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Nasdaq · USD

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MongoDB, Inc.

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3107
SEC CIK
0001441816
Parsed reports
724

Last 12 months

Inside the activity.

0 purchase rows · 161 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 2025022
Jan 202608
Feb 2026010
Mar 202607
Apr 202607
May 2026019
Jun 2026052
Jul 2026014
Aug 202609
Sep 202601
Oct 202605

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 06, 2023 Filed Jul 6, 2023 21:51 UTC
Pech CedricChief Revenue Officer
SaleClass A Common Stock 9,182 $398.10 $3,655,354.20
Disclosure

SEC source: 0001441816-23-000149 · wf-form4_168868028712283.xml · nonDerivative · entry 5

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By KW Investments SRL

Disclosed balance after: 19,341

F5 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $397.55 to $398.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · ownership.nature: KW Investments SRL is an Italian limited liability company owned by the Reporting Person and the Reporting Person's spouse.

Read SEC document
July 06, 2023 Filed Jul 6, 2023 21:51 UTC
Pech CedricChief Revenue Officer
SaleClass A Common Stock 2,620 $397.20 $1,040,664.00
Disclosure

SEC source: 0001441816-23-000149 · wf-form4_168868028712283.xml · nonDerivative · entry 4

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By KW Investments SRL

Disclosed balance after: 28,523

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $396.54 to $397.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · ownership.nature: KW Investments SRL is an Italian limited liability company owned by the Reporting Person and the Reporting Person's spouse.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 21:51 UTC
Pech CedricChief Revenue Officer
SaleClass A Common Stock 2,738 $406.18 $1,112,120.84
Disclosure

SEC source: 0001441816-23-000149 · wf-form4_168868028712283.xml · nonDerivative · entry 3

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,418

F2 · kind: The transaction was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 20:12 UTC
Ittycheria DevDirector · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-23-000146 · wf-form4_168867430732938.xml · derivative · entry 14

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,036

Underlying: Class A Common Stock · 50,000 shares

Expires 2026-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Immediately exercisable and fully vested.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 20:12 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 99 $411.89 $40,777.11
Disclosure

SEC source: 0001441816-23-000146 · wf-form4_168867430732938.xml · nonDerivative · entry 13

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,085

Read SEC document
July 05, 2023 Filed Jul 6, 2023 20:12 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 2,175 $411.05 $894,033.75
Disclosure

SEC source: 0001441816-23-000146 · wf-form4_168867430732938.xml · nonDerivative · entry 12

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,184

F11 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $410.61 to $411.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 20:12 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 3,027 $410.06 $1,241,251.62
Disclosure

SEC source: 0001441816-23-000146 · wf-form4_168867430732938.xml · nonDerivative · entry 11

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,359

F10 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $409.61 to $410.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 20:12 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 10,121 $408.83 $4,137,768.43
Disclosure

SEC source: 0001441816-23-000146 · wf-form4_168867430732938.xml · nonDerivative · entry 10

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,386

F9 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $408.61 to $409.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 20:12 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 10,998 $408.02 $4,487,403.96
Disclosure

SEC source: 0001441816-23-000146 · wf-form4_168867430732938.xml · nonDerivative · entry 9

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,507

F8 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $407.61 to $408.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 20:12 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 3,092 $407.11 $1,258,784.12
Disclosure

SEC source: 0001441816-23-000146 · wf-form4_168867430732938.xml · nonDerivative · entry 8

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,505

F7 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $406.60 to $407.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 20:12 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 6,903 $406.07 $2,803,101.21
Disclosure

SEC source: 0001441816-23-000146 · wf-form4_168867430732938.xml · nonDerivative · entry 7

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,597

F6 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $405.58 to $406.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 20:12 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 4,036 $405.06 $1,634,822.16
Disclosure

SEC source: 0001441816-23-000146 · wf-form4_168867430732938.xml · nonDerivative · entry 6

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,500

F5 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $404.58 to $405.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 20:12 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 6,174 $404.08 $2,494,789.92
Disclosure

SEC source: 0001441816-23-000146 · wf-form4_168867430732938.xml · nonDerivative · entry 5

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,536

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $403.57 to $404.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 20:12 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 3,375 $403.13 $1,360,563.75
Disclosure

