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Nasdaq · USD

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MongoDB, Inc.

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3107
SEC CIK
0001441816
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724

Last 12 months

Inside the activity.

0 purchase rows · 161 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 2025022
Jan 202608
Feb 2026010
Mar 202607
Apr 202607
May 2026019
Jun 2026052
Jul 2026014
Aug 202609
Sep 202601
Oct 202605

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2020 Filed Feb 4, 2020 21:56 UTC SaleClass A Common Stock 400 $161.34 $64,536.00
Disclosure

SEC source: 0001441816-20-000021 · wf-form4_158085338443826.xml · nonDerivative · entry 3

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,441

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $160.99 to $161.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 03, 2020 Filed Feb 4, 2020 21:56 UTC SaleClass A Common Stock 300 $160.20 $48,060.00
Disclosure

SEC source: 0001441816-20-000021 · wf-form4_158085338443826.xml · nonDerivative · entry 2

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,841

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $159.86 to $160.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 03, 2020 Filed Feb 4, 2020 21:56 UTC SaleClass A Common Stock 300 $158.63 $47,589.00
Disclosure

SEC source: 0001441816-20-000021 · wf-form4_158085338443826.xml · nonDerivative · entry 1

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,141

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $158.22 to $159.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 22:09 UTC ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001441816-20-000016 · wf-form4_157869417838877.xml · derivative · entry 9

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 22:09 UTC Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001441816-20-000016 · wf-form4_157869417838877.xml · derivative · entry 8

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 22:09 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000016 · wf-form4_157869417838877.xml · derivative · entry 7

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,859

Underlying: Class B Common Stock · 20,000 shares

Expires 2025-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 22:09 UTC SaleClass A Common Stock 20,000 $150.04 $3,000,800.00
Disclosure

SEC source: 0001441816-20-000016 · wf-form4_157869417838877.xml · nonDerivative · entry 2

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,467

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $150.00 to $150.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 22:09 UTC ConversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001441816-20-000016 · wf-form4_157869417838877.xml · nonDerivative · entry 1

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

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January 08, 2020 Filed Jan 9, 2020 21:46 UTC
Pech CedricChief Revenue Officer
SaleClass A Common Stock 1,934 $138.90 $268,632.60
Disclosure

SEC source: 0001441816-20-000014 · wf-form4_157860634645525.xml · nonDerivative · entry 2

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,890

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 21:46 UTC
Pech CedricChief Revenue Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,600 $0.00 Strike: $8.40 $0.00
Disclosure

SEC source: 0001441816-20-000014 · wf-form4_157860634645525.xml · derivative · entry 4

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By KW Investments SRL

Disclosed balance after: 115,330

Underlying: Class A Common Stock · 5,600 shares

Expires 2027-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 12,205 shares are vested. The remaining shares shall vest in 18 equal monthly installments beginning on February 1, 2020, subject to the reporting person providing continuous service to the Issuer on each such date.

F4 · ownership.nature: KW Investments SRL is an Italian limited liability company owned by the reporting person and the reporting person's spouse.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 21:46 UTC
Pech CedricChief Revenue Officer
Exercise / conversionClass A Common Stock 5,600 $8.40 $47,040.00
Disclosure

SEC source: 0001441816-20-000014 · wf-form4_157860634645525.xml · nonDerivative · entry 3

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By KW Investments SRL

Disclosed balance after: 27,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The reporting person has elected to exercise and hold the shares at this time.

F4 · ownership.nature: KW Investments SRL is an Italian limited liability company owned by the reporting person and the reporting person's spouse.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 21:46 UTC
Pech CedricChief Revenue Officer
SaleClass A Common Stock 125 $140.50 $17,562.50
Disclosure

SEC source: 0001441816-20-000014 · wf-form4_157860634645525.xml · nonDerivative · entry 1

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,824

F1 · kind: The transaction reported represents the sale of shares of Class A common stock to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. This sale is a non-discretionary "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

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January 06, 2020 Filed Jan 8, 2020 21:39 UTC
Horowitz EliotDirector · Chief Technology Officer
ConversionClass B Common Stock · Derivative 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001441816-20-000012 · wf-form4_157851952577381.xml · derivative · entry 3

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,293,663

Underlying: Class A Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:39 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 3,000 $140.00 $420,000.00
Disclosure

SEC source: 0001441816-20-000012 · wf-form4_157851952577381.xml · nonDerivative · entry 2

