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MongoDB, Inc.

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3107
SEC CIK
0001441816
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724

Last 12 months

Inside the activity.

0 purchase rows · 161 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202507
Dec 2025022
Jan 202608
Feb 2026010
Mar 202607
Apr 202607
May 2026019
Jun 2026052
Jul 2026014
Aug 202609
Sep 202601
Oct 202605

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2019 Filed Apr 3, 2019 20:37 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 1,600 $149.08 $238,528.00
Disclosure

SEC source: 0001441816-19-000081 · wf-form4_155432384630541.xml · nonDerivative · entry 11

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,604

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F12 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $149.00 to $149.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:37 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 2,300 $148.59 $341,757.00
Disclosure

SEC source: 0001441816-19-000081 · wf-form4_155432384630541.xml · nonDerivative · entry 10

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,204

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F11 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $147.97 to $148.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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April 01, 2019 Filed Apr 3, 2019 20:37 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 722 $146.72 $105,931.84
Disclosure

SEC source: 0001441816-19-000081 · wf-form4_155432384630541.xml · nonDerivative · entry 9

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,504

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F10 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $146.58 to $147.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:37 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 693 $145.64 $100,928.52
Disclosure

SEC source: 0001441816-19-000081 · wf-form4_155432384630541.xml · nonDerivative · entry 8

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,226

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F9 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $145.33 to $146.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:37 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 310 $144.63 $44,835.30
Disclosure

SEC source: 0001441816-19-000081 · wf-form4_155432384630541.xml · nonDerivative · entry 7

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,919

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $144.11 to $144.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:37 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 288 $149.24 $42,981.12
Disclosure

SEC source: 0001441816-19-000081 · wf-form4_155432384630541.xml · nonDerivative · entry 6

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,229

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $149.24 to $149.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:37 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 3,500 $148.76 $520,660.00
Disclosure

SEC source: 0001441816-19-000081 · wf-form4_155432384630541.xml · nonDerivative · entry 5

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,517

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $148.10 to $149.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:37 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 1,606 $146.72 $235,632.32
Disclosure

SEC source: 0001441816-19-000081 · wf-form4_155432384630541.xml · nonDerivative · entry 4

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,017

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $146.40 to $147.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:37 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 1,132 $145.63 $164,853.16
Disclosure

SEC source: 0001441816-19-000081 · wf-form4_155432384630541.xml · nonDerivative · entry 3

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,623

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $145.14 to $145.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:37 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 574 $144.63 $83,017.62
Disclosure

SEC source: 0001441816-19-000081 · wf-form4_155432384630541.xml · nonDerivative · entry 2

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,755

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $144.14 to $145.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:37 UTC
Horowitz EliotDirector · Chief Technology Officer
ConversionClass A Common Stock 7,100 $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000081 · wf-form4_155432384630541.xml · nonDerivative · entry 1

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:35 UTC
Ittycheria DevDirector · President & CEO
ConversionClass B Common Stock · Derivative 19,600 $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000078 · wf-form4_155432371069082.xml · derivative · entry 11

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,964

Underlying: Class A Common Stock · 19,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:35 UTC
Ittycheria DevDirector · President & CEO
Exercise / conversionClass B Common Stock · Derivative 19,600 $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000078 · wf-form4_155432371069082.xml · derivative · entry 10

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,564

Underlying: Class A Common Stock · 19,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:35 UTC
Ittycheria DevDirector · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,600 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-19-000078 · wf-form4_155432371069082.xml · derivative · entry 9

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,519,381

Underlying: Class B Common Stock · 19,600 shares

Expires 2024-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F9 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:35 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 1,050 $148.74 $156,177.00
Disclosure

SEC source: 0001441816-19-000078 · wf-form4_155432371069082.xml · nonDerivative · entry 6

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,205

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $148.36 to $149.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:35 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 5,633 $147.52 $830,980.16
Disclosure

SEC source: 0001441816-19-000078 · wf-form4_155432371069082.xml · nonDerivative · entry 5

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,255

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $147.30 to $148.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:35 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 8,397 $146.85 $1,233,099.45
Disclosure

SEC source: 0001441816-19-000078 · wf-form4_155432371069082.xml · nonDerivative · entry 4

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,888

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $146.30 to $147.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:35 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 2,820 $145.78 $411,099.60
Disclosure

SEC source: 0001441816-19-000078 · wf-form4_155432371069082.xml · nonDerivative · entry 3

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,285

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $145.30 to $146.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:35 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 1,700 $144.80 $246,160.00
Disclosure

SEC source: 0001441816-19-000078 · wf-form4_155432371069082.xml · nonDerivative · entry 2

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,105

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.26 to $145.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:35 UTC
Ittycheria DevDirector · President & CEO
ConversionClass A Common Stock 19,600 $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000078 · wf-form4_155432371069082.xml · nonDerivative · entry 1