SEC source: 0001441816-23-000146 · wf-form4_168867430732938.xml · nonDerivative · entry 4

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,710

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $402.55 to $403.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 20:12 UTC
Ittycheria DevDirector · President & CEO
Exercise / conversionClass A Common Stock 50,000 $6.50 $325,000.00
Disclosure

SEC source: 0001441816-23-000146 · wf-form4_168867430732938.xml · nonDerivative · entry 3

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 20:09 UTC Amendment
Ittycheria DevDirector · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001441816-23-000151 · wf-form4a_168876055152866.xml · derivative · entry 1

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,036

Underlying: Class A Common Stock · 50,000 shares

Expires 2026-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Immediately exercisable and fully vested.

F2 · balance_after: On July 5, 2023, the Reporting Person (i) acquired 50,000 shares of the Issuer's common stock ("Shares") at a price of $6.50 per Share pursuant to the exercise of a stock option and (ii) sold 50,000 Shares pursuant to an open market sale and correctly reported the acquisition and sale on a Form 4 filed on July 6, 2023. Due to an administrative error, the Reporting Person incorrectly reported on the same Form 4 that the Number of Derivative Securities Beneficially Owned Following the Reported Transaction was 458,036 Shares. The Number of Derivative Securities Beneficially Owned Following the Reported Transaction was actually 438,036 Shares, which reflects the number of the Derivative Securities Beneficially Owned Following the Reported Transaction by the Reporting Person as of the date of this report.

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July 03, 2023 Filed Jul 6, 2023 21:51 UTC
Pech CedricChief Revenue Officer
SaleClass A Common Stock 1 $409.07 $409.07
Disclosure

SEC source: 0001441816-23-000149 · wf-form4_168868028712283.xml · nonDerivative · entry 2

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,156

F1 · kind: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable service-based vesting and settlement of restricted stock units.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 21:51 UTC
Pech CedricChief Revenue Officer
SaleClass A Common Stock 359 $406.78 $146,034.02
Disclosure

SEC source: 0001441816-23-000149 · wf-form4_168868028712283.xml · nonDerivative · entry 1

Pech Cedric · CIK 0001767034 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,157

F1 · kind: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable service-based vesting and settlement of restricted stock units.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:12 UTC
Porter MarkChief Technology Officer
SaleClass A Common Stock 200 $414.42 $82,884.00
Disclosure

SEC source: 0001441816-23-000147 · wf-form4_168867431122469.xml · nonDerivative · entry 6

Porter Mark · CIK 0001801141 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,056

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person

F7 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $414.40 to $414.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:12 UTC
Porter MarkChief Technology Officer
SaleClass A Common Stock 400 $413.75 $165,500.00
Disclosure

SEC source: 0001441816-23-000147 · wf-form4_168867431122469.xml · nonDerivative · entry 5

Porter Mark · CIK 0001801141 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,256

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person

F6 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $413.40 to $414.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:12 UTC
Porter MarkChief Technology Officer
SaleClass A Common Stock 900 $412.67 $371,403.00
Disclosure

SEC source: 0001441816-23-000147 · wf-form4_168867431122469.xml · nonDerivative · entry 4

Porter Mark · CIK 0001801141 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,656

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person

F5 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $412.40 to $413.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:12 UTC
Porter MarkChief Technology Officer
SaleClass A Common Stock 834 $411.79 $343,432.86
Disclosure

SEC source: 0001441816-23-000147 · wf-form4_168867431122469.xml · nonDerivative · entry 3

Porter Mark · CIK 0001801141 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,556

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $411.31 to $412.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:12 UTC
Porter MarkChief Technology Officer
SaleClass A Common Stock 300 $410.54 $123,162.00
Disclosure

SEC source: 0001441816-23-000147 · wf-form4_168867431122469.xml · nonDerivative · entry 2

Porter Mark · CIK 0001801141 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,390

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $410.22 to $411.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:12 UTC
Porter MarkChief Technology Officer
SaleClass A Common Stock 100 $409.22 $40,922.00
Disclosure

SEC source: 0001441816-23-000147 · wf-form4_168867431122469.xml · nonDerivative · entry 1

Porter Mark · CIK 0001801141 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,690

