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Nasdaq · USD

MCRI

MONARCH CASINO & RESORT INC

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4474
SEC CIK
0000907242
Parsed reports
170

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 27, 2017 Filed Mar 30, 2018 00:14 UTC SaleCommon Stock 3,000 $43.75 $131,250.00
Disclosure

SEC source: 0000907242-18-000002 · primary_doc.xml · nonDerivative · entry 2

SULLIVAN CRAIG F · CIK 0001127050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 26, 2017 Filed Oct 27, 2017 21:01 UTC
FARAHI BEN10% owner
SaleCommon Stock 25,000 $42.91 $1,072,750.00
Disclosure

SEC source: 0000937322-17-000001 · primary_doc.xml · nonDerivative · entry 2

FARAHI BEN · CIK 0000937322 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125,772

Read SEC document
October 25, 2017 Filed Oct 27, 2017 21:01 UTC
FARAHI BEN10% owner
SaleCommon Stock 10,000 $43.20 $432,000.00
Disclosure

SEC source: 0000937322-17-000001 · primary_doc.xml · nonDerivative · entry 1

FARAHI BEN · CIK 0000937322 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125,772

Read SEC document
September 01, 2017 Filed Sep 6, 2017 01:22 UTC GrantOptions / Right to Sell · Derivative 11,666 $35.10 Strike: $35.10 $409,476.60
Disclosure

SEC source: 0000907242-17-000010 · primary_doc.xml · derivative · entry 1

Farahi David-Jacques · CIK 0001548756 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,665

Underlying: Common Stock · 11,666 shares

Expires 2027-09-01

Read SEC document
August 09, 2017 Filed Aug 10, 2017 23:19 UTC
FARAHI BOBDirector · President
Exercise / conversionOptions / Right to Buy · Derivative 33,334 $0.00 Strike: $29.00 $0.00
Disclosure

SEC source: 0000907242-17-000009 · primary_doc.xml · derivative · entry 8

FARAHI BOB · CIK 0000937326 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,003

Underlying: Common Stock · 33,334 shares

Expires 2017-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2017 Filed Aug 10, 2017 23:19 UTC
FARAHI BOBDirector · President
Tax withholdingCommon Stock 29,231 $34.91 $1,020,454.21
Disclosure

SEC source: 0000907242-17-000009 · primary_doc.xml · nonDerivative · entry 3

FARAHI BOB · CIK 0000937326 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,516

F1 · shares: On August 9, 2017, Mr. Farahi completed "net" stock option exercise whereby he exercised 33,334 stock options with an expiration date 10/21/2017. The exercise price of the stock option and the required tax withholding were paid in the form of stock totaling 29,231 shares. As a result of this "net" stock exercise Mr. Farahi beneficial ownership increased by the balance of 4,103.

Read SEC document
August 09, 2017 Filed Aug 10, 2017 23:19 UTC
FARAHI BOBDirector · President
Exercise / conversionCommon Stock 33,334 $29.00 $966,686.00
Disclosure

SEC source: 0000907242-17-000009 · primary_doc.xml · nonDerivative · entry 2

FARAHI BOB · CIK 0000937326 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 9, 2017, Mr. Farahi completed "net" stock option exercise whereby he exercised 33,334 stock options with an expiration date 10/21/2017. The exercise price of the stock option and the required tax withholding were paid in the form of stock totaling 29,231 shares. As a result of this "net" stock exercise Mr. Farahi beneficial ownership increased by the balance of 4,103.