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:34 UTC
Hazard Charles M JrDirector · 10% owner
SaleClass A Common Stock 350 $148.75 $52,062.50
Disclosure

SEC source: 0001441816-19-000077 · wf-form4_155432366364166.xml · nonDerivative · entry 2

Hazard Charles M Jr · CIK 0001339247 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 17,912

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · ownership.nature: These shares are held by The Narragansett Bay Childrens Trust (the "Trust"). The reporting person is the Trustee of the Trust and, as such, has the power to vote and dispose of the shares held by the Trust. The reporting person disclaims beneficial ownership of the shares owned by the Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:34 UTC
Hazard Charles M JrDirector · 10% owner
SaleClass A Common Stock 1,667 $148.75 $247,966.25
Disclosure

SEC source: 0001441816-19-000077 · wf-form4_155432366364166.xml · nonDerivative · entry 1

Hazard Charles M Jr · CIK 0001339247 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,837

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 22:19 UTC
Horowitz EliotDirector · Chief Technology Officer
ConversionClass B Common Stock · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000060 · wf-form4_155312034897652.xml · derivative · entry 6

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 362,500

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F3 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F4 · ownership.nature: These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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March 18, 2019 Filed Mar 20, 2019 22:19 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 3,476 $134.70 $468,217.20
Disclosure

SEC source: 0001441816-19-000060 · wf-form4_155312034897652.xml · nonDerivative · entry 5

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F3 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $134.32 to $135.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · ownership.nature: These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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March 18, 2019 Filed Mar 20, 2019 22:19 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 7,704 $134.04 $1,032,644.16
Disclosure

SEC source: 0001441816-19-000060 · wf-form4_155312034897652.xml · nonDerivative · entry 4

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,476

F3 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $133.32 to $134.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · ownership.nature: These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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March 18, 2019 Filed Mar 20, 2019 22:19 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 1,320 $132.64 $175,084.80
Disclosure

SEC source: 0001441816-19-000060 · wf-form4_155312034897652.xml · nonDerivative · entry 3

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,180

F3 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $132.32 to $133.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · ownership.nature: These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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March 18, 2019 Filed Mar 20, 2019 22:19 UTC
Horowitz EliotDirector · Chief Technology Officer
ConversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000060 · wf-form4_155312034897652.xml · nonDerivative · entry 2

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F3 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F4 · ownership.nature: These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 22:19 UTC
Horowitz EliotDirector · Chief Technology Officer
GrantClass A Common Stock 39,641 $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000060 · wf-form4_155312034897652.xml · nonDerivative · entry 1

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,229

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. This restricted stock unit award vests in equal quarterly installments over four years beginning on April 1, 2019, subject to the reporting person's continued service with the Issuer.

F1 · shares: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. This restricted stock unit award vests in equal quarterly installments over four years beginning on April 1, 2019, subject to the reporting person's continued service with the Issuer.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 22:18 UTC ConversionClass B Common Stock · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000059 · wf-form4_155312031104656.xml · derivative · entry 14

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 70,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F3 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

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March 18, 2019 Filed Mar 20, 2019 22:18 UTC Exercise / conversionClass B Common Stock · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000059 · wf-form4_155312031104656.xml · derivative · entry 13

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Class A Common Stock · 70,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F3 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

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March 18, 2019 Filed Mar 20, 2019 22:18 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-19-000059 · wf-form4_155312031104656.xml · derivative · entry 12

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,859

Underlying: Class B Common Stock · 70,000 shares

Expires 2025-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F9 · derivative.exercise_date: All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 250,620 shares are vested. The remaining shares shall continue to vest in equal monthly installments, subject to the reporting person providing continuous service to the Issuer on each such date.

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March 18, 2019 Filed Mar 20, 2019 22:18 UTC SaleClass A Common Stock 905 $136.22 $123,279.10
Disclosure

SEC source: 0001441816-19-000059 · wf-form4_155312031104656.xml · nonDerivative · entry 7

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,229

F3 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.16 to $136.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 22:18 UTC SaleClass A Common Stock 8,386 $135.65 $1,137,560.90
Disclosure

SEC source: 0001441816-19-000059 · wf-form4_155312031104656.xml · nonDerivative · entry 6

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,134

F3 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.14 to $136.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 22:18 UTC SaleClass A Common Stock 26,638 $134.59 $3,585,208.42
Disclosure

SEC source: 0001441816-19-000059 · wf-form4_155312031104656.xml · nonDerivative · entry 5

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,520

F3 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $134.14 to $135.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 22:18 UTC SaleClass A Common Stock 21,006 $133.69 $2,808,292.14
Disclosure

SEC source: 0001441816-19-000059 · wf-form4_155312031104656.xml · nonDerivative · entry 4

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,158

F3 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $133.14 to $134.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 22:18 UTC SaleClass A Common Stock 13,065 $132.68 $1,733,464.20
Disclosure

SEC source: 0001441816-19-000059 · wf-form4_155312031104656.xml · nonDerivative · entry 3

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,164

F3 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $132.13 to $133.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 22:18 UTC ConversionClass A Common Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000059 · wf-form4_155312031104656.xml · nonDerivative · entry 2

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F3 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 22:18 UTC GrantClass A Common Stock 33,228 $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000059 · wf-form4_155312031104656.xml · nonDerivative · entry 1

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,229

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. This restricted stock unit award vests in equal quarterly installments over four years beginning on April 1, 2019, subject to the reporting person's continued service with the Issuer.

