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Moelis & Co

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3898
SEC CIK
0001596967
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864

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2025 Filed Jun 24, 2025 21:14 UTC
Pilcher Ciafone KatherineChief Operating Officer
Grant2021 Incentive RSUs · Derivative 31.36 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089543 · ownership.xml · derivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,760.93

Underlying: Class A Common Stock · 31.36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:14 UTC
Pilcher Ciafone KatherineChief Operating Officer
Grant2020 Incentive RSUs · Derivative 16.51 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089543 · ownership.xml · derivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,453.53

Underlying: Class A Common Stock · 16.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:13 UTC
WATANABE OSAMU R.General Counsel, Secretary
Grant2024 Incentive RSUs · Derivative 73.32 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089541 · ownership.xml · derivative · entry 5

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,454.09

Underlying: Class A Common Stock · 73.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:13 UTC
WATANABE OSAMU R.General Counsel, Secretary
Grant2023 Incentive RSUs · Derivative 70.66 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089541 · ownership.xml · derivative · entry 4

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,220.53

Underlying: Class A Common Stock · 70.66 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:13 UTC
WATANABE OSAMU R.General Counsel, Secretary
Grant2022 Incentive RSUs · Derivative 66.93 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089541 · ownership.xml · derivative · entry 3

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,892.16

Underlying: Class A Common Stock · 66.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:13 UTC
WATANABE OSAMU R.General Counsel, Secretary
Grant2021 Incentive RSUs · Derivative 46.8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089541 · ownership.xml · derivative · entry 2

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,120.11

Underlying: Class A Common Stock · 46.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:13 UTC
WATANABE OSAMU R.General Counsel, Secretary
Grant2020 Incentive RSUs · Derivative 24.81 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089541 · ownership.xml · derivative · entry 1

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,184.26

Underlying: Class A Common Stock · 24.81 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:56 UTC Grant2024 Annual Restricted Stock Units 38 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-063787 · ownership.xml · nonDerivative · entry 1

Mirrer Louise · CIK 0002038412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38

F1 · security: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · date: The 2024 Annual Restricted Stock Units vested on May 1, 2025 and settlement is between July 1, 2026 and within 60 days following July 1, 2026.

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: Restricted Stock Units granted to Non-Employee Director based on $52.97 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on April 30, 2025.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:25 UTC Grant2024 Annual Restricted Stock Units 13.24 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-048015 · ownership.xml · nonDerivative · entry 1

Mirrer Louise · CIK 0002038412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,228.79

F1 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.

F2 · price: 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on September 24, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:19 UTC Grant2024 Elective Restricted Stock Units 1.33 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-048006 · ownership.xml · nonDerivative · entry 3

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123.33

F1 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.

F4 · price: 2024 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2024. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:19 UTC Grant2024 Annual Restricted Stock Units 22.49 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-048006 · ownership.xml · nonDerivative · entry 2

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,086.29

F1 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.

F3 · price: 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:19 UTC Grant2023 Annual Restricted Stock Units 28.35 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-048006 · ownership.xml · nonDerivative · entry 1

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,630.89

F1 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.

F2 · price: 2023 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:28 UTC
SIMON JOSEPHFormer Chief Financial Officer
Grant2020 Incentive RSUs · Derivative 47.48 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048018 · ownership.xml · derivative · entry 1

SIMON JOSEPH · CIK 0001604693 · Former Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,405.11

Underlying: Class A Common Stock · 47.48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:24 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2024 Long Term Incentive RSUs · Derivative 69.46 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048013 · ownership.xml · derivative · entry 6

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,444.46

Underlying: Class A Common Stock · 69.46 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F7 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.

F7 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:24 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2024 Incentive RSUs · Derivative 166.72 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048013 · ownership.xml · derivative · entry 5

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,468.72

Underlying: Class A Common Stock · 166.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:24 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2023 Incentive RSUs · Derivative 281.69 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048013 · ownership.xml · derivative · entry 4

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,136.94

Underlying: Class A Common Stock · 281.69 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:24 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2022 Incentive RSUs · Derivative 274.64 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048013 · ownership.xml · derivative · entry 3

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,482.04

Underlying: Class A Common Stock · 274.64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:24 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2021 Incentive RSUs · Derivative 145.98 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048013 · ownership.xml · derivative · entry 2

