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Nasdaq · USD

MDB

MongoDB, Inc.

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3107
SEC CIK
0001441816
Parsed reports
724

Last 12 months

Inside the activity.

0 purchase rows · 161 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 2025022
Jan 202608
Feb 2026010
Mar 202607
Apr 202607
May 2026019
Jun 2026052
Jul 2026014
Aug 202609
Sep 202601
Oct 202605

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2020 Filed Jul 6, 2020 22:19 UTC SaleClass A Common Stock 200 $228.04 $45,608.00
Disclosure

SEC source: 0001441816-20-000130 · wf-form4_159407393965518.xml · nonDerivative · entry 4

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,207

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $227.56 to $228.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 01, 2020 Filed Jul 6, 2020 22:19 UTC SaleClass A Common Stock 300 $226.62 $67,986.00
Disclosure

SEC source: 0001441816-20-000130 · wf-form4_159407393965518.xml · nonDerivative · entry 3

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,407

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $226.28 to $227.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 01, 2020 Filed Jul 6, 2020 22:19 UTC SaleClass A Common Stock 200 $223.92 $44,784.00
Disclosure

SEC source: 0001441816-20-000130 · wf-form4_159407393965518.xml · nonDerivative · entry 2

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,707

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $223.90 to $223.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 01, 2020 Filed Jul 6, 2020 22:19 UTC SaleClass A Common Stock 200 $220.77 $44,154.00
Disclosure

SEC source: 0001441816-20-000130 · wf-form4_159407393965518.xml · nonDerivative · entry 1

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,907

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $220.63 to $220.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 30, 2020 Filed Jul 6, 2020 22:19 UTC
Horowitz EliotDirector · Chief Technology Officer
GiftClass A Common Stock 1,450 $0.00 $0.00
Disclosure

SEC source: 0001441816-20-000131 · wf-form4_159407397726474.xml · nonDerivative · entry 1

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314,835

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:46 UTC
Porter MarkDirector
GrantClass A Common Stock 38,268 $0.00 $0.00
Disclosure

SEC source: 0001441816-20-000127 · wf-form4_159355353875145.xml · nonDerivative · entry 1

Porter Mark · CIK 0001801141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,319

F1 · shares: This security represents restricted stock units ("RSUs") granted to the reporting person in connection with his appointment as the Issuer's Chief Technology Officer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs will vest in quarterly installments beginning on October 1, 2020 as follows: forty percent (40%) of the RSUs will vest in the first year, thirty percent (30%) of the RSUs will vest in the second year, fifteen percent (15%) of the RSUs will vest in the third year, and fifteen percent (15%) of the RSUs will vest in the fourth year, subject to the reporting person's continued service with the Issuer.

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June 24, 2020 Filed Jun 26, 2020 21:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001441816-20-000122 · wf-form4_159320523233360.xml · derivative · entry 7

McMahon John Dennis · CIK 0001397798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2026-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 45,833 shares are vested. The remaining 4,167 shares shall vest in 4 equal monthly installments beginning on July 5, 2020, subject to the reporting person providing continuous service to the Issuer on each such date.

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June 24, 2020 Filed Jun 26, 2020 21:00 UTC SaleClass A Common Stock 5,000 $217.10 $1,085,500.00
Disclosure

SEC source: 0001441816-20-000122 · wf-form4_159320523233360.xml · nonDerivative · entry 3

McMahon John Dennis · CIK 0001397798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,621

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $217.00 to $217.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 24, 2020 Filed Jun 26, 2020 21:00 UTC Exercise / conversionClass A Common Stock 5,000 $7.16 $35,800.00
Disclosure

SEC source: 0001441816-20-000122 · wf-form4_159320523233360.xml · nonDerivative · entry 2

McMahon John Dennis · CIK 0001397798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 300 $192.21 $57,663.00
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · nonDerivative · entry 12

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 295,000

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F13 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $192.19 to $192.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F9 · ownership.nature: These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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June 15, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 3,360 $191.40 $643,104.00
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · nonDerivative · entry 11

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 295,300

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F12 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $191.01 to $191.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F9 · ownership.nature: These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 718 $190.67 $136,901.06
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · nonDerivative · entry 10