F1 · shares: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. This restricted stock unit award vests in equal quarterly installments over four years beginning on April 1, 2019, subject to the reporting person's continued service with the Issuer.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 22:18 UTC
Bull ThomasPrincipal Accounting Officer
ConversionClass B Common Stock · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000058 · wf-form4_155312027335399.xml · derivative · entry 9

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 22:18 UTC
Bull ThomasPrincipal Accounting Officer
Exercise / conversionClass B Common Stock · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000058 · wf-form4_155312027335399.xml · derivative · entry 8

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 22:18 UTC
Bull ThomasPrincipal Accounting Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-19-000058 · wf-form4_155312027335399.xml · derivative · entry 7

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,885

Underlying: Class B Common Stock · 5,000 shares

Expires 2023-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 22:18 UTC
Bull ThomasPrincipal Accounting Officer
SaleClass A Common Stock 702 $137.75 $96,700.50
Disclosure

SEC source: 0001441816-19-000058 · wf-form4_155312027335399.xml · nonDerivative · entry 6

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,775

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $134.14 to $135.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F7 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $137.63 to $137.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 18, 2019 Filed Mar 20, 2019 22:18 UTC
Bull ThomasPrincipal Accounting Officer
SaleClass A Common Stock 1,100 $136.70 $150,370.00
Disclosure

SEC source: 0001441816-19-000058 · wf-form4_155312027335399.xml · nonDerivative · entry 5

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,477

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $136.44 to $137.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 18, 2019 Filed Mar 20, 2019 22:18 UTC
Bull ThomasPrincipal Accounting Officer
SaleClass A Common Stock 898 $135.74 $121,894.52
Disclosure

SEC source: 0001441816-19-000058 · wf-form4_155312027335399.xml · nonDerivative · entry 4

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,577

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $135.26 to $136.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 18, 2019 Filed Mar 20, 2019 22:18 UTC
Bull ThomasPrincipal Accounting Officer
SaleClass A Common Stock 1,600 $134.70 $215,520.00
Disclosure

SEC source: 0001441816-19-000058 · wf-form4_155312027335399.xml · nonDerivative · entry 3

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,475

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $134.14 to $135.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 18, 2019 Filed Mar 20, 2019 22:18 UTC
Bull ThomasPrincipal Accounting Officer
SaleClass A Common Stock 700 $133.64 $93,548.00
Disclosure

SEC source: 0001441816-19-000058 · wf-form4_155312027335399.xml · nonDerivative · entry 2

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,075

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $132.98 to $133.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 18, 2019 Filed Mar 20, 2019 22:18 UTC
Bull ThomasPrincipal Accounting Officer
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000058 · wf-form4_155312027335399.xml · nonDerivative · entry 1

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

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March 18, 2019 Filed Mar 20, 2019 22:17 UTC
Ittycheria DevDirector · President & CEO
GrantClass A Common Stock 61,793 $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000057 · wf-form4_155312023323515.xml · nonDerivative · entry 1

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,205

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. This restricted stock unit award vests in equal quarterly installments over four years beginning on April 1, 2019, subject to the reporting person's continued service with the Issuer.

F1 · shares: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. This restricted stock unit award vests in equal quarterly installments over four years beginning on April 1, 2019, subject to the reporting person's continued service with the Issuer.

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March 18, 2019 Filed Mar 20, 2019 22:16 UTC
Hazard Charles M JrDirector · 10% owner
SaleClass A Common Stock 350 $132.32 $46,312.00
Disclosure

SEC source: 0001441816-19-000056 · wf-form4_155312019539841.xml · nonDerivative · entry 2

Hazard Charles M Jr · CIK 0001339247 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 18,262

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · ownership.nature: These shares are held by The Narragansett Bay Childrens Trust (the "Trust"). The reporting person is the Trustee of the Trust and, as such, has the power to vote and dispose of the shares held by the Trust. The reporting person disclaims beneficial ownership of the shares owned by the Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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March 18, 2019 Filed Mar 20, 2019 22:16 UTC
Hazard Charles M JrDirector · 10% owner
SaleClass A Common Stock 1,667 $132.32 $220,577.44
Disclosure

SEC source: 0001441816-19-000056 · wf-form4_155312019539841.xml · nonDerivative · entry 1

Hazard Charles M Jr · CIK 0001339247 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,504

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.