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Nasdaq · USD

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MongoDB, Inc.

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3107
SEC CIK
0001441816
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724

Last 12 months

Inside the activity.

0 purchase rows · 161 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 2025022
Jan 202608
Feb 2026010
Mar 202607
Apr 202607
May 2026019
Jun 2026052
Jul 2026014
Aug 202609
Sep 202601
Oct 202605

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2020 Filed Oct 8, 2020 21:14 UTC Exercise / conversionClass A Common Stock 10,000 $6.50 $65,000.00
Disclosure

SEC source: 0001441816-20-000203 · wf-form4_160219168166761.xml · nonDerivative · entry 1

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 10, 2020.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 21:14 UTC
Ittycheria DevDirector · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 225,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000202 · wf-form4_160219167906303.xml · derivative · entry 12

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849,181

Underlying: Class A Common Stock · 225,000 shares

Expires 2024-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 9, 2020.

F11 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 21:14 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 9,094 $246.09 $2,237,942.46
Disclosure

SEC source: 0001441816-20-000202 · wf-form4_160219167906303.xml · nonDerivative · entry 11

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,205

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 9, 2020.

F10 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $245.83 to $246.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 21:14 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 33,422 $245.23 $8,196,077.06
Disclosure

SEC source: 0001441816-20-000202 · wf-form4_160219167906303.xml · nonDerivative · entry 10

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,299

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 9, 2020.

F9 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $244.80 to $245.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 21:14 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 85,408 $244.20 $20,856,633.60
Disclosure

SEC source: 0001441816-20-000202 · wf-form4_160219167906303.xml · nonDerivative · entry 9

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,721

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 9, 2020.

F8 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $243.76 to $244.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 21:14 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 35,058 $243.40 $8,533,117.20
Disclosure

SEC source: 0001441816-20-000202 · wf-form4_160219167906303.xml · nonDerivative · entry 8

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,129

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 9, 2020.

F7 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $242.76 to $243.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 21:14 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 27,934 $242.16 $6,764,497.44
Disclosure

SEC source: 0001441816-20-000202 · wf-form4_160219167906303.xml · nonDerivative · entry 7

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,187

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 9, 2020.

F6 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $241.75 to $242.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 21:14 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 18,696 $241.06 $4,506,857.76
Disclosure

SEC source: 0001441816-20-000202 · wf-form4_160219167906303.xml · nonDerivative · entry 6

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,121

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 9, 2020.

F5 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $240.67 to $241.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 21:14 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 5,500 $239.42 $1,316,810.00
Disclosure

SEC source: 0001441816-20-000202 · wf-form4_160219167906303.xml · nonDerivative · entry 5

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,817

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 9, 2020.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $239.38 to $239.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 21:14 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 3,088 $238.58 $736,735.04
Disclosure

SEC source: 0001441816-20-000202 · wf-form4_160219167906303.xml · nonDerivative · entry 4

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,317

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 9, 2020.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $238.29 to $238.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 21:14 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 6,700 $237.68 $1,592,456.00
Disclosure

SEC source: 0001441816-20-000202 · wf-form4_160219167906303.xml · nonDerivative · entry 3

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,405

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 9, 2020.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $237.26 to $238.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 21:14 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 100 $236.00 $23,600.00
Disclosure

SEC source: 0001441816-20-000202 · wf-form4_160219167906303.xml · nonDerivative · entry 2

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,105

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 9, 2020.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 21:14 UTC
Ittycheria DevDirector · President & CEO
Exercise / conversionClass A Common Stock 225,000 $6.50 $1,462,500.00
Disclosure

SEC source: 0001441816-20-000202 · wf-form4_160219167906303.xml · nonDerivative · entry 1

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 9, 2020.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 20:54 UTC
Pech CedricChief Revenue Officer
SaleClass A Common Stock 1,924 $234.21 $450,620.04
Disclosure

SEC source: 0001441816-20-000199 · wf-form4_160210406606756.xml · nonDerivative · entry 1

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,161

F1 · kind: The transaction was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 17, 2019.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:54 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 418 $230.96 $96,541.28
Disclosure

SEC source: 0001441816-20-000197 · wf-form4_160193846135578.xml · nonDerivative · entry 3

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,205

F2 · kind: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with (i) the non-reportable service-based vesting and settlement of restricted stock units and (ii) the performance-based vesting and settlement of the above-listed RSUs.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $230.65 to $231.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:54 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 9,415 $224.47 $2,113,385.05
Disclosure

SEC source: 0001441816-20-000197 · wf-form4_160193846135578.xml · nonDerivative · entry 2