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person

F2 · balance_after: Includes 123 shares purchased under the Issuer's Employee Stock Purchase Plan on June 15, 2023. Such shares were not previously reportable under Section 16.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:12 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 23 $408.77 $9,401.71
Disclosure

SEC source: 0001441816-23-000146 · wf-form4_168867430732938.xml · nonDerivative · entry 2

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,085

F1 · kind: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable service-based vesting and settlement of restricted stock units.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $408.75 to $408.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:12 UTC
Ittycheria DevDirector · President & CEO
SaleClass A Common Stock 4,203 $406.78 $1,709,696.34
Disclosure

SEC source: 0001441816-23-000146 · wf-form4_168867430732938.xml · nonDerivative · entry 1

Ittycheria Dev · CIK 0001397383 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,108

F1 · kind: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable service-based vesting and settlement of restricted stock units.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:12 UTC
Bull ThomasChief Accounting Officer
SaleClass A Common Stock 1 $408.30 $408.30
Disclosure

SEC source: 0001441816-23-000145 · wf-form4_168867430045320.xml · nonDerivative · entry 2

Bull Thomas · CIK 0001719887 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,190

F1 · kind: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable service-based vesting and settlement of restricted stock units.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:12 UTC
Bull ThomasChief Accounting Officer
SaleClass A Common Stock 515 $406.78 $209,491.70
Disclosure

SEC source: 0001441816-23-000145 · wf-form4_168867430045320.xml · nonDerivative · entry 1

Bull Thomas · CIK 0001719887 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,191

F1 · kind: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable service-based vesting and settlement of restricted stock units.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:11 UTC SaleClass A Common Stock 12 $409.04 $4,908.48
Disclosure

SEC source: 0001441816-23-000144 · wf-form4_168867430408069.xml · nonDerivative · entry 2

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,509

F1 · kind: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable service-based vesting and settlement of restricted stock units.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $408.80 to $409.47, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:11 UTC SaleClass A Common Stock 2,185 $406.78 $888,814.30
Disclosure

SEC source: 0001441816-23-000144 · wf-form4_168867430408069.xml · nonDerivative · entry 1

Gordon Michael Lawrence · CIK 0001615459 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,521

F1 · kind: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable service-based vesting and settlement of restricted stock units.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:11 UTC SaleClass A Common Stock 1,000 $407.03 $407,030.00
Disclosure

SEC source: 0001441816-23-000143 · wf-form4_168867429724379.xml · nonDerivative · entry 3

MERRIMAN DWIGHT A · CIK 0001237858 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 538,896

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $406.78 to $407.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5 · ownership.nature: These shares are held by The Dwight A. Merriman 2012 Trust for the benefit of the Reporting Person's children.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:11 UTC SaleClass A Common Stock 200 $408.00 $81,600.00
Disclosure

SEC source: 0001441816-23-000143 · wf-form4_168867429724379.xml · nonDerivative · entry 2

MERRIMAN DWIGHT A · CIK 0001237858 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,214,765

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $407.95 to $408.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:11 UTC SaleClass A Common Stock 3,800 $407.06 $1,546,828.00
Disclosure

SEC source: 0001441816-23-000143 · wf-form4_168867429724379.xml · nonDerivative · entry 1

MERRIMAN DWIGHT A · CIK 0001237858 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,214,965

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $406.78 to $407.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:41 UTC GrantClass A Common Stock 598 $0.00 $0.00
Disclosure

SEC source: 0001441816-23-000117 · wf-form4_168807126539412.xml · nonDerivative · entry 1

Killalea Peter Thomas · CIK 0001638728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,343

F1 · shares: Represents restricted stock units issued to the Reporting Person pursuant to the annual equity grant under the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's 2024 annual stockholders' meeting, subject to the Reporting Person providing continuous service to the Issuer through such date.

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June 27, 2023 Filed Jun 29, 2023 20:41 UTC GrantClass A Common Stock 598 $0.00 $0.00
Disclosure

SEC source: 0001441816-23-000122 · wf-form4_168807128334693.xml · nonDerivative · entry 1

Agrawal Archana · CIK 0001785447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,678

F1 · shares: Represents restricted stock units issued to the Reporting Person pursuant to the annual equity grant under the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's 2024 annual stockholders' meeting, subject to the Reporting Person providing continuous service to the Issuer through such date.