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 298,660

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F11 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $189.97 to $190.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F9 · ownership.nature: These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 3,122 $189.29 $590,963.38
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · nonDerivative · entry 9

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 299,378

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F10 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $188.70 to $189.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F9 · ownership.nature: These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 600 $194.03 $116,418.00
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · nonDerivative · entry 7

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316,285

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $193.98 to $194.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 15, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 7,600 $193.28 $1,468,928.00
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · nonDerivative · entry 6

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316,885

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $192.95 to $193.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 1,900 $192.30 $365,370.00
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · nonDerivative · entry 5

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324,485

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $191.80 to $192.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 2,153 $191.31 $411,890.43
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · nonDerivative · entry 4

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326,385

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $190.77 to $191.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 1,147 $190.18 $218,136.46
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · nonDerivative · entry 3

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,328,538

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $189.71 to $190.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
SaleClass A Common Stock 5,600 $189.38 $1,060,528.00
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · nonDerivative · entry 2

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329,685

F2 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $188.70 to $189.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:04 UTC SaleClass A Common Stock 500 $189.49 $94,745.00
Disclosure

SEC source: 0001441816-20-000119 · wf-form4_159243505521570.xml · nonDerivative · entry 1

Cochran Hope F · CIK 0001392352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,427

F1 · kind: The transaction was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 22:25 UTC
Pech CedricChief Revenue Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,450 $0.00 Strike: $8.40 $0.00
Disclosure

SEC source: 0001441816-20-000116 · wf-form4_159234630361712.xml · derivative · entry 3

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By KW Investments SRL

Disclosed balance after: 77,880

Underlying: Class A Common Stock · 20,450 shares

Expires 2027-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 3,400 shares are vested. The remaining shares shall vest in 13 equal monthly installments beginning on July 1, 2020, subject to the reporting person providing continuous service to the Issuer on each such date.

F2 · ownership.nature: KW Investments SRL is an Italian limited liability company owned by the reporting person and the reporting person's spouse.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 22:25 UTC
Pech CedricChief Revenue Officer
Exercise / conversionClass A Common Stock 20,450 $8.40 $171,780.00
Disclosure

SEC source: 0001441816-20-000116 · wf-form4_159234630361712.xml · nonDerivative · entry 1

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By KW Investments SRL

Disclosed balance after: 52,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person has elected to exercise and hold the shares at this time.

F2 · ownership.nature: KW Investments SRL is an Italian limited liability company owned by the reporting person and the reporting person's spouse.

Read SEC document
June 11, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
OtherEmployee Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · derivative · entry 20

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires 2026-04-13

F14 · kind: In connection with the automatic conversion described in footnote (1), outstanding options exercisable for Class B Common Stock that were issued under the Issuer's equity incentive plans remain unchanged, except that the underlying shares are now Class A Common Stock.

F16 · derivative.exercise_date: All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 158,320 shares are vested. The remaining 41,680 shares shall vest in 10 equal monthly installments beginning on July 13, 2020, subject to the Reporting Person providing continuous service to the Issuer on each such date.

Read SEC document
June 11, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
OtherEmployee Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · derivative · entry 19

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 200,000 shares

Expires 2026-04-13

F14 · kind: In connection with the automatic conversion described in footnote (1), outstanding options exercisable for Class B Common Stock that were issued under the Issuer's equity incentive plans remain unchanged, except that the underlying shares are now Class A Common Stock.

F16 · derivative.exercise_date: All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 158,320 shares are vested. The remaining 41,680 shares shall vest in 10 equal monthly installments beginning on July 13, 2020, subject to the Reporting Person providing continuous service to the Issuer on each such date.

Read SEC document
June 11, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
OtherEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · derivative · entry 18

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2025-04-22

F14 · kind: In connection with the automatic conversion described in footnote (1), outstanding options exercisable for Class B Common Stock that were issued under the Issuer's equity incentive plans remain unchanged, except that the underlying shares are now Class A Common Stock.

F15 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
June 11, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
OtherEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · derivative · entry 17

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 100,000 shares

Expires 2025-04-22

F14 · kind: In connection with the automatic conversion described in footnote (1), outstanding options exercisable for Class B Common Stock that were issued under the Issuer's equity incentive plans remain unchanged, except that the underlying shares are now Class A Common Stock.