Read SEC document
August 09, 2017 Filed Aug 10, 2017 23:19 UTC
FARAHI BOBDirector · President
SaleCommon Stock 34,000 $34.43 $1,170,620.00
Disclosure

SEC source: 0000907242-17-000009 · primary_doc.xml · nonDerivative · entry 1

FARAHI BOB · CIK 0000937326 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,516

Read SEC document
August 09, 2017 Filed Aug 10, 2017 16:35 UTC
FARAHI JOHNDirector · CEO · 10% owner
SaleOptions/Right to Buy · Derivative 66,668 $34.00 Strike: $29.00 $2,266,712.00
Disclosure

SEC source: 0000907242-17-000008 · primary_doc.xml · derivative · entry 6

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 66,668 shares

Expires 2017-10-21

Read SEC document
August 01, 2017 Filed Aug 2, 2017 23:52 UTC
Farahi David-JacquesChief Operating Officer
GrantOption / Right to Buy · Derivative 6,667 $33.34 Strike: $33.34 $222,277.78
Disclosure

SEC source: 0000907242-17-000007 · primary_doc.xml · derivative · entry 1

Farahi David-Jacques · CIK 0001548756 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,999

Underlying: Common Stock · 6,667 shares

Expires 2027-08-01

Read SEC document
June 14, 2017 Filed Jun 15, 2017 21:01 UTC GrantOptions / Right to Buy · Derivative 6,100 $31.23 Strike: $31.23 $190,503.00
Disclosure

SEC source: 0000907242-17-000005 · primary_doc.xml · derivative · entry 1

LANDAU YVETTE · CIK 0001186740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,800

Underlying: Common Stock · 6,100 shares

Expires 2027-06-14

Read SEC document
June 14, 2017 Filed Jun 15, 2017 23:33 UTC
Andrews PaulDirector
GrantOptions / Right to Buy · Derivative 6,100 $31.23 Strike: $31.23 $190,503.00
Disclosure

SEC source: 0000907242-17-000006 · primary_doc.xml · derivative · entry 1

Andrews Paul · CIK 0001604731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 6,100 shares

Expires 2027-06-14

Read SEC document
June 14, 2017 Filed Jun 15, 2017 20:39 UTC GrantOptions/Right to Buy · Derivative 6,100 $31.23 Strike: $31.23 $190,503.00
Disclosure

SEC source: 0000907242-17-000004 · primary_doc.xml · derivative · entry 2

SULLIVAN CRAIG F · CIK 0001127050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,500

Underlying: Common Stock · 6,100 shares

Expires 2027-06-14

Read SEC document
June 08, 2017 Filed Mar 30, 2018 00:14 UTC SaleCommon Stock 4,883 $31.04 $151,568.32
Disclosure

SEC source: 0000907242-18-000002 · primary_doc.xml · nonDerivative · entry 1

SULLIVAN CRAIG F · CIK 0001127050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 16, 2017 Filed Mar 22, 2017 01:04 UTC SaleOption/Right to Buy · Derivative 5,700 $28.75 Strike: $28.02 $163,875.00
Disclosure

SEC source: 0000907242-17-000003 · primary_doc.xml · derivative · entry 4

SULLIVAN CRAIG F · CIK 0001127050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 5,700 shares

Expires 2017-05-22

Read SEC document
March 16, 2017 Filed Mar 22, 2017 01:04 UTC SaleOption/Right to Buy · Derivative 100 $28.76 Strike: $28.02 $2,876.00
Disclosure

SEC source: 0000907242-17-000003 · primary_doc.xml · derivative · entry 3

SULLIVAN CRAIG F · CIK 0001127050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 100 shares

Expires 2017-05-22

Read SEC document
March 16, 2017 Filed Mar 22, 2017 01:04 UTC SaleOption/Right to Buy · Derivative 300 $28.77 Strike: $28.02 $8,631.00
Disclosure

SEC source: 0000907242-17-000003 · primary_doc.xml · derivative · entry 2

SULLIVAN CRAIG F · CIK 0001127050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 300 shares

Expires 2017-05-22

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:58 UTC
Farahi David-JacquesChief Operating Officer
GrantOptions/Right to Buy · Derivative 1,666 $26.93 Strike: $26.93 $44,865.38
Disclosure

SEC source: 0000907242-17-000002 · primary_doc.xml · derivative · entry 1

Farahi David-Jacques · CIK 0001548756 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,332

Underlying: Common Stock · 1,666 shares

Expires 2027-03-01

Read SEC document
February 01, 2017 Filed Feb 3, 2017 00:11 UTC
Farahi David-JacquesChief Operating Officer
GrantOptions/Right to buy · Derivative 13,333 $23.54 Strike: $23.54 $313,858.82
Disclosure