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June 27, 2023 Filed Jun 29, 2023 20:41 UTC GrantClass A Common Stock 143 $0.00 $0.00
Disclosure

SEC source: 0001441816-23-000121 · wf-form4_168807127247615.xml · nonDerivative · entry 2

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,224

F2 · shares: Represents fully vested shares issued to the Reporting Person who elected to receive stock in lieu of cash for services as a director under the Issuer's non-employee director compensation policy. The number of shares was calculated based on the 30-day volume-weighted average share price on the date of issuance and the amount of fees owed to the Reporting Person.

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June 27, 2023 Filed Jun 29, 2023 20:41 UTC GrantClass A Common Stock 598 $0.00 $0.00
Disclosure

SEC source: 0001441816-23-000121 · wf-form4_168807127247615.xml · nonDerivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,081

F1 · shares: Represents restricted stock units issued to the Reporting Person pursuant to the annual equity grant under the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's 2024 annual stockholders' meeting, subject to the Reporting Person providing continuous service to the Issuer through such date.

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June 27, 2023 Filed Jun 29, 2023 20:41 UTC GrantClass A Common Stock 161 $0.00 $0.00
Disclosure

SEC source: 0001441816-23-000120 · wf-form4_168807127602560.xml · nonDerivative · entry 2

Cochran Hope F · CIK 0001392352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,959

F2 · shares: Represents fully vested shares issued to the Reporting Person who elected to receive stock in lieu of cash for services as a director under the Issuer's non-employee director compensation policy. The number of shares was calculated based on the 30-day volume-weighted average share price on the date of issuance and the amount of fees owed to the Reporting Person.

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June 27, 2023 Filed Jun 29, 2023 20:41 UTC GrantClass A Common Stock 598 $0.00 $0.00
Disclosure

SEC source: 0001441816-23-000120 · wf-form4_168807127602560.xml · nonDerivative · entry 1

Cochran Hope F · CIK 0001392352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,798

F1 · shares: Represents restricted stock units issued to the Reporting Person pursuant to the annual equity grant under the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's 2024 annual stockholders' meeting, subject to the Reporting Person providing continuous service to the Issuer through such date.

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June 27, 2023 Filed Jun 29, 2023 20:41 UTC
BOTHA ROELOFDirector
GrantClass A Common Stock 117 $0.00 $0.00
Disclosure

SEC source: 0001441816-23-000119 · wf-form4_168807127946584.xml · nonDerivative · entry 2

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,656

F2 · shares: Represents fully vested shares issued to the Reporting Person who elected to receive stock in lieu of cash for services as a director under the Issuer's non-employee director compensation policy. The number of shares was calculated based on the 30-day volume-weighted average share price on the date of issuance and the amount of fees owed to the Reporting Person.

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June 27, 2023 Filed Jun 29, 2023 20:41 UTC
BOTHA ROELOFDirector
GrantClass A Common Stock 598 $0.00 $0.00
Disclosure

SEC source: 0001441816-23-000119 · wf-form4_168807127946584.xml · nonDerivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,539

F1 · shares: Represents restricted stock units issued to the Reporting Person pursuant to the annual equity grant under the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's 2024 annual stockholders' meeting, subject to the Reporting Person providing continuous service to the Issuer through such date.

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June 27, 2023 Filed Jun 29, 2023 20:41 UTC GrantClass A Common Stock 146 $0.00 $0.00
Disclosure

SEC source: 0001441816-23-000118 · wf-form4_168807126884226.xml · nonDerivative · entry 2

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,406

F2 · shares: Represents fully vested shares issued to the Reporting Person who elected to receive stock in lieu of cash for services as a director under the Issuer's non-employee director compensation policy. The number of shares was calculated based on the 30-day volume-weighted average share price on the date of issuance and the amount of fees owed to the Reporting Person.

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June 27, 2023 Filed Jun 29, 2023 20:41 UTC GrantClass A Common Stock 598 $0.00 $0.00
Disclosure

SEC source: 0001441816-23-000118 · wf-form4_168807126884226.xml · nonDerivative · entry 1

Hazard Charles M Jr · CIK 0001339247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,260

F1 · shares: Represents restricted stock units issued to the Reporting Person pursuant to the annual equity grant under the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's 2024 annual stockholders' meeting, subject to the Reporting Person providing continuous service to the Issuer through such date.