F15 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
June 11, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
OtherEmployee Stock Option (Right to Buy) · Derivative 225,000 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · derivative · entry 16

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Class A Common Stock · 225,000 shares

Expires 2023-03-07

F14 · kind: In connection with the automatic conversion described in footnote (1), outstanding options exercisable for Class B Common Stock that were issued under the Issuer's equity incentive plans remain unchanged, except that the underlying shares are now Class A Common Stock.

F15 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
June 11, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
OtherEmployee Stock Option (Right to Buy) · Derivative 225,000 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · derivative · entry 15

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 225,000 shares

Expires 2023-03-07

F14 · kind: In connection with the automatic conversion described in footnote (1), outstanding options exercisable for Class B Common Stock that were issued under the Issuer's equity incentive plans remain unchanged, except that the underlying shares are now Class A Common Stock.

F15 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
June 11, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
OtherClass B Common Stock · Derivative 302,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · derivative · entry 14

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 302,500 shares

Expires not disclosed

F1 · derivative.exercise_price: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

F1 · kind: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

F1 · price: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

F9 · ownership.nature: These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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June 11, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
OtherClass B Common Stock · Derivative 1,229,663 Not disclosed Not disclosed
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · derivative · entry 13

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,229,663 shares

Expires not disclosed

F1 · derivative.exercise_price: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

F1 · kind: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

F1 · price: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

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June 11, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
OtherClass A Common Stock 302,500 $0.00 $0.00
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · nonDerivative · entry 8

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 302,500

F1 · kind: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

F1 · price: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

F9 · ownership.nature: These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 11, 2020 Filed Jun 17, 2020 23:04 UTC
Horowitz EliotDirector · Chief Technology Officer
OtherClass A Common Stock 1,229,663 $0.00 $0.00
Disclosure

SEC source: 0001441816-20-000120 · wf-form4_159243506522940.xml · nonDerivative · entry 1

Horowitz Eliot · CIK 0001719479 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335,285

F1 · kind: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

F1 · price: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

Read SEC document
June 11, 2020 Filed Jun 26, 2020 21:00 UTC OtherStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001441816-20-000122 · wf-form4_159320523233360.xml · derivative · entry 6

McMahon John Dennis · CIK 0001397798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2026-10-05

F3 · kind: In connection with the automatic conversion described in footnote (1), outstanding options exercisable for Class B Common Stock that were issued under the Issuer's equity incentive plans remain unchanged, except that the underlying shares are now Class A Common Stock.

F4 · derivative.exercise_date: All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 45,833 shares are vested. The remaining 4,167 shares shall vest in 4 equal monthly installments beginning on July 5, 2020, subject to the reporting person providing continuous service to the Issuer on each such date.

Read SEC document
June 11, 2020 Filed Jun 26, 2020 21:00 UTC OtherStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001441816-20-000122 · wf-form4_159320523233360.xml · derivative · entry 5

McMahon John Dennis · CIK 0001397798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 50,000 shares

Expires 2026-10-05

F3 · kind: In connection with the automatic conversion described in footnote (1), outstanding options exercisable for Class B Common Stock that were issued under the Issuer's equity incentive plans remain unchanged, except that the underlying shares are now Class A Common Stock.

F4 · derivative.exercise_date: All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 45,833 shares are vested. The remaining 4,167 shares shall vest in 4 equal monthly installments beginning on July 5, 2020, subject to the reporting person providing continuous service to the Issuer on each such date.

Read SEC document
June 11, 2020 Filed Jun 26, 2020 21:00 UTC OtherClass B Common Stock · Derivative 10,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001441816-20-000122 · wf-form4_159320523233360.xml · derivative · entry 4

McMahon John Dennis · CIK 0001397798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,750 shares

Expires not disclosed

F1 · derivative.exercise_price: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share of the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

F1 · kind: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share of the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

F1 · price: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share of the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share of the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share of the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

Read SEC document
June 11, 2020 Filed Jun 26, 2020 21:00 UTC OtherClass A Common Stock 10,750 $0.00 $0.00
Disclosure

SEC source: 0001441816-20-000122 · wf-form4_159320523233360.xml · nonDerivative · entry 1

McMahon John Dennis · CIK 0001397798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,621

F1 · kind: This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share of the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.