SEC source: 0000907242-17-000001 · primary_doc.xml · derivative · entry 1

Farahi David-Jacques · CIK 0001548756 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,666

Underlying: Common Stock · 13,333 shares

Expires 2027-02-01

Read SEC document
December 27, 2016 Filed Dec 29, 2016 01:41 UTC
FARAHI BEN10% owner
GiftCommon Stock 10,000 $25.59 $255,900.00
Disclosure

SEC source: 0000937322-16-000002 · primary_doc.xml · nonDerivative · entry 1

FARAHI BEN · CIK 0000937322 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160,772

Read SEC document
November 22, 2016 Filed Dec 1, 2016 00:39 UTC
Cooley Richard L.Vice President of Finance
SaleOption/Right to Buy · Derivative 10,000 $26.00 Strike: $21.71 $260,000.00
Disclosure

SEC source: 0000907242-16-000032 · primary_doc.xml · derivative · entry 8

Cooley Richard L. · CIK 0001671247 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 10,000 shares

Expires 2023-10-21

Read SEC document
November 22, 2016 Filed Dec 1, 2016 00:39 UTC
Cooley Richard L.Vice President of Finance
SaleOption/Right to Buy · Derivative 10,000 $25.75 Strike: $21.71 $257,500.00
Disclosure

SEC source: 0000907242-16-000032 · primary_doc.xml · derivative · entry 7

Cooley Richard L. · CIK 0001671247 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 10,000 shares

Expires 2023-10-21

Read SEC document
November 22, 2016 Filed Dec 1, 2016 00:39 UTC
Cooley Richard L.Vice President of Finance
SaleOption/Right to Buy · Derivative 10,000 $25.75 Strike: $8.56 $257,500.00
Disclosure

SEC source: 0000907242-16-000032 · primary_doc.xml · derivative · entry 6

Cooley Richard L. · CIK 0001671247 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 10,000 shares

Expires 2022-10-09

Read SEC document
November 22, 2016 Filed Dec 1, 2016 00:39 UTC
Cooley Richard L.Vice President of Finance
SaleOption/Right to Buy · Derivative 9,100 $25.50 Strike: $8.56 $232,050.00
Disclosure

SEC source: 0000907242-16-000032 · primary_doc.xml · derivative · entry 5

Cooley Richard L. · CIK 0001671247 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 9,100 shares

Expires 2022-10-09

Read SEC document
November 21, 2016 Filed Dec 1, 2016 00:39 UTC
Cooley Richard L.Vice President of Finance
SaleOption/Right to Buy · Derivative 900 $25.50 Strike: $8.56 $22,950.00
Disclosure

SEC source: 0000907242-16-000032 · primary_doc.xml · derivative · entry 4

Cooley Richard L. · CIK 0001671247 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 900 shares

Expires 2022-10-09

Read SEC document
November 21, 2016 Filed Dec 1, 2016 00:39 UTC
Cooley Richard L.Vice President of Finance
SaleOption/Right to Buy · Derivative 10,000 $25.25 Strike: $9.33 $252,500.00
Disclosure

SEC source: 0000907242-16-000032 · primary_doc.xml · derivative · entry 3

Cooley Richard L. · CIK 0001671247 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common stock · 10,000 shares

Expires 2021-10-21

Read SEC document
November 18, 2016 Filed Dec 1, 2016 00:39 UTC
Cooley Richard L.Vice President of Finance
SaleOption/Right to Buy · Derivative 5,865 $25.00 Strike: $9.33 $146,625.00
Disclosure

SEC source: 0000907242-16-000032 · primary_doc.xml · derivative · entry 2

Cooley Richard L. · CIK 0001671247 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Commin Stock · 5,865 shares

Expires 2021-10-21

Read SEC document
November 16, 2016 Filed Nov 18, 2016 00:40 UTC
Farahi David-JacquesChief Operating Officer
SaleCommon Stck 5,000 $24.76 $123,800.00
Disclosure

