-17-011766 · edgar.xml · nonDerivative · entry 1

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,640

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:05 UTC PurchaseCommon Stock 590 $16.09 $9,493.10
Disclosure

SEC source: 0001179110-17-011725 · edgar.xml · nonDerivative · entry 12

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,550

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:05 UTC PurchaseCommon Stock 440 $16.07 $7,070.80
Disclosure

SEC source: 0001179110-17-011725 · edgar.xml · nonDerivative · entry 11

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,960

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:05 UTC PurchaseCommon Stock 210 $16.04 $3,368.40
Disclosure

SEC source: 0001179110-17-011725 · edgar.xml · nonDerivative · entry 10

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,520

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:05 UTC PurchaseCommon Stock 200 $16.02 $3,204.00
Disclosure

SEC source: 0001179110-17-011725 · edgar.xml · nonDerivative · entry 9

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:05 UTC PurchaseCommon Stock 200 $15.93 $3,186.00
Disclosure

SEC source: 0001179110-17-011725 · edgar.xml · nonDerivative · entry 8

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,110

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:05 UTC PurchaseCommon Stock 10 $15.90 $159.00
Disclosure

SEC source: 0001179110-17-011725 · edgar.xml · nonDerivative · entry 7

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,910

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:05 UTC PurchaseCommon Stock 400 $15.80 $6,320.00
Disclosure

SEC source: 0001179110-17-011725 · edgar.xml · nonDerivative · entry 6

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:05 UTC PurchaseCommon Stock 200 $15.79 $3,158.00
Disclosure

SEC source: 0001179110-17-011725 · edgar.xml · nonDerivative · entry 5

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:05 UTC PurchaseCommon Stock 200 $15.77 $3,154.00
Disclosure

SEC source: 0001179110-17-011725 · edgar.xml · nonDerivative · entry 4

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:05 UTC PurchaseCommon Stock 100 $15.72 $1,572.00
Disclosure

SEC source: 0001179110-17-011725 · edgar.xml · nonDerivative · entry 3

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:05 UTC PurchaseCommon Stock 100 $15.70 $1,570.00
Disclosure

SEC source: 0001179110-17-011725 · edgar.xml · nonDerivative · entry 2

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:05 UTC PurchaseCommon Stock 900 $15.67 $14,103.00
Disclosure

SEC source: 0001179110-17-011725 · edgar.xml · nonDerivative · entry 1

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Read SEC document
June 29, 2017 Filed Jun 30, 2017 18:00 UTC
CRAVES FRED BDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $16.46 $0.00
Disclosure

SEC source: 0001179110-17-009843 · edgar.xml · derivative · entry 1

CRAVES FRED B · CIK 0001014095 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-06-29

F1 · derivative.exercise_date: The option vests 100% on the first anniversary of the date of grant, provided that the Reporting Person continues to serve as a director of the Issuer until such anniversary date.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 22:01 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $16.46 $0.00
Disclosure

SEC source: 0001179110-17-009846 · edgar.xml · derivative · entry 1

MILLIGAN DAVID V · CIK 0001222252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-06-29

F1 · derivative.exercise_date: The option vests 100% on the first anniversary of the date of grant, provided that the Reporting Person continues to serve as a director of the Issuer until such anniversary date.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 22:01 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $16.46 $0.00
Disclosure

SEC source: 0001179110-17-009845 · edgar.xml · derivative · entry 1

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-06-29

F1 · derivative.exercise_date: The option vests 100% on the first anniversary of the date of grant, provided that the Reporting Person continues to serve as a director of the Issuer until such anniversary date.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 22:00 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $16.46 $0.00
Disclosure

SEC source: 0001179110-17-009844 · edgar.xml · derivative · entry 1

Gollust Keith R · CIK 0001325712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-06-29

F1 · derivative.exercise_date: The option vests 100% on the first anniversary of the date of grant, provided that the Reporting Person continues to serve as a director of the Issuer until such anniversary date.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 21:59 UTC
BATE KENNETHDirector
GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $16.46 $0.00
Disclosure

SEC source: 0001179110-17-009842 · edgar.xml · derivative · entry 1

BATE KENNETH · CIK 0001210238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-06-29

F1 · derivative.exercise_date: The option vests 100% on the first anniversary of the date of grant, provided that the Reporting Person continues to serve as a director of the Issuer until such anniversary date.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 20:19 UTC
Taub RebeccaDirector · Chief Medical Officer, EVP R&D · 10% owner
GrantStock Option (Right to Buy) · Derivative 37,300 $0.00 Strike: $15.80 $0.00
Disclosure

SEC source: 0001179110-17-003951 · edgar.xml · derivative · entry 1

Taub Rebecca · CIK 0001423898 · Director · Chief Medical Officer, EVP R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,300

Underlying: Common Stock · 37,300 shares

Expires 2027-03-02

F1 · derivative.exercise_date: The option vests as to 25% of the shares on the first anniversary of the date of grant (March 2, 2018) and, thereafter, 6.25% of the shares shall vest on the last day of each successive three month period, provided the Reporting Person continues to serve as an officer of the Issuer on each such date.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 20:18 UTC
Schneebaum Marc RChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 27,300 $0.00 Strike: $15.80 $0.00
Disclosure

SEC source: 0001179110-17-003950 · edgar.xml · derivative · entry 1

Schneebaum Marc R · CIK 0001396871 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,300

Underlying: Common Stock · 27,300 shares

Expires 2027-03-02

F1 · derivative.exercise_date: The option vests as to 25% of the shares on the first anniversary of the date of grant (March 2, 2018) and, thereafter, 6.25% of the shares shall vest on the last day of each successive three month period, provided the Reporting Person continues to serve as an officer of the Issuer on each such date.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 20:18 UTC
FRIEDMAN PAUL ADirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 49,600 $0.00 Strike: $15.80 $0.00
Disclosure

SEC source: 0001179110-17-003949 · edgar.xml · derivative · entry 1

FRIEDMAN PAUL A · CIK 0001236927 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,600

Underlying: Common Stock · 49,600 shares

Expires 2027-03-02

F1 · derivative.exercise_date: The option vests as to 25% of the shares on the first anniversary of the date of grant (March 2, 2018) and, thereafter, 6.25% of the shares shall vest on the last day of each successive three month period, provided the Reporting Person continues to serve as an officer of the Issuer on each such date.