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,623

F2 · kind: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with (i) the non-reportable service-based vesting and settlement of restricted stock units and (ii) the performance-based vesting and settlement of the above-listed RSUs.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:54 UTC
Porter MarkChief Technology Officer
SaleClass A Common Stock 2,879 $232.68 $669,885.72
Disclosure

SEC source: 0001441816-20-000193 · wf-form4_160193844759409.xml · nonDerivative · entry 2

Porter Mark · CIK 0001801141 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,750

F1 · kind: The transaction was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 9, 2020.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:54 UTC
Porter MarkChief Technology Officer
SaleClass A Common Stock 947 $231.60 $219,325.20
Disclosure

SEC source: 0001441816-20-000193 · wf-form4_160193844759409.xml · nonDerivative · entry 1

Porter Mark · CIK 0001801141 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,629

F1 · kind: The transaction was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 9, 2020.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:54 UTC
Pech CedricChief Revenue Officer
SaleClass A Common Stock 2 $231.69 $463.38
Disclosure

SEC source: 0001441816-20-000194 · wf-form4_160193845154512.xml · nonDerivative · entry 5

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,085

F4 · kind: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:54 UTC
Pech CedricChief Revenue Officer
SaleClass A Common Stock 8 $230.35 $1,842.80
Disclosure

SEC source: 0001441816-20-000194 · wf-form4_160193845154512.xml · nonDerivative · entry 4

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,087

F4 · kind: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

F5 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $230.00 to $230.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:54 UTC
Pech CedricChief Revenue Officer
SaleClass A Common Stock 215 $224.47 $48,261.05
Disclosure

SEC source: 0001441816-20-000194 · wf-form4_160193845154512.xml · nonDerivative · entry 3

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,095

F4 · kind: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 234 $228.95 $53,574.30
Disclosure

SEC source: 0001441816-20-000196 · wf-form4_160193845851097.xml · nonDerivative · entry 3

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,910

F2 · kind: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with (i) the non-reportable service-based vesting and settlement of restricted stock units and (ii) the performance-based vesting and settlement of the above-listed RSUs.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 5,264 $224.47 $1,181,610.08
Disclosure

SEC source: 0001441816-20-000196 · wf-form4_160193845851097.xml · nonDerivative · entry 2

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,144

F2 · kind: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with (i) the non-reportable service-based vesting and settlement of restricted stock units and (ii) the performance-based vesting and settlement of the above-listed RSUs.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:54 UTC
Bull ThomasPrincipal Accounting Officer
SaleClass A Common Stock 22 $229.96 $5,059.12
Disclosure

SEC source: 0001441816-20-000195 · wf-form4_160193845403274.xml · nonDerivative · entry 3

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,653

F2 · kind: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with (i) the non-reportable service-based vesting and settlement of restricted stock units and (ii) the performance-based vesting and settlement of the above-listed RSUs.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $229.50 to $230.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:54 UTC
Bull ThomasPrincipal Accounting Officer
SaleClass A Common Stock 486 $224.47 $109,092.42
Disclosure

SEC source: 0001441816-20-000195 · wf-form4_160193845403274.xml · nonDerivative · entry 2

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,675

F2 · kind: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with (i) the non-reportable service-based vesting and settlement of restricted stock units and (ii) the performance-based vesting and settlement of the above-listed RSUs.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:54 UTC
Ittycheria DevDirector · President & CEO
GrantClass A Common Stock 1,026 $0.00 $0.00
Disclosure

SEC source: 0001441816-20-000197 · wf-form4_160193846135578.xml · nonDerivative · entry 1

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,038

F1 · kind: Represents shares of Class A common stock received upon the vesting of a portion of the performance-based restricted stock units ("RSUs") awarded to the Reporting Person on April 7, 2020 under the Issuer's annual bonus plan and 2016 Equity Incentive Plan, which vested based on the Issuer's satisfaction of certain performance criteria. In light of the performance-based vesting criteria of the RSUs, such shares were not previously reportable under Section 16. The remainder of the shares underlying the RSUs will be eligible for vesting on April 1, 2021. Each RSU represents the contingent right to receive one share of common stock of the Issuer.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:54 UTC
Pech CedricChief Revenue Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,729 $0.00 Strike: $8.40 $0.00
Disclosure

SEC source: 0001441816-20-000194 · wf-form4_160193845154512.xml · derivative · entry 6

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By KW Investments SRL

Disclosed balance after: 51,563

Underlying: Class A Common Stock · 5,729 shares

Expires 2027-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 19, 2020.

F6 · derivative.exercise_date: All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. The remaining shares shall vest in 9 equal monthly installments beginning on November 1, 2020, subject to the reporting person providing continuous service to the Issuer on each such date.