SEC source: 0000907242-16-000029 · primary_doc.xml · nonDerivative · entry 1

Farahi David-Jacques · CIK 0001548756 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 14, 2016 Filed Nov 22, 2016 01:52 UTC
Cooley Richard L.Vice President of Finance
SaleOption/Right to Buy · Derivative 4,135 $25.00 Strike: $9.33 $103,375.00
Disclosure

SEC source: 0000907242-16-000031 · primary_doc.xml · derivative · entry 5

Cooley Richard L. · CIK 0001671247 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,865

Underlying: Common stock · 4,135 shares

Expires 2021-10-21

Read SEC document
November 11, 2016 Filed Nov 22, 2016 01:52 UTC
Cooley Richard L.Vice President of Finance
SaleOption/Right to buy · Derivative 8,607 $24.50 Strike: $11.48 $210,871.50
Disclosure

SEC source: 0000907242-16-000031 · primary_doc.xml · derivative · entry 4

Cooley Richard L. · CIK 0001671247 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,865

Underlying: Common Stock · 8,607 shares

Expires 2020-10-21

Read SEC document
November 01, 2016 Filed Nov 3, 2016 23:11 UTC
FARAHI BOBDirector · President
GrantOption/Right to buy · Derivative 33,333 $23.08 Strike: $23.08 $769,325.64
Disclosure

SEC source: 0000907242-16-000028 · primary_doc.xml · derivative · entry 5

FARAHI BOB · CIK 0000937326 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,337

Underlying: Common Stock · 33,333 shares

Expires 2026-11-01

Read SEC document
November 01, 2016 Filed Nov 3, 2016 18:37 UTC
FARAHI JOHNDirector · CEO · 10% owner
GrantOption/Right to Buy · Derivative 66,666 $23.08 Strike: $23.08 $1,538,651.28
Disclosure

SEC source: 0000907242-16-000027 · primary_doc.xml · derivative · entry 6

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,668

Underlying: Common Stock · 66,666 shares

Expires 2026-11-01

Read SEC document
November 01, 2016 Filed Nov 22, 2016 01:52 UTC
Cooley Richard L.Vice President of Finance
GrantOption/Right to Buy · Derivative 20,000 $23.08 Strike: $23.08 $461,600.00
Disclosure

SEC source: 0000907242-16-000031 · primary_doc.xml · derivative · entry 6

Cooley Richard L. · CIK 0001671247 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,865

Underlying: Common Stock · 20,000 shares

Expires 2026-11-01

Read SEC document
October 20, 2016 Filed Oct 24, 2016 23:25 UTC
FARAHI BOBDirector · President
Exercise / conversionOption/right to buy · Derivative 33,334 $0.00 Strike: $21.82 $0.00
Disclosure

SEC source: 0000907242-16-000026 · primary_doc.xml · derivative · entry 7

FARAHI BOB · CIK 0000937326 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,004

Underlying: Common Stock · 33,334 shares

Expires 2016-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On October 20, 2016, Mr. Farahi completed "net" stock option exercise whereby he exercised 33,334 stock options with an expiration date 10/21/2016. The exercise price of the stock option and the required tax withholding were paid in the form of stock totaling 31,535 shares. As a result of this "net" stock exercise Mr. Farahi beneficial ownership increased by the balance of 1,799 shares.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 23:25 UTC
FARAHI BOBDirector · President
Tax withholdingCommon Stock 31,535 $23.57 $743,279.95
Disclosure

SEC source: 0000907242-16-000026 · primary_doc.xml · nonDerivative · entry 2

FARAHI BOB · CIK 0000937326 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,413

F1 · shares: On October 20, 2016, Mr. Farahi completed "net" stock option exercise whereby he exercised 33,334 stock options with an expiration date 10/21/2016. The exercise price of the stock option and the required tax withholding were paid in the form of stock totaling 31,535 shares. As a result of this "net" stock exercise Mr. Farahi beneficial ownership increased by the balance of 1,799 shares.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 23:25 UTC
FARAHI BOBDirector · President
Exercise / conversionCommon Stock 33,334 $21.82 $727,347.88
Disclosure