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June 27, 2023 Filed Jun 29, 2023 20:41 UTC GrantClass A Common Stock 109 $0.00 $0.00
Disclosure

SEC source: 0001441816-23-000116 · wf-form4_168807126115141.xml · nonDerivative · entry 2

McMahon John Dennis · CIK 0001397798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,014

F2 · shares: Represents fully vested shares issued to the Reporting Person who elected to receive stock in lieu of cash for services as a director under the Issuer's non-employee director compensation policy. The number of shares was calculated based on the 30-day volume-weighted average share price on the date of issuance and the amount of fees owed to the Reporting Person.

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June 27, 2023 Filed Jun 29, 2023 20:41 UTC GrantClass A Common Stock 598 $0.00 $0.00
Disclosure

SEC source: 0001441816-23-000116 · wf-form4_168807126115141.xml · nonDerivative · entry 1

McMahon John Dennis · CIK 0001397798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,905

F1 · shares: Represents restricted stock units issued to the Reporting Person pursuant to the annual equity grant under the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's 2024 annual stockholders' meeting, subject to the Reporting Person providing continuous service to the Issuer through such date.

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June 27, 2023 Filed Jun 29, 2023 20:41 UTC GrantClass A Common Stock 598 $0.00 $0.00
Disclosure

SEC source: 0001441816-23-000115 · wf-form4_168807125798127.xml · nonDerivative · entry 2

MERRIMAN DWIGHT A · CIK 0001237858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,218,765

F2 · shares: Represents restricted stock units issued to the Reporting Person pursuant to the annual equity grant under the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's 2024 annual stockholders' meeting, subject to the Reporting Person providing continuous service to the Issuer through such date.

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June 27, 2023 Filed Jun 29, 2023 20:41 UTC OtherClass A Common Stock 787 $342.67 $269,681.29
Disclosure

SEC source: 0001441816-23-000115 · wf-form4_168807125798127.xml · nonDerivative · entry 1

MERRIMAN DWIGHT A · CIK 0001237858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,218,167

F1 · kind: Represents restricted stock units previously issued to the Reporting Person pursuant to the fiscal year 2023 annual equity grant under the Issuer's non-employee director compensation policy that were previously reported in Table I of the Form 4 filed by the Reporting Person on June 30, 2022. Such restricted stock units vested on June 27, 2023, and were disposed of and settled using the cash equivalent value of the shares of the Issuer's Class A Common Stock subject thereto, which was calculated with a 30-day volume-weighted average share price on June 27, 2023. The disposition and cash settlement of such restricted stock units is exempt pursuant to Rule 16b-3.

F1 · price: Represents restricted stock units previously issued to the Reporting Person pursuant to the fiscal year 2023 annual equity grant under the Issuer's non-employee director compensation policy that were previously reported in Table I of the Form 4 filed by the Reporting Person on June 30, 2022. Such restricted stock units vested on June 27, 2023, and were disposed of and settled using the cash equivalent value of the shares of the Issuer's Class A Common Stock subject thereto, which was calculated with a 30-day volume-weighted average share price on June 27, 2023. The disposition and cash settlement of such restricted stock units is exempt pursuant to Rule 16b-3.

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June 15, 2023 Filed Jun 20, 2023 20:28 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,937 $0.00 Strike: $7.58 $0.00
Disclosure

SEC source: 0001441816-23-000099 · wf-form4_168729292288540.xml · derivative · entry 3

Cochran Hope F · CIK 0001392352 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,187

Underlying: Class A Common Stock · 2,937 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: Immediately exercisable and fully vested.

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June 15, 2023 Filed Jun 20, 2023 20:28 UTC SaleClass A Common Stock 2,174 $373.19 $811,315.06
Disclosure

SEC source: 0001441816-23-000099 · wf-form4_168729292288540.xml · nonDerivative · entry 2

Cochran Hope F · CIK 0001392352 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,200

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 15, 2023 Filed Jun 20, 2023 20:28 UTC Exercise / conversionClass A Common Stock 2,937 $7.58 $22,262.46
Disclosure

SEC source: 0001441816-23-000099 · wf-form4_168729292288540.xml · nonDerivative · entry 1

Cochran Hope F · CIK 0001392352 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.