Read SEC document
August 11, 2016 Filed Nov 21, 2016 21:40 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001179110-16-031900 · edgar.xml · derivative · entry 1

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-08-11

F1 · derivative.exercise_date: Fifty percent (50%) of the option vests on August 11, 2017 and thereafter it vests at a rate of twelve and one-half percent (12.5%) per quarter for four (4) successive quarters. The filing is late due to an administrative oversight.

Read SEC document
July 22, 2016 Filed Oct 24, 2016 23:08 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $12.01 $0.00
Disclosure

SEC source: 0001179110-16-030884 · edgar.xml · derivative · entry 1

MILLIGAN DAVID V · CIK 0001222252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-07-22

F1 · derivative.exercise_date: Fifty percent (50%) of the option vests on July 22, 2017 and thereafter it vests at a rate of twelve and one-half percent (12.5%) per quarter for four (4) successive quarters. The filing is late due to an administrative oversight.

Read SEC document
July 22, 2016 Filed Oct 24, 2016 19:14 UTC
CRAVES FRED BDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $12.01 $0.00
Disclosure

SEC source: 0001179110-16-030887 · edgar.xml · derivative · entry 1

CRAVES FRED B · CIK 0001014095 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-07-22

F1 · derivative.exercise_date: Fifty percent (50%) of the option vests on July 22, 2017 and thereafter it vests at a rate of twelve and one-half percent (12.5%) per quarter for four (4) successive quarters. The filing is late due to an administrative oversight.

Read SEC document
July 22, 2016 Filed Oct 24, 2016 23:11 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $12.01 $0.00
Disclosure

SEC source: 0001179110-16-030886 · edgar.xml · derivative · entry 1

Gollust Keith R · CIK 0001325712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-07-22

F1 · derivative.exercise_date: Fifty percent (50%) of the option vests on July 22, 2017 and thereafter it vests at a rate of twelve and one-half percent (12.5%) per quarter for four (4) successive quarters. The filing is late due to an administrative oversight.

Read SEC document
July 22, 2016 Filed Oct 24, 2016 23:09 UTC
BATE KENNETHDirector
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $12.01 $0.00
Disclosure

SEC source: 0001179110-16-030885 · edgar.xml · derivative · entry 1

BATE KENNETH · CIK 0001210238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-07-22

F1 · derivative.exercise_date: Fifty percent (50%) of the option vests on July 22, 2017 and thereafter it vests at a rate of twelve and one-half percent (12.5%) per quarter for four (4) successive quarters. The filing is late due to an administrative oversight.

Read SEC document
July 22, 2016 Filed Nov 4, 2016 17:17 UTC Amendment
CRAVES FRED BDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $9.45 $0.00
Disclosure

SEC source: 0001179110-16-031250 · edgar.xml · derivative · entry 1

CRAVES FRED B · CIK 0001014095 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-07-22

F1 · derivative.exercise_price: This report amends the original report to reflect the correct exercise price of $9.45 per share.

F2 · derivative.exercise_date: Fifty percent (50%) of the option vests on July 22, 2017 and thereafter it vests at a rate of twelve and one-half percent (12.5%) per quarter for four (4) successive quarters.

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July 22, 2016 Filed Nov 4, 2016 21:16 UTC Amendment
BATE KENNETHDirector
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $9.45 $0.00
Disclosure

SEC source: 0001179110-16-031249 · edgar.xml · derivative · entry 1

BATE KENNETH · CIK 0001210238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-07-22

F1 · derivative.exercise_price: This report amends the original report to reflect the correct exercise price of $9.45 per share.

F2 · derivative.exercise_date: Fifty percent (50%) of the option vests on July 22, 2017 and thereafter it vests at a rate of twelve and one-half percent (12.5%) per quarter for four (4) successive quarters.

Read SEC document
July 22, 2016 Filed Nov 4, 2016 21:17 UTC Amendment GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $9.45 $0.00
Disclosure

SEC source: 0001179110-16-031251 · edgar.xml · derivative · entry 1

MILLIGAN DAVID V · CIK 0001222252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-07-22

F1 · derivative.exercise_price: This report amends the original report to reflect the correct exercise price of $9.45 per share.

F2 · derivative.exercise_date: Fifty percent (50%) of the option vests on July 22, 2017 and thereafter it vests at a rate of twelve and one-half percent (12.5%) per quarter for four (4) consecutive quarters.

Read SEC document
July 22, 2016 Filed Nov 4, 2016 21:16 UTC Amendment GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $9.45 $0.00
Disclosure

SEC source: 0001179110-16-031248 · edgar.xml · derivative · entry 1

Gollust Keith R · CIK 0001325712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-07-22

F1 · derivative.exercise_price: This report amends the original report to reflect the correct exercise price of $9.45 per share.

F2 · derivative.exercise_date: Fifty percent (50%) of the option vests on July 22, 2017 and thereafter it vests at a rate of twelve and one-half percent (12.5%) per quarter for four (4) successive quarters.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.