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,297

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $140.00 to $140.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:39 UTC
Horowitz EliotDirector · Chief Technology Officer
ConversionClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001441816-20-000012 · wf-form4_157851952577381.xml · nonDerivative · entry 1

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:47 UTC
Ittycheria DevDirector · President & CEO
ConversionClass B Common Stock · Derivative 23,000 $0.00 $0.00
Disclosure

SEC source: 0001441816-20-000007 · wf-form4_157836164637950.xml · derivative · entry 13

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,964

Underlying: Class A Common Stock · 23,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:47 UTC
Ittycheria DevDirector · President & CEO
Exercise / conversionClass B Common Stock · Derivative 23,000 $0.00 $0.00
Disclosure

SEC source: 0001441816-20-000007 · wf-form4_157836164637950.xml · derivative · entry 12

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,964

Underlying: Class A Common Stock · 23,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:47 UTC
Ittycheria DevDirector · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 23,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000007 · wf-form4_157836164637950.xml · derivative · entry 11

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219,181

Underlying: Class B Common Stock · 23,000 shares

Expires 2024-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F12 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:47 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 4,447 $130.18 $578,910.46
Disclosure

SEC source: 0001441816-20-000007 · wf-form4_157836164637950.xml · nonDerivative · entry 10

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,398

F10 · kind: The transaction reported represents the sale of shares of Class A common stock to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. This sale is a non-discretionary "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F11 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.74 to $130.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 02, 2020 Filed Jan 7, 2020 01:47 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 4,485 $134.26 $602,156.10
Disclosure

SEC source: 0001441816-20-000007 · wf-form4_157836164637950.xml · nonDerivative · entry 9

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,845

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F9 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $134.04 to $134.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:47 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 8,811 $133.58 $1,176,973.38
Disclosure

SEC source: 0001441816-20-000007 · wf-form4_157836164637950.xml · nonDerivative · entry 8

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,330

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $133.03 to $134.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:47 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 5,500 $132.60 $729,300.00
Disclosure

SEC source: 0001441816-20-000007 · wf-form4_157836164637950.xml · nonDerivative · entry 7

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,141

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $132.03 to $132.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:47 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 2,263 $131.39 $297,335.57
Disclosure

SEC source: 0001441816-20-000007 · wf-form4_157836164637950.xml · nonDerivative · entry 6

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,641

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.96 to $131.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:47 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 941 $130.23 $122,546.43
Disclosure

SEC source: 0001441816-20-000007 · wf-form4_157836164637950.xml · nonDerivative · entry 5

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,904

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.80 to $130.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:47 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 200 $128.71 $25,742.00
Disclosure

SEC source: 0001441816-20-000007 · wf-form4_157836164637950.xml · nonDerivative · entry 4

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,845

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $128.70 to $128.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:47 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 600 $127.67 $76,602.00
Disclosure

SEC source: 0001441816-20-000007 · wf-form4_157836164637950.xml · nonDerivative · entry 3

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,045

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $127.64 to $127.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:47 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 200 $126.60 $25,320.00
Disclosure

SEC source: 0001441816-20-000007 · wf-form4_157836164637950.xml · nonDerivative · entry 2

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,645

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:47 UTC
Ittycheria DevDirector · President & CEO
ConversionClass A Common Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0001441816-20-000007 · wf-form4_157836164637950.xml · nonDerivative · entry 1

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:48 UTC
Horowitz EliotDirector · Chief Technology Officer
ConversionClass B Common Stock · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001441816-20-000010 · wf-form4_157836171124354.xml · derivative · entry 8

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 322,500

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F5 · ownership.nature: These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:48 UTC
Horowitz EliotDirector · Chief Technology Officer
ConversionClass B Common Stock · Derivative 13,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001441816-20-000010 · wf-form4_157836171124354.xml · derivative · entry 7

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,296,663

Underlying: Class A Common Stock · 13,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:48 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 5,000 $130.18 $650,900.00
Disclosure

SEC source: 0001441816-20-000010 · wf-form4_157836171124354.xml · nonDerivative · entry 6

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · ownership.nature: These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:48 UTC
Horowitz EliotDirector · Chief Technology Officer
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001441816-20-000010 · wf-form4_157836171124354.xml · nonDerivative · entry 5

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F5 · ownership.nature: These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:48 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 50 $132.00 $6,600.00
Disclosure

SEC source: 0001441816-20-000010 · wf-form4_157836171124354.xml · nonDerivative · entry 4