F2 · ownership.nature: KW Investments SRL is an Italian limited liability company owned by the Reporting Person and the Reporting Person's spouse.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:54 UTC
Pech CedricChief Revenue Officer
SaleClass A Common Stock 597 $232.23 $138,641.31
Disclosure

SEC source: 0001441816-20-000194 · wf-form4_160193845154512.xml · nonDerivative · entry 2

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By KW Investments SRL

Disclosed balance after: 76,369

F1 · kind: The transaction was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 19, 2020.

F3 · kind: Represents the sale of shares of Class A common stock to satisfy the exercise price and the Reporting Person's tax withholding obligations in connection with the Reporting Person's exercise of options.

F2 · ownership.nature: KW Investments SRL is an Italian limited liability company owned by the Reporting Person and the Reporting Person's spouse.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:54 UTC
Pech CedricChief Revenue Officer
Exercise / conversionClass A Common Stock 5,729 $8.40 $48,123.60
Disclosure

SEC source: 0001441816-20-000194 · wf-form4_160193845154512.xml · nonDerivative · entry 1

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By KW Investments SRL

Disclosed balance after: 76,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 19, 2020.

F2 · ownership.nature: KW Investments SRL is an Italian limited liability company owned by the Reporting Person and the Reporting Person's spouse.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 204 $234.80 $47,899.20
Disclosure

SEC source: 0001441816-20-000192 · wf-form4_160193844136895.xml · nonDerivative · entry 11

MERRIMAN DWIGHT A · CIK 0001237858 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 595,896

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2020.

F12 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $234.79 to $234.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F8 · ownership.nature: These shares are held by The Dwight A. Merriman 2012 Trust for the benefit of the Reporting Person's children.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 1,096 $234.28 $256,770.88
Disclosure

SEC source: 0001441816-20-000192 · wf-form4_160193844136895.xml · nonDerivative · entry 10

MERRIMAN DWIGHT A · CIK 0001237858 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 596,100

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2020.

F11 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $233.77 to $234.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F8 · ownership.nature: These shares are held by The Dwight A. Merriman 2012 Trust for the benefit of the Reporting Person's children.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 700 $233.14 $163,198.00
Disclosure

SEC source: 0001441816-20-000192 · wf-form4_160193844136895.xml · nonDerivative · entry 9

MERRIMAN DWIGHT A · CIK 0001237858 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 597,196

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2020.

F10 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $232.70 to $233.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F8 · ownership.nature: These shares are held by The Dwight A. Merriman 2012 Trust for the benefit of the Reporting Person's children.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 900 $232.17 $208,953.00
Disclosure

SEC source: 0001441816-20-000192 · wf-form4_160193844136895.xml · nonDerivative · entry 8

MERRIMAN DWIGHT A · CIK 0001237858 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 597,896

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2020.

F9 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $231.57 to $232.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F8 · ownership.nature: These shares are held by The Dwight A. Merriman 2012 Trust for the benefit of the Reporting Person's children.

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October 01, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 100 $230.40 $23,040.00
Disclosure

SEC source: 0001441816-20-000192 · wf-form4_160193844136895.xml · nonDerivative · entry 7

MERRIMAN DWIGHT A · CIK 0001237858 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 598,796

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2020.

F8 · ownership.nature: These shares are held by The Dwight A. Merriman 2012 Trust for the benefit of the Reporting Person's children.

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October 01, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 301 $234.87 $70,695.87
Disclosure

SEC source: 0001441816-20-000192 · wf-form4_160193844136895.xml · nonDerivative · entry 6

MERRIMAN DWIGHT A · CIK 0001237858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502,468

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2020.

F7 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $234.79 to $234.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 01, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 4,777 $234.23 $1,118,916.71
Disclosure

SEC source: 0001441816-20-000192 · wf-form4_160193844136895.xml · nonDerivative · entry 5

MERRIMAN DWIGHT A · CIK 0001237858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502,769

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2020.

F6 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $233.79 to $234.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 01, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 4,869 $233.33 $1,136,083.77
Disclosure

SEC source: 0001441816-20-000192 · wf-form4_160193844136895.xml · nonDerivative · entry 4

MERRIMAN DWIGHT A · CIK 0001237858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,507,546

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2020.