Read SEC document
June 11, 2020 Filed Jul 7, 2020 22:31 UTC
Ittycheria DevDirector · President & CEO
OtherEmployee Stock Option (Right to Buy) · Derivative 750,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000139 · wf-form4_159416107256959.xml · derivative · entry 10

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Class A Common Stock · 750,000 shares

Expires 2026-04-13

F3 · kind: This does not represent an acquisition or a disposition. On June 11, 2020, each share of the Issuer's Class B common stock automatically converted into one share the Issuer's Class A common stock, which occurred when the outstanding Class B common stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A common stock and Class B common stock, as set forth in the Issuer's amended and restated certificate of incorporation. Upon the conversion, any outstanding options that were denominated in shares of Class B common stock and issued under any of the Company's equity incentive plans, remained unchanged, except that they now represent the right to receive shares of Class A common stock.

F6 · derivative.exercise_date: All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 541,666 shares are vested. The remaining 208,334 shares shall vest in 10 substantially equal monthly installments beginning on July 13, 2020, subject to the Reporting Person providing continuous service to the Issuer on each such date.

Read SEC document
June 11, 2020 Filed Jul 7, 2020 22:31 UTC
Ittycheria DevDirector · President & CEO
OtherEmployee Stock Option (Right to Buy) · Derivative 750,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000139 · wf-form4_159416107256959.xml · derivative · entry 9

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 750,000 shares

Expires 2026-04-13

F3 · kind: This does not represent an acquisition or a disposition. On June 11, 2020, each share of the Issuer's Class B common stock automatically converted into one share the Issuer's Class A common stock, which occurred when the outstanding Class B common stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A common stock and Class B common stock, as set forth in the Issuer's amended and restated certificate of incorporation. Upon the conversion, any outstanding options that were denominated in shares of Class B common stock and issued under any of the Company's equity incentive plans, remained unchanged, except that they now represent the right to receive shares of Class A common stock.

F6 · derivative.exercise_date: All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 541,666 shares are vested. The remaining 208,334 shares shall vest in 10 substantially equal monthly installments beginning on July 13, 2020, subject to the Reporting Person providing continuous service to the Issuer on each such date.

Read SEC document
June 11, 2020 Filed Jul 7, 2020 22:31 UTC
Ittycheria DevDirector · President & CEO
OtherEmployee Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000139 · wf-form4_159416107256959.xml · derivative · entry 8

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires 2024-09-12

F3 · kind: This does not represent an acquisition or a disposition. On June 11, 2020, each share of the Issuer's Class B common stock automatically converted into one share the Issuer's Class A common stock, which occurred when the outstanding Class B common stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A common stock and Class B common stock, as set forth in the Issuer's amended and restated certificate of incorporation. Upon the conversion, any outstanding options that were denominated in shares of Class B common stock and issued under any of the Company's equity incentive plans, remained unchanged, except that they now represent the right to receive shares of Class A common stock.

F5 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
June 11, 2020 Filed Jul 7, 2020 22:31 UTC
Ittycheria DevDirector · President & CEO
OtherEmployee Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000139 · wf-form4_159416107256959.xml · derivative · entry 7

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 200,000 shares

Expires 2024-09-12

F3 · kind: This does not represent an acquisition or a disposition. On June 11, 2020, each share of the Issuer's Class B common stock automatically converted into one share the Issuer's Class A common stock, which occurred when the outstanding Class B common stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A common stock and Class B common stock, as set forth in the Issuer's amended and restated certificate of incorporation. Upon the conversion, any outstanding options that were denominated in shares of Class B common stock and issued under any of the Company's equity incentive plans, remained unchanged, except that they now represent the right to receive shares of Class A common stock.

F5 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
June 11, 2020 Filed Jul 7, 2020 22:31 UTC
Ittycheria DevDirector · President & CEO
OtherEmployee Stock Option (Right to Buy) · Derivative 1,074,181 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000139 · wf-form4_159416107256959.xml · derivative · entry 6

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,181

Underlying: Class A Common Stock · 1,074,181 shares

Expires 2024-09-12

F3 · kind: This does not represent an acquisition or a disposition. On June 11, 2020, each share of the Issuer's Class B common stock automatically converted into one share the Issuer's Class A common stock, which occurred when the outstanding Class B common stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A common stock and Class B common stock, as set forth in the Issuer's amended and restated certificate of incorporation. Upon the conversion, any outstanding options that were denominated in shares of Class B common stock and issued under any of the Company's equity incentive plans, remained unchanged, except that they now represent the right to receive shares of Class A common stock.