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,297

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:48 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 6,000 $131.38 $788,280.00
Disclosure

SEC source: 0001441816-20-000010 · wf-form4_157836171124354.xml · nonDerivative · entry 3

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,347

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $131.00 to $131.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:48 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 15,052 $130.23 $1,960,221.96
Disclosure

SEC source: 0001441816-20-000010 · wf-form4_157836171124354.xml · nonDerivative · entry 2

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,347

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $130.00 to $130.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:48 UTC
Horowitz EliotDirector · Chief Technology Officer
ConversionClass A Common Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001441816-20-000010 · wf-form4_157836171124354.xml · nonDerivative · entry 1

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:48 UTC SaleClass A Common Stock 2,306 $130.18 $300,195.08
Disclosure

SEC source: 0001441816-20-000009 · wf-form4_157836168927247.xml · nonDerivative · entry 1

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,467

F1 · kind: The transaction reported represents the sale of shares of Class A common stock to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. This sale is a non-discretionary "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $129.74 to $130.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:47 UTC SaleClass A Common Stock 350 $130.18 $45,563.00
Disclosure

SEC source: 0001441816-20-000006 · wf-form4_157836162030061.xml · nonDerivative · entry 5

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,245

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · ownership.nature: These shares are held by The Narragansett Bay Childrens Trust (the "Trust"). The reporting person is the Trustee of the Trust and, as such, has the power to vote and dispose of the shares held by the Trust. The reporting person disclaims beneficial ownership of the shares owned by the Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:47 UTC SaleClass A Common Stock 966 $134.01 $129,453.66
Disclosure

SEC source: 0001441816-20-000006 · wf-form4_157836162030061.xml · nonDerivative · entry 4

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,441

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $133.65 to $134.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:47 UTC SaleClass A Common Stock 500 $132.92 $66,460.00
Disclosure

SEC source: 0001441816-20-000006 · wf-form4_157836162030061.xml · nonDerivative · entry 3

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,407

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $132.55 to $133.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:47 UTC SaleClass A Common Stock 100 $131.30 $13,130.00
Disclosure

SEC source: 0001441816-20-000006 · wf-form4_157836162030061.xml · nonDerivative · entry 2

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,907

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:47 UTC SaleClass A Common Stock 100 $127.00 $12,700.00
Disclosure

SEC source: 0001441816-20-000006 · wf-form4_157836162030061.xml · nonDerivative · entry 1

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,007

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:48 UTC
Bull ThomasPrincipal Accounting Officer
SaleClass A Common Stock 415 $130.18 $54,024.70
Disclosure

SEC source: 0001441816-20-000008 · wf-form4_157836166917285.xml · nonDerivative · entry 1

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,613

F1 · kind: The transaction reported represents the sale of shares of Class A common stock to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. This sale is a non-discretionary "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $130.07 to $130.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 26, 2019 Filed Dec 30, 2019 21:29 UTC ConversionClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000252 · wf-form4_157774133995985.xml · derivative · entry 9

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

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December 26, 2019 Filed Dec 30, 2019 21:29 UTC Exercise / conversionClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000252 · wf-form4_157774133995985.xml · derivative · entry 8

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

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December 26, 2019 Filed Dec 30, 2019 21:29 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-19-000252 · wf-form4_157774133995985.xml · derivative · entry 7

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,859

Underlying: Class B Common Stock · 10,000 shares

Expires 2025-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: Immediately exercisable and fully vested.

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December 26, 2019 Filed Dec 30, 2019 21:29 UTC SaleClass A Common Stock 10,000 $134.19 $1,341,900.00
Disclosure

SEC source: 0001441816-19-000252 · wf-form4_157774133995985.xml · nonDerivative · entry 2

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,773

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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December 26, 2019 Filed Dec 30, 2019 21:29 UTC ConversionClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000252 · wf-form4_157774133995985.xml · nonDerivative · entry 1

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

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December 16, 2019 Filed Dec 17, 2019 22:02 UTC
Bull ThomasPrincipal Accounting Officer
ConversionClass B Common Stock · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000248 · wf-form4_157662014657516.xml · derivative · entry 9

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · kind: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

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December 16, 2019 Filed Dec 17, 2019 22:02 UTC
Bull ThomasPrincipal Accounting Officer
Exercise / conversionClass B Common Stock · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001441816-19-000248 · wf-form4_157662014657516.xml · derivative · entry 8

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.