F5 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $232.79 to $233.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 01, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 3,253 $232.26 $755,541.78
Disclosure

SEC source: 0001441816-20-000192 · wf-form4_160193844136895.xml · nonDerivative · entry 3

MERRIMAN DWIGHT A · CIK 0001237858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,512,415

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2020.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $231.71 to $232.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 01, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 400 $231.21 $92,484.00
Disclosure

SEC source: 0001441816-20-000192 · wf-form4_160193844136895.xml · nonDerivative · entry 2

MERRIMAN DWIGHT A · CIK 0001237858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515,668

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2020.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $230.70 to $231.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 01, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 400 $230.08 $92,032.00
Disclosure

SEC source: 0001441816-20-000192 · wf-form4_160193844136895.xml · nonDerivative · entry 1

MERRIMAN DWIGHT A · CIK 0001237858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,516,068

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2020.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $229.51 to $230.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 01, 2020 Filed Oct 5, 2020 22:54 UTC GrantClass A Common Stock 774 $0.00 $0.00
Disclosure

SEC source: 0001441816-20-000196 · wf-form4_160193845851097.xml · nonDerivative · entry 1

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,408

F1 · kind: Represents shares of Class A common stock received upon the vesting of a portion of the performance-based restricted stock units ("RSUs") awarded to the Reporting Person on April 7, 2020 under the Issuer's annual bonus plan and 2016 Equity Incentive Plan, which vested based on the Issuer's satisfaction of certain performance criteria. In light of the performance-based vesting criteria of the RSUs, such shares were not previously reportable under Section 16. The remainder of the shares underlying the RSUs will be eligible for vesting on April 1, 2021. Each RSU represents the contingent right to receive one share of common stock of the Issuer.

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October 01, 2020 Filed Oct 5, 2020 22:54 UTC
Bull ThomasPrincipal Accounting Officer
GrantClass A Common Stock 283 $0.00 $0.00
Disclosure

SEC source: 0001441816-20-000195 · wf-form4_160193845403274.xml · nonDerivative · entry 1

Bull Thomas · CIK 0001719887 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,161

F1 · kind: Represents shares of Class A common stock received upon the vesting of a portion of the performance-based restricted stock units ("RSUs") awarded to the Reporting Person on April 7, 2020 under the Issuer's annual bonus plan and 2016 Equity Incentive Plan, which vested based on the Issuer's satisfaction of certain performance criteria. In light of the performance-based vesting criteria of the RSUs, such shares were not previously reportable under Section 16. The remainder of the shares underlying the RSUs will be eligible for vesting on April 1, 2021. Each RSU represents the contingent right to receive one share of common stock of the Issuer.

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October 01, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 350 $232.23 $81,280.50
Disclosure

SEC source: 0001441816-20-000191 · wf-form4_160193843746704.xml · nonDerivative · entry 6

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 23,095

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 10, 2020.

F6 · ownership.nature: These shares are held by The Narragansett Bay Childrens Trust (the "Trust"). The Reporting Person is the Trustee of the Trust and, as such, has the power to vote and dispose of the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares owned by the Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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October 01, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 300 $236.67 $71,001.00
Disclosure

SEC source: 0001441816-20-000191 · wf-form4_160193843746704.xml · nonDerivative · entry 5

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,557

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 10, 2020.

F5 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $236.49 to $236.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 01, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 640 $235.81 $150,918.40
Disclosure

SEC source: 0001441816-20-000191 · wf-form4_160193843746704.xml · nonDerivative · entry 4

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,857

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 10, 2020.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $235.47 to $236.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 01, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 227 $234.52 $53,236.04
Disclosure

SEC source: 0001441816-20-000191 · wf-form4_160193843746704.xml · nonDerivative · entry 3

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,497

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 10, 2020.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $234.11 to $234.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 01, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 400 $233.69 $93,476.00
Disclosure

SEC source: 0001441816-20-000191 · wf-form4_160193843746704.xml · nonDerivative · entry 2

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,724

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 10, 2020.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $233.05 to $233.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 01, 2020 Filed Oct 5, 2020 22:54 UTC SaleClass A Common Stock 100 $230.40 $23,040.00
Disclosure

SEC source: 0001441816-20-000191 · wf-form4_160193843746704.xml · nonDerivative · entry 1

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,124

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 10, 2020.

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September 25, 2020 Filed Sep 29, 2020 20:15 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-20-000183 · wf-form4_160141053089274.xml · derivative · entry 8

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,859

Underlying: Class A Common Stock · 10,000 shares

Expires 2025-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 10, 2020.

F4 · derivative.exercise_date: Immediately exercisable and fully vested.

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September 25, 2020 Filed Sep 29, 2020 20:15 UTC SaleClass A Common Stock 3,118 $233.34 $727,554.12
Disclosure

SEC source: 0001441816-20-000183 · wf-form4_160141053089274.xml · nonDerivative · entry 3

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,634

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 10, 2020.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $233.18 to $233.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.