F5 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
June 11, 2020 Filed Jul 7, 2020 22:31 UTC
Ittycheria DevDirector · President & CEO
OtherEmployee Stock Option (Right to Buy) · Derivative 1,074,181 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000139 · wf-form4_159416107256959.xml · derivative · entry 5

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,074,181 shares

Expires 2024-09-12

F3 · kind: This does not represent an acquisition or a disposition. On June 11, 2020, each share of the Issuer's Class B common stock automatically converted into one share the Issuer's Class A common stock, which occurred when the outstanding Class B common stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A common stock and Class B common stock, as set forth in the Issuer's amended and restated certificate of incorporation. Upon the conversion, any outstanding options that were denominated in shares of Class B common stock and issued under any of the Company's equity incentive plans, remained unchanged, except that they now represent the right to receive shares of Class A common stock.

F5 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
June 11, 2020 Filed Jul 7, 2020 22:31 UTC
Ittycheria DevDirector · President & CEO
OtherEmployee Stock Option (Right to Buy) · Derivative 63,855 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000139 · wf-form4_159416107256959.xml · derivative · entry 4

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,855

Underlying: Class A Common Stock · 63,855 shares

Expires 2024-09-12

F3 · kind: This does not represent an acquisition or a disposition. On June 11, 2020, each share of the Issuer's Class B common stock automatically converted into one share the Issuer's Class A common stock, which occurred when the outstanding Class B common stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A common stock and Class B common stock, as set forth in the Issuer's amended and restated certificate of incorporation. Upon the conversion, any outstanding options that were denominated in shares of Class B common stock and issued under any of the Company's equity incentive plans, remained unchanged, except that they now represent the right to receive shares of Class A common stock.

F4 · derivative.exercise_date: 44,698 shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. The remaining 19,157 shares shall become exercisable in 3 substantially equal annual installments beginning on January 1, 2021, subject to the Reporting Person providing continuous service to the Issuer on each such date.

Read SEC document
June 11, 2020 Filed Jul 7, 2020 22:31 UTC
Ittycheria DevDirector · President & CEO
OtherEmployee Stock Option (Right to Buy) · Derivative 63,855 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000139 · wf-form4_159416107256959.xml · derivative · entry 3

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 63,855 shares

Expires 2024-09-12

F3 · kind: This does not represent an acquisition or a disposition. On June 11, 2020, each share of the Issuer's Class B common stock automatically converted into one share the Issuer's Class A common stock, which occurred when the outstanding Class B common stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A common stock and Class B common stock, as set forth in the Issuer's amended and restated certificate of incorporation. Upon the conversion, any outstanding options that were denominated in shares of Class B common stock and issued under any of the Company's equity incentive plans, remained unchanged, except that they now represent the right to receive shares of Class A common stock.

F4 · derivative.exercise_date: 44,698 shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. The remaining 19,157 shares shall become exercisable in 3 substantially equal annual installments beginning on January 1, 2021, subject to the Reporting Person providing continuous service to the Issuer on each such date.

Read SEC document
June 11, 2020 Filed Jul 7, 2020 22:31 UTC
Bull ThomasPrincipal Accounting Officer
OtherEmployee Stock Option (Right to Buy) · Derivative 2,865 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000138 · wf-form4_159416106903823.xml · derivative · entry 6

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,865

Underlying: Class A Common Stock · 2,865 shares

Expires 2025-10-07

F3 · kind: This does not represent an acquisition or a disposition. On June 11, 2020, each share of the Issuer's Class B common stock automatically converted into one share the Issuer's Class A common stock, which occurred when the outstanding Class B common stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A common stock and Class B common stock, as set forth in the Issuer's amended and restated certificate of incorporation. Upon the conversion, any outstanding options that were denominated in shares of Class B common stock and issued under any of the Company's equity incentive plans, remained unchanged, except that they now represent the right to receive shares of Class A common stock.