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,544.98

Underlying: Class A Common Stock · 145.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:24 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2020 Incentive RSUs · Derivative 77.41 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048013 · ownership.xml · derivative · entry 1

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,182.47

Underlying: Class A Common Stock · 77.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:22 UTC
Callesano ChristopherChief Financial Officer
Grant2024 Incentive RSUs · Derivative 17.36 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048010 · ownership.xml · derivative · entry 5

Callesano Christopher · CIK 0001681752 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,610.36

Underlying: Class A Common Stock · 17.36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:22 UTC
Callesano ChristopherChief Financial Officer
Grant2023 Incentive RSUs · Derivative 17.4 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048010 · ownership.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,614.13

Underlying: Class A Common Stock · 17.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:22 UTC
Callesano ChristopherChief Financial Officer
Grant2022 Incentive RSUs · Derivative 18.99 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048010 · ownership.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,762.2

Underlying: Class A Common Stock · 18.99 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:22 UTC
Callesano ChristopherChief Financial Officer
Grant2021 Incentive RSUs · Derivative 8.03 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048010 · ownership.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 745.49

Underlying: Class A Common Stock · 8.03 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:22 UTC
Callesano ChristopherChief Financial Officer
Grant2020 Incentive RSUs · Derivative 4.65 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048010 · ownership.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431.11

Underlying: Class A Common Stock · 4.65 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:21 UTC Grant2024 Elective Restricted Stock Units 5.88 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-048008 · ownership.xml · nonDerivative · entry 3

Worrell Laila · CIK 0001961724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 545.72

F1 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.

F4 · price: 2024 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2024. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:21 UTC Grant2024 Annual Restricted Stock Units 21.47 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-048008 · ownership.xml · nonDerivative · entry 2

Worrell Laila · CIK 0001961724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,991.74

F1 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.

F3 · price: 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:21 UTC Grant2023 Annual Restricted Stock Units 27.07 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-048008 · ownership.xml · nonDerivative · entry 1

Worrell Laila · CIK 0001961724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,511.5

F1 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.

F2 · price: 2023 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:18 UTC
WATANABE OSAMU R.General Counsel, Secretary
Grant2024 Incentive RSUs · Derivative 68.77 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048004 · ownership.xml · derivative · entry 5

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,380.77

Underlying: Class A Common Stock · 68.77 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:18 UTC
WATANABE OSAMU R.General Counsel, Secretary
Grant2023 Incentive RSUs · Derivative 66.28 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048004 · ownership.xml · derivative · entry 4

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,149.87

Underlying: Class A Common Stock · 66.28 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:18 UTC
WATANABE OSAMU R.General Counsel, Secretary
Grant2022 Incentive RSUs · Derivative 62.78 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048004 · ownership.xml · derivative · entry 3

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,825.23

Underlying: Class A Common Stock · 62.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:18 UTC
WATANABE OSAMU R.General Counsel, Secretary
Grant2021 Incentive RSUs · Derivative 43.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048004 · ownership.xml · derivative · entry 2

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,073.31

Underlying: Class A Common Stock · 43.9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:18 UTC
WATANABE OSAMU R.General Counsel, Secretary
Grant2020 Incentive RSUs · Derivative 23.27 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048004 · ownership.xml · derivative · entry 1

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,159.44

Underlying: Class A Common Stock · 23.27 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:17 UTC
Pilcher Ciafone KatherineChief Operating Officer
Grant2022 Incentive RSUs · Derivative 62.78 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048002 · ownership.xml · derivative · entry 3

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,825.23

Underlying: Class A Common Stock · 62.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:17 UTC
Pilcher Ciafone KatherineChief Operating Officer
Grant2021 Incentive RSUs · Derivative 29.42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048002 · ownership.xml · derivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,729.56

Underlying: Class A Common Stock · 29.42 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:17 UTC
Pilcher Ciafone KatherineChief Operating Officer
Grant2020 Incentive RSUs · Derivative 15.49 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048002 · ownership.xml · derivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,437.02

Underlying: Class A Common Stock · 15.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 07, 2025 Filed Mar 8, 2025 00:37 UTC
MOELIS KENNETHDirector · Chairman, CEO
Exercise / conversionClass B Common Stock, par value $0.01 · Derivative 3,748 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-035813 · ownership.xml · derivative · entry 2

MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,324,418

Underlying: Class A Common Stock, par value $0.01 · 2 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders.