SEC source: 0000907242-16-000026 · primary_doc.xml · nonDerivative · entry 1

FARAHI BOB · CIK 0000937326 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On October 20, 2016, Mr. Farahi completed "net" stock option exercise whereby he exercised 33,334 stock options with an expiration date 10/21/2016. The exercise price of the stock option and the required tax withholding were paid in the form of stock totaling 31,535 shares. As a result of this "net" stock exercise Mr. Farahi beneficial ownership increased by the balance of 1,799 shares.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 22:30 UTC
FARAHI JOHNDirector · CEO · 10% owner
Exercise / conversionOption/Right to buy · Derivative 66,666 $0.00 Strike: $21.82 $0.00
Disclosure

SEC source: 0000907242-16-000025 · primary_doc.xml · derivative · entry 8

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,002

Underlying: Common Stock · 66,666 shares

Expires 2016-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On October 20, 2016, Mr. Farahi completed "net" stock option exercise whereby he exercised 66,666 stock options with an expiration date 10/21/2016. The exercise price of the stock option and the required tax withholding were paid in the form of stock totaling 63,070 shares. As a result of this "net" stock exercise Mr. Farahi beneficial ownership increased by the balance of 3,596 shares.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 22:30 UTC
FARAHI JOHNDirector · CEO · 10% owner
Tax withholdingCommon Shares 63,070 $23.57 $1,486,559.90
Disclosure

SEC source: 0000907242-16-000025 · primary_doc.xml · nonDerivative · entry 2

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791,983

F1 · shares: On October 20, 2016, Mr. Farahi completed "net" stock option exercise whereby he exercised 66,666 stock options with an expiration date 10/21/2016. The exercise price of the stock option and the required tax withholding were paid in the form of stock totaling 63,070 shares. As a result of this "net" stock exercise Mr. Farahi beneficial ownership increased by the balance of 3,596 shares.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 22:30 UTC
FARAHI JOHNDirector · CEO · 10% owner
Exercise / conversionCommon Stock 66,666 $21.82 $1,454,652.12
Disclosure

SEC source: 0000907242-16-000025 · primary_doc.xml · nonDerivative · entry 1

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On October 20, 2016, Mr. Farahi completed "net" stock option exercise whereby he exercised 66,666 stock options with an expiration date 10/21/2016. The exercise price of the stock option and the required tax withholding were paid in the form of stock totaling 63,070 shares. As a result of this "net" stock exercise Mr. Farahi beneficial ownership increased by the balance of 3,596 shares.

Read SEC document
September 01, 2016 Filed Sep 26, 2016 17:57 UTC
Farahi David-JacquesChief Operating Officer
GrantOption/right to buy · Derivative 11,667 $23.63 Strike: $23.63 $275,691.21
Disclosure

SEC source: 0000907242-16-000024 · primary_doc.xml · derivative · entry 2

Farahi David-Jacques · CIK 0001548756 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,333

Underlying: Common Stock · 11,667 shares

Expires 2026-09-01

Read SEC document
August 19, 2016 Filed Nov 22, 2016 01:52 UTC
Cooley Richard L.Vice President of Finance
SaleOption/Right to Buy · Derivative 1,393 $24.50 Strike: $11.48 $34,128.50
Disclosure

SEC source: 0000907242-16-000031 · primary_doc.xml · derivative · entry 3

Cooley Richard L. · CIK 0001671247 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,865

Underlying: Common Stock · 1,393 shares

Expires 2020-10-21

Read SEC document
August 10, 2016 Filed Nov 22, 2016 01:52 UTC
Cooley Richard L.Vice President of Finance
SaleOption/Right to Buy · Derivative 10,000 $24.00 Strike: $11.48 $240,000.00
Disclosure

SEC source: 0000907242-16-000031 · primary_doc.xml · derivative · entry 2

Cooley Richard L. · CIK 0001671247 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,865

Underlying: Common Stock · 10,000 shares

Expires 2020-10-21

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.