F4 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
June 11, 2020 Filed Jul 7, 2020 22:31 UTC
Bull ThomasPrincipal Accounting Officer
OtherEmployee Stock Option (Right to Buy) · Derivative 2,865 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000138 · wf-form4_159416106903823.xml · derivative · entry 5

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,865 shares

Expires 2025-10-07

F3 · kind: This does not represent an acquisition or a disposition. On June 11, 2020, each share of the Issuer's Class B common stock automatically converted into one share the Issuer's Class A common stock, which occurred when the outstanding Class B common stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A common stock and Class B common stock, as set forth in the Issuer's amended and restated certificate of incorporation. Upon the conversion, any outstanding options that were denominated in shares of Class B common stock and issued under any of the Company's equity incentive plans, remained unchanged, except that they now represent the right to receive shares of Class A common stock.

F4 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
June 11, 2020 Filed Jul 7, 2020 22:31 UTC
Bull ThomasPrincipal Accounting Officer
OtherEmployee Stock Option (Right to Buy) · Derivative 8,885 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000138 · wf-form4_159416106903823.xml · derivative · entry 4

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,885

Underlying: Class A Common Stock · 8,885 shares

Expires 2023-09-11

F3 · kind: This does not represent an acquisition or a disposition. On June 11, 2020, each share of the Issuer's Class B common stock automatically converted into one share the Issuer's Class A common stock, which occurred when the outstanding Class B common stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A common stock and Class B common stock, as set forth in the Issuer's amended and restated certificate of incorporation. Upon the conversion, any outstanding options that were denominated in shares of Class B common stock and issued under any of the Company's equity incentive plans, remained unchanged, except that they now represent the right to receive shares of Class A common stock.

F4 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
June 11, 2020 Filed Jul 7, 2020 22:31 UTC
Bull ThomasPrincipal Accounting Officer
OtherEmployee Stock Option (Right to Buy) · Derivative 8,885 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000138 · wf-form4_159416106903823.xml · derivative · entry 3

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 8,885 shares

Expires 2023-09-11

F3 · kind: This does not represent an acquisition or a disposition. On June 11, 2020, each share of the Issuer's Class B common stock automatically converted into one share the Issuer's Class A common stock, which occurred when the outstanding Class B common stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A common stock and Class B common stock, as set forth in the Issuer's amended and restated certificate of incorporation. Upon the conversion, any outstanding options that were denominated in shares of Class B common stock and issued under any of the Company's equity incentive plans, remained unchanged, except that they now represent the right to receive shares of Class A common stock.

F4 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
June 11, 2020 Filed Jul 7, 2020 22:31 UTC OtherEmployee Stock Option (Right to Buy) · Derivative 198,859 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000136 · wf-form4_159416106120397.xml · derivative · entry 10

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,859

Underlying: Class A Common Stock · 198,859 shares

Expires 2025-07-15

F3 · kind: This does not represent an acquisition or a disposition. On June 11, 2020, each share of the Issuer's Class B common stock automatically converted into one share the Issuer's Class A common stock, which occurred when the outstanding Class B common stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A common stock and Class B common stock, as set forth in the Issuer's amended and restated certificate of incorporation. Upon the conversion, any outstanding options that were denominated in shares of Class B common stock and issued under any of the Company's equity incentive plans, remained unchanged, except that they now represent the right to receive shares of Class A common stock.

F5 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
June 11, 2020 Filed Jul 7, 2020 22:31 UTC OtherEmployee Stock Option (Right to Buy) · Derivative 198,859 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000136 · wf-form4_159416106120397.xml · derivative · entry 9

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 198,859 shares

Expires 2025-07-15

F3 · kind: This does not represent an acquisition or a disposition. On June 11, 2020, each share of the Issuer's Class B common stock automatically converted into one share the Issuer's Class A common stock, which occurred when the outstanding Class B common stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A common stock and Class B common stock, as set forth in the Issuer's amended and restated certificate of incorporation. Upon the conversion, any outstanding options that were denominated in shares of Class B common stock and issued under any of the Company's equity incentive plans, remained unchanged, except that they now represent the right to receive shares of Class A common stock.

F5 · derivative.exercise_date: Immediately exercisable and fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.