F3 · security: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.

F3 · derivative.exercise_price: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.

F3 · kind: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.

F1 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders.

F3 · derivative.exercise_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.

F3 · derivative.expiration_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.

Read SEC document
March 07, 2025 Filed Mar 8, 2025 00:37 UTC
MOELIS KENNETHDirector · Chairman, CEO
Exercise / conversionClass A Common Stock 2 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-035813 · ownership.xml · nonDerivative · entry 1

MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders.

F1 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders.

F2 · balance_after: Mr. Moelis' ownership of 209,237 shares of Class A common stock is in addition to (i) 683,657 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2020 through 2024, (ii) 318,769 units of unvested equity granted to Mr. Moelis in February, 2025 pursuant to a retention award, (iii) 93,623 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iv) 3,976,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust

Read SEC document
February 21, 2025 Filed Feb 22, 2025 00:10 UTC SaleClass A Common Stock 2,551 $72.30 $184,437.30
Disclosure

SEC source: 0000950170-25-025084 · ownership.xml · nonDerivative · entry 1

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,940

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:24 UTC
Pilcher Ciafone KatherineChief Operating Officer
Exercise / conversion2022 Incentive Restricted Stock Units · Derivative 1,919.72 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025113 · ownership.xml · derivative · entry 7

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,762.44

Underlying: Class A Common Stock · 1,919.72 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:24 UTC
Pilcher Ciafone KatherineChief Operating Officer
Exercise / conversion2021 Incentive Restricted Stock Units · Derivative 1,350.07 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025113 · ownership.xml · derivative · entry 6

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,700.14

Underlying: Class A Common Stock · 1,350.07 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:24 UTC
Pilcher Ciafone KatherineChief Operating Officer
Exercise / conversion2020 Incentive Restricted Stock Units · Derivative 1,421.53 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025113 · ownership.xml · derivative · entry 5

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,421.53

Underlying: Class A Common Stock · 1,421.53 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:24 UTC
Pilcher Ciafone KatherineChief Operating Officer
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative 2,759.31 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025113 · ownership.xml · derivative · entry 4

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,759.31 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:24 UTC
Pilcher Ciafone KatherineChief Operating Officer
SaleClass A Common Stock 3,515 $74.00 $260,110.00
Disclosure

SEC source: 0000950170-25-025113 · ownership.xml · nonDerivative · entry 3

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,934

F2 · security: Class A Common Stock sold by Ms. Pilcher Ciafone in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:24 UTC
Pilcher Ciafone KatherineChief Operating Officer
Tax withholdingClass A Common Stock 1.63 $74.00 $120.62
Disclosure

SEC source: 0000950170-25-025113 · ownership.xml · nonDerivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,449

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:24 UTC
Pilcher Ciafone KatherineChief Operating Officer
Exercise / conversionClass A Common Stock 7,450.63 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-025113 · ownership.xml · nonDerivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,450.63

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:22 UTC
Cantor EricDirector · Vice Chairman, MD
Exercise / conversion2023 Incentive Restricted Stock Units · Derivative 5,107.05 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025109 · ownership.xml · derivative · entry 8

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,855.24

Underlying: Class A Common Stock · 5,107.05 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:22 UTC
Cantor EricDirector · Vice Chairman, MD
Exercise / conversion2022 Incentive Restricted Stock Units · Derivative 8,401.37 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025109 · ownership.xml · derivative · entry 7

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,207.4

Underlying: Class A Common Stock · 8,401.37 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025.

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February 19, 2025 Filed Feb 22, 2025 00:22 UTC
Cantor EricDirector · Vice Chairman, MD
Exercise / conversion2021 Incentive Restricted Stock Units · Derivative 6,699.5 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025109 · ownership.xml · derivative · entry 6

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,399

Underlying: Class A Common Stock · 6,699.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:22 UTC
Cantor EricDirector · Vice Chairman, MD
Exercise / conversion2020 Incentive Restricted Stock Units · Derivative 7,105.06 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025109 · ownership.xml · derivative · entry 5

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,105.06

Underlying: Class A Common Stock · 7,105.06 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:22 UTC
Cantor EricDirector · Vice Chairman, MD
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative 10,299.51 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025109 · ownership.xml · derivative · entry 4

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,